Purging the plague of passivity, part IV: please, please, please, please, please love me. Please?

prosperity cat, swift

I honestly meant to continue this series yesterday, campers, but I was waylaid by my eye doctor. Those of us who read and write for a living tend not to miss our annual check-ups.

“Now, these dilating drops will leave your vision just a bit blurry for the next three or four hours,” he assured me mid-exam. “Six at the most. I’m sure your blog readers won’t begrudge you a few hours for eye health.”

Okay, so I made up that last part. But Dr. H’s estimate was equally fanciful: nine hours passed, and I was still scowling at the world through the silly eye filter you see above, pupils the size of dimes.

And if that’s not a passive protagonist in an anecdote, I’d sure like to see one.

I’m back on the move today, however. I am delighted to report that I no longer look like a startled mole abruptly dragged out of a nice, comfortable dark hole at noon.

Back to business. Last time, I stirred up the deep waters of controversy underlying the placid surface of many a novel, memoir, and creative nonfiction manuscript by suggesting (and rather forcefully, too) that submissions with scene after scene spent amongst the limpid pools of smooth, conflict-free interaction — particularly if that interaction is merely observed by the protagonist (the boat in the metaphor? A passenger in that boat? A passing seagull?), rather than caused by or integrally involving him — might be less successful, in marketing terms, than ones that set the protagonist adrift amid a storm or two. (Okay, so s/he is IN the boat. Glad we got that settled.)

Oh, heck, I’m going to abandon the metaphor (toss it overboard, as it were) and just say it boldly: passive protagonists tend to bore readers, professional and unprofessional alike. After this many posts in a row on protagonist passivity, I would hope that doesn’t come as a big shock to anybody out there.

Yet in general, aspiring writers do tend to be shocked, or even appalled, at the very suggestion that their protagonists aren’t doing enough. All too often, they hear critique of their protagonists as criticism of themselves, believe it or not — as if a dull character’s appearance in a manuscript must by extension mean its creator is…well, let’s just say non-scintillating, shall we?

Surprised by that reaction? Don’t be. It’s really, really common for writers new to the wonderful world of serious feedback to respond to it as though it were, if not precisely a personal attack, at least unkindly motivated.

Many, if not most, writers have difficulty hearing manuscript critique as critique of — wait for it — their MANUSCRIPTS, rather than of themselves, their self-worth, their talent, and/or their right to be expressing themselves in print at all. (A phenomenon I have dissected at great length in the GETTING GOOD AT ACCEPTING FEEDBACK series, conveniently available under the self-named category on the archive list at right, should anybody be interested.)

This response is equally likely, by the way, whether the manuscript is fiction, memoir, or academic book. I suppose this particular logical leap shouldn’t still give me pause at this late date. Over the years, I’ve seen writers draw similar conclusions from feedback that indicates that their work is slow-paced, too long, hard to market, or even poorly punctuated.

“Why me?” they shriek, rending their garments. “What have I done to deserve this torture?”

Okay, so that was a bit of an exaggeration, but just a bit. And that’s a great pity, because a tendency to take feedback personally is unfortunate in the long-term. As personal characteristics go, it’s a difficult one to reconcile with an author’s work life.

Why? Well, being a professional writer pretty much requires not only getting used to hearing such critiques from one’s agent and editor — yes, Virginia, even an agent who adores your writing style will want you to make revisions from time to time — but being able to incorporate feedback into a manuscript. Often very quickly.

How quickly, you ask with fear and trembling? Well, it varies. Let’s just say that I’ve actually heard my agent utter the words, “Oh, you know that editor who liked your manuscript? She’d like you to give it a different ending, and I told her I could have the revised version to her in three weeks. That’s not going to be a problem, is it?” and leave it at that.

Oh, dear — that wee anecdote made some of you unconsciously clutch your chests, didn’t it? “But Anne,” critique fearers across the globe whisper, darting their eyes thither and yon, “I try to take feedback as constructive criticism, but I like my manuscript as it is. So I worry that when faced with professional critique — i.e., the completely honest examination of every last syllable and comma in a manuscript, that agents and editors convey without pulling any punches — my resolve to act like a pro may wilt a trifle.”

I have faith in you, critique fearers. When the time comes, I’m sure you’ll take it on the chin. (Speaking of unpleasant metaphors…) Unless, of course, the first serious feedback you’ve ever gotten on your work comes from your agent or editor.

Why did half of you just turn pale? You weren’t planning to have the first human eyes to have the pleasure of sliding over your manuscript be Millicent the agency screener’s, were you?

A hint to those of you who are hesitating about how to answer that question: we’re talking about Millicent the Merciless here. You know, the one who just stops reading a query at the second typo — and a requested manuscript at the third? The gal that works for the agent who reserves, “Well, you’re just going to have to rewrite this to this ten-point list of specifications,” for manuscripts she likes?

If you’re thin-skinned about feedback on your writing — and what writer who doesn’t have a lot of experience hearing critique isn’t? — it’s an excellent idea to rack up some experience listening to constructive criticism of your work before you expose your baby to professional critique. Like any other muscle, the part of your psyche that enables you to keep a quiver out of your voice as you say, “Oh, lose my protagonist’s best friend and relocate the whole story from Cleveland to Madagascar? No problem!” gets stronger with practice.

Besides, if you’re going to have a meltdown — and I’ve known many relatively stoic writers who’ve suddenly gone ballistic in the face of their first professional feedback, where nothing goes unnoticed — wouldn’t you rather do it in front of your writers’ group or a trusted first reader, rather than, say, on the phone with the agent of your dreams?

Oh, it hadn’t occurred to some of you that sometimes, the response to a successful submission is, “Yes, I’d love to represent this. Let me just dig out my revision list,” followed by the sound of 17 pages shuffling into place?

While that mental image sinks slowly into your brainpan, let’s try a little critique-desensitization exercise. Close your eyes, breathe deeply, and picture yourself sitting at a table in that bar that’s never more than a hundred yards from any writers’ conference in North America. The agent of your dreams is sitting across from you, about to order a second round.

“Oh, by the way,” he says casually, just as you were thanking your lucky starts that since you’ve already landed an agent, you were not at the conference to pitch, “your protagonist isn’t all that active, and it’s slowing down the book. You can pump up the energy in the next revision, right?”

Quick: how does that make you feel? Like getting right back to work on your manuscript, or as if tossing your half-finished club soda with lime into his smiling face might feel pretty darned good?

If it’s the latter, go punch a sofa cushion until that urge goes away. Repeat the visualization as often as necessary until your gut stops seizing up at the very notion of being on the receiving end of such a sweeping critique.

Or join a good writers’ group and participate like mad. Over time, it can have a similar response-numbing effect.

Your protagonist doesn’t do much, does he? seems to be an especially hard critique for many writers to swallow. I suspect that’s because so many first books, fiction and nonfiction alike, tend to be at least partially autobiographical. Not everyone is thrilled to be told that she would be more interesting (or, heaven help us, more likeable) if she were a more active participant in her own life. Or if her life were more interesting in general.

If she were a rhinoceros-wrestler, for instance, instead of sitting at home and writing a book about it.

In answer to that very loud unspoken question all of your minds just shouted at me: yes, I can tell you from personal experience that memoirists actually are very frequently told by their agents and editors that their books’ protagonists could get into the game more. And yes, even if a writer is experienced at handling critique, that can feel quite a bit like a personal attack.”

“Wait,” I found myself thinking as my editor and I worked on my memoir, “my publisher is allowed to edit my LIFE? What am I supposed to do, travel backward in time so I may pick a few more fights or join the Foreign Legion?”

But I’m getting ahead of myself; writing the real to make it more interesting on the page — without, you know, lying — is near the top of my to-blog list at the moment.

Darn — now I’ve gone and ruined the surprise. And I wanted Flag Day to be so special this year.

A slight case of identification with one’s own protagonist is not the only reason that many aspiring writers squirm at the suggestion that s/he might be a tad on the inactive side, though. Even for non-autobiographical fiction, the very notion that something that one wrote oneself could possibly be less than marvelous seems to come as an immense shock.

I’m quite serious about this. I’m perpetually running into writers in my classes, at conferences, and online who seem to believe that the publishing industry should buy their books simply because they have written them.

“Target market?” these well-meaning souls echo, wrinkling their noses at the inference that a true artiste ever considers why someone out there might want to buy his or her art. “That’s the publisher’s job to figure out.”

Um, yes, in the long term, but in the short term, it’s very much the writer’s job to figure out. How can you revise with an eye to pleasing readers if you have no idea who your ideal reader is? Or what she likes about the kind of book you write?

While writing is unquestionably art — some might argue the most inherently creative one, since the writer uses fewer outside materials than other artists to create her effects — if one has any intention of doing it for a living, it just doesn’t make sense not to think about who might buy one’s books and why.

Why not, you ask? Well, would you expect an aspiring doctor to work all the way through medical school without first ascertaining that there were sick people in the world?

Again, perhaps a too-colorful analogy. But you know what I mean.

Yet many, if not most, aspiring writers seem to have genuine trouble seeing their own books as a third party might. That’s a major stumbling-block to marketing one’s book to agents and small presses, because, let’s fact it, no matter how much a writer adores his manuscript, at least a few people other than one’s mother, spouse, and/or best friend will have to admire it at least at much in order for it to get published.

Again, that’s not too great a shock to any of my long-term readers, is it?

So it is perfectly reasonable, and even necessary, to step outside your role as author to try to view your story as an outside reader might. (If you have trouble pulling this off — and the vast majority of writers do — you might want to take a gander at the GETTING GOOD FEEDBACK category at right.) Specifically, to make a valiant attempt to see your protagonist as a reader might — and from a reader’s point of view, an active, decisive character in the driver’s seat of the plot can be a mighty fine thing.

Why, that’s what we’ve been talking about for the last week, isn’t it? Funny how that worked out.

One of the first things a writer needs to accept in order to read from a reader’s perspective is that conflict is not something to be avoided — it’s to be courted, because moving from conflict to conflict is how the protagonist typically moves the plot along. Protagonists who are purely reactive, as popular as they may be in movies (the trailer for half the dramatic films released within the last few years: “Coming soon to a theatre near you: the story of an ORDINARY MAN drawn against his will into EXTRAORDINARY events…”), are frequently frustrating.

“DO SOMETHING!” Millicent is likely to shout in their general direction.

Of course, in most book categories, you don’t want to go overboard in the opposite direction, driving the plot forward so quickly that there’s little time for character development. (Unless, one presumes, you happened to be writing THE DA VINCI CODE.) Non-stop conflict can result in a one-note narrative, one with very few dramatic highs and lows punctuating the story — but in most genres, if a book is going to be consistent, it’s much better to be consistently exciting than consistently low-key.

I’m going to make some of my higher-brow readers cringe by bringing this up, but one of the best recent examples of a protagonist who ostensibly has little control of the forces controlling his life, yet manages to fight back on practically every page is Harry Potter of the self-named series. (Don’t laugh; many of the English-reading adults currently in their twenties grew up on that series, and thus drew their ideas of exciting pacing from it.)

How did JK Rowling keep the tension high in books that are largely about a child with little autonomy going to school in what frankly seems to be an educational system intent upon punishing students? The old-fashioned way: by including some kind of conflict on every page.

But not all of it has to do with fighting He Who Shall Not Be Named. More than half the time (until the last couple of books in the series, at least), Harry is beset not by the forces of ultimate evil, but by teachers who don’t like him, a crush he doesn’t know how to handle, mixed feelings about his elders, and so forth.

All that’s conflict, too, right?

Rowling also tends to have more than one threat looming over her protagonist at any given time, as well as forces buffeting about his friends, and even his enemies. All of this contributes to a complex plot — and plenty of occasion to introduce conflict on any given page.

If you genuinely feel that it’s important to your story that your protagonist is acted-upon (true in virtually every memoir professional readers see, incidentally, as well as most first novel manuscripts), adding subsidiary action can go a long way toward pepping up the pace. Why not add conflict over something very small and not related to the bigger causes of resentment in a plot, for instance?

For example, consider a story set in an office with an intensely sexist boss of the “Hey, good-looking, why don’t you sit on my lap while I discuss our new policy for file-sharing” variety. Now, our heroine and her cronies could type away in resentful silence while their boss leers at one of them for fifty pages on end, obviously.

But what if, in addition to all of that glorious silent passivity, some of the typers happened to be going through menopause — and started responding to their autocratic boss’ systematic harassment by violently quarreling amongst themselves over where the thermostat should be set during their various hot flashes?

Inherently quite a bit more dramatic, isn’t it? Lots of room for ongoing conflict there.

But not everyone out there is comfortable with this strategy, I’m sensing. “But Anne,” some of you passivity-penners cry, “you told us last time that there were a lot of reasons an agent, editor, or contest judge might take a dislike to a protagonist. Even if mine is just one of several coworkers being nasty to one another, won’t they like her even less?”

Ah, that old bugbear: the belief that a character must be a nice person to be likeable on the page.

Likeability tends to be a sore point amongst fiction writers, especially for those of us who write about female protagonists: when we include characters in our work whose political views are a bit challenging, for instance, or have sexual kinks beyond what the mainstream media currently considers normal, or even pursue their goals too straightforwardly, we fear being told that our characters are not likeable enough. So we tend to self-edit for harmony.

Translation: many writers will deliberately make a protagonist passive, on the theory that if she isn’t, this chick might not play in Peoria, according to someone in a New York agency or publishing house.

Frankly, I think the industry tends to underestimate Peorians, but the fact remains, it actually isn’t all that unusual for an agent or editor to ask a writer to tone down a particular character’s quirks. Usually, though, these requests refer to secondary characters (as in, “Does Tony’s sister really have to be a lesbian?” or “Could the Nazi brother be just a little bit right-wing instead?”) or to specific scenes (“Need she tie Bob down?”).

Occasionally, though, the request is not quite so helpfully phrased: “I liked the story, but I didn’t like the protagonist,” an editor will say. “If you fix her in X, Y, and Z ways, maybe I’ll pick up the book.”

You were hoping my earlier example of an editor asking for revisions prior to offering a book contract was just an anecdotal misstep, weren’t you? How shall I break it to you?

Directly is probably the best way: it has become quite common for editors to ask for major revisions prior to making an offer on a novel. Agents will frequent make similar requests prior to being willing to market a novel to editors. Sometimes several rounds of revisions, even, so the writer is essentially performing rewrites on command for free.

That’s how tight the fiction market is right now; ten years ago, most good agents would have laughed outright at such an editorial request before a contract was signed.

Much of the time, though, the author responds to critique about character likability by making the character more passive — a very bad move, strategically.

So why do they do it? As I mentioned, it’s a common writerly misconception to believe that a passive protagonist is automatically a likeable one. An interesting conclusion, isn’t it, given how often first novels and memoirs feature at least semi-autobiographical protagonists?

Which begs the question: is the common writerly obsession with protagonist likeability at some level a cry to the industry: “Love my character — and me!”?

Bears a spot of thinking about, doesn’t it? Psychology aside, it’s understandable that writers might mistake a propensity for avoiding confrontation for likeability.

Passive Paul the protagonist is a courteous fellow, typically, always eager to step aside and let somebody else take the lead. Courteous to a fault, he’s always doing nice things for others, generally thanklessly. A good employee, fine son/husband/potential partner, he is dependable. Almost all of his turmoil is in his head; he tends to be polite verbally, reserving his most pointed barbs for internal monologue.

Why, his boss/friend/wife/arch enemy can taunt him for half the book before he makes a peep — and then, it’s often indirect: he’ll vent at somebody else. His dog, maybe, or a passing motorist.

Romantically, Paul’s a very slow mover, too; he’s the grown-up version of that boy in your fifth-grade class who had a crush upon you that he had no language to express, so he yanked on your pigtails. Or, better still, silently drew amorous cartoons of you in the margins of his notebook, plotting how he’s going to show up at your 10th reunion as a rock star and sweep you off your wee feet. In real life, it might take this guy until the 20th reunion and after his second divorce to work up the nerve to tell you that he ever had a crush on you at all.

On the manuscript page, Paul’s been known to yearn at the love of his life for two-thirds of a book without saying word one to her. Perhaps, his subconscious figures, she will spontaneously decide she likes me with no effort on my part.

And astonishingly, half the time, his subconscious ends up being right about this! Go figure, eh?

A delightful person to encounter in real life, in short; the kind of person you might like to see serving on your city council, library board, or living next door to you in a time of natural disaster. But think of Paul from a reader’s point of view: he makes so few moves that he’s practically inert.

So why, if you’ll pardon my asking, would someone pay $25 to read a book in which he is the central figure — other than the beauty of the writing, of course?

That may sound like a cruel or dismissive question, but actually, it isn’t — it’s precisely the question that Millicent is going to need to be able to answer if she’s going to recommend that her boss, the agent of your dreams, should read it, right? It’s also the question the agent of your dreams is going to have to make to the editor of your fantasies in order to get her to acquire it.

And isn’t it, ultimately, a question your target reader will, at the very least, find of interest between the shelf and the cash register?

Next time, I shall talk a bit more about Passive Paul — and what, short of challenging him to a duel (for which he would probably not show up, we can only assume), his creator can do to get him into the game of his own life a bit more. In the meantime, keep up the good work!

Purging the plague of passivity, part III: the many, many different translations of aloha

palm tree, shadow2palm tree, shadow3
palm tree, shadow5palm tree, shadow
palm tree, shadow4palm tree, shadow6

Can you believe it, campers? I took an entire weekend off. Well, not off, precisely — I edited copy for two wildly different websites, walked a new author through the mysteries of blogging, and threw a gala dinner party — but the point is, I didn’t blog. Not even a little.

Except for very late last night, when I discovered that an apparently well-disposed Russian blogger had tried to leave a comment here. To be specific, I discovered it in my about-to-be-deleted spam. (What, you thought I wouldn’t log on to see if my spam-blocking program hadn’t committed some unanticipated mayhem while I was looking the other way, just because I wasn’t posting? Even when I’m on vacation, I often check in to answer readers’ questions.) Unfortunately, I don’t read Russian, but a friend who does said that it was an interesting comment. Even more unfortunately, neither my blogging program nor I is in a position to provide translation services for the fine folks who read this blog in translation. Which means, I’m afraid, that I can only post comments in English, even on the rare occasion that my spam-screening program allows me to see those in foreign languages.

All of which I felt compelled to mention late last night. What I neglected to mention was (a) the fact that my blogging program requires me to approve every first-time commenter’s post (which is why, in case some of you first-timers had been wondering, your comments may not have appeared on the blog right away) and (b) the reason that this level of scrutiny is necessary. Spamming advertisers often try to post links to their products’ websites as comments on blogs; if I did not employ my dual-level screening system, you would constantly be regaled with 40 or 50 ads, many of which for products and services that do not bear mention on a family-friendly site. (Since it’s important to me that those of you reading on computers with parental controls and/or public computers and/or work computers have unfettered access to the Author! Author! community, I actually do check links.)

So in case I haven’t said it recently: please, keep the conversation G-rated, keep it in the language of the site, and I’ll make a sincere effort to keep my spam screener from eating your thoughts. And if you’re even considering posting a link in my comments, please review the rules for posting comments before tossing ‘em up there.

Thanks tons. Let’s get back to the matter at hand.

Last week, I gave you a heads-up about a bugbear that haunts many a novel and memoir submission, the passive protagonist problem. The dreaded PPP, for those of you who missed my last couple of posts, arises when the action of a book occurs around the main character, rather than her participating actively in it — or (dare I say it?) causing it.

As I intimated last time (and the week before, and a year ago, and…), passive protagonists tend to annoy professional readers. While naturally not every single agent, editor, contest judge, or screener in the biz will instantly stop reading the moment the leading character in a novel stops to contemplate the world around him, at any given moment, thousands and thousands of submissions sitting on professional readers’ desks feature protagonists who do precisely that.

Often for pages and chapters at a time. It’s not necessarily that there’s no action occurring on the page; the protagonist merely seems to be an observer. Unlike the assumed other observer of the plot — the reader — the protagonist is a spectator enjoying the considerable twin advantages of being personally involved in the outcome of the struggle-in-progress and having the capacity to comment upon goings-on for the reader’s benefit. (In the language of the prevailing narrative, presumably.)

Yes, yes, I know: the latter practice is a necessity in a first-person narrative. The nature of the beast, really — when the narrator and the protagonist are one and the same, it’s pretty hard to keep the protagonist’s thoughts and feelings out of the narrative. (Although you’d be surprised at how many memoir submissions seem devoted to the losing battle of trying to keep the narrative impersonal. Just the facts, ma’am.) And in a close third-person narrative, the reader if often treated to glimpses of the protagonist’s internal mutterings.

All of that’s perfectly appropriate, of course — although as Millicent the agency screener would be only too happy to tell you, the proper proportion of internal monologue to external activity varies wildly by genre. An unusually chatty protagonist of a Western would be practically silent by the standards of most science fiction subcategories, for instance, and even a relatively reticent memoir narrator would strike the average thriller’s protagonist as living almost entirely inside his own head.

I’ve said it before, and I shall no doubt say it again: there’s just no substitute for being conversant with the norms of your chosen book category. And there’s just no other way of becoming conversant with the current market than sitting down and reading books like yours that have been released within the past few years.

Category-appropriate levels of internal monologue is not what I mean by a passive protagonist problem, though. I’m talking about the kind of protagonist who watches intently what is going on around him — sometimes letting the reader in on his thoughts on the subject, sometimes not — but does not speak or act in a way that is in any way likely to change what’s going on.

The plot just carries him along, a leaf tossed into a river.

Nothing against a little quiet contemplation, but if you were screening 50 manuscripts a day, and 30 of them featured passive protagonists, it would start to annoy you eventually, too. (And in response to what half of you just thought: no, that’s not an exaggeration; if anything, the 30 out of 50 estimate is on the low side. Just ask any experienced contest judge.)

Given the extreme popularity of the passive protagonist, perhaps it’s understandable that the average Millicent’s reaction to encountering inert characters tends to be a trifle, well, negative, almost to the point of being reflexive. One doesn’t need to pull all that many pans out of hot ovens without using mitts to start snatching one’s hands away from blister-inducing surfaces, after all.

Already, I see a forest of raised hands. “But if the pros dislike character passivity so much,” some of you call out, and with excellent reason, “why don’t they just tell writers so? How hard would it be to post on their websites or include in their agency guide listings, ‘No passive protagonists, please?'”

Excellent point, thought-huggers: that would indeed be a spectacularly good plan. However, as is the case with so many basic facts of publishing, many agents and editors are under the impression that they do tell aspiring writers about it — in fact, even form-letter rejections tend to contain some reference to the phenomenon, but not in so many words. Usually, it’s cast in terms that you’d have to read many manuscripts a week to translate accurately.

I couldn’t identify with the main character, for instance, is a fairly common euphemism for Passive Protagonist Syndrome.

Was that giant thump I just heard a thousand jaws hitting the floor? Let me guess: you thought you were the only submitter who had ever heard gotten this response, right?

Would you be surprised to learn that variations on this sentiment are the most common pieces of rejection feedback writers receive? So I would imagine that quite a few of you — at least, the ones who have been querying and submitting diligently, bless your intrepid hears — have seen at least one iteration of this little number in at least one rejection letter.

Let’s take a little informal poll to see how effective this common form-rejection phraseology has been at making its point. Hands up, anyone who received such a response and instantly thought, “Oh, I’d better make my protagonist more active, by gum.”

Anyone? Anyone?

To be fair, there are other a million reasons a screener (who is usually the one weeding out submissions at a big agency, by the way, rather than the agent) might not have identified with a protagonist other than passivity. But it is one of the more common. Other rejection-speak that might translate as an appeal for more activity: I didn’t like the main character enough to follow him through an entire book, There isn’t enough conflict here, and the ever-popular I just didn’t fall in love with the protagonist enough to pick up the book.

Since this last euphemism has about as many meanings as aloha, however, it’s often difficult to translate exactly. I have seen it mean everything from, The first paragraph bored me to I hate books about brunettes. You’d be amazed what a broad range of issues folks on the business side of the biz will lump under the general rubric of writing problem.

“But Anne,” I hear some of you slice-of-lifers fume, “this is grossly unfair! Surely, this is not a reaction that every reader would have to a slightly lackadaisical character — and in case you haven’t noticed, the world is stuffed to the gills with people who do not rush headlong into conflict at the slightest provocation. Haven’t any of you professional readers ever heard of REALISM?”

Oh, I think that this problem is all about realism — I suspect that writers tend to identify with passive protagonists far, far more than other readers do. (And just to give you a heads-up, imaginary protestors: professional readers generally HATE it when aspiring writers accuse them of having invented the marketing reality that certain books are harder to sell than others. Really.)

There’s good reason that writers tend to root for the quiet types, of course: we writers spend a lot of time and energy watching the world around us, capturing trenchant observations and seeing relationships in ways nobody ever has before. Small wonder, then, that writers often think of people who do this as likeable, charming, interesting people, well worth knowing — and certainly lovable enough to warrant following all the way to the end of a book, thank you very much, Millicent..

So it often comes as a great shock to these writers that the average fiction or memoir agent, to put it mildly, does not share this opinion. Nor does the average editor of same; even those who publish books by journalists — who are, after all, trained to be primarily observers — want the subjects of those stories to be active.

For one simple reason: because such stories are, by and large, infinitely easier to sell to readers.

Yes, really — remember, we writers are far from normal readers. We buy a disproportionate share of any year’s crop of literary fiction, for instance, as well as much of the short story collections and masses of poetry. We pore over books in our chosen book category — at least I hope you do; I certainly recommend it often enough — following our favorite authors’ careers with a loyalty and intensity that others reserve for sports stars.

We are, in fact, an extremely specific niche market of book purchasers. It would be interesting to try to make the case that a particular piece of literary fiction could be marketed successfully to writers-who-read, specifically on the grounds that its protagonist does think like a writer: observing, observing, observing.

However, if you are writing in most of the established book categories, I can virtually guarantee that writers will not be your primary target audience.

And that’s something of a pity, because from a writer’s point of view, one of the great fringe benefits of the craft is the delightful ability to make one’s after-the-fact observations on a situation appear to be the protagonist’s first reactions — and one of the simplest ways to incorporate our shrewd observations on the human condition seamlessly into a text is to attribute them to a character.

Writers who read LOVE that.

Which is fine, until the protagonist becomes so busy observing — or feeling, or thinking — that it essentially becomes his full-time job in the book. Since in the two of the three most common fictional voices — omniscient narrator, first person, and tight third person, where the reader hears the thoughts of the protagonist — the observing character is generally the protagonist, this propensity sometimes results in a book centered on someone who is too busy observing others to have a life of his or her own.

Yes, you did just draw the correct conclusion there: on the page, being purely reactive seldom comes across as all that fascinating a life.

That sentiment just stirred up some pretty intense reactions out there, didn’t it? “But Anne,” I hear some reactivity-lovers cry, “my protagonist enjoys a rich and full emotional life by responding to stimuli around him. His mental activity is prodigious. If that was good enough for Mr. Henry James, why shouldn’t it be good enough for me?”

Well, for starters, have you taken a gander at some of Mr. Henry James’ sentences lately? Some of them are two pages long, for heaven’s sake; even Dickens would have blushed at that.

More to the point, from a regular reader’s point of view, a protagonist’s being upset, resentful, or even wrestling within himself trying to figure out the best course of action is not automatically dramatic. To compound that blasphemy, allow me to add: thought about interesting matters does not necessarily make interesting reading.

In the throes of eliciting solid human emotion or trenchant insight, writers can often lose sight of these salient facts.

Why aren’t internal dynamics inherently dramatic, you ask? Because whilst the mind is churning, the entirety of protagonist’s glorious energy expenditure typically is not changing the world around her one iota. At the risk of sounding like a constructor of form-letter rejections, it’s substantially more difficult to identify with a protagonist who diagnoses the problems around her with pinpoint accuracy, yet does not act upon these insights in order to rectify the situation, than one who jumps into the conversation or does something to disturb the status quo.

I’ll go even farther than that: the character who speaks up in the face of what she perceives to be injustice, even if it’s very quietly, or who takes a concrete step to gain what she wants, even if it’s a very tiny or largely symbolic one, is usually more likable than one who remains inert and resents. And before any of you creators of anti-heroes scoff at the very concept of protagonist likability, let me whip out yet another of the great form-letter euphemisms: I didn’t care enough about the character to keep turning the pages.

Harsh? You bet, but not entirely unjustified, from Millicent’s point of view. Here’s how the passive protagonist phenomenon generally plays out in otherwise solid, well-written manuscripts:

(1) The protagonist is confronted with a dilemma, so she worries about for pages at a time before doing anything about it (If, indeed, she elects to do anything about it at all.)

(2) If it’s a serious problem, she may mull it over for entire chapters. (Or entire volumes of a trilogy, in an 18th-century novel.)

(3) When the villain is mean to her, instead of speaking up, she will think appropriate responses. Should the mean person be her love interest, she must never, ever ask him to explain himself; much better to mull his possible motivations mentally, and proceed upon those assumptions.

(4) At some point, she will probably talk it all over with her best friend(s)/lover(s)/people who can give her information about the situation before selecting a course of action. (See parenthetical disclaimer in #1.)

(5) If she is confronted with a mystery, she will methodically collect every piece of evidence before drawing any conclusions that might require action. Frequently, this requires tracking down interested parties, asking a single question, and listening passively while those parties provide her with the necessary clues.

(6) However, if the problem to be confronted is relationship-based, she must on no account simply ask any of the parties involved how they view the situation, or reveal her own feelings on the subject to them. Avoidable guesswork may in this manner frequently supply suspense.

(7) Even in the wake of discovering ostensibly life-changing (or -threatening) revelations, she takes the time to pay attention to the niceties of life; she is not the type to leave her date in the lurch just because she’s doomed to die in 24 hours.

(8) When she has assembled all the facts and/or figured out what she should do (often prompted by an outside event that makes her THINK), she takes swift action, and the conflict is resolved.

Is it me, or is this progression of events just a tad passive-aggressive? Especially in plotlines that turn on misunderstandings, wouldn’t it make more sense if the protagonist spoke directly to the person with whom she’s in conflict at some point?

Gee, one might almost be tempted to conclude that writers as a group are confrontation-avoiders. Maybe we should all retreat into our individual corners and mull that one over.

Up those hands go again. “But Anne, I’m worried about the opposite problem: if I send my protagonist barreling into every available conflict, won’t that make readers dislike her, too? Not to mention getting her into all kinds of trouble — if she said out loud precisely what she thought of the people around her, they’d bludgeon her to a pulp within fifteen minutes.”

I’m glad you brought this up, hand-raisers: often, writers will have their protagonists keep their more trenchant barbs to themselves in order to make them more likable, especially if the protagonist happens to be female. The logic behind this choice at first glance seems solid: in real life, very aggressive people don’t tend to work and play as well with others as gentle, tolerant, accommodating sorts.

But as we’ve discussed before, what’s true in real life isn’t necessarily true on the page. An inert character who is nice to all and sundry is generally less likable from the reader’s point of view than the occasionally viper-tongued character who pushes situations out of the realm of the ordinary and into the conflictual.

Because, as I MAY have mentioned before, conflict is entertaining. On the page, if not in real life.

More to the point, lack of conflict can slow a narrative practically to a standstill. So can conflict in which the character the reader is supposed to care most about is not integrally involved, or conflict where the outcome doesn’t matter much to the protagonist — because if the protagonist doesn’t care enough to get involved, why should the reader?

“But Anne,” the hand-raisers protest, “my protagonist cares deeply about what’s going on; that’s why she thinks about it all so much, Besides, my villains are based upon people who are just awful in real life, so it’s impossible that the reader won’t automatically root against them, no matter whether my protagonist leaps into the fray or not. So what’s wrong with letting her sit back while the bad guys expose their true colors?”

Ooh, that’s a tough one. Not the question, necessarily, but pulling off plopping characters ripped from real life into a narrative where a comparatively virtuous protagonist stands back and observes their bad behavior. While pitting kindly and forbearing protagonists against aggressive bad folks (who often bear suspicious resemblances to the writer’s “ex-friends, ex-lovers, and enemies,” as the bard Joe Jackson likes to call them) is probably a pretty healthy real-world response, emotionally speaking, it can be deadly on a page.

Why? Well, the reader’s sense of dramatic fitness, for one thing: while it may be realistic to show a character confronting the same intractable problem or awful co-worker day after day, the mere fact of bringing the problem up generates an expectation that something will happen to change that status quo, doesn’t it? If the narrative violates that expectation, not only is the reader likely to become impatient — he’s likely to get bored.

It’s difficult to keep a reader interested indefinitely in a repeating pattern of events, no matter how beautifully they may be described. Then, too, sitting around and resenting, no matter how well-justified that resentment may be, is awfully darned hard to convey well in print.

But that doesn’t stop most of us from trying from time to time, does it?

Come on — ‘fess up; we all do it. We writers are notorious for taking revenge on the page, Rare is the creative writer who does not blow off the occasional real-world resentment, angst, or just plain annoyed helplessness by having his protagonist think pithy comebacks, uncomfortable reactions, pointed rhetorical questions, and/or outraged cris de coeur against intractable forces. Instead of, say, uttering these sentiments out loud, which might conceivably provoke a confrontation (and thus the conflict so dear to Millicent’s heart), or doing something small and indirect to undermine the larger conditions the protagonist is unable to alter.

Yes, people mutter to themselves constantly in real life; few of us actually tell of the boss in the way s/he deserves. However, at the risk of sounding like the proverbial broken record, just because something actually occurs does not necessarily mean that it will make good fiction.

What does make good fiction is conflict. Lots of it. On every page, if possible.

This is not to say, of course, that every protagonist should be a sword-wielding hero, smiting his enemies right and left — far from it. But even the mousiest character is capable of acting out from time to time.

And yes, I am about to give you another homework assignment. How clever of you to see it coming.

Whip out those Post-It notes and highlighting pens and start running through your manuscript, seeking out silent blowings-off of emotional steam. Whenever you find them, check to see if there is conflict on the rest of the page — and if your protagonist is taking part in it actively, only in thought, or simply as an observer.

Depending upon what you find in each instance, here are some possible next steps. (Fair warning: some of these are going to sound a wee bit familiar from last week’s assignment, as we’re talking about fixing the same phenomenon.)

(1) If there’s not conflict on the page in front of you, ask yourself: how could I add some? Or, if you’re trying to avoid adding length to the manuscript, are there elements slowing down the scene that you could cut? Does this interaction add enough to the plot or character development that it actually needs to be there?

(2) If your protagonist is active, pat yourself on the back. Then ask yourself anyway: is there something even more interesting s/he could do here? Something less predictable? A way that her reaction could surprise the reader a little more, perhaps? Small twists go a long way toward keeping a reader involved.

(3) If your protagonist is merely thinking her response, go over the moments when she is silently emoting. Is there some small tweak you could give to her response that would make it change the situation at hand? Or — and it’s astonishing how infrequently this solution seems to occur to most aspiring writers — could she say some of the things she’s thinking OUT LOUD?

(4) If your protagonist is a pure observer in the scene, sit down and figure out what precisely the observed interaction adds to the book. Are there ways that you could achieve the same goals in scenes where your protagonist is a stronger player? If not, could there be more than one conflict in the scene, so your protagonist could be involved in the lesser one?

If you find yourself worrying that these textual tweaks may cumulatively transform your protagonist a charming, well-rounded lump of inactivity into a seething mass of interpersonal problem generation, consider this: many agents and editors like to see themselves as people of action, dashing swashbucklers who wade through oceans of the ordinary to snatch up the golden treasure of the next bestseller, preferably mere seconds before the other pirates spot it. Protagonists who go for what they want tend to appeal to them.

More, at any rate, then they seem to appeal to most writers. In fact, this whole argument may well seem glib and market-minded to some of you, and frankly, from an artistic perspective, that’s completely understandable.

That’s not the only perspective that’s relevant here, though, even for the artist. Remember, a submitted manuscript does not need to speak only to its author, or even to other writers: its appeal needs to translate into other mindsets. It’s the writer’s job to make sure that the manuscript can speak to both the business side of the publishing world and the artistic side.

Before your work can speak to your target market of readers, it has to please another target market: agents and editors. Even if you have good reason to keep your protagonist from confronting his challenges directly — and you may well have dandy ones built into your plot; look at Hamlet — he will still have to keep in motion enough to please this necessary first audience.

So while you’re revising, ask yourself: how can I coax my protagonist out of his head, and into his story? How can his actions or words alter this particular moment in the plotline, if only a little?

As individuals, we can’t always more mountains, my friends; we can, however, usually kick around a few pebbles. Give it some thought under those swaying palms, people — but not too much. Keep up the good work!

A quick word to those of you reading this blog in a language other than English

Hello, non-English-speaking members of the Author! Author! community –

Lately, I have noticed that a number of you have been attempting to post comments in your native languages. I realize that my site is available in translation, but unfortunately, my spam-screening program reads any comment written in a language other than English as spam.

I realize that this creates a difficulty for those of you reading in translation, especially bloggers who have been kind enough to link to this site. (I do occasionally try to follow the links back when a website is listed, so I know that there are bloggers around the globe who have tried to leave comments here.) However, since it’s very, very common for spam comments to be written in languages other than English, if I shut down the screening program, my readers would be inundated with hundreds of advertisements on each post.

As a result, only comments in English may be posted here. My apologies for the inconvenience to those of you reading this in, say, Russian, and I hope the day will come soon when a more advanced screening program (or a blogging program with two-way translation capacity) will allow us to exchange thoughts more freely.

For the rest of the guidelines for posting comments here, please see my post on the subject. Keep up the good work!

Spicing up your plot, or, that’s the way the fortune cookie crumbles

fortune side onefortune side two

These, believe it or not, are the two sides of the single fortune I found tucked into my end-of-the-meal cookie last night: a tactfully-phrased prediction of my future happiness — by mail, no less! — accompanied by a terse statement about my general standing in the world. Had I been a less secure person, I might have taken umbrage at my dessert’s presuming to judge whether I counted or not, but since I had already sent back my census form, I found the symmetry very pleasing: clearly, Somebody Up There (or at any rate, Somebody Working in a Cookie Factory) was planning to reward the civic virtue of my outgoing mail with something fabulous in my incoming mail.

Imagine how dismayed I would have been, though, had I not yet popped my census form into the mail — or, even worse, if I had not yet received my census form. As I rearranged vegetables and yogurt containers in preparation for fitting my leftover asparagus in black bean sauce and Hunan pork into my overstuffed refrigerator, I would have kept wondering: is the census form the mail I’m supposed to find so darned pleasant? I mean, I understand the Constitutional obligation to be counted every ten years, but who is this fortune cookie to order me to enjoy filling it out?”

Admittedly, in a real-life fortune cookie-consumption situation, this might have been a bit of an overreaction. (Although what’s next, I wonder? Miranda warnings printed on Mars bars, for easy distribution at crime scenes? The First Amendment immortalized in marzipan, lest bakery patrons temporarily forget about their right to freedom of assembly whilst purchasing fresh macaroons?) Had the protagonist in a novel or memoir stumbled upon this chatty piece of paper, however — and let’s face it, less probable things turn up on the manuscript page all the time — it would have seemed pretty significant, wouldn’t it?

Any thoughts on why that might be the case? Could it be that this bizarre means of communication is one of those telling details I keep urging all of you to work into the opening pages of your manuscripts, as well as the descriptive paragraph in your queries, synopses, verbal pitches, and contest entries? Could the paragraphs above be crammed with the kind of fresh, unexpected little tidbits intended to make Millicent the agency screener or Mehitabel the contest judge suddenly sit bolt upright, exclaiming, “My word — I’ve never seen anything like that before.”

Hint: since I’m opening our foray into craft with it, chances are pretty good that I’m showing you some telling details. Or, to put it in terms the whole English class can understand, choosing to incorporate that wacky fortune cookie into the narrative shows, rather than tells, something about the situation and character.

How can a savvy self-editing writer tell whether a detail is, in fact, telling? Here’s a pretty reliable test: if the same anecdote were told without that particular detail, or with it described in (ugh) general terms, would the story would be inherently less interesting?

Don’t believe that so simple a change could have such a dramatic subjective effect? Okay, let me tell that story again with the telling details minimized. To make it a fair test, I’m going to keep the subject matter of the fortunes the same.

These, believe it or not, are the two sides of the single fortune I found inside a fortune cookie last night: a prediction of my happiness, accompanied by a statement about my standing in the world. Had I been a less secure person, I might have taken umbrage at my dessert’s presuming to judge whether I counted or not, but since I had already sent back my census form, I found the symmetry very pleasing: clearly, Somebody Up There was planning to reward the civic virtue of my outgoing mail with something fabulous in my incoming mail.

Imagine how dismayed I would have been, though, had I not yet popped my census form into the mail — or, even worse, if I had not yet received my census form. As I worked my Chinese food leftovers into my refrigerator, I would have kept wondering: is the census form the mail I’m supposed to find so darned pleasant? I mean, I understand the legal obligation to be counted every ten years, but who is this fortune cookie to order me to enjoy filling it out?”

Admittedly, this might have been a bit of an overreaction. (Although what’s next, I wonder? Police advising the arrested of their rights by given them candy? The First Amendment immortalized in baked goods, lest bakery patrons temporarily forget about their right to freedom of assembly?)

It’s not as funny, is it, or as interesting? I haven’t made very deep cuts here — mostly, I’ve trimmed the adjectives — and the voice is still essentially the same. But I ask you: is the story as memorable without those telling details? I think not.

Some of you are still not convinced, I can tell. Okay, let’s take a more radical approach to cutting text, something more like what most aspiring writers do to the descriptive paragraphs in their query letters, the story overviews in their verbal pitches, and/or the entirety of their synopses, to make them fit within the required quite short parameters. Take a gander at the same tale, told in the generic terms that writers adopt in the interests of brevity:

Last night, I cracked open a fortune cookie at the end of my meal and discovered something I had never encountered before: a two-sided fortune, one side predicting I’d receive something good in the mail, the other reminding me that it was important that everyone be counted for the census. Since I had already sent back my census form, I found the symmetry very pleasing: clearly, Somebody Up There (or at any rate, Somebody Working in a Cookie Factory) was happy that I’d already filled it out.

Imagine how dismayed I would have been, though, had I not yet done so — or, even worse, if I had not yet received my form. As I rearranged food containers in my refrigerator, so I could fit my leftovers inside, I would have kept wondering: is the census the mail I’m supposed to find so darned pleasant? I mean, I understand what the census is for, but who is this fortune cookie to order me to enjoy filling it out?” Admittedly, this might have been a bit of an overreaction. (Although what’s next, I wonder)

Not nearly as much of a grabber as the original version, is it? Or the second, for that matter. No one could dispute that it’s a shorter version of the same story, but notice how in this rendition, the narrator seems to assume that the reader will either picture the incident so clearly that no details are necessary — or, even more common in memoir manuscripts and comic scenes in novels, presume that it’s the reader’s job to fill in the details, not the writer’s.

If you ever plan to submit your writing to Millicent or Mehitabel, there’s something you need to know: as far as professional readers are concerned, it’s the writer’s responsibility to tell the story in a way that provokes the intended reaction in the reader, not the reader’s to guess what the writer meant.

In other words, a professional reading is seldom anywhere near as charitable as the average submitter or contest entrant hopes it will be. Blame it on the intensity of competition created by literally millions of aspiring writers seeking to get published: Millicent knows that if the well-written submission in front of her does not provide her with the reading experience her boss the agent believes will sell right now, chances are good that one of the next thousand submissions will.

According to her, then, it’s your job to draw her into your story so completely that she forgets about all of that. It’s your job to wow her with your storytelling, regardless of the category of your book.

As some of you may already have suspected, I am not bringing this up at the beginning of our discussion of craft by accident: being aware of the imperative to tell the story well, rather than merely present it in a series of well-written sentences, gives an aspiring writer a significant advantage in preparing a submission or a contest entry. Heck, I’ll go even further: one of the best rules of thumb an aspiring writer can adopt is construct and revise your manuscript assuming a critical reader who wishes to be entertained, rather than an indulgent reader who is looking for writing potential.

This is particularly good advice — and I suspect that this will come as a surprise to some of you — if you happen either to be writing memoir or a novel with scenes based upon your personal experience. All too often, reality-based narrators rely upon the fact that something really happened to render it interesting to a reader, regardless of how skillfully that story may be told. All that’s really necessary is a clear telling, right? Or that the kind of terse narrative that works so well in a verbal anecdote will inspire the same reaction if reproduced verbatim on the page.

How well do either of these extremely common theories work out in practice? Well, let me ask you: did you prefer the first version of the fortune cookie story, the second, or the third?

More importantly for submission purposes, which do you think would grab Millicent the most as the opening of a manuscript? Or Mehitabel as the first few paragraphs of a contest entry?

Uh-huh. As we’ve seen, the difference between those three renditions was not the voice (although a case could be made that part of the voice of the first was created through the selection of the details) or even the writing quality (although the last version did get a mite word-repetitive), but the narrative’s willingness to include telling details — and unusual ones at that.

Allow me to suggest a radical interpretation of these facts: what if the entertainment differential between the three lay not in an authorial failure of imagination in composing the last version, but in a failure to recognize that the point of including this anecdote is presumably to entertain and inform the reader? In telling the story as quickly as possible, can a writer sometimes defeat the purpose of including it at all?

Ponder those questions for a moment, novelists who make things up from whole cloth. I’m going to take a moment to address the billows of anxiety wafting from those who write the real.

“But Anne!” memoirists and reality-based novelists protest nervously. “The things I write about actually happened — I can’t just make up pithy little details, can I? I have to stick to what happened!”

True enough, anxious truth-tellers: if you are writing the real, you cannot control the facts. What you can control, what any writer must control, is how you present them to the reader. No matter what you write, the success of your narrative is going to depend largely upon your storytelling skills — they’re what separates your account of a particular incident from anybody else’s, right?

Frankly, this isn’t an easy task, even if dear self doesn’t happen to be the protagonist; it’s hard to represent the real world well on the page. And let’s face it, reality is sometimes a lousy storyteller.

Oh, your life has never been trite or obvious or just plain perplexing, even for a minute? Okay, all of you English and Literature majors, tell me, please, how the following 100% true anecdote rates on the symbolism front.

A couple of years ago, I was scheduled to give a eulogy for a dead friend of mine — a writer of great promise, as the pros used to say — at our college reunion. Because several of my classmates had, unfortunately, passed away since our last get-together, eight of us were to give our eulogies at the same event. Because I am, for better of worse, known to my long-time acquaintances as a teller of jokes, I was under substantial pressure to…how shall I put this?…clean up the narrative of my late friend’s life a little. Or at least tell a version that might not offend the folks who didn’t happen to know him.

No, that’s not the symbolic part; that’s all backstory. Here’s the symbolism: my throat was annoyingly, scratchily sore for the entire week that I was editing the eulogy.

Now, if I saw a parallel that obvious in a novel I was editing, I would probably advise cutting it. “No need to hit the reader over the head with it,” I’d scrawl in the margins. “Yes, it’s showing, not telling, but please. Couldn’t you come up with something a bit more original?”

(And yes, now that you mention it, I am known for the length of my marginalia. Brevity may be the soul of wit, but explanation is often the soul of clarity.)

Now, if my life were a short story written for a high school English class, the voice loss in that anecdote might pass for legitimate symbolism — or even irony, in a pinch. A bit heavy-handed, true, but certainly situationally appropriate: outsiders move to silence protagonist’s voice through censorship = protagonist’s sore throat. Both New Age the-body-is-telling-you-something types and postmodern the-body-is-a-text theorists would undoubtedly be pleased.

But the fact is, in a novel or memoir, this cause-and-effect dynamic would seem forced, or even trite. Certainly, it’s unlikely to make Millicent drop her latte and scream, “Wow, I never saw that coming!”

As I believe I may have mentioned, oh, four or five hundred times before in this very forum, just because something happens in real life doesn’t necessarily mean that it will make convincing fiction. My sore throat is precisely the type of symbolism that comes across as ham-handed in a novel. It’s too immediate, for one thing, too quid pro quo.

Dramatically, the situation should have taken time to build — over the years since my friend’s death, perhaps — so the reader could have felt clever for figuring out why the throat problem happened. Maybe even anticipated it.

How much better would it have been, in storytelling terms, if our protagonist had dealt with all the different input with aplomb, not coming down with strep throat until scant minutes before she was to speak? That way, in fine melodramatic style, she would have to croak her way through her speech, while her doctor stood by anxiously with antibiotics.

The possibilities make the writerly heart swoon, don’t they?

Just think how long it would extend a funeral scene if a eulogizer were unable to speak more than a few emotion-charged words before her voice disappeared with a mouse-like squeak. Imagine the deceased’s secret admirer creeping closer and closer, to catch the muttered words.

Heck, just think of the dramatic impact of any high-stakes interpersonal battle where one of the arguers cannot speak above a whisper. Or the comic value of the persecuted protagonist’s being able to infect her tormenters with strep, so they, too, are speechless by the end of the story.

Great stuff, eh? Much, much better than protagonist feels silenced, protagonist IS silenced. That’s just so…literal.

Besides, readers like to see a complex array of factors as causes for an event, and an equally complex array of effects. Perhaps if our protagonist had been not spoken about her friend since he passed away (which, in a sense, is quite true: I was unable to make it across the country for his memorial service — that could be transformed into an interesting flashback), then she would be fictionally justified in developing speech-inhibiting throat problems now. Or if he and she had shared deep, dark secrets she had sworn never to reveal (no comment), how telling a slight sore throat might be on the eve of spilling the proverbial beans, eh?

But a single event’s sparking a severe head cold? Dramatically unsatisfying. Taken too far, it might even make the protagonist seem like a wimp.

Readers, like moviegoers, like to see protagonists take a few hits and bounce up again. Even better is when the protagonist is beaten to a bloody pulp, but comes back to win anyway.

One of the great truisms of the American novel is don’t let your protagonist feel sorry for himself for too long — at least, not if his problems rise to the level of requiring action to fix. Simply put, most readers would rather see a protagonist at least make an attempt to solve his problems than spend 50 pages resenting them.

I can feel authors of novels and memoirs where characters sit around and think about their troubles for chapters on end blanching, can’t I?

Frankly, you should, at least if you intend to write for the U.S. market. Domestic agents and editors these days expect first-time author’s plot to move along at a pretty good clip — and few characteristics slow a plot down like a protagonist’s tendency to mull. Especially in a first-person narrative, where by definition, the reader must stay within the worldview of the narrator.

Some of you blanching souls have your hands raised, I see. “But Anne,” these pale folks exclaim, “I’ve always heard that the real key to keeping a reader’s interest is to introduce conflict on every page. Well, most of my protagonist’s conflict is internal — she can’t make up her mind where to turn. Surely,” the pallor deepens, “a professional reader like Millicent wouldn’t dismiss this kind of thinking as whining, right?”

That’s a good question, blanchers, and one that fully deserves an answer. The short one is that it all depends on how long the equivocation goes on, how repetitive the mulling ends up being — and whether the protagonist (or the plot, for that matter) is doing anything ELSE whilst the wheels in her brain churn.

The long answer, of course, is that in order to formulate a really good answer to that particular question, you would need to go out and read a hefty proportion of the tomes released in your book category within the last couple of years. Not EVERY book, mind you: those by first-time authors, because the already-established have to impress fewer people to get a new book into print.

In recent years, most fiction categories have moved pretty firmly toward the action end of the continuum. As opposed to, say, virtually any novel written in English prior to 1900, most of which hugged the other, pages-of-mulling end of the continuum.

This preference isn’t limited to the literary realm, either — we often see this philosophy in movies, too. Don’t believe me? Okay, think about any domestic film with where an accident confines the protagonist to a wheelchair.

No examples springing to mind? Okay, how about if the protagonist is the victim of gratuitous discrimination, or even just simple bad luck? I’m talking about serious drawbacks here, not just everyday annoyances, of course. ( For some reason, whining about trivial problems — “But I don’t have the right shoes to wear with a mauve bridesmaid’s dress!” — seems to be tolerated better by most readers and audience members, provided that the whine-producer doesn’t bring the plot to a screeching halt until she finds those shoes.)

Got a film firmly in mind? Now tell me: doesn’t the film include one or more of the following scenes:

(a) some hale and hearty soul urging the mangled/unemployed/otherwise unhappy protagonist to stop feeling sorry for himself,

(b) a vibrantly healthy physical therapist (job counselor/spouse/friend) telling the protagonist that the REAL reason he can’t move as well as he once did is not the casts on his legs/total paralysis/missing chunks of torso/total lack of resources/loss of the love of his life, but his lousy ATTITUDE, and/or

(c) the protagonist’s lecturing someone else on his/her need to stop feeling sorry for himself and move on with his/her life?

In fact, don’t filmmakers — yes, and writers of books, too — routinely expect their characters to become better, stronger people as the result of undergoing life-shattering trauma?

Now, we all know that this is seldom true in real life, right? Generally speaking, pain does not make people better human beings; it makes them small and scared and peevish. That sudden, crisis-evoked burst of adrenaline that enables 110-pound mothers to move Volkswagens off their trapped toddlers aside, few of us are valiantly heroic in the face of more than a minute or two of living with a heart attack or third-degree burns.

Heck, even the average head cold — with or without a concomitant voice loss — tends to make most of us pretty cranky. Yet dramatically, we as readers accept that the little irritations of life might seem like a big deal at the time, even in fiction, because these seemingly trivial incidents may be Fraught with Significance.

Which often yields the odd result, in books and movies, of protagonists who bear the loss of a limb, spouse, or job with admirable stoicism, but fly into uncontrollable spasms of self-pity at the first missed bus connection or hot dog that comes without onions WHEN I ORDERED ONIONS.

Why oh why does God let things like this happen to good people?

One of my favorite examples of this phenomenon comes in that silly American remake of the charming Japanese film, SHALL WE DANCE? After someone spills a sauce-laden foodstuff on the Jennifer Lopez character’s suede jacket, she not only sulks for two full scenes about it, but is later seen to be crying so hard over the stain that the protagonist feels constrained to offer her his handkerchief.

Meanwhile, the death of her dancing career, the loss of her life partner, and a depression so debilitating that she barely lifts her head for the first half of the movie receive only a few seconds’ worth of exposition. Why? Because dwelling on the ruin of her dreams would be wallowing; dwelling on minor annoyances is Symbolic of Deeper Feelings.

So where does that leave us on the telling detail front — or the storytelling front, for that matter? Should we all shy away from giving our protagonists big problems, in favor of more easily-presented small ones?

Well, I’m not going to lie to you: there are plenty of writing gurus out there who would advise you to do precisely that. Edith Wharton remarked in her excellent autobiography (which details, among other things, how terribly embarrassed everybody her social circle was when she and Theodore Roosevelt achieved national recognition for their achievements, rather than for their respective standings in the NYC social register. How trying.) that the American public wants tragedies with happy endings. It still seems to be true.

So why, you may be wondering, am I about to advise you not only to depict your protagonists (fictional and real both) with many and varied problems, as well as significant, realistic barriers to achieving their goals? Have I merely gone telling detail-mad?

Not by a long shot. I have heard many, many agents and editors complain in recent years about too-simple protagonists with too-easily-resolved problems. In conference presentation after conference presentation, they’ve been advising that writers should give their protagonists more quirks.

It’s an excellent way to make your characters memorable, after all — and it enables the inclusion of lots and lots of luscious telling details. Give ’em backstory. If you want to make them sympathetic, a hard childhood, dead parent, or unsympathetic boss is a great tool for encouraging empathy.

Provided, of course, that none of these hardships actually prevent the protagonist from achieving his or her ultimate goal. Interesting delay creates dramatic conflict; resignation in the face of an insuperable barrier, however, is hard to make entertaining for very long.

In other words, feel free to heap your protagonist (and love interest, and villain) with knotty, real-life problems. Just make sure that the protagonist fights the good fight with as much vim and resources as someone who did not have those problems — or show her coming up with clever ways to make those liabilities work for her.

Again, this is not the way we typically notice people with severe problems acting in real life, but we’re talking writing that people read for pleasure here. We’re talking drama.

We’re talking, to put it bluntly, about moving a protagonist through a story in a compelling way, and as such, as readers and viewers, we have been trained to regard the well-meaning soul who criticizes the recently-bereaved protagonist by saying, “Gee, Erica, I don’t think you’ve gotten over your father’s death yet,” as a caring, loving friend, rather than as a callous monster incapable of reading a calendar with sufficient accuracy to note that Erica buried her beloved father only a couple of weeks before.

While a sympathetic soul might reasonably ask, “Um, why should she have gotten over it already, if she’s not completely heartless?”, strategically, even the deepest mourning should not cause the plot to stop moving altogether.

Don’t get me wrong: I don’t think that professional readers who resent characters who linger in their grief are inherently unsympathetic human beings. They just see far, far too much wallowing in submissions and contest entries.

Why is that a problem, you ask? Well, in a short story or novel or screenplay, people who feel sorry for themselves (or who even possess the rational skills to think at length over the practical ramifications of obstacles in their paths) tend to be passive, from the reader’s point of view. They don’t do much, and while they’re not doing much, the plot grinds to a screaming halt. Yawn.

Or to express it in Millicent’s parlance: next!

The plague of the passive protagonist is a very, very common manuscript megaproblem, one about which agents and editors complain loudly and often. What’s a passive protagonist, you ask? One who habitually stops the plot in order to think things over, rather than taking swift action. Or who stops to talk the problem over with another character, rehashing the background information that the reader already knows.

Whenever you spot these pondering scenes in your own work, even if the project in question is the most character-driven literary fiction imaginable, pause and consider: could the piece work without the pondering scene?

Often, it can, and brilliantly.

A more subtle form of this megaproblem is the protagonist who waits patiently for all of the pieces of the mystery to fall into to place before taking action. Why, the reader is left to wonder, did the protagonist NEED to know the entire historical background of the problem before doing something about it?

Because the author thought the background was interesting, that’s why. Longtime readers of this blog, chant with me now: from a storytelling point of view, “because the plot requires it” should never be the only reason something happens in a story.

Wouldn’t it be more interesting, and substantially more active, if the protagonist acted on partial information, and then learned from the results of what she had done that she needed to learn more? In the midst of manuscripts where 2/3rds of the book is spent hunting down every last detail before the protagonist acts, I often find myself wondering: is it really such a good thing that HAMLET is so widely taught in high schools?

Yes, yes, many of the speeches are mind-bogglingly lovely, but here is a protagonist who more or less sits around feeling sorry for himself and not acting until the final act of a very, very long play — is this really the best exemplar of how to construct a plot, sometimes the sole example shoved under the eyeballs of high school students? Yes, it’s beautifully written, but honestly, by the middle of Act III, don’t you just want to leap onto the stage, shake Hamlet, and tell him to DO SOMETHING, already?

Oh, yeah, right, as if I’m the only one who’s had that impulse…

Don’t panic, please, if in the dead of night you suddenly find yourself thinking, “Hey, Anne raised a whole lot of troubling points today — but what about strategies for dealing with them?” You may sleep peacefully, knowing that next week of posts is going to be devoted to precisely that.

Today was just to whet your appetite — a fortune cookie at the beginning of the meal, as it were, rather than the end. Keep those protagonists active, my friends, and of course, keep up the good work!

The objectively subjective question of subjective objectivity, and other issues our teachers raised that may have left us wanting to ask follow-up questions

nike in my yard

Another snapshot directly attributable to my having played hooky in my yard last weekend, observing Nike, the winged goddess of victory, overseeing the annual triumph of the narcissus over the early tulip. The more of these I post here, the less those few hours seem retrospectively like a holiday. Which means, I suppose, that I’ve been blogging long enough that devoting time to you fine people, however frivolously, has become a sort of guilt-deductible activity: the more I do it, the less time devoted to my other vices cost, ethically speaking.

Don’t get me wrong — I don’t actually see blogging as a vice. That’s my agent’s job. He would prefer that I devote roughly, oh, 100% of my waking hours to remunerative writing. And he’s not all that happy about having to limit that preference to my waking hours, either.

So in order to render today’s post at least potentially a money-making proposition, I open today with a question for all of you Pacific Northwest-based writers: if I added some extra sessions to my already-booked April and May classes — this year, one on book proposal crafting, one on query and submission packet troubleshooting, and one on crafting and perfecting a killer pitch — would any of you be interested in attending?

I don’t normally advertise my classes here at Author! Author! (mostly because they tend to fill up pretty quickly), but this year, I have received so many requests from my excellent readers to cast my eye over their proposals, queries, synopses, and opening pages that it occurred to me that some of you might potentially be interested in spending a day in a seminar where — wait for it — I guide a few writers (8-15, usually; I prefer small classes) through their proposals, queries, synopses, and/or opening pages. In the pitching class, we begin from scratch, but the proposal and query/submission classes, we will be working with already-written text. Typically, students arrive with proposals at least roughed out and/or query letters and opening pages in hand, so that we may have at ‘em.

It’s a great way to spend half a weekend, as well as a fabulous way to double-check your submissions before sending them out. Over and above reading them IN THEIR ENTIRETY, IN HARD COPY, and OUT LOUD, of course.

Oh, you thought I was going to stop harping on that advice, now that we have finished going over standard format? My friends, if the Millicents of the world had any say in the matter, I would never cease shouting out that particular set of bon mots.

If spending a day engaged in in-depth face-to-face discussion of any of these subjects sounds like just your cup of tea, please drop me a note in the comments or drop me an e-mail, and I’ll send you more information. (If you prefer the comments route, don’t post your contact info for all to see; the blogging program stores commenters’ e-mail addresses.) Make sure to let me know which class interests you most — or heck, put your bid in for all three. Oh, and don’t forget to mention whether Seattle or Portland would be more convenient for you; I’m planning to teach in both this spring.

There’s the day’s non-blog business out of the way. On to the goal of today’s post: a graceful segue between the formatting issues of recent weeks and our long-anticipated foray into craft.

Fortunately for all of us, sharp-eyed reader EuroPorter recently asked the perfect question to propel us from one to the other. Although thanks largely to readers’ questions, I had devoted quite a bit more of our latest foray into the mysteries of standard format to dealing with numbers in the text, EP’s aforementioned perceptive peepers noticed an oversight in my overview:

Hey, Anne, great post, as ever. And while I’m reading my material here IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD to myself, I’ve handled my numbers per your and Les Millicents’ rules, but ran into a question. Let’s say a character is speaking about some very large sums of money. Because the numbers appear in dialogue, is it still correct to express them in numerals (100 and above), rather than writing them out? An English teacher of mine back in the 17th Century told me that spoken numbers needed to be written out because “people do not speak numerals, young man.”

By what divine inspiration she knew this, I have no idea, but she seemed dreadfully sure of herself on the point. What say you? In dialogue — still numerals for 100 and higher? Or write them out? THANKS!

Before I answer EP’s intriguing question (and believe me, I’m looking forward to tangling with that 17th-century schoolmarm) let me first pause to thank all of you who have written in to ask probing questions about numbers in manuscripts. I’d honestly had no inkling that aspiring writers might have been experiencing some confusion on this point, or that the rules required more examples for clarification; one of the mixed blessing of working for so many years in standard format is that I’ve developed an almost visceral sense of what’s proper on the page.

So if you intrepid souls had not brought numeral-wrangling to my attention, I might never have thought to clarify the issue. In your honor, I’m inaugurating a new category on the archive list today, so future readers may benefit from your bravery: NUMBERS IN MANUSCRIPTS.

The moral, as always: keep asking those good questions!

Back to the emphatic assertion of EP’s 17th-century schoolmarm. Before we weigh it in the scale of probability, let’s first recap what we already know about how numbers should appear in standard format. so far, we know both the basic rule:

All numbers under 100 should be written out in full: twenty-five, not 25. But numbers over 100 should be written as numbers: 1,243, not one thousand, two hundred and forty-three.

and the date caveat:

Full dates, as well as specific times, are rendered in numeric form in manuscripts. Thus, 12:45 a.m. on November 3, 1842 is correct; twelve forty-five a.m. on November three, eighteen hundred and forty-two is not. (It would, however, be perfectly permissible to include quarter to one in the afternoon on November third.)

EP, however, enraged his schoolmarm by calling upon the currency conundrum:

Since specific amounts of currency over a dollar are expressed a three-character combination ($2.34), accompanied by symbols ($, £, etc.), they are usually treated as a number over a hundred and written as numerals: $2.34 would be correct in a manuscript. Two dollars and thirty-four cents, however, would be questionable, but technically permissible. However, the former is the typical form.

If, however, a general number or one with only one or two elements may properly be written out: a million dollars is correct, but so is five dollars or a buck fifty.

In other words, the question of whether the number in question was arithmetically greater than 100 is not the only issue here; decimal places may factor into the decision as well. The same logic holds true for non-monetary amounts expressed in decimals, by the way: it’s proper to speak of one-tenth of an inch in standard format, but if we’re talking about .1098 inch, that level of specificity is best expressed in numerals.

Everyone happy with that? Apparently, EP’s schoolmarm was not.

Let’s take a gander at why she might have blown her top. If EP was referring in his dialogue to an uneven amount — for the sake of argument, let’s assume it was $12,456,981.01 — he was perfectly correct in presenting it in numerals in the text. And if you’ll have the goodness to imagine how much room twelve million, four hundred and fifty-six thousand, nine hundred and eighty-one and one cent would have taken up on the manuscript page, it’s not hard to see why Millicent would side with him on this one: it looks darned odd in print.

But if his protagonist was talking about three million dollars, was Dame Pickypants right, or was she merely expressing a personal preference? (Perhaps belonging to a former teacher of hers, since she presented it as a Law Inviolable; have you noticed how often teachers new to the game will not make that particular distinction?)

Actually, she was half-right. On a manuscript’s page, it would have been permissible to write either three million dollars or $3,000,000, but a case certainly could be made that the former is the more elegant expression of the amount. My guess would be that her headmaster (born in the late 16th century, no doubt, when men were men and rules were rules) rapped her on her noggin for inelegance at some crucial point in her development, and voilà! His preference is magically transformed into a hard-and-fast rule.

Thank goodness that never happens these days, right?

But what of her claim that the rules for numbers in dialogue are inherently different than numbers in narrative text, because dialogue should be a reflection of the spoken word? Purest poppycock, as far as standard format for book manuscripts is concerned.

Numbers are numbers in a manuscript — but as we have seen, not all numbers are treated equally. Take a gander, for instance, at all of the different numbers that appear on this page of text, every single one of them correctly.

numbers in MS

Everybody clear on why each of these numbers is presented the way it is? As always, if not, please speak up.

Speaking of dialogue — and of graceful segues — our approaching foray into craft issues reminded me of a screenwriting seminar I took a few years ago from an estimable playwright and screenwriter, Mark Troy. Not that I harbor any particular aspirations to writing for the screen myself, per se; I just like to hear what folks in other parts of the writing biz are up to from time to time.

Halfway through the day-long seminar — we’re just bursting with connections to earlier parts of this post now, aren’t we? — Mssr. Troy asked a question bound to startled a novelist.

“What is the most important line of dialogue in a movie?” he asked rhetorically, as if everyone in the room should already know the answer. I racked my brains, anticipating a trick, but his answer was perfectly straightforward: “The first line the audience hears the main character say, of course.”

Well, apparently, everyone who has ever given passing consideration to writing a screenplay already knew this, but in a writer’s typical conference state — sleep-disenabled, moisture-deprived, and highly caffeinated — this struck me as a pretty profound question to ask about a novel.

Oh, I’ve been in (and taught) more craft classes than I can shake the proverbial stick at where we all obsessed about how important the first sentence is to the success of a novel. In a particularly memorable one, the seminar leader gushed for twenty minutes about the first sentence of ONE HUNDRED YEARS OF SOLITUDE, in her opinion the greatest first line — nay, first several lines — ever:

Many years later, as he faced the firing squad, Colonel Aureliano Buendia was to remember that distant afternoon when his father took him to discover ice. At that time Macondo was a village of twenty adobe houses, built on the bank of a river of clear water that ran along a bed of polished stones, which were white and enormous, like prehistoric eggs. The world was so recent that many things lacked names, and in order to indicate them it was necessary to point.

A grabber of an opening for a novel, you must admit, although not my absolute favorite by a long shot. (Yes, yes, we’ll get to that.) When a few of us in the audience attempted to suggest a few other great openings, the seminar leader crushed our hopes of fruitful discussion flat: no, the opening to ONE HUNDRED YEARS OF SOLITUDE was the best opening, ever, period. As an editor at a fashion magazine whose most creative work was a positively fawning biography of the then-governor of New Jersey, she let us know in no uncertain terms, we were not to dispute her opinion on this point — or any other, evidently.

Now, I’d be the last to deny that it is indeed a remarkably evocative opening sentence, but the third time that she referred to that particular sentence as “the greatest opening sentence in the history of the English language,” I felt compelled to speak up.

“You ARE aware that it was originally written in Spanish, right?” I offered in as neutral a tone as I could manage. “So you’re actually showing it to us in translation.”

She did not speak to me, or call on me, for the rest of the conference; she must have been descended from EP’s 17th-century schoolmarm. My right arm turned positively blue from waving about in the air, trying to reintroduce myself into the conversation.

My original point (and I’m relatively sure I have one, over and above the suggestion that an inflexible teacher wrong about something can make a perfectly marvelous foil for a spunky protagonist) was that I have literally never heard any discussion in a writerly context about the importance of the first sentence that a novel’s protagonist says OUT LOUD, as opposed to the first line of narration.

Perhaps it’s because we only hear our protagonists speak in our minds — unless, of course, we are conscientious enough to read every draft of our manuscripts IN THEIR ENTIRETY, IN HARD COPY, and OUT LOUD. (Didn’t see that one coming, did you?)

The more I thought about Mssr. Troy’s question as it applied to novels — or memoirs, for that matter — the more intrigued I became. It’s pretty easy to see why the first line a character speaks in a movie would set the tone for the character, but often, the protagonist of a novel is introduced lines, paragraphs, or even pages before she speaks. She often thinks before she speaks, in fact, or feels sensations, or even narrates.

But actually, the first words a protagonist speaks are often the way she is introduced to the other characters to her fictional world, isn’t it? It honestly an important moment, dramatically speaking, and I think it’s worth taking a few minutes to making those first words count.

Here’s a modest proposal: why not use the opportunity for character development?

Naturally, as soon as the class ended, I rushed to my laptop, to see whether the first thing the protagonist of the novel I was revising at the time was, you know, catchy. Much to my surprise, what she says first is not only character-revealing, but positively integral to her character: the very first words within quotation marks are, “What can I do to help?”

I patted myself on the back so hard that I started to cough. My protagonist in that novel was a pediatrician who specialized in treating abused and neglected children — and who had spent her entire life bailing various members of her extended commune-dwelling family out of their various self-induced messes.

I felt awfully darned clever, let me tell you.

But then I started to wonder: perhaps we all know subconsciously that the first line a character speaks is important; maybe most of our first lines of dialogue are pretty apt. Perhaps — hard as this is to believe — many of us have been making those first few words count without (gasp!) being told to do it by some writing guru.

At least, I would like to think so. Which is why I am going to turn the question over to you, both for your commentary and your composition consideration: what is the first line of dialogue YOUR protagonist speaks in your novel? And is it character-revealing?

If not, how could you change it to make it so? Could it show who your protagonist is, just a little, rather than just saying it? Could it, like the opening to ONE HUNDRED YEARS OF SOLITUDE, include telling details that Millicent is unlikely to see in any other piece of character-revealing dialogue this month?

If beginning this discussion with an incisive question from a reader to me and ending it with a series of probing questions from me to you isn’t the most graceful of symmetry, it is, in my experience, a lot more likely to get good writers thinking than simply barking a set of rules in their general direction. Particularly if those rules happen to be, as so many so-called firm rules of writing turn out to be, personal preferences all dressed up in the robes of authority.

Did that get you all revved up to start talking objectively about topics that are inherently subjective? I know I am.

Next time, we leap into craft with both feet, flying arms, and, we hope, the blessings of Nike, goddess of victory. Feel the excitement building, campers, and keep up the good work!

Partials, part III: “Wait — what do you mean, they wanted 50 CONSECUTIVE pages?” and other cris de coeur of submitters and contest entrants

neighbor's tulip tree

No, I shan’t be writing about tulip trees today — I just wanted to share my favorite of my latest batch of yard-in-bloom photos, for the benefit of those of you in stormier climes. While I was setting up this shot, I did invest a few moments’ thought to how I could possibly work these outrageous blooms into this post as a metaphor.

That’s the problem with metaphors: they actually have to relate to something.

In non-floral news, I’m feeling especially virtuous this evening: my excuse for running outside with my camera on this beautiful day (other than searching for images to divert you fine people, of course) was that I finally finished incorporating my first readers’ EXTENSIVE feedback into my recently-completed novel. Yes, even writers who edit for a living solicit opinion, technical and otherwise, from readers before showing their work to their agents.

The smart ones do, anyway; professional critique is so cut-and-dried that emotionally, it just doesn’t make sense to have an agent be the first soul on earth to read your work. (Hear that, aspiring writers planning to submit before showing those pages to anyone local?) Not to mention the practical pluses of good feedback — contrary to popular opinion amongst the shy, even the most battle-hardened pro can benefit from objective critique.

Emphasis upon objective, of course. Long-time readers, whip out your hymnals and sing along, please: no matter how extensively your kith and kin happen to read in your book category, by definition, people who love you cannot give you completely objective feedback on your writing. Even if your significant other is a published author, your best friend a Pulitzer Prize recipient, and your father the chief librarian of an archive devoted exclusively to your type of book, it is in your — and your manuscript’s — best interest to hear the unvarnished opinions of people who do not love you.

Trust me on this one. The sterling soul who gave birth to me has been editing great writers for fifty years, and even she doesn’t clap eyes upon my manuscripts until I’ve incorporated the first round of feedback. (Not that she hasn’t asked.)

I’m bringing this up at the end of our mini-series on partials not merely to celebrate polishing off that always rather taxing job — if any writer actually enjoys working critique into a manuscript, line by line, I’ve never met her — but also to remind those of you planning to rush those requested materials off to the post office that it’s an excellent idea to have another set of eyes scan those pages first.

Ditto with contest entries and residency applications; it’s just too easy to miss a crucial typo yourself. Particularly if you’re really in a hurry to meet a deadline — and what entrant or applicant isn’t? — and neglect to read your submission IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD.

Oh, as if I would let an opportunity to slip that golden piece of editorial advice into yet another post. Why repeat it so often? Because I can already feel some of you gearing up to blow it off, that’s why?

Specifically, those of you who huffed impatiently at that last paragraph. “But Anne,” those of you who pride yourself on your attention to detail point out, “I must have read those pages 75 times while I was revising them. I’ve read them so many times that two-thirds of my brain cells think they’re already published. What could I possibly learn by reading them again, much less IN THEIR ENTIRETY, IN HARD COPY, and OUT LOUD?”

Quite a lot, actually. Like, for instance, if when you changed your protagonist’s sister’s name from Mona to Maura, you changed every reference. Or if every line of the requested synopsis printed out legibly. Or — brace yourselves; this may be a hard one for some of you – if the minor changes you made in the course of the 71rst read are consistent with the ones from read 72.

Shall I rephrase that, to drive home the point a little harder? Okay, how’s this: had you re-read every syllable of your partial, contest entry, or writing sample tucked into a residency application between the time you made those final few changes and when you popped your last submission into the mail? Or since you popped your last submission into the mail?

Wow, the crowd’s gone so quiet all of a sudden.

And for those of you who were not suddenly flung into retrospective panic about what kind of typo or printing snafu you might have inadvertently passed under Millicent the agency screener or Mehitabel the contest judge’s weary eyes, you needn’t take my word for how often writers realize only after something’s out the door that it wasn’t quite right. Many members of the Author! Author! community have already shared their horror stories on the subject; it makes for some enlightening reading.

Feel free to add stories of your own on that list; sharing them honestly will help other aspiring writers. But do not, I beg you, set yourself up for a spectacularly instructive anecdote by failing to read the very latest version of your partial, contest entry, or writing sample IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD.

While I’m hovering over you like a mother hen, here’s a post-submission regret I hope I can wipe from the face of the earth forever: including a business-size (#10) envelope as the SASE for a partial or a contest that returns materials, rather than an envelope (and appropriate postage) large enough to send back everything in the submission or entry packet.

That made some of you do a double-take, didn’t it? “But Anne!” half of those with submissions currently languishing at agencies across the U.S. cry. “I thought the point of the SASE — that stands for Self-Addressed Stamped Envelope, right? — was so the agent who requested the partial could mail me a letter, asking me to send the rest of the manuscript — or, heaven forfend, a rejection letter!”

Well, the agent (or, more likely, the agent’s Millicent-in-residence) usually does include at least a form-letter rejection in a homeward-bound SASE, but that’s not the SASE’s primary purpose, from the agency’s point of view. Its primary use is to get all of those pages out of its office and back to the aspiring writers who sent them.

That’s not just because if they didn’t, the average agency’s halls would be so filled with rejected pages by the end of the first month that Millicent wouldn’t be able to fight her way to the coffeemaker through the chest-high stacks of pages. (She would have had to give up her traditional lattes by the end of the first week, since she couldn’t find the front door during her lunch break.) They also return the pages because it’s in the writer’s copyright interest to know precisely where his pages are at any given time — and if that seems paranoid to you, you might want to take a gander at the SHOULD I WORRY ABOUT MY WORK BEING STOLEN? category on the archive list at right.

If, on the other hand, the idea of a submission’s tumbling into unscrupulous hands doesn’t strike you as particularly outrageous, but the logic behind the writer’s providing the postage to convey her own rejection to her does, I would recommend a quick read through the posts under the SASE GUIDELINES category.

And for those of you reading this post in a tearing hurry because you’re frantically trying to get a partial out the door and into the mail, or whose fingers are itching to hit the SEND key for electronic submissions, let me just go ahead and state it as a boldfaced aphorism: with any submission, always include a SASE sufficiently large for the agent to send the entire submission back to you, with enough stamps attached to get it there safely.

Yes, I said stamps. Attaching metered postage to a SASE is another fairly common mistake in submitting a partial. Generally speaking, agencies will not use a stamp-free SASE. (If you’re interested in the rather convoluted logic behind that one, I would refer you again to the SASE GUIDELINES category. Otherwise, moving swiftly on…)

A third common mistake submitters of partials often make comes not when they are packing up the partial, but later, after the agent has approved the partial and asked to see the entire manuscript. That’s the agency parlance for the request, anyway; in writer-speak, it’s usually called asking to see the rest of the book.

Therein lies the root of the mistake: the semantic difference is crucial here. All too often, successful partial submitters think that a request for the entire manuscript equals a request for only the part of the manuscript the agent has not yet seen.

The agent asked to see the rest of the book, right?

Actually, she didn’t — what asking to see the rest of the book means in agent-speak is that the agent is expecting the ENTIRE manuscript to show up in her office, neatly boxed and accompanied by a return mailing label and enough postage to get the whole shebang back to the sender, if it’s rejected. (If that last bit came as any sort of a surprise to you, I would strongly urge you to peruse the posts under the MAILING REQUESTED MATERIALS category at right before you comply with any request for your manuscript.)

Starting to see a pattern here?

I do — and have for years: when aspiring writers just assume that they know what a request for materials entails, submissions often go awry; when they take the time to do their homework, irritating Millicent by such mistakes is 99.999% avoidable. (Hey, there’s no accounting for how moody she might get when she burns her lip on that too-hot latte for the fiftieth time this year.) Much of the time, the difference isn’t even the result of conscious step-skipping: first-time submitters frequently don’t know that there are rules to be followed.

Want to know what half the Millicents currently screening would say in response to that last sentence? It’s illuminating about the harshness of professional evaluation: “So I’m supposed to make allowances because these writers didn’t do their homework, effectively penalizing all of those conscientious writers out there who take the time to learn the ropes? I’ll bet that most of these mistaken submitters didn’t even bother to check if my agency’s website has submission guidelines.”

To which Mehitabel would add: “And virtually every contest on earth includes very specific submission guidelines in its rules, yet I’m continually astonished by how few entrants seem to read them. I’ll seldom actually disqualify an entry because it violates a presentation rule, but how can I justify penalizing all of those nice entrants who did follow the rules by allowing a violator to proceed to the finalist round of judging?”

Okay, so maybe they wouldn’t be quite that forthcoming. Or prolix. If I’m going to be completely honest, I would have to admit that this is what either of them is most likely to say when such a submission crossed their line of vision: “Next!”

Please, do your homework about the recipient’s stated preferences before you submit any requested materials. Not every agency is kind enough to writers to post specific guidelines, but if you happen to be dealing with one that has, you absolutely must follow them, or risk the wrath of Millicent.

It’s not pretty. Neither is Mehitabel’s, or the as-yet-to-be-named individual screening applications for that writers’ retreat you would give your eyeteeth to attend.

I’m taking christening suggestions for the application screener, by the way. I’d originally dubbed her Petunia, but that doesn’t exactly inspire awe and fear, does it?

Another major mistake that dogs contest entries involves confusing a partial with a writing sample. What’s the difference, you ask? Well, chant it with me now, followers of this series:

A partial is the first X number of pages of a manuscript assumed already to be complete, numbered consecutively and stopping at the bottom of the exact page the requester specified as the maximum. A writing sample is a selection of a book’s best writing, regardless of where it falls in the book.

In a pitching situation — the place an agent-seeking writer is most likely to be asked to produce a writing sample — 5 pages is usually the maximum length. However, a lengthy writing sample might include more than one scene, and those scenes might not run consecutively.

Everybody clear on all that? Now would be a marvelous time to ask a question, if not — I want to make absolutely, positively sure that every single member of the Author! Author! community not only understands these two separate concepts to be separate concepts, but can explain the difference to any confused fellow writers he might encounter.

Are you wondering why am I being so very adamant about this one? A deep and abiding dislike for seeing good writers waste their time and money: being unaware of this distinction trips up a simply phenomenal number of contest entrants every year.

How, you ask? Sadly, they misinterpret the rules’ call for X number of pages from, say, a novel, as permission to send X number of pages from anywhere in the novel. Sometimes, these hapless souls take the misunderstanding one step further, sending in a few pages from Chapter 1, a few from Ch. 8, perhaps a couple of paragraphs from Ch. 17…in short, they submit a bouquet of writing samples.

Understandable mistake, right? And extremely common, particularly in entries for contests that simply ask entrants to send a specified number of pages of a novel, without mentioning that those pages should be consecutive — oh, and if the entrant might by some odd chance want to win the contest, those pages had better begin on page 1 of Chapter 1 of the book.

Shall I take that gigantic collective gasp of indignation as an indication that some of you past contest entrants wish you had heard one or more of those tidbits before you entered?

Again, let’s state it as an aphorism, for the benefit of last-minute skimmers: unless a literary contest’s rules specifically state otherwise, assume that the entry should begin on page 1 and proceed consecutively. Part of what entrants in any prose contest are being judged upon is the ability to construct a strong narrative and story arc.

In answer to the question that most of you are probably screaming mentally, I have no idea why so few contests’ rules don’t just state this point-blank. It’s not as though it’s a rare problem — every contest judge I’ve ever met tells a sad story about the well-written entry that knocked itself out of finalist consideration via this error. And I’ve judged in a heck of a lot of literary contests, so I’ve met a whole lot of judges over the years.

I could spend a few more minutes of my life shaking my head over this, but over the years, my neck has gotten sore. I’m going to take the warning as heard — it was, wasn’t it? — and move on.

Writers asked to submit partials occasionally fall into the writing sample trap as well, but frankly, it’s less common. Perhaps writers marketing books harbor an inherent desire to have their stories read from beginning to end, just as a reader would encounter their work in a published book. Perhaps, too, agents’ requests for materials tend to be for much heftier portions of a manuscript than many contest entries would tolerate: 50 or 100 pages for a partial is fairly normal, but many contests for even book-length works call for as few as 10, 20, or 30 pages, sometimes including a synopsis.

But just to head any problems off at the pass, as well as to illustrate why a nonconsecutive partial made up of even superlative writing would not be a good marketing packet for any manuscript, from an agency perspective, let’s close out this short series by going over the expectations for a partial one more time. Come on; it’ll be fun.

When an agent or editor requests a partial, she’s not asking for a writing sample consisting of 50 or 100 pages of the writer’s favorite parts of the book, a sort of greatest hits compilation — if that’s what she wants, she (or her submission guidelines; check) will tell you so point-blank. She is unlikely to prefer a writing sample as a submission, however, because part of what her Millicent is looking for in submissions is storytelling acumen.

Think about it: in an unconnected series of scenes gleaned from across your manuscript, how good a case could you make for your talent at arranging plot believably? How well could you possibly show off your book’s structure, or character development, or even ability to hold a reader’s interest, compared to the same story as you present it in your manuscript, beginning on page 1?

If you have any doubt whatsoever about the answer to that last question, run, don’t walk, to an objective first reader to help you figure out whether the current running order of events tells your story effectively. (Didn’t think I’d be able to work in another plug for feedback from an independent-minded first reader, did you?)

What an agent or editor does expect to see in a partial, then, is the opening of the manuscript as you plan to market it to, well, agents and editors: it’s precisely the same as the full manuscript, except it doesn’t include the pages after, say, page 50.

And if Millicent loves that partial and asks for the rest of the book, what will you do? Send the entire manuscript, right? Right?

I couldn’t resist tossing in the pop quiz, to see if you’d been paying attention. I wouldn’t want any of you to end the post still confused about any of this. (And if you are: please, I implore you, leave a question in the comments.)

And remember, read any submission guidelines very thoroughly before you invest your heart, hopes, energy, and/or precious time in preparing a partial packet or contest entry. This is no time to be skimming; make a list and check it twice, like Santa Claus.

Yes, even if the request consisted of a grand total of three lines of text in an e-mail. In fact, I always advise my editing clients to read the guidelines once — then, on the second read, make a checklist of everything you are being asked to do. Wait a day before going back to triple-check that the list is accurate.

Then, and only then, put together the submission or entry, checking off each item as you place it in the envelope. Re-read the original guidelines or letter before you even think of sealing the envelope. If you’re not much of a detail person, you might also want to hand your list to at least one person who happens to love you, ask him/her/that ungainly mob to check it against the guidelines or contest rules, then to verify that what’s in your envelope is in fact what you have been asked to send.

You didn’t think I was going to leave the kith and kin I’d disqualified from giving you objective feedback from helping you altogether, did you? Everyone has a task here at Author! Author!

That’s what how a supportive community works, isn’t it? Keep up the good work!

Partials, part II: slicing the pie attractively and stuffing it in a box. Or envelope.

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We open today with two pieces of bittersweet news from the embattled world of brick-and-mortar bookstores. First, a local tidbit: this weekend would be a phenomenal time to hurry on in to Seattle indie stalwart Elliott Bay Books, because in preparation for their relocation, all used books are 80% off though Monday, March 22; EBB’s last day of business in its beloved Pioneer Square location will be March 31. Booklovers need not despair, however: EBB plans to reopen in its new (smaller?) Capitol Hill location by April 14th.

In other creative-response-to-a-wildly-changing-market news, the Borders chain has just instituted a policy of offering free meeting space to book groups — and no, they’re not going to dictate what books the groups so housed will read. (A policy they tried out last year, I’m told.) I think this is a stupendously smart idea: hang a medal on the marketing executive who stood up in a meeting in the best Judy Garland/Mickey Rooney tradition and cried, “Wait! We’ve got a bookstore…and they love books…let’s put on a show!”

So now would be a great time for those of you currently congregating in an overstuffed living room to relocate. It’s unclear whether the megastores would be equally open to hosting, say, a weekly or monthly writers’ group, but it couldn’t hurt to track down a manager to ask the next time you’re in your local Borders, could it?

And to any indie bookstore owners who happen to be reading this: if you would willing to match this offer — or, better yet for the Author! Author! community, to host a writers’ group on a semi-regular basis — please feel free to leave a comment with your location, the link to your website, and the person whom local writers should contact at the end of this post. Let’s see if we can’t hook you up with some serious writers looking for a home to commune over craft.

Okay, that’s enough matchmaking for one day. Back to the business at hand, talking about how a savvy writer should respond to a request for a partial manuscript.

REQUESTED MATERIALS — and well, everything else
To be absolutely clear, I’m not talking about sending pages to an agency whose guidelines specify that queriers should include the first chapter, a few pages, or a synopsis with a query — all of these would, in the industry’s eyes, be unsolicited manuscript pages. Yes, yes, I know: it’s a bit counter-intuitive that a blanket statement that the agent would like to see these materials from all queriers doesn’t constitute solicitation, but it doesn’t.

Why am I raining on the partials parade by bringing this up right now, you ask? Because the consequences of confusing solicited and unsolicited manuscripts tend to be very, very high for the submitter. So let’s run over the difference in a touch more detail, shall we?

A solicited submission consists of manuscript pages that an agent is waiting to see, usually following a successful pitch or query. An unsolicited submission consists of a stack of manuscript pages from a writer who has not yet been personally asked to send anything.

Ne’er the twain shall meet, my friends. If an agency or small publishing house’s submission guidelines do not SPECIFICALLY state that it wants to see pages, sending unsolicited materials almost universally results in those pages being rejected immediately, unread.

Everyone clear on the distinction? Okay, here’s a pop quiz, just to be sure: why is a partial invariably a solicited submission? For bonus points, work into your answer the magic words a savvy submitter always writes on the outside of an envelope or places in the subject line of an e-mail bearing the partial to an agent.

If you immediately leapt to your feet and shouted, “By jingo, a partial in the sense we’ve been discussing it for the past two days is a solicited submission by definition, because a partial is the precise number of pages the agent in question asked to see,” pat yourself on the back three times. If you took a deep breath and added, “And I would never dream of sending any manuscript, partial or otherwise, that an agent or editor had asked to see without whipping out my trusty black marker and writing REQUESTED MATERIALS in 3-inch-high letters on the front of the envelope and/or in the subject line of the e-mail,” award yourself another couple of hearty congratulatory slaps.

Then fling yourself onto the nearest chaise longue and take a few nice, deep breaths. That lulu of a second answer must have used up every square millimeter of oxygen in your lungs.

Now that you’ve caught your breath, shall we enlighten the rest of the class about why a savvy writer always scrawls those particular words on a requested submission? The answer to this one’s as easy as pie: so the requested materials can’t possibly be mistaken for an unsolicited submission.

That, and so those pages the agent asked to see will end up on the right end of Millicent’s desk — or, at a large agency, on the right Millicent’s desk, period. As painful as it may be for aspiring writers to contemplate, submissions can and sometimes do get misplaced; good labeling renders that dreadful eventuality less likely.

(It’s less painful for agented writers to contemplate, typically; most of us have already lived through having a manuscript go astray. A certain agency that shall remain nameless as long as I remain signed with them not only lost one of my manuscripts once; it sent me another writer’s rejected manuscript in my SASE. They were quite apologetic when I returned it to them, along with a note suggesting that the author might be a better recipient for it.)

Oh, did the implication that submitting electronically might require some different steps catch you off-guard? Let’s rectify that with all deliberate speed.

Submitting your partial via e-mail
When submitting via e-mail — a route a savvy writer takes only when an agent specifically requests it; even at this late date, many are the agencies that do not accept electronic submissions at all, even if they accept e-mailed queries — include your partial as a Word attachment. (As much as some writers may prefer other word processing programs, Word is the industry standard.) If you work on a Mac, make sure to check the Send Windows-friendly attachments box; most agencies operate on PCs, and not particularly new ones at that.

You want the agent of your dreams to be able to open your document, don’t you? Millicent tends to be very, very cranky when she can’t open an attachment — and the sooner any writer gets used to the idea that any computer compatibility problems are considered the writer’s problem, not the agent’s, the happier your working life will be.

Speaking of difficulties opening files — or, as Millicent likes to call them, “what happens when writers don’t know what they’re doing” — it’s also an excellent idea for those working on the newest generation of Word to send the document in an older version. Specifically, send it as .doc file (Word 97-2004), not as a .docx file (anything more recent). The Save As… option under the FILE menu will allow you to make this switch easily.

Yes, I know it’s 2010. Try explaining that to a Millicent who’s stuck working on a decade-old PC that’s running a 2003 operating system.

If you are submitting requested materials via e-mail, use the body of the e-mail for your cover letter, but include any additional requested materials as separate attachments. In other words, unless the agent actually asked you to combine elements or place the whole shebang into the body of an e-mail (rare, but it happens; agents are as reluctant to download viruses as anybody else), the author bio should not be in the same document as the partial, and Millicent should be able to open your synopsis without having to scroll through the first 50 pages of your manuscript.

The sole exception: include your title page in the partial’s file, not as a separate document. Or, to put it another way, the title page should be the first page in the partial document, followed by the first page of text. Remember, though, that the title page should neither be numbered nor carry a slug line:

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Unlike the first page of text — or any other page of text, for that matter:

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Is that wheezing sound an indicator that those of you who meticulously constructed your title pages as separate documents have begun to hyperventilate? Not to worry — adding your title page to your partial file is as easy as copying it, pasting it into the beginning of the partial, and adding a page break. No fuss, no muss, and very little bother.

And yet the wheezing continues. “But Anne,” a few of you gasp, “if I send the title and the body of the partial in the same Word document, won’t the title page automatically have a slug line — and be numbered, too?”

Not necessarily — but there is a trick to it. Under the FORMAT menu, select Document, then Layout. Here, select the Different First Page option, then click OK. That, as the option’s name implies, will give your first page a different header and footer than the rest of the partial. After that, it’s simply a matter of placing the slug line in the header for the first page of text.

Before you have to waste breath asking, allow me to add: in order to prevent Word from counting the title page as page 1 and the first page of text as page 2, use the Format Page Number option under VIEW/Header and Footer to set the Start at… number to zero. Voilà! The first page of text is now page 1!

Hey, what did you mean, any additional requested materials?
As I mentioned last time, just as some agencies’ guidelines call for pages to be included in a query packet and some do not, some partial-requesting agents ask writers to slip additional materials into a submission packet. Obviously (and I do hope that it is indeed obvious to you by this point in our discussion), you should not include any extra materials unless the agent asks for them — but it never hurts to have any or all of the following on hand at querying time, just in case somebody requests one of them.

To continue the lengthy tradition that I started yesterday — ah, those were good times, were they not? — let’s run through the most popular additions in the order they should appear in a hard-copy submission packet:

1. Cover letter

2. Title page

3. The requested pages in standard format.

4. Synopsis, if one was requested, clearly labeled AS a synopsis.
Here again, terminology may not be the writer’s friend: with fiction or memoir, when an outline is requested, they usually mean a synopsis, not an annotated table of contents. For nonfiction, an outline means an annotated table of contents.

Most of the time, though, what an agent will ask to see for any types of book is a synopsis: a 1-5 page (double-spaced) overview of the basic plot or argument of the book. If you don’t already have one handy, you’ll find a step-by-step guide to writing one in the HOW TO WRITE A REALLY GOOD SYNOPSIS category at right. (How do I come up with these category titles?)

5. Marketing plan, if one was requested.
These were all the rage a few years ago for fiction and memoir, but since the economy slowed down, they seem to have fallen out of favor as a submission-packet request, especially for partials. But just in case you get asked to produce one, a marketing plan is a brief (2-5 pages, double-spaced) explanation of who the target audience is for a particular book, why this book will appeal to those readers, and what you — not the publishing house’s marketing department, but YOU, the author — will do in order to alert potential readers to that appeal.

Sound familiar? It should –there’s an entire section of the book proposal devoted to this very subject. That’s where fiction agents got the idea. And if a first-time novelist happens to have a terrific platform for the book she’s writing — if she’s the world’s leading authority on drive-in movie theatres, for instance, and her novel happens to be set in one — an agent may well wish to tuck a marketing plan that talks about all the lectures on drive-ins (and in drive-ins) the author is going to be giving over the next couple of years.

As I said, though, it’s largely fallen out of fashion. But let me turn it around to you: have any of you novelists been asked to provide marketing plans with your submissions lately? If so, let me know, and I’ll run a brief series on how a novelist might go about pulling one together.

6. Author bio, if one was requested.
An author bio is a one-page (double-spaced) or half-page (single-spaced) plus photo account of the submitting writer’s professional credentials. Typically, when an agent submits a manuscript or book proposal to editors, the author Since these are far from easy to write, I always recommend that aspiring writers construct them well in advance, so they have a great one on hand to tuck into the submission packet.

I suspect that I’m going to yield to those nagging voices in the ether and revisit how to write an author bio soon — but dag nab it, I really want to get back to craft. For those of you who need to toss one together while this internal debate rages, you can find a step-by-step guide to writing one under the AUTHOR BIO category on the list at right.

7. A SASE big enough that everything you’re sending the agent can be returned to you
That’s a self-addressed, stamped envelope, for those of you new to the game. Always use stamps, not metered postage, for the SASE.

Why? Because since 9/11, someone who wants to mail a pre-metered package that weighs over two pounds via USPS has to tote it to a post office. Due to the paper-consumptive rigors of standard format, one rarely, if ever, meets a full-length manuscript that weighs less than two pounds.

“But Anne,” my formerly-wheezing readers point out, and rightly so, “isn’t the whole point of this mini-series to address the specific challenges of the aspiring writer who hasn’t been asked to send the entire manuscript? Correct me if I’m wrong, but wouldn’t the first three chapters of most manuscripts fit into a 10″ x 17″ Manila envelope?”

You are far from wrong, ex-wheezers: a nice, crisp Manila envelope is just the thing for submitting a partial. Fold a second envelope in half and poke it into the first for the SASE.

8. Optional extras.
If you want to send a second, business-size envelope SASE as well, to make it easy for them to request the rest of the manuscript, place it at the bottom of the packet (and mention it in your cover letter.)

Since the vast majority of agencies are congenitally allergic to submitters calling, e-mailing, or even writing to find out if a manuscript actually arrived — check the agency’s website or guide listing to be sure — it’s also a fair-to-middling idea to include a self-addressed, stamped postcard for the agency to mail to you to acknowledge receipt of the manuscript. To generate a chuckle in a hard-worked Millicent, I always liked to send a SASP that looked like this — although with a stamp attached, of course:

Don’t worry about this causing trouble; it doesn’t, provided you do it courteously, and you will have proof that they received it. This is important, because as I MAY have mentioned, manuscripts do go astray from time to time.

Want to get the same information without running the risk that a witty postcard won’t elicit a chuckle? Pay a little more at the post office for the Delivery Confirmation service; they’ll give you a tracking number, so you may follow your submission’s progress through the mail.

What you should most emphatically not do is send your submission via a delivery service that will require someone at the agency end to sign for the packet. This is one of Millicent’s most notorious pet peeves — why, she reasons, should she (or the guy in the mail room) have to take time out of her (or his) busy day just because a writer’s nervous?

9. Pack it all in your Manila envelope and write REQUESTED MATERIALS on the front.
Straightening up the stack of paper will minimize the possibility of in-transit mutilation, incidentally. If the envelope you have selected is a tight fit — snug enough, say, that the pages might get wrinkled in the stuffing-in process — for heaven’s sake, find yourself a larger envelope. It’s in your interest for it to arrive pretty.

Oh, and no matter how many pages or extra materials you were asked to send, do remember to read your submission packet IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD before you seal that envelope. Lest we forget, everything you send to an agency is a writing sample: impeccable grammar, punctuation, and printing, please.

Next time, we’ll be wrapping up this discussion via a quick tour of the major mistakes submitters make in constructing their partials. Until then, slice that pie and pack it for traveling nicely, everybody, and keep up the good work!

The skinny on partials — at least the ones that are skinnier than entire manuscripts

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Okay, so I didn’t actually set out to bring a skeletons’ disco extravaganza to you today, even if it is St. Patrick’s Day. You’d be surprised at what comes up in a web search of skinny; it was either this or models, interestingly enough. (All of these fabulous animated bones appear courtesy of Feebleminds, by the way.)

No, I have a much nobler goal for today: answering a good question from a reader. Quoth the intrepid Kim a few posts back:

An agent recently requested a partial of ms. and not being able to find much on how to format that I just included the title page, and the requested pages of the ms. Is there a correct format or protocol for partials?

I’m very glad you brought this up, Kim. Although a partial always refers to a manuscript by definition — the term is shorthand for partial manuscript — this is yet another one of those situations where aspiring writers often get confused by publishing industry terminology.

Yes, I said yet another, because as so often seems to happen in the rumor echo chamber in which those trying to break into the biz must operate, many are the terms that mean more than one thing, or which would mean one thing to an agent and another to, say, a submitting writer. Here we have a prime example of the former: a partial can refer to two different kinds of manuscript, depending upon the context.

So let’s start this discussion by defining our terms before we really give the skeletons something to cavort about, shall we?

The two distinctly different flavors of partial: the first pages
The first kind of partial, the kind to which Kim refers here, is the a specified number of pages an agent may request from a successfully querying or pitching writer who is not yet a client. Emphasis on specified: no agent is simply going to tell an aspiring writer, “Send me a partial,” leaving the writer to guess how many pages and from what part of the book.

Instead, she will typically say, “Send me the first chapter/first 50 pages/first three chapters/first 100 pages.” In this context, then, a partial is precisely the number of pages an agent has requested to see.

Again, emphasis on precisely: if an agent asks to see the first 50 pages, don’t make the mistake of sending 52, even if page 50 ends in mid-sentence or the chapter ends on page 56. From an agent’s point of view, an ability to follow directions well is a very, very desirable trait in a potential client.

Basically, this type of partial is a writing sample, similar in function to the pages agents sometimes list in their submission requirements as addenda to the query packet or the 5-page writing sample agents sometimes ask pitchers to produce: the agent is asking for these pages primarily in order to see whether this aspiring writer can write; judging whether the book would be a good fit for the agency comes a close second, but if the agency’s screener (our old pal, Millicent, naturally) isn’t caught by the style, even a perfect plotline for that agent’s interests is likely to be rejected.

Oh, should I have warned you not to take that great big sip of coffee just before you read that rather disturbing paragraph? Go ahead and clean up; I don’t mind waiting.

I understand your shock at hearing it so bluntly put, oh spit-takers, but as we have discussed throughout our recent series on standard format, ruling out 90% of submissions as quickly as humanly possible is a big part of Millicent’s job. Her boss can only take on a handful of new clients in any given year, right? In order to save the agent time, she makes sure that the only requested materials to reach his desk are well-written, properly formatted, and the kind of story or argument the agent is actively looking to represent.

When an agency requests a partial rather than the entire manuscript, it’s essentially a means of streamlining this winnowing-down process even further. Not to mention saving her from having to shuffle, and thus lift, a ton of paper: instead of Millicent’s desk being piled up to her chin at any given moment with boxes of full manuscripts, the monthly influx of requested partials may reach only up to her sternum. Once she has screened those, her boss can decide which of the surviving partials have piqued their interest sufficiently to request the entire manuscript.

A process known, both colloquially and within the industry, as asking to see the entire manuscript.

So asking for a partial adds an intervening step between the initial query or pitch and the request for the full manuscript — but before those of you who would prefer your work to be judged in its entirety invest too much energy in glowering in Millicent and her boss’ general direction for sending writers jumping through this additional hoop, let me hasten to add that until fairly recently, most agencies almost always asked for a partial first; requesting the entire manuscript right off the bat used to be a sign that an agent was really, really excited about a book project and wanted to get the jump on any other agent who might have merely requested a partial.

Nowadays, the decision whether to request a partial or entire manuscript is less often an indicator of enthusiasm than a matter of agency policy. In fact, contrary to pervasive writerly opinion, being asked for a partial rather than a full can sometimes be an advantage: at some agencies, having the entire manuscript on hand earlier can enable even speedier rejection of a near-miss project. Think about it: instead of having to ask for pages 51-372 and wait for them to arrive in order to pass a final judgment on a book, Millicent can simply read to page 60.

If the verdict is yes, this can lop quite a bit of time off the agent-seeking process, from the writer’s perspective. Unfortunately, if the verdict is no, and the agency is one of the vast majority that utilize form-letter rejections, the submitter ends up with no idea whether the impetus to reject came on page 1 or page 371.

Renders it rather hard to improve the manuscript prior to the next submission, doesn’t it?

Before that rhetorical question depresses anybody too much, let’s return to defining our partials. 99% of the time, the kind of partial an aspiring writer will be asked to provide is this first kind: a requested number of pages, beginning on p. 1 of the manuscript, for submission to an agent. There is, however, another kind.

The two distinctly different flavors of partial: the taste of what is to come
After a novelist is already established, it is not unheard-of for her agent to be able to pull off a conjuring trick known as selling the next book on a partial. This is pretty much what it says on the box: the author produces the first X number of pages of a not-yet-completed novel, and the agent convinces an editor that it will be to the publishing house’s advantage to snap the book up before the author has polished it off.

This can be a good deal for the publisher: buying a book on a partial prevents other publishers from bidding on the finished work. Also, earlier involvement in the writing process often enables the editor to help shape the book more, in much the same way as an editor on a nonfiction book (typically sold on a book proposal, not the full manuscript, lest we forget) is able to dictate which of the proposed chapters will and will not be in the finished manuscript.

Not to mention the fact that if the book happens to be written by a famous author or celebrity in another field, the bidding could potentially get quite high. This is why, in case you’d been wondering, we all occasionally hear of a publisher’s acquiring a half-written novel at a cocktail party, because some celebrity simply handed ten pages to him along with his seventh martini: the publisher recognizes the potential marketing value of the name.

For your garden-variety serious novelist, however, such a situation is unlikely to arise. If her agent manages to sell her next book on a partial, it’s generally to the editor who acquired her last. Since so many first-book publishing contracts grant the publisher right of first refusal over the author’s next book, anyway — meaning that the publisher gets an exclusive peek at the book before anyone else can place a bid on it — selling on a partial is mostly a means to speed up the approval process.

Everyone clear on the difference between that kind of partial and the first kind? Excellent. Now let’s assume for a moment that, like Kim, you have just been asked to submit a partial to the agent of your dreams. What specifically are you being asked to do?

Let’s further assume that your manuscript (or whatever portion of it an agent or editor has requested that you send to be perused by Millicent, the Platonic agency screener) is already in tip-top formatting shape, all typos and logic problems removed, and thus what the industry calls clean — and if you’re not absolutely positive that your pages meet ALL of those conditions, stop right here and make a plan for tidying up your pages.

Trust me, this is a situation where spelling counts. As does grammar, punctuation, and everything else your 9th grade English teacher begged you to take seriously.

But once your work is in apple-pie order, as Louisa May Alcott used to say so frequently, what next?

What should a partial submission packet include, and in what order?
In part, this is a trick question, because — chant it with me now, readers — any submission packet should include precisely what the agent asked you to include, no more, no less. In the words of the immortal Fats Waller, find out what they like and how they like it, and let ‘em have it just that way.

Okay, so he wasn’t talking about literature when he sang that. Roll with me here.

As I mentioned above, agents are usually quite specific about what they want in a submission, up to and including how many pages they want to see. If you doubt this, check out an agency’s website or one of the standard agency guides, then attend a conference where agents are scheduled to speak. Raise your hand and ask whether it’s okay to send, say, the 55 pages it would take to round out a chapter when an agent has asked to see the first 50. You will be astonished at how people who say their preferences in clients are as vague as writers who produce “good writing in any genre” will suddenly transform into rule-hugging lovers of draconian efficiency, appalled at the very notion of extending the length of the partial.

To save you the trouble of asking, let me tell you what they will say: never, ever, EVER send what you THINK they want to see instead of what they have ASKED to see. Of course, you may offer in your cover letter to send more, but that is all.

So pull out your hymnals and sing along, campers: if you’ve been asked for the first 50, and the chapter ends in a blow-your-socks-off cliffhanger on p. 51, you should still only send the first 50, exclusive of the title page. (Since the title page is not numbered, it is not included in the page count, either.)

Of course, if you wanted to be Machiavellian about it, you could always perform a little strategic snipping prior to that, so said cliffhanger topples just on the bottom of p. 50. No one would fault you for that, for the very simple reason that it’s extremely unlikely that Millicent will ever sit down with your partial and full manuscript simultaneously. Partially, this is due to the fact that if an agency approves enough of a partial submission to want to see the rest of the novel, they’re going to ask for the entire manuscript, not, say, pages 51 through 373.

Oh, you thought Millicent was going to invest time in digging out your partial, unpacking your second submission, and fitting the two together like a jigsaw puzzle? Does that really sound like reasonable behavior to expect from the person too impatient to allow her latte to cool before taking her first sip?

Again, send precisely what you are asked to send. However — and this should sound familiar on the secret handshake front — any agent is going to assume that a writer of your caliber is already aware that certain requests imply certain inclusions. Here are the extra bits, in the order in which they are generally expected to appear in a packet containing a partial:

1. Cover letter
An astonishingly high percentage of submissions arrive without a cover letter, and often without a title page as well, begging the question: what makes these writers so positive that the requesting agent will still remember their queries or pitches well enough to render page one of chapter one instantly recognizable?

I hate to burst anyone’s bubble, but it’s not going to be — in fact, in many agencies, the person who heard the pitch or read the query won’t even be the first person to screen the submission. There may even be several Millicents who need to approve it before it gets anywhere near the agent of your dreams. So it doesn’t honestly make sense to assume that everyone who sets eyes on your manuscript will already be familiar with your work.

Besides, including a cover letter is polite. No need for a long-winded missive — a simple thank-you to the agent for having asked to see the materials enclosed will do. Something, perhaps, along the lines of this little gem:

cover letter for partial

A miracle of professional blandness, is it not? That’s all right — the cover letter isn’t where you’re going to wow Millicent with your sparkling prose and trenchant insight, anyway. All you have to be here is polite.

If you met the agent at a conference, mention that in the first paragraph of the letter, to help place your submission in context. (As crushing as it may be to the writerly ego to contemplate, an agent who spent days on end listening to hundreds of pitches probably is not going to remember each one. No need to re-pitch, but a gentle reminder never hurts.

If another agent is already reading all or part of the manuscript you’re sending — or has asked to see it — mention this in your cover letter. No need to say who it is or how long s/he has had it; just tell the recipient that s/he’s not the only one considering representing this book. Unless the agency has a policy forbidding simultaneous submissions, withholding this information will only generate resentment down the line if more than one agent wants to represent your book.

Yes, even if that agent to whom you submitted 9 months ago has just never responded. Actually, it’s in your strategic interest to contact that non-responder to let her know that another agent is interested; it often speeds up the evaluation process. (If you’re unclear on why, please see the WHAT IF MORE THAN ONE AGENT ASKS TO SEE MY MANUSCRIPT? category on the archive list at right.)

Most importantly, make sure all of your contact information is on the letter, either in the header (letterhead-style, as in the example above) or just under your signature, and do be absolutely certain that the letter includes the title of your book, just in case the letter and the manuscript end up on different desks.

Yes, it does happen. You want them to be able to get ahold of you to tell you how much they love your writing, don’t you?

2. Title page
Always include this, if any manuscript pages have been requested — yes, even if you have already sent the first 50 pages, and are now sending the rest of the book.

No need to state on the title page that it’s a partial, either — Millicent will be able to figure that out from your cover letter and the thickness of the stack of paper. Just use the same title page that you would have used if the agent of your dreams had requested the entire manuscript, and you’ll be fine:

Austen title good

Again, not precisely a thrill-fest, but undoubtedly professional-looking. Just make sure that it’s in the same typeface as the rest of the attached manuscript. (If this all sounds completely cryptic to you, or if you have never formatted a professional manuscript before, don’t panic — you’ll find a step-by-step explanation of what to do under the HOW TO FORMAT A TITLE PAGE category at right.)

Why is it so very important to include the title page? Long-time readers, chant it with me now: because the submission looks more professional that way. Also, like the cover letter, the title page renders it easy for an agent to track you down. Believe me, if the agent of your dreams falls in love with your manuscript, you’re going to want to hear about it right away.

3. The requested pages in standard format.
Again: only the pages they’ve asked to see, beginning on page 1, professionally formatted. No substitutions, unless the agency website specifically asks for something else. (If you’re new to reading this blog, or have somehow avoided the last few weeks of repeated and vehement posts on standard format, please see the HOW TO FORMAT A MANUSCRIPT and STANDARD FORMAT ILLUSTRATED categories on the list at right._

For the benefit of those of you who are going to blow off that last piece of advice because you’re in a hurry — oh, I know that you’re out there — allow me to add something you would have learned from those posts on formatting, had you been paying attention: a manuscript intended for submission should not be bound in any way.

Oh, and do use at least 20-lb, bright white paper when you print it out. Cheaper paper can begin to wilt after the first screener has riffled through it. Yes, it does increase the already quite substantial cost of submission, but this is one situation where being penny-wise can cost you serious presentation points.

“So basically what you’re saying, in your patented lengthy and meticulously-explained manner,” those of you who have been paying close attention point out, and rightly, “is that Kim did everything right. Aren’t you?”

Why, yes, I am — kudos for your submitting savvy, Kim! You’re an example to aspiring writers everywhere, all the more so, in my opinion, because you were brave enough to ask the question. Now, everyone who has been wondering about it can benefit.

Sometimes, though, agents ask to see additional materials slipped into a submission packet with a partial. Next time, we’ll be taking a swift barefoot run through the usual suspects, as well as revisiting the difference between a partial and a writing sample — or a partial for a contest entry and a writing sample, for that matter.

Hard to contain the excitement, isn’t it? No wonder the skeletons are dancing up a storm. Happy St. Patrick’s Day, everyone, and keep up the good work!

A problem even a writer’s favorite muse cannot solve

children of paradise

The characters change, but the basic plot is always the same, just like a nightmare or a film that Hollywood can’t seem to stop remaking. Seven or eight times per year, I receive a frantic call or e-mail from a hard-working writer, usually someone close to polishing off a book. “Please help me!” this anguished soul begs. “Something’s happened to my computer, and I’ve just lost my entire manuscript!”

Sometimes, the culprit is mechanical: a computer crash, a virus, a hard drive meltdown. Other times, it’s a side-effect something larger, more generally life-changing, like a fire, an earthquake, or an ex who nabbed the shared computer on his way out the door. Yet every single one of these stories share a single common denominator: the writer had not made a back-up recently — or if she had, it was sitting on a shelf right next to her writing desk, and thus was equally inaccessible once the firefighters pushed her out the door.

I hate to be the one to break it to you, but firefighters, rescue workers, and other emergency personnel are notoriously more interested than saving your life than the only copy of the novel you’ve been writing for the past eight years. They’ll be very nice about it, but they will not allow you to run back into a collapsing building to rescue your computer.

In a not entirely unrelated note, when’s the last time you backed up your writing files? And if, heaven forbid, something happened to your home while you were not there, would you still have access to either an electronic or hard copy of the most recent draft of your manuscript?

That second question’s the rub, isn’t it? Many a writer who is pretty good about making back-ups in case her hard drive melts down or a fellow traveler spills gin on her laptop halfway between Atlanta and Barcelona — both of which have happened to yours truly, I’m sorry to say — doesn’t stop to think about where she’s storing those back-ups, or how hard a time she would have getting to them if the roof collapsed on her habitual writing space.

Remind you of anything you might have seen on the news lately?

Because I have spent so much of my life hobnobbing with writers, the permanently lost manuscript is the first thing I think about when I see a reporter standing in front of a shattered building or smoldering foundation. Not to minimize any of the terrible damage on every level in a crisis, but I can’t help but picture the additional pain of the displaced aspiring writers. How many those bereft writers, I wonder, either had an easily portable back-up ready to snatch up at a moment’s notice or stored at a back-up off-site?

Those poor, poor people: as anyone who has ever lost an entire document can tell you, trying to recreate even a few pages from memory can be a nightmare. Imagine losing an entire novel or memoir.

I don’t want to depress you — okay, I do, but only for your own eventual good. Put yourself in one of those unlucky writers’ shoes for a moment: if something happened to your primary computer and your filing system right now, would you have a copy of your book? One that incorporated your most recent changes?

If not, let me ask you a painful but necessary follow-up question: how long would it take you to reproduce it from scratch?

Try breathing into a paper bag until the hyperventilation stops.

Breathing normally again? Good. Keep taking nice, deep breaths while you ponder my next difficult question: if your hard drive suddenly gave up the ghost right now, how recent a version of your book-in-progress would you have with which to replace your current version?

Come on, be honest about it: a week old? A month old? That hard copy of the first three chapters that agent sent back in your SASE?

Hands up, everyone who felt the chill realization that you would not have ANY version of your novel or NF book.

If you could see your fellow readers, you’d notice that a good 9 out of 10 of you had your hands raised. Which is, alas, normal, as anyone who works in a computer repair facility could tell you. They, too, are constantly meeting traumatized writers who plead, “What do you mean, my hard disk can’t be salvaged? The only copy of my book is on it!”

Please, please don’t make the mistake of thinking that computer failure, theft, or — again, heaven forefend — a larger disaster could not happen to you. Make back-ups of your writing early and often.

I was fortunate enough to learn the value of compulsive back-up generation young. When I was in college, my thesis advisor, a jolly fellow named Dave, had been working on his dissertation for years. Every time we met, he used to present me with a disk containing his latest draft, requesting that I keep it in my dorm room. If he kept his only copy of his back-up in his house, he explained, and something awful happened to his home, he did not want to be left without a copy of the latest version.

Truth compels me to admit that my initial response to the notion was disrespectfully flippant; to be blunt about it, I thought Dave was being paranoid. But given how long he had been working on his dissertation, was he really being over-cautious? Or merely far-sighted?

At the time, I definitely wrote it off to paranoia, and not without good reason: to be on the ultra-safe side, Dave asked me to keep each week’s version in my dorm refrigerator, just in case my dorm and his entire suburb were somehow simultaneously engulfed in flames that miraculously spared both of our lives. “The insides of refrigerators seldom burn,” he explained, “unless someone opens them during the conflagration. They’re also rarely completely crushed during earthquakes.”

Looking over the footage Chile, I wondered if he was right about that. There certainly doesn’t seem to be much left of some of those buildings.

Even though I did, in fact, keep his work in my tiny dorm fridge, I used to smile secretly at the intensity of his fear that his work would disappear. Until I was in graduate school myself, and a knife-wielding mugger approached me on my way home from the library.

“Give me your backpack,” he advised, none too gently.

“No,” I said, crushing it to my trembling chest.

I then explained very glibly and at great length that I had a draft of my master’s thesis in my bag, and that it was positively covered with hand-written notes and footnotes-to-be that I had not yet entered into my soft copy. (Yes, I know now how silly that was.) It would take me weeks to recreate all of that material. Would he accept the contents of my wallet instead? What if I made the cash my gift to him, a little token of my thanks for leaving my thesis intact, and didn’t file a police report?

The mugger, who apparently had never attempted a major writing project, was quite astonished by my vehemence; I gather he thought I simply did not understand the situation. He reminded me several times throughout my frantic monologue that he could, in fact, kill me with the knife clutched in his hand, and that only a crazy person would risk her life for a bunch of paper.

But tell me: if you were holding the only extant copy of your book, would you not have made a similar argument?

The story ended happily, I’m glad to report: I ended up with both a whole skin and my draft. And to tell you the truth, I no longer remember if he got my money or not. (I do, however, remember him begging me to stop telling him about the argument in my thesis — I had become embroiled in an especially juicy part of Chapter Two — and admitting that he would, in fact, just be dumping the manuscript into the nearest trash can rather than turning it in for credit.)

The dual moral of these stories: it’s ALWAYS a good idea to have more than one copy of your manuscript, just in case the unthinkable happens. And the best place to keep a back-up is NOT immediately adjacent to your computer, or in your laptop case along with the laptop.

This is an area where I definitely practice what I preach, practically to the point of obsession. Oh, you may chuckle over the fact that I literally never leave my house without either my laptop or a full back-up of it on my portable hard drive (which aren’t particularly expensive these days, by the way), but when that merry Barcelonan baptized my keyboard with gin, I didn’t have to turn around and fly back to the United States in order to produce another copy of the novel-in-progress from which I was supposed to be reading after we landed, nor did I have to place a frantic transatlantic phone call to ask my neighbor’s sweet teenage son to break into my house to e-mail me another copy of it. It’s also the reason that a couple of years earlier, when my hard disk completely disintegrated overnight, I was able to flabbergast the guy at the computer repair place by saying, “Well, it would be nice if you could save my information and photos, but I can always restore them from my back-ups.”

How flabbergasted was he, you ask? He actually said, “Wow, I’ve never had a customer say that before.”

My thesis advisor’s strategy is sounding less and less zany to you, isn’t it?

Fortunately, backing up is easier than ever these days. For under $200, I was able to pick up an external hard drive that even comes with software that automatically backs up my computer for me. I don’t even have to think about it.

Since I do think about it all the time, though — thank you, seven or eight unfortunates per year — I am very aware that is not enough. Because I’m generally working on a novel of my own, editing several others, and am constantly on call for making revisions on whatever of my projects my agent happens to be circulating at the moment, I tote around a mirror image of my laptop’s innards on my portable hard disk — which takes up less room in my purse than my wallet does, incidentally. That way, I can always carry the most current version with me — unless I’m taking my laptop with me, in which case I leave the back-up at home.

Yes, it’s a bit time-consuming, but at least I have my answer ready the next time I run into a literary-minded mugger, right?

Your method does not need to be complicated — in fact, it’s better if it isn’t, since simple procedures are easier to work into your daily life. Playing it safe can be as simple as burning a recordable CD once a week and popping it into your backpack or glove compartment (crude, but effective), copying your files onto your iPod (hey, that thing is essentially a hard drive, right?), or even just e-mailing your chapter files to yourself on a regular basis (effectively turning your ISP into a remote storage facility).

Many writers prefer an off-site back-up method, such as saving to storage space online; there, too, you can set up automatic back-ups. Check with your Internet provider — mine offers storage space as part of its standard connection package.

Don’t panic if you’re not very computer-savvy: this really does not need to be difficult. For an easy-to-follow, well-explained run-down of back-up and security options for the PC, I would highly recommend checking out longtime reader and computer whiz Chris Park’s blog post on the subject.

However you decide to make your back-ups, I would recommend getting into a regular schedule as soon as possible. The best way to protect your writing is to save it often, after all, and any security system works best if it is applied consistently.

How often is often enough to save your work? Well, think back to the scenarios above: how many pages of text are you willing to beg your muse to help you recreate from memory?

It’s a good idea, too, to save more often while you are in the throes of revising a manuscript — and to save both before and after copies of each major revision. Yes, it takes up space, but as most of us who have lived through serious revisions can tell you, it’s not all that uncommon to decide a week, month, or year down the line that a cut scene is indispensably necessary to the work.

Or for the editor, agent, or writing group that advised a particular cut in the first place to change his, her, or its mind. Believe me, if anyone is more frantic than a writer whose agent promised an editor at a major house that the first third of that novel would be revised three weeks hence, it’s the writer whose agent promised it three days before the writer’s three-year-old decided to raid the toolbox and make dents in that shiny computer screen.

But you know who is most frantic of all? The writer being held back by the firefighters, because the only copy of his novel is inside that burning building.

Those kinds of things only happen to other people, right?

Please, for your own sake, don’t put off getting into the habit of making frequent back-ups. Large-scale disasters are not very frequent, thank goodness, but computer meltdowns are. A few minutes of preparation every week or so can save you a tremendous amount of pain down the line.

Here’s devoutly hoping that my fevered imagination is radically overestimating the number of manuscripts lost in the current rounds of earthquakes and floods. Be safe, everyone, and keep up the good work!

The mysteriously mysterious strictures of standard format, part XIX: the end of the line this time, really. Unless anyone has any more questions?

Poet Wislawa Szymborska clutching her Nobel Prize for literature medal

Poet Wislawa Szymborska clutching her Nobel Prize for literature medal

Sincere congratulations, campers, for making it all the way through this extended series on standard format for manuscripts — book manuscripts, that is; once again, let me remind you that short stories, magazine articles, theses, dissertations, and other types of writing are subject to other restrictions — as well as January and February’s intensive examination of how a manuscript moves from a writer’s fingertips all the way to publication. We’ve been tackling the big stuff so far this year, and I’m proud of all of you for having the gumption, not to mention the faith in your writing, to work through it with me.

Next week, it’s back to craft, after a brief stopover in the hows and whys of partials. We’ve earned a respite from hard-and-fast rules, I think.

Besides, you won me a nickel. It’s not the Nobel Prize, but hey, I’m grateful.

Yes, an entire nickel: an agent of my acquaintance, a tireless advocate for my giving up this blog in order to rechannel the considerable time and energy I devote to it into my other writing, My readers’ consistent devotion to improving both their writing skills and ability to present them professionally, wagered that you would be so tired of formatting after my revisiting repeatedly it for four and a half years that the posts this time around would pass relatively uncommented-upon.

Actually, he didn’t suggest betting on it until after I stopped laughing at his contention. “What’s so funny?” he demanded. “It’s not as though your past posts on the subject aren’t well-marked. Why can’t readers just go there to find out what to do?”

Because I like the guy and I’m not in the habit of lecturing agents, I restrained myself from suggesting that he just didn’t understand how a blog works. “Some will, but many of my readers don’t have the time to comb the archives.” (See? I honestly am aware of that.) “And the writers brand-new to the game may not yet know that there is a standard format at all. By going over it two or three times a year, I’m doing my part to make sure that everyone’s writing can look its best for you. You should be grateful.”

He was not. “Did you spend your last three lifetimes blithely violating the rules of grammar and structure, condemning yourself to the Sisyphean task of explaining them over and over again this time around? You’re dreaming, my friend — your readership doesn’t need this. I’ll bet you twenty bucks that you get fewer comments this time than last.”

Well, great as my faith in my readers undoubtedly is, I seldom bet more than a nickel (although I did win a quarter off my mother during the last campaign season for predicting the vice presidential nominees correctly), so he had to settle for that. “You’ll see,” I told him. “Not only will readers comment more than usual, but they’ll come up with questions neither you nor I would have thought of addressing.”

He handed over the nickel after Part III. One of you asked a perfectly reasonable about indentation he’d never heard before.

So now I’m jangling a nickel happily in my pocket, and I have yet another convert to what I have long held is the truth about aspiring writers: contrary to practically universal opinion amongst professional readers, deviations from standard format are not usually the result of writers’ being too lazy to find out how to present a manuscript. Most of the aspiring writers I encounter are downright starved for accurate information on the subject; the underlying problem is that there isn’t enough authoritative information out there to combat all of the inaccurate rumors.

I’ve always been a big proponent of agency websites simply posting a page with the formatting rules, in fact, so I could devote our shared time here to craft. Which is why, in case any of you long-term readers have been speculating on the subject, I used to end extended series on standard format with a rather peevish little discussion about why, in the face of so much conflicting information about submission requirements floating around these days, professional advice-givers like me don’t either:

(a) check out every other source out there to make sure that we’re all saying precisely the same thing (which would be so time-consuming that none of us would have time to give any further advice),

(b) take it upon ourselves to force every single individual who is empowered to pass judgment upon a manuscript within the confines of North America to agree upon a single (and preferably single-page) set of rules to which everyone without exception would adhere (which would require a convention so large that the framers of the U.S. Constitution would turn pale at the very thought), or

(c) shut up entirely and let those new to the biz try to figure out some genuinely counter-intuitive rules all by themselves.

I can’t speak for everyone currently giving advice on the subject, of course, but in my own case, the answer is really pretty straightforward: the norms I’ve been explaining throughout this series are in fact the ones I have used successfully myself for many, many years. Since neither I, any of my editing clients, or (as far as I know) any reader of this blog who has followed this advice to the letter has ever been asked by an agent or editor to make a single purely formatting change to his/her manuscript (with the sole exception of the few agents who are now post clear instructions to submitters not to use the requisite two spaces after periods, but we’ve already talked about that, right?), I feel quite confident in continuing to give this particular set of advice.

But I will say something that one seldom hears advice-givers say: whether you choose to adhere to the rules of standard format I’ve set out here is ultimately up to you. But once you choose to follow a particular rule, you must obey it 100% of the time in your manuscript.

Let me repeat that, because it’s monumentally important: it’s not enough to adhere to a formatting rule most of the time; you must cleave to it in every single applicable instance in the text.

Why? You should know the words to the song by now: because inconsistency isn’t going to look professional to people who read manuscripts for a living.

I used to think that I didn’t actually need to state this requirement, as did the agent who lost the nickel to me. After all, isn’t the part of the point of a rule that it should be followed on a regular basis, rather than just periodically? However, I’ve seen enough manuscripts and contest entries (yes, I still judge from time to time) by good writers who sometimes use a single dash and sometimes a doubled one (if you’re not absolutely certain which is correct, I can only suggest that you reread this post from earlier in this series), or whose Chapters 1-3, 6, and 17 have a (ugh) single space after periods and colons, whereas Chs. 4, 5, and 10-12 have two, and the rest feature both…

Well, you get the picture. Apparently, the need for consistency is not as self-evident as I — or certainly my friend, the agent — had previously believed.

I would point the finger at a few culprits for this astonishingly pervasive problem. First — and I’m quite positive that those of you who have been hanging around Author! Author! for a while have felt this one coming practically since the top of this post — the vast majority of aspiring writers simply do not reread their own work enough.

I’m not talking about revision here (although most submissions could use more liberal helpings of that, frankly), but rather actually sitting down and reading a manuscript IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD.

What tips me off that very few writers actually do this before submitting their pages to an agent or a contest? Well, for starters, inconsistent formatting. And spelling errors. And repeated words. And scenes where characters do or say things that they’ve done or said half a page before.

You know, the kind of stuff that any reader would catch if she sat down with the actual pages and read them closely.

Often, such errors are not the result of compositional carelessness, but of repeated revision –the second culprit I’m dragging before the court in irons today. Zeroing in on the same page, paragraph, or even sentence over and over again without re-reading the entire section can easily result in what I like to call a Frankenstein manuscript, one that reads in hard copy as though it were cobbled together from the corpses of several drafts, sometimes ones written in different voices.

Come closer, and I’ll let you in on a secret of good writing: it flows smoothly.

A sure narrative voice is a consistent one. That’s why writers brand-new to the writing game so often labor under the quite mistaken impression that their favorite books were their respective authors’ first drafts, and thus (one assumes) that their own first drafts should be marketable without further revision: because a the author of a well-crafted narrative works hard to create the illusion of spontaneous consistency.

Awfully hard. Seamlessness is no accident, you know.

So what do you think a professional reader like Millicent the agency screener, her cousin Maury the editorial assistant, or their aunt Mehitabel the veteran contest judge thinks when they encounter, say, one sentence that’s in the past tense, followed by three that are in the present? Or a character named George on page 8 and Jorge on page 127?

“Inconsistency,” they breathe in unison. “This manuscript needs more work.”

Or at least a good authorial read-through IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD. If not after every major revision, then at least prior to submitting it.

There’s just no substitute for this. Sorry about that.

Third, all of us simply see a great many more grammatical errors and formatting oddities than we did, say, ten years ago. Remember back when everyone thought it was so funny that the vice president at the time (I didn’t call that one) corrected a child at a spelling bee who had spelled potato correctly, causing him to change it to potatoe?

At the time, the literate world rocked with laughter over it. Now, we routinely see supermarket signs advertising potatoe and tomatoe prices. And that’s a bad thing for literacy, because the more you see the error, the more likely is to make it yourself.

Why? Like Millicent and standard formatting, sheer repetition makes it start to look right to you.

Especially when you spot such errors in ostensibly credible sources. It used to be a rarity to see a spelling mistake in a newspaper or magazine article, because they were so closely edited; since the advent of on-screen editing, it’s now not uncommon to see a misspelling or grammatical error in a published book.

Had I mentioned that there’s just no substitute for reading a piece of writing IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD? The eye is simply too likely to skip an error on-screen, partially because people read about 70% faster.

Then, too, AP standards — i.e., what governs what is considered correct in a newspaper or magazine — have, as we have discussed, recently adopted a number of practices that would not be kosher according to the dictates of standard format. The aforementioned single space after the period or colon, for instance, or capitalizing the first word after a colon.

All together now: sacre bleu!

While eliminating the extra space has been seen in published books for a while (but that doesn’t mean it’s necessarily proper in a manuscript, right?), post-period capitalization was practically unheard-of in published books until just a couple of years ago. Now, one sees it periodically (often, not entirely coincidentally, in books by journalists), along with some rather peculiar interpretations of the semicolon and the ellipsis.

And what happens, class, when you see rules routinely bent in this manner?

That’s right: confusion. Inevitably resulting, no matter what my agent friend says, in good writers raising questions like this:

I tried searching for this, but didn’t find an answer. Ellipses! Is the proper format:?.[space].[space].?or … with no spaces? Thanks as always.

This is a perfectly reasonable question now, of course, but it’s not one that was at all likely to come up even five years ago. Prior to that, pretty much any printed source would have adhered to the traditional rules governing ellipses, with the natural result that fewer writers were confused. Heck, they might even have learned the contextual rules governing ellipses in school.

Oh, you want to know what those rules are, since I’ve brought them up? An excellent thought.

1. Ellipses are most commonly used mid-sentence, to mark a pause in speech. In this context, the periods in the ellipse should appear without spaces between them — and without spaces between them and the surrounding words, either. In other words, they should look like this:

“I’m appalled,” Jennifer said. “More than appalled. I’m…horrified.”

2. Ellipses are also used to alert the reader to skipped text in the middle of a quote. In these instance, whether an ellipse should have a space between its end and the end of the next word is entirely dependent upon whether the beginning of the next quoted part is a new sentence. Thus, if the original quotation was,

“I am in no way endorsing this policy or any other, because I feel it would be bad for the nation. I cannot be held responsible for its unhappy results.”

It would be proper to reproduce excerpts as:

The prime minister’s statement was unequivocal: “I am in no way endorsing this policy…because I feel it would be bad for the nation.”

And as:

The prime minister’s statement was unequivocal: “I am in no way endorsing this policy… I cannot be held responsible for its unhappy results.”

3. Ellipses are also used to show where the narration expects the reader to fill in the subsequent logic, as well as when speaker’s voice has trailed off into silence. As in:

Jeremy smiled, slipping one arm out of a sleeve that didn’t cover too much of his arm in the first place. A quick wiggle, and the rest of his shirt was off. Then he reached for his belt…

As much as some of you might want me to complete that paragraph, this is a family-friendly website. Besides, you’re perfectly capable of imagining the rest for yourself, are you not? In this case, the ellipse indicates my faith in your imaginative powers. As would this, if I were writing dialogue:

“My, it’s hot in here.” Coyly, Jeremy shrugged his Flashdance-style sweater off one shoulder. “If only there were a way we could cool off…”

4. In reproducing a quote, an ellipse can tell the reader that the quote continued, despite the fact that the writer chose not to show it in its entirety. This can come in handy, especially when writing about the kind of speaker who drones on and on:

“I deny the allegations,” the senator said. “I deny them absolutely, unequivocally, and in every other way. I deny that I cavorted in the House; I deny that I cavorted with a mouse. I deny that I cavorted in socks; I deny that I cavorted with a fox…”

Makes sense, doesn’t it? (And just between us, wasn’t this a clever way of me to answer a reader’s question in a post that’s really about a larger issue?)

The fourth culprit — yes, I’m back on my justifying the confusion kick — may surprise you a little. As so often happens, I have excellent reader questions to thank for reminding me to bring it to your attention: as nit-picky as all of these rules are, sometimes, good writers over-think them. So much so that they sometimes extrapolate extra rules of their own.

Yes, you read that correctly. In my experience, most aspiring writers are very good about following the rules, once they know about them. In fact, really conscientious writers are quite a bit more likely to subject their manuscripts to extra restrictions than to ignore any of the established rules.

What kind of extra rules, you ask? Well, I can give you a great example from this time around the standard format merry-go-round. Two different readers — my agent friend still can’t get over the fact that even one brought it up — asked how to format apostrophes and quotation marks. Ripped ruthlessly from their original context:

Could you in one of your really wonderful (and I really mean wonderful) posts on standard manuscript formatting devote a paragraph to quote marks and apostrophes? Times New Roman can have them both straight and curly, so which should I use? Or should I just make sure I’m consistent and leave it at that?

and

A related problem I have is in trying to place an apostrophe at the beginning of a word, particularly when writing dialogue and attempting to add a bit of the vernacular. To just type it, the apostrophe ends up being a “front-end” single quotation mark. I have to resort to some spacing and deleting shenanigans to get to appear correctly.

I freely admit it: I’m always a bit nonplused when I get a question like this, one that assumes a rule that just isn’t observed in professional manuscripts. As tempting as it might be to dust off my personal preferences on the subject and present them as a binding rule — which, as we’ve discussed before, is not an unheard-of thing for either a professional reader or a writing advice-giver to do — but the fact is, the expectations about both apostrophes and quotation marks in manuscripts have remained unchanged since the days when every submission was produced on a manual typewriter.

Which, in case you haven’t seen one lately, provided precisely one option for an apostrophe (‘) and exactly one for a quotation mark (“). On the same key, on most typewriters.

What does this mean for manuscript format? Good news, insofar as it translates into less work for writers: as long as the format is consistent, Millicent’s not going to care one way or the other. Pick the one you prefer, and stick to it.

I can completely understand why the two writers who brought it up — or any aspiring writer — would have wondered about this point: as readers, we do see various styles of apostrophe and quotation mark turning up in published books. And given how counter-intuitive some of the rules of standard format are, it would not, let’s face it, be at all astonishing if the publishing industry harbored some formatting preference that half of the writers in the world had heard nothing about.

But that’s not the case here. You have my full permission never to think about it again. Go sleep the undisturbed sleep of the just.

Before you go, though, one more piece of formatting advice: as you make your way through the bewildering forest of advice out there, toting your massive grain of salt, be aware of the fact that many seemingly authoritative sources out there disagree on certain points for the very simple reason that they’re talking about different things, although they often do not say so explicitly. Bear in mind that because such a high percentage of the aspiring writers’ market wants easy answers, preferably in the form of a single-page list of rules universally applicable to every writing venue, the temptation to produce a short, one-size-fits-all list of rules is considerable.

That doesn’t mean you should disregard such lists entirely, of course. Just keep in mind that any list that purports to cover every type is necessarily going to run afoul of some established standard somewhere — and that occasionally, rules pop up online and at conferences that would make my agent friend’s eyes pop out of their sockets with astonishment.

Which is why, in case you’ve been curious, I have been going over even the simplest of the actual rules in such great detail, and with practical illustrations; I want all of you not only to adhere to the strictures of standard format, but to understand why each rule is to your advantage to embrace. That’s why I keep asking (and asking, and asking) if anybody has any questions. I just don’t think handing creative-minded people a brief list of mysterious orders is the best means of helping you become comfortable with the industry’s expectations.

So if anyone is looking for terse, bullet-pointed to-do lists for writers, I think any of my long-term readers can tell you that this blog is NOT the place to start. As the thousands of pages of archived posts here can attest, I am the queen of elaboration. Lots and lots of elaboration.

Speaking of elaboration, there’s a final formatting issue I should address before I draw this series to a close.

While we’re on the subject of unnecessary doohickeys writers are sometimes told to shoehorn into their book manuscripts and proposals, let’s talk about what should happen on the last page. Here, too, aspiring writers often give themselves extra trouble.

For a book manuscript, the proper way to end it is simply to end it. No bells, no whistles, no # # #, no -86-. Just stop writing.

Even the ever-popular THE END is not needed. In fact, I know plenty of Millicents (and their bosses, and editors, and contest judges) who routinely giggle at the use of THE END to indicate that a manuscript is not, in fact, going to continue. “What is this writer thinking?” they ask one another, amused. “That I’m going to keep reading all of that blank space after the last paragraph, wondering where all of the ink went? That I’m incapable of understanding why there aren’t any more pages in the submission? Please!”

Remember what I was saying earlier in this series about professional critique being harsh? Don’t even get me started on professional ridicule.

Personally, I have sympathy for how confusing all of the various advice out there must be for those who have never seen a professional manuscript up close and personal. But honestly, some of the rules that commenters have asked about over the last three years must be from sources that predate World War II, or perhaps the Boer War. I’ve been editing book manuscripts for most of my adult life (and proofing galleys since early junior high school), and I have to say, I’ve literally never seen a single one that ended with “-86-”

So truth compels me to admit that I can sort of see where Millicent might find it amusing to see in a submission.

But you can sort of see her point of view here, can’t you? To people who read book manuscripts for a living in the US, the very notion of there NOT being a consensus is downright odd: why, the evidence that there is a consensus is sitting right in front of them. The mailman brings stacks of it, every single day.

“Oh, come on — everyone doesn’t already know these rules?” my agent friend asked, incredulous. “This information is widely available, isn’t it?”

That’s a quote, people — but as someone who regularly works with folks on both sides of the submission aisle, I have come to believe that the wide availability of the information is actually part of the problem here. The rules governing book manuscripts haven’t changed all that much over the years, from an insider’s perspective, but from the point of view of someone new to the game, the fact that they have changed at all, ever — coupled with these rules not being applicable to every conceivable type of professional writing — can look an awful lot like inconsistency.

And we all know how Millie, Maury, and Mehitabel feel about that, don’t we?

If the flurry of rules starts to seem overwhelming, remind yourself that although submissions do indeed get rejected for very small reasons all the time, it’s virtually unheard-of for any manuscript to have only one problem. Like ants, manuscript red flags seldom travel alone.

So I would caution any aspiring writer against assuming that any single problem, formatting or otherwise, was the only reason a manuscript was getting rejected. Most of the time, it’s quite a few reasons working in tandem — which is why, unfortunately, it’s not all that uncommon for Millicent and her cohorts to come to believe that an obviously improperly-formatted manuscript is unlikely to be well-written. The notion that changing only one thing, even a major one, in the average manuscript would render it rejection-proof is not particularly easy for a professional reader to swallow.

There is no such thing as a rejection-proof manuscript, you know. While it would indeed be dandy if there were a magical formula that could be applied to any manuscript to render it pleasing to every Millicent out there, that formula simply doesn’t exist; individual tastes and market trends vary too much. Not to mention the fact that the slow economy is making most agents and editors really, really cautious about picking up any manuscript at all right now.

This is vital to understand about standard format: it’s not a magic wand that can be waved over a submission to make every agent, editor, and contest judge on the face of the earth squeal with delight at the very sight of it. But it is a basic means of presenting your writing professionally, so your garden-variety Millicent will be able to weigh it on its non-technical merits.

All I can claim for standard format — and this isn’t insignificant — is that adhering to it will make it less likely that your submission will be rejected on a knee-jerk basis. However, I’m not going to lie to you: even a perfectly-formatted manuscript is going to garner its share of rejections, if it’s sent out enough.

Why? Because every agent out there, just like every editor, harbors quirky, individuated ideas about how the perfect book should be written.

Sorry. If I ran the universe…

Well, you know the rest. Try not to lose too much sleep through trying to second-guess what Millicent and her ilk want to see. Just do your best: writing well and presenting a clean manuscript honestly is how pretty much all of us landed our agents.

Keep moving ahead — the Nobel committee is counting upon all of us to provide the laureates of tomorrow. Keep up the good work!

Entr’acte: how not to win friends and influence people, or what good writers can learn from bad author interviews

only a flesh wound

I hope you will pardon a brief digression from the topic at hand — standard format for manuscripts — but something I saw on television last night was such a marvelous example of what not to do in an author interview that I couldn’t resist seizing the opportunity to talk about how to do it better. So while I very rarely comment on pop culture in this forum, I am breaking into our series already in progress to spend a day chatting about what does and does not work in an author interview.

I’m thinking ahead, you see. When you give your first filmed or recorded interviews, I’d like to see you pull it off effectively — and, if possible, in a manner that might conceivably help you sell a few books. (I’m funny that way.)

The interview I saw last night did not, in my opinion, meet those minimal criteria for interview success. For the sake of those who do not have time or be in a space that allows for running acrimonious video clips, though, I shall give a general description of what happened before starting to talk theory.

Basically, this author (who shall remain nameless throughout, as I have not read his book, and I don’t want any of this to be construed as a review of it) fell into a trap that book-promoting authors — particularly first-time authors — tumble into all the time: he seemed to forget that what he was doing there was promoting his book.

Oh, you may laugh, but it happens all the time. In the excitement of dealing with public attention, it’s very, very easy to forget that the person in front of you — be it talk show host (as in this instance), radio host, a freelancer who picks up extra cash by interviewing authors, or even a question-asking audience member at a book reading — did not walk into the room because you’re a fascinating person. If you’re an author booked for an interview, the interviewer is there to talk about your book.

As, incidentally, are you, if you’re on a book tour. If you should also happen to be a fascinating person, well, that’s just icing on the cake.

The cake itself is your book and your ability to talk about it in such a way that readers, hearers, and/or audience members will remember your name and the book’s title after the interview ends. If you can also manage to talk about your subject matter in such a way that it causes these people to murmur, “My, but that sounds like an interesting book; I think I shall check it out,” well, let’s just say that your publisher will be grateful.

True, your mother may wonder why you didn’t mention your fourth-grade softball team, but trust me, everyone else who participated in your book’s road to publication will be happy that you remembered that the author’s job in the interview is to make the book, not himself, look good.

I can say it in three or four more ways, if it’s still not sinking in. Trust me on this one: if you have any significant success in a writing career — and I sincerely hope that you do — it’s advice that will serve you well.

Seriously, if you take nothing else from this post, please, I implore you, cling like a leech to the notion that a book-promoting author is first and foremost a marketer. That way, you’ll never find yourself in the hideously embarrassing (yet disturbingly common) position of realizing after an interview is over — or, sacre bleu! after it’s already aired or been published in a magazine — that you were chatting away as if everyone in the audience were waiting breathlessly to hear your opinion on everything but your subject matter.

“Book?” audience members and readers say after such interviews. “What book? I just thought that guy was there as a pundit. Was I supposed to remember anything else but what side he took in the debate?”

Speaking of erring on the side of punditry, as you may already have gathered from my vehemence on this particular point, the author in today’s example did not, in my opinion, consistently bear in mind that he was at least ostensibly there to promote his newly-released book. Stepping almost completely into the role of opinion-giver, he got into an argument with the interviewer, not a bad strategy for a pundit, but almost always a losing proposition for an author promoting a book.

The result: the author lost his cool during a nationally televised interview, so much so that by the time the segment ended, he was actively arguing that the host should waive the length restriction and allow him to keep talking uninterrupted “to make the points I came here to make.”

As someone who has both conducted and given many, many interviews, I’m here to tell you: that’s not a request that’s at all likely to be granted by a friendly interviewer. The chances of an interviewer the interviewee has already insulted agreeing to such an arrangement are roughly equivalent to the probability that dinosaurs will spontaneously appear in each of our back yards first thing tomorrow morning, bearing gift baskets of freshly-baked croissants.

Let’s just say that your flowerbeds are safe from dinosaur-trampling.

The weird thing, from a book-promotion perspective, was that in promoting this book on this particular talk show, an argument was 100% predictable, and thus could have been prepared for with ease. The author was promoting an overtly political book on a television show whose host (and studio audience, apparently) did not concur with his political opinions. Which happens all the time, right? Surely, anyone who had watched the show before — as any reasonably prudent author should always do before giving an interview on it — would have been able to predict the likelihood of a political debate ensuing.

As, indeed, an author of any kind of controversial book might reasonably expect in any interview situation. If one of your book’s selling points is its potential to spark debate, you would walk into any interview prepared for a debate to be sparked, right?

But as so often occurs in both television and radio interviews, the author in this case did not seem particularly well prepared for this contingency. Or so I surmise from the fact that by roughly a minute and 45 seconds into the 11-minute interview, the author clearly began to become flustered by the host’s wanting to have a political debate.

On a show that takes as its daily subject matter political news. Who could have seen that coming, eh?

So already, we should be grateful to this author, for he has taught aspiring authors everywhere something about preparing for an interview: watching (or in the case of radio, listening) to at least a handful of episodes of the show is essential to the preparation process. For print interviews, there’s no substitute for reading some recent articles by the interviewer.

Why? Well, can you think of a better way to become aware of any slant the interviewer might have? Or — and this is even more important for an author promoting a book — any particular kind of response that interviewer’s established audience might expect?

As today’s example illustrates so beautifully, it’s really not a good idea to wait until the interview is actually in progress before finding out these things. By 1:45 in, what had been a fairly intelligent exchange of ideas directly related to the topic of this poor author’s book began to degenerate into just another political argument of the type that anyone who has turned on a cable news program within the last couple of years has seen a dozen times over.

Hey, I have nothing against political debates — although I hasten to add that my point here is not to prompt my readers to start arguing about who was right and wrong politically in this instance; we’re here to talk about how to present and promote writing, right? — but in this case, allowing the interview to devolve into one cost the author rather dearly: in the minds of the viewers (who are, he hopes, his potential readers, right?), his book has become just another argument for his side of a political debate, rather than a book about his subject matter.

In other words, his message became generic, rather than book-specific, and therefore much, much easier for potential readers to tune out.

Now, as I mentioned above, I have not read this book; I have no idea how it does or doesn’t resemble other books produced by authors of a similar political stripe. But as someone who frequently promotes books, I can say for certain that when an author presenting himself as an expert on a particular topic stops talking about that particular topic in an interview, it’s usually harder for potential readers to remember what the book’s about after the interview ends.

Tell me: would you feel that was an effective use of your book’s promotional time?

Let’s return to the arguing author — who, regardless of how one might feel about his politics, was by this juncture in an exceptionally hard position for a book-promoting writer. There were 8 minutes and 15 seconds remaining in the televised interview, the argument in progress was veering farther and farther away from the subject matter of his book, and in order to make his book sound authoritative, he needed to make sure viewers understood just how and why he was a credible expert — or, to put it in terms the whole industry could understand, to establish his platform.

Which, frankly, I’m still rather at a loss to explain — and I re-watched this interview three times, in preparation for writing this post. From what I saw in the first 1:45 of this interview, it wouldn’t even have occurred to me that in order to understand his particular corner of the political world, I should rush right out and buy his book.

In other words: the interview up to that point had failed the litmus test of any author interview. It did not interestingly promote the book he was there to promote.

How, then, could he have turned the interview around? What would you have done in his place?

Since my readers are a pretty savvy bunch, I’m guessing that your first answer to that question was not, “Why, I’d start talking over the host, in order to win the argument, with an eye toward talking about my book after I had reduced the host to silence.” That would be a strategically poor choice, right? Not only would virtually any interviewer resent it, but since it renders both sides of a discussion substantially harder for onlookers or listeners to follow, it tends to annoy even a sympathetic audience.

But guess what our exemplar du jour did?

Uh-huh. For most of the rest of the interview. Punctuated, unwisely, by statements like, “Let me get a word in edgewise,” and “Let me make my point.”

Not the best way to endear oneself to any interviewer, and usually not a particularly effective means of garnering sympathy from an audience. Audiences are smart: they can tell for themselves when an interviewee is being bullied.

Which was not, to my eye, the case here, incidentally; I could be wrong about the motivation here, but as nearly as I could tell the author merely seemed to be unused to making his case to people who did not already agree with his political views. Again, rather strange, given that even a passing familiarity with the show would have lead him to expect that.

Here again, though, we writers can learn something from this situation: in preparing for any interview situation, an author should always practice in mock interviews with both friendly and hostile interviewers.

Established authors do this all the time, and for very good reason: if they’re not prepared to parry wittily off-camera and off the record with someone they already know, experience tells them that making being grilled by a total stranger under a studio’s worth of bright lights look easy is going to be, well, hard. Hey, being urbane requires some serious practice.

Besides, it’s a great way to get your more passive-aggressive kith and kin involved in promoting your book. Come on — don’t you have a cousin or former college roommate who wouldn’t just love the opportunity to try to get your goat under the guise of interview prep? Right before you embark on a book tour is a dandy time to put ‘em to work.

Do I see a few hands raised out there in the ether? “But Anne,” some timid souls point out, “what makes you think that last night’s interviewer was not trying to be a bully? I’ve just watched the interview, and the host kept firing questions at the author.”

Good point, timid souls — but if a writer is going on a book tour, or even talk to readers at a book signing, he’s going to need to steel himself to the possibility of being asked questions related to his book. Especially in an interview, because, let’s face it, it’s the interviewer’s job to keep asking questions.

In this case, though, I have another reason for thinking well of the interviewer’s motivations: after the frustrated author had been increasingly talking over him, even mid-question, for quite some time, at 6 minutes and 10 seconds into the interview, the host changed the subject rather pointedly back to, you guessed it, the general subject matter of the book. Which, considering that both parties were visibly annoyed by that point, was actually rather generous of him.

Need I even say that the author did not respond to it that way? Having gotten into an argumentative rhythm, he reacted not by eagerly seizing the opportunity to talk about his book — the reason he had come on the show in the first place, lest we forget — but as an invitation to further debate. But by then, the author was clearly in it to win the argument, period.

Always a bad move in an interview, by the way, even if you’re 100% positive that you are right and the interviewer is wrong. Why? Well, think about it: even in a televised or radio interview, the host is inevitably going to have the last word, right? He can talk about you after you have left; the show’s directors, producers, and editors are going to have the power to edit what you said. And in print, an unfriendly interviewer can simply not reproduce what you said correctly.

Tell me, would you rather have these people on your side, or to win the argument?

Before you answer that, allow me to add that I’m not asking your heart here; I’m asking your head. Specifically, the part of your brain that wants to convince potential readers to go out and pick up a copy of your book.

Winning a short-term argument at all costs no longer sounds like the best long-term strategy, does it? Again, we can extrapolate a general rule: feel free to make your case in an interview, but if the discussion gets nasty or personal, turn the talk back to the book. Remember, your goal here is to get the interviewer to help you promote it, not beat him in an argument.

What can happen if an interviewee loses sight of that goal? Fortunately for our learning curve, today’s example shows us a frequent outcome: about a minute after the host threw the author that lifeline, he visibly gave up on trying to talk about the book. For the next several minutes, the interview once again devolved into a political debate between two people who do not agree about politics.

Good television? Perhaps, but again, I ask you: is this the most efficient use of televised promotional time, from the author’s point of view?

Obviously, this interview was not going well, either on a promotional or personal level, and time was running out. The author had things he wanted to say, so he kept speaking faster and faster, reacting to questions as distractions, rather than invitations to elaborate. Whenever the host tried to jump in, the author kept repeating that he wasn’t being allowed to talk — and kept right on talking.

Sometimes, an author being interviewed in front of a studio audience (as was the case in our example) will respond to conflict by trying to appeal to the audience, rather than the interviewer. Sometimes this works, sometimes it does not. In this case, the latter. Unfortunately — yet absolutely predictably, to anyone who had ever seen the show before — the audience sided with the host, not the author.

How did the author respond to that? Not in a manner at all likely to win any member of that audience over as a potential reader: at one point, he held up his hand to stop the audience from applauding something the host said.

Oh, dear. Need I even tell you how that went over with the audience?

Because I know all of you are kind people and sensitive souls, I tremble to relate what happened in the minute or so that followed this imperious gesture. Suffice it to say that voices were raised, and the host had to hush him in order to announce that they were going to have to break for a commercial. The author made fun of the host for wanting to break for a commercial, wasting still more time that he could have used for, say, making one last attempt to sell his book.

Since the interview had, in fact, already worn on longer than average for this show, the host apparently did need to wrap things up, so as interviewers tend to do, he gave a brief summary of his last point in order to round out the segment. Throughout, the author just kept calling the host’s name, trying to get him to stop.

And then it got worse, from a book-promoting perspective. No, really.

Since the scheduled interview time was over, the host did something he had frequently done before with problematic interviews: told the author and audience that although he had to break here, they would continue to tape the interview and post it in its entirety, unedited, on the show’s website. (As indeed they did: roughly 30 minutes of footage of this interview is posted there, should you wish to see it.) Again, even a fairly cursory review of past interviews on this show would have led a well-prepared book-promoting author to expect this move.

You can feel it coming, can’t you?

The author began protesting posting the rest of the interview, instead of televising it in its entirety. “So I can’t make my points on the air?” he demanded, as if the show — or indeed, any television or radio show — would have had infinite time at its disposal. (Word to the wise: any taped interview will need to fit within a pre-scheduled segment. If you talk longer, it will have to be edited down, so either limiting the length or editing are the two available options.) To bolster his case, he revisited his earlier mantra about not being allowed to speak uninterrupted: “You did most of the talking,” he said — unwisely, I thought, because any viewer at home with TiVo would not be able to go back and check the veracity of this statement. “I didn’t get a chance.”

What happened next was something that I have actually never seen, heard, or read before in any author interview — which, considering that I have listened to authors talk about their promotional interviews before, after, and sometimes even during them since before I could talk myself, is genuinely saying something. (Hey, you didn’t think I would have interrupted our ongoing series for a merely pedestrian example of an interview snafu, did you?)

What happened next was this — and I swear I’m not making this up: the author and interviewer spent over a minute of air time debating about who had talked more during the interview. The author kept claiming that the host had “talked right through me”; the host was so astonished that he apologized, then said, “Geez, I’m just trying to think of a way…can I remove what I said and just have you speak.”

The audience laughed, of course: no one seriously believes that the proper definition of an interview is an uninterrupted monologue by the interviewee. Although that was precisely the implication of the author’s protests, wasn’t it?

I’m not bringing this up to castigate the author or the interviewer — as I said, I have not read the guy’s book, and I have no wish to say anything that might lead any potential reader to eschew his book, or indeed, any fellow author’s book. I suppose, too, that a case could be made that by engaging in an unseemly public fight, an author of a political book is promoting his work, although personally, I seldom see someone being rude on TV and immediately think, “Wow, I’m finding that fellow strangely credible. Bring me any books he may have happened to have written, and pronto, that I may imbibe more of his point of view!”

But none of that is why I decided to devote today to what in all honesty was a pretty annoying interview to watch. This is: of all of the interesting things a habitual viewer of that particular program could have taken away from this interview, very few of them would, in my opinion, have made the book more memorable. And that, in my opinion, is a wasted book promotional interview.

“But Anne,” some of you point out, and who could blame you? “From what you’ve said here, the author made himself plenty memorable. Isn’t that, you know, good enough for a book tour stop?”

It might have been enough — barely — if the televised interview had seared the author’s name into the viewer’s consciousness by its end; it is indeed true that an intelligent viewer is perfectly capable of typing an author’s name into a search engine, coming up with the title of his book, and ordering it. But I’d be kind of surprised if most viewers found the author’s name the most memorable thing about this interview. More importantly from a promotional perspective, it’s almost certainly not what they’ll mention first about this interview if they talk to their kith, kin, and/or coworkers about it.

You know what they’ll say? “This guy was interviewed on the Daily Show, and there was this incredible fight.”

Correct me if I’m wrong, but isn’t the Daily Show being promoted by interpersonal communications like this, not the book the author went on the show to push?

Sadly, this outcome is far from rare; even Q&As at book signings occasionally go hideously wrong. So much has been written about the culture of celebrity and the mixed blessing of punditry that I’m sure all of you are more than capable of drawing your own conclusions about why authors so frequently confuse presenting their viewpoints — or personalities — with promoting their books.

But please, when your time comes, don’t make that mistake. Yes, the book is your baby, but the goal of any book-promotion exercise is to interest potential readers in the book, not just the author. If you can’t make the darned thing sound fascinating, who can?

In other words, respect your writing enough to be willing to talk about it in a way that will attract readers. On TV, on the radio, in print, at public readings, at book signings, online, and anywhere else anyone’s willing to listen. Because that, my friends, is how effective book promotion is done.

Oh, and when that happy day comes, humor me: do your homework about anyone who might conceivably interview you; remember, you’re trying to turn at least some of that person’s audience into yours. You’d be surprised at how far just research can go toward charming a potentially hostile interviewer.

Don’t believe me? Okay, go out and find me an interviewer who would not be pleased to hear her next subject say, “Oh, I just loved your interview with X, and here are the 14 reasons why,” and then we’ll discuss the matter further.

In the meantime, isn’t it about time that we got back to the pressing matter of manuscript format? Join me next time for more close examination of technicalities — and as always, keep up the good work!

The mysteriously mysterious strictures of standard format, part XVIII: wrapping up the proposal neatly and tying it with a big red bow (not literally, of course; as you may see, it would not only look a tad silly, but would be difficult to mail without crushing the bow)

gift-wrapped proposal

As that rather cumbersome title implies, I’m going to be finishing up my whirlwind overview of book proposal formatting today. This exciting development (hey, everything’s relative) is, of course, merely a plateau in our continuing climb toward mastery of standard format for book manuscripts. Over the days to come, I shall be wrapping that up, too, via my favorite means: answering readers’ burning questions.

So if you’ve been holding back any, waiting for someone else to ask, now would be a dandy time to leap into the fray. The comments on today’s post would be a dandy place to bring up any lingering concerns.

While I’m trolling for commentary, would anybody be interested in my following this series with a short overview of what a query letter and synopsis should look like? Please weigh in, if so — or if not, for that matter. Personally, I kind of like the idea of having all of the formatting posts back-to-back in the archives, but as I’ve dealt with query letters fairly recently, I fear to bore the masses.

Which is a rather interesting statement for someone who’s just spent weeks on end meticulously detailing small formatting distinctions to make, come to think of it. Apparently, my faith in my own writing’s inherent fascination is boundless.

As is today’s intended subject matter, as it happens. I’m determined to polish off the proposal today, so this is bound to be a long one, folks.

Before we launch into this last installment, let’s recap, shall we? (Yes, yes, I know, I’ve covered all this before, but you’d be surprised at how many writers in a hurry will read only the most recent post in a series like this.) Here, once again, are the constituent parts of the book proposal, in the order they should appear:

1. The title page

2. The overview, a comprehensive document that leaves Maury with no doubt whatsoever about how to answer the following questions:

(a) What is the proposed book will be about, and why are you the single best being with an operational circulatory system and fingers to write about it?

(b) What is the central question or problem of the book? Why the topic is important, and to whom?

(c) Why is this book needed now, as opposed to any other time in literary history?

(d) Who is the target audience for this book?

(e) Why will this book appeal to the target audience as no book currently on the market does?

(f) How will your platform enable you to reach this target audience better than anyone else who might even think about writing this book?

(g) How strong a writer are you, and is this voice appropriate to the proposed book’s subject matter and target audience?

3. The competitive market analysis

4. The annotated table of contents

Everyone relatively happy about all of those? Again, please pop a question into the comments, if not. Moving on:

5. The sample chapter(s)
Generally speaking, professional proposals use Chapter 1 as the sample, rather than one from farther into the storyline or argument, for the exceedingly simple reason that it’s usually easier for the reader to follow that way. However, that’s not strictly necessary: in a cookbook proposal, for instance, Chapter 7′s Thanksgiving feast may well wow Millicent more than Chapter 1′s general introduction to baking techniques.

Use your best judgment — but as always, be open to your future agent’s informing you that you judged wrong and that you must write another sample chapter before she submits it to editors at publishing houses. (Yes, it happens. Quite a lot, in fact.)

When making the decision about which chapter to include here, bear in mind that this section is where you’re going to provide the most direct evidence of the voice and writing style of the proposed book. Neither of which, in a good proposal, will come as a surprise to Millicent, because the entire proposal should be written in the voice of the book.

Yes, even the dry marketing parts. Hey, you’re a writer — it’s your job to make even unquestionably dull stuff interesting to read.

A whole lot more work than simply throwing the necessary materials together and hoping that the sample chapter alone is enough to convince Millicent that your voice is right for this project? Undoubtedly. But a better marketing strategy than the far more common approach of composing the rest of the proposal in the faintly exasperated tone of the jumper through unnecessary hoops? Absolutely.

On the brighter side, for a well-prepared writer, the labor involved in incorporating the sample chapter into the proposal is comparatively light. Hold your applause, but in a proposal, the sample chapter is formatted precisely like a chapter in a manuscript.

Okay, you can clap now. You know you want to.

That’s right — provided that as much of the book as you’ve written so far is already in standard format, you can simply copy and paste it into your book proposal at the proper juncture. This means, of course, that the first page of the sample chapter will have more white space at the top than any other page of the proposal. (And if you found that last statement mystifying, may I suggest that you review my earlier post on chapter openings and how they should look on the page?)

I hear some of you muttering and shuffling your feet. You want to see the difference between the first page of the sample chapter and any old page of the proposal, don’t you? Good plan.

Here, for your comparing and contrasting pleasure, is a properly-formatted first page of a proposal. (You do remember, right, that the title page is neither numbered nor included in the page count?)

overview1

That looks familiar by now, right? Because the sample chapter is a major section of the proposal, let’s review how a major section change would be designated in a proposal:

competitive market analysis3

Now take a peek at a minor topic change — which, again, should be old hat by now. (Where on earth did that perverse little expression originate, I wonder?)

subheading in proposal

As I would devoutly hope would be abundantly clear to you by this late point in a series on standard formatting, none of the above remotely resembles the first page of a manuscript. The first page of a manuscript should, of course, look like this:

first page of text

Quite a difference, is it not? Millicent could tell which was a page from a proposal and which had fluttered free of a manuscript from ten paces away.

Now take a gander at the first page of the sample chapter in a proposal:

sample chapter opening

Those last two are remarkably similar, aren’t they? Pop quiz: see any formatting differences between this and the same chapter opening in the manuscript?

If you immediately leapt to your feet, exclaiming, “By Jove, Anne, the slug line clearly demonstrates that rather than starting pagination over again at page 1, the sample chapter’s first page shows where it falls within the book proposal,” congratulations: you have the eye of an editor. As you so astutely pointed out, the page numbers don’t start over at the beginning of the sample chapter; the entire proposal is numbered consecutively. For extra credit, would anyone care to guess why?

If you shouted, “To make it easier for Millicent to put the always unbound pages of the proposal back in order after she collides with someone in the hallway!” you’re really on a roll today. Help yourself to a gold star out of petty cash.

Otherwise, though, the sample chapter and the same chapter in manuscript form should be formatted identically. Realizing that, need I even add that part of what the writer is demonstrating in this section of the proposal is a familiarity with the standards of this industry?

Not to mention the tone and vocabulary norms of your chosen book category. I probably should mention it, though, because many a well-argued and even well-written book proposal has gotten rejected because the prose in the sample chapter just didn’t sound like, well, a book in that category.

As always, if you’re not familiar with what’s currently being published in your chosen book category, why not? And how on earth did you manage to write a convincing competitive market analysis without being up on all the recent releases, anyway?

I’m most emphatically not kidding about this: from an agent or editor’s point of view, a book proposer’s being conversant with the norms, trends, and current market for the type of book she’s proposing is not an optional extra — it’s a basic requirement. It comes standard with the professional nonfiction writer package.

Don’t tell me you can’t afford to buy everything that comes out in your category, either; that’s what libraries and bookstores with comfortable reading chairs are for.

One final word about the sample chapter before I move on to the remaining bits of the proposal: make absolutely sure that the sample chapter delivers on the promise of that chapter’s summary in the annotated table of contents. If there’s any doubt whatsoever in your mind about whether it fulfills that promise — or if it does not represent your best writing — either pick another chapter to use as your sample or start revising.

Cursory sample chapters are the bane of any proposal-reading Millicent or Maury’s existence, and for good reason: if their attention has been sufficiently grabbed by the overview and maintained throughout the middle part of the proposal, it’s a genuine disappointment to discover a sample chapter that just lies there. If they’ve read that far, trust me, they want — and expect — to be wowed.

They also expect that the sample chapter will demonstrate how you intend to flesh out the brief chapter summaries in the annotated table of contents, and rightly so. If the two parts of the proposal appear to be out of sync, M & M are going to wonder if your writing skills are up to the task of producing a consistent final manuscript.

Don’t tempt them to speculate on that score. Call me cynical, but I’ve seldom seen that type of speculation end well for the proposer. It’s not a screener’s job to give proposers the benefit of the doubt, after all.

Speaking of doing one’s job, it’s about time that I talked about the remaining elements of the proposal, isn’t it? Don’t worry; there aren’t many.

6. The author bio
Since writing a stellar author bio is an art form of its own, I’m not even going to attempt to describe here how to write one. For an in-depth discussion of the subject, please consult the aptly-named HOW TO WRITE AN AUTHOR BIO category on the archive list at right.

Seriously, go consult it. Again, this is a place where many first-time proposers skimp, thinking (erroneously, alas) that since they’ve already talked about their platforms earlier in the proposal, all that’s really necessary in the author bio is the kind of bare-bones, just-the-facts-ma’am author bios they’re accustomed to seeing inside the dust jackets of hardcover books. Do not, I implore you, be fooled by those brief paragraphs going by the same moniker as what’s required in a book proposal.

The purpose of an author bio in a book proposal is to provide a handy single-page summary of the writer’s platform for writing this particular book. That means, in practice, that a savvy writer may choose to use different author bio text — or even author photos — in proposals for different books.

Not sure why? Okay, tell me: if you were vacillating between acquiring two books on dog breeding, which bio would appeal to you more, one that simply lists the writer’s previous publications and credentials under a smiling head shot — or one that listed eight dog-related credentials under a snapshot of the writer with his arm around a happy Dalmatian?

No contest, is there?

Do not, for the sake of your own happiness, leave constructing your bio to the end of the proposal-writing process. It’s hard; budget time for it. Why? Well, really apt author bios are hard to write — and most of us go through quite a few photos before we find one of ourselves that we like.

Don’t believe me? Okay, care to guess how many shots my quite gifted photographer friend Marjon Floris took before she caught the one in my bio?

Somewhere in the neighborhood of 800. With two cameras. (Thank goodness for digital technology, eh?) Admittedly, my whole family is pretty camera-shy — my brother’s wedding photographer actually burst into tears during the reception, so frustrated was he at the difficulty of catching candids of any of us wily Minis — but still, a good author photo often takes a lot of trial and error.

Speaking of the camera-shy, am I seeing some of you waggling your fingertips in my peripheral vision? “But Anne,” the photography-averse murmur, making faces at the camera, “I don’t want to include a picture of myself in my bio; believe me, my book’s appeal would in no way be enhanced by a photo of me clutching a Dalmatian, or indeed, any creature whatsoever, warm- or cold-blooded. Can’t I, you know, skip it?”

You’re not going to believe this, but the answer is yes.

At least in a book proposal; it’s more or less de rigueur these days in a bio accompanying a manuscript submission. (Hey, both Millicent and Maury will want to be able to tell their bosses if the new writer they’ve just discovered is photogenic — like it or not, it does sometimes make a difference in marketing these days.)

Without an author photo, a proposal bio is simply another double-spaced single page of text with a title at the top. Here, for instance, is the super-serious bio I used a few years ago in the proposal for the political book I’ve been using as an example all day:

author bio

7. Relevant clippings, if any
This is another platform-proving exercise: if you have written articles, or even other books, it’s customary to include beautifully sharp photocopies of a few of them at the end of your book proposal. Similarly, if you happen to be famous enough for articles to have been written about you and your subject matter, feel free to include ‘em here — provided, in this second case, that they relate to your platform for this particular book.

Since our primary concern in this series is formatting (although I suspect that salient fact may have slipped all of our minds while I’ve been chatting at length about the content of a good book proposal; hey, I’m chatty), I’m going to leave to another time in-depth discussion of how to generate clippings. For now, I’ll content myself with urging you to make sure that the copies are pristine, with nice, clear, readable type.

Oh, and one other thing: do yourself a favor and scan each of the clippings, or have a computer-savvy someone do it for you. Not only will this enable you to submit your proposal to agents and small publishers who prefer online submissions (still relatively rare for nonfiction, but growing in popularity by the day), but it will also save you quite a bit of time down the line, once you’re working with an agent.

Why? Well, it has become quite common for agents to submit book proposals electronically to editors. Unscanned clippings can’t go into a virtual proposal, right?

Pant, pant, pant. Don’t stop running now — we’re practically at the end.

8. The proposal folder
I’ve written about this fairly extensively in the HOW TO WRITE A BOOK PROPOSAL series (conveniently gathered under the category of the same name on the archive list at right), so I’m not going to delve too deeply into the particulars. Except to say: in the United States, book proposals are presented in plain black folders.

Period. Don’t even consider trying to get fancy — and whatever you do, do not bind your proposal in any way. Let those pages flap around loose, just as they do in a manuscript.

Well, not quite the same: tuck the pages (neatly please) into the folder, items 1-4 on the left-hand side (i.e., everything prior to the sample chapter), items 5-7 (the sample chapter and beyond on the right).

Don’t label the folder on the front, either; keep it plain. What Millicent, Maury, and everybody else in the industry expects to see coming out of a submission envelope is this:

book proposal folder1

I know: boring. That’s the way they like it.

The folders in question, by the way, are the ones with horizontal pockets inside, not the ones with brads in the middle. The latter are for high school book reports, the former for book proposals, and ne’er the twain shall meet. So if the folder in your hand does not look like this when you open it:

book proposal photo 2

scuttle on back to the office supply story and pick up one that does. Seriously, proposals in the wrong kind of folder will just look unprofessional to the pros.

And that — whew! — is a lightning-swift (for me) discussion of how to format a book proposal. Congratulations on absorbing so much practical information so rapidly, campers, and keep up the good work!

The mysteriously mysterious strictures of standard format, part XVII: excuse me — you’re proposing WHAT?

marriage-proposal1

For the last couple of posts, we have bent our collective gaze — steely, to be sure — away from the green pastures of manuscript formatting to turn our attention to the wind-swept plains of book proposals and their proper formatting. As we have seen in our brief sojourn amid the majestic buffalo and skipping lambs, while the text of a book proposal is formatted largely in the same matter as a manuscript’s, the various headings and subheadings are often different.

Before I move on, allow me to digress: did you notice how I dropped that running metaphor when it became apparent that it wasn’t working? That’s a good editing tip for any kind of writing: don’t force it if it doesn’t fly. An even better one: while proofing you work, make sure you read all the way to the end of every sentence; it’s the only way to catch metaphors abandoned mid-stream. (And yes, Virginia, I do see orphaned metaphors wandering about ostensibly well-revised manuscripts. All the time.)

As we saw last time, a professional book proposal contains a wide range of marketing materials, all written in the proposer’s best possible prose, cleverly fitted together in a manner to convince an agent or editor that not only is the proposed book an interesting idea that will appeal to a very specific (and, ideally, well-established) target audience, but that the proposer is the best (and, ideally, the only) conceivable person currently drawing breath to write this particular book. Or, to put it in the language of the industry, it’s a marketable concept presented by a writer with a great platform.

A thousand hands just shot into the air mid-paragraph, didn’t they? “Um, Anne?” many would-be proposers inquire nervously. “You didn’t really mean that bit about the proposal written in the proposer’s best possible prose, did you? After all, the proposal is just a formality, a series of hoops through which I have to jump before a publisher buys my book, right?”

Actually, no — although I can certainly see why you might think so. Unlike novels, nonfiction books (yes, even most memoirs) are sold not because someone falls in love with the manuscript, but because a prospective author has made a convincing case in a proposal that a book that does not yet exist will be marketable to a specific audience and that s/he is the right person to write it. Since the book concept and the argument for it are the primary sales pitch, most first-time proposers conclude that the writing in a proposal is of secondary importance.

They’re absolutely wrong. Every syllable of a book proposal is a writing sample — the only writing sample, in fact, upon which an agent or editor will base his or her conclusions about whether to pick up the book.

If you’ll join me in a wee flight of fancy, I think you’ll see why that absolutely must be the case.

Picture, if you will (and you will, right?), Maury the editorial assistant, diligently scanning the day’s submissions from agents for the next promising nonfiction project. He has reason to be careful: he needs to be very, very selective about what he passes on to his boss, the editor of your dreams. (Let’s call her Ermintrude, just for giggles.) If he simply sends Ermintrude every proposal that sounds as if it might make a good book, he’s not really doing his job, is he? It’s not as though she can offer a publication contract to every interesting-sounding project, after all; at most, even an extremely busy editor might be able to take on somewhere between one and ten a year.

Yes, you read that correctly.

It’s Maury’s job to prevent Ermintrude’s desk from becoming so over-stacked with proposals that she can’t find her phone. So yes, he’s going to weed out any proposal that doesn’t sound interesting right off the bat. He’s also going to reject those that don’t have a clearly-defined concept — which, in a screener’s world, means one that’s both grabbed his attention instantly and is comprehensible within the first few pages of the proposal — as well as those that either don’t define their target market well or do not strike him as likely to appeal to the readers already buying such books. Not to mention those that don’t seem to have a well laid-out marketing plan or chapters likely to deliver fully upon the premise of the proposal, or those proposed by writers who haven’t made a good case for their platforms to write the book.

That’s going to weed out most of ‘em. (I hate to be blunt about it, but because the book proposal is such a widely misunderstood marketing tool, Maury sees a whole lot of rambling proposals. And rambling, unprofessional proposals are most of what Millicent, his cousin who screens agency submissions, sees on a weekly basis.) But let’s be generous and assume that Maury’s had an unusually strong selection of proposals submitted this week: out of 300, 10 are fascinating ideas for books aimed for a well-established audience.

He can’t possibly send them all — ten is Ermintrude’s entire year’s allotment of books, even if she works nights, weekends, and funds the last two herself. So how does he decide which one or two to send upstairs to his boss?

Uh-huh. The ones where the writing screams, “Excuse me, but had you noticed that there’s some talent here?”

Think about that, any of you who were planning to toss together your book proposals over the next long weekend, or stuff them into the mailbox without running the text by another literate human being not already familiar with your book’s concept. (Word to the wise: if that literate human can’t tell you what the book is about and why you’re the best person on earth to write it by the time she is halfway through page 4, you might want to think about some serious revision. And if she doesn’t want to read the book by the middle of page 2, run, don’t walk, back to the drawing board to work on your prose and presentation.)

Now that I’ve scared the living daylights out of you, let’s review the constituent parts of the book proposal — at least, the ones we have covered so far:

1. The title page

2. The overview, a comprehensive document that leaves Maury with no doubt whatsoever about how to answer the following questions:

(a) What is the proposed book will be about, and why are you the single best being with an operational circulatory system and fingers to write about it?

(b) What is the central question or problem of the book? Why the topic is important, and to whom?

(c) Why is this book needed now, as opposed to any other time in literary history?

(d) Who is the target audience for this book?

(e) Why will this book appeal to the target audience as no book currently on the market does?

(f) How will your platform enable you to reach this target audience better than anyone else who might even think about writing this book?

(g) How strong a writer are you, and is this voice appropriate to the proposed book’s subject matter and target audience?

Okay, okay, so I kind of slipped that last one up the back staircase, but it’s a great asset to a book proposal if it is written in the same voice (and with the same vocabulary) as the eventual book.

Those aren’t the kind of things you want to leave to Maury’s imagination, are they? As we discussed last time, a fantastic way to establish authorial voice and interest in the subject matter is to open with a vividly illustrative anecdote or other method of direct appeal to the reader’s reason and emotions. Opening with dry marketing material tends not to grab Maury’s attention anywhere near as well.

3. The competitive market analysis
This section, as I hope you will recall from last time, is a brief examination of similar books that have come out within the last five years, accompanied by an explanation of how the book being proposed will serve the shared target audience’s needs in a different and/or better manner. Not intended to be an exhaustive list, the competitive market analysis uses the publishing successes of similar books in order to make a case that there is a demonstrable already-existing audience for this book.

Sound familiar? It should here is where the proposer proves the contentions he made in the overview with hard data.

Which of the many, many contentions, you ask, and how does talking about your competition prove them? Well, for starters, who the target audience is for your book? Answer: the readers who have already bought the books listed in the competitive market analysis. (The implicit logic: if those books sold well, that means these people buy a lot of books — and might be eager to buy more.)

Yet another reason that you might want to say something nice about your competition, eh?

You can also use this section to demonstrate how your book is different and better than what’s already on the market — and yes, that can (and should) be done without running down the competition, as long as you’re specific. Think about it: if you mention the best points of the other books and can still make the case that your proposed volume will either do what they do, only more effectively (do you have a stronger platform than another author, for instance, or is the other book outdated now?) and/or not in the same way (what does your take on the subject offer that those other books do not?), your book is going to end up looking better by contrast than if you merely say that everything else is terrible.

Trust me on this one. If you can’t say something nice about a particular comparable book, consider contrasting yours to one that you can praise with a straight face.

Some of you have had your hands raised since yesterday, have you not? “But Anne,” proposers everywhere exclaim, rubbing circulation back into their exhausted arms, “one of the reasons I wanted to write my book in the first place is that there isn’t another recent book on the subject. So how do I come up with a list for the competitive market analysis? Make things up?”

Glad you asked, patient arm-raisers — there’s a pro’s trick to this. But first, indulge me in a short exercise in understanding your book’s appeal.

First, equip yourself with some scratch paper (the back sides of earlier drafts of your proposal, perhaps?) and a comfortable pen. I would suggest selecting a comfortable chair, too, because you’re not to budge until you come up with five different ways to describe your proposed book. And I’m not talking about descriptors like well-written, either — describe your book the way a clerk in a bookstore might to a potential reader.

Got that list firmly in hand? Good. Now hie yourself and your list hence to the nearest well-stocked brick-and-mortar bookstore. (Seriously, what I’m about to suggest is considerably harder to pull off online.)

Standing in the store, feeling silly for carrying that list around. Excellent. Ready, set — don’t find a book like yours.

Yes, really. Instead, go to the first descriptor on your list and find several books that could be described the same way. Proposing a memoir, for instance? Stand in front of the memoir section and keep pulling books off the shelves until you discover a few that are similar in some way to yours.

It can be a very, very small way. Is it a childhood memoir by someone who grew up in the same part of the country as you did? Start taking notes. Is another by a dog-lover, while two chapters of your proposed book cover your relationship with beloved Fido? Sounds close enough to me.

After you’ve ferreted out a few useful titles, move on to the next descriptor on your list. If your memoir set in the mid-1960s, find a few good nonfiction titles that cover similar aspects of the period. If your cookbook is for vegans, how about including as few of the well put-together vegetarian cookbooks out recently? Not too hard to see how your book would be different and better for vegan readers than those, right?

And so forth. The goal here is not necessarily to find a dozen books exactly like yours; it’s also perfectly permissible to devote a paragraph or two each to several different book categories into which your unique book might conceivably fall. By demonstrating that there is already a market for books that match your five descriptors — as there must be, according to industry logic, or those recently-released books would not be on the shelves* — the implication is that past readers of each of those types of book will be interested in yours.

(* Don’t waste your energies questioning this quite questionable assumption; you’ve got a proposal to write.)

Everyone clear now on the purpose and proper formatting of the competitive market analysis? If not, now would be a fabulous time to shout out a question or two. While I’m waiting with my hand cupped around my ear, let’s move on to the next section.

4. The annotated table of contents
This section has some odd conventions, ones that tend to come as a surprise to most first-time proposers, so before I launch into a discussion, let’s take a gander at out example from the other day.

Notice anything here that might offend the muses of standard format? How about the fact that the title of the book appears at the top of the page, as if Annotated Table of Contents were a subtitle? Or the phenomenon of adding a section break between each chapter’s description? Or that the descriptions were in the present tense, like a synopsis?

Actually, there’s a pretty good explanation for the first two of these conventions. (Sorry; you’re on your own for the last.) Remember how I mentioned earlier in this sub-series that unlike a manuscript, book proposals are often broken up into their constituent parts on the reading end, so folks working in different departments at publishing houses may take a gander at ‘em? Titling the annotated table of contents renders it easier to get those pages back into the right proposal. And skipping a line between chapters makes it simpler for an editor to find the chapter she is seeking when she’s in an editorial committee meeting or arguing with your agent about what will be in the final book.

Oh, you weren’t aware that editors often ask writers to change the proposed chapters? Happens all the time, so gird your loins and prepare to play ball.

If the very notion of being asked to remove your meticulously-researched chapter on steam engines (in order to replace it with a similar section on cotton gins, about which the acquiring editor did her undergraduate thesis at Columbia) or to reduce your seven intended chapters on your life prior to the age of 17 into as many paragraphs (so you may concentrate at greater length on your four subsequent years as a sword-swallower) causes your skin crawl in revulsion, do not despair. You actually do have a means of making sure your favorite chapters pass the editorial test: write about them brilliantly in the annotated table of contents.

Seriously, if ever there was a time to show, not tell, this is it.

Why, you ask? Because the vast majority of first proposals just summarize what’s going to be in each chapter, instead of using each chapter to tell a compelling separate story. Because you’re selling your talents as a storyteller here, as well as the subject matter of the book, right?

It’s not surprising that this section falls flat in so many proposals; again, many, if not most, proposers don’t seem to understand the purpose of the annotated table of contents. As we discussed the other day, many, many proposers labor under the misconception that what agents and editors expect to see in this section is simply a list of chapter titles, accompanied by guesstimated page numbers. Many, many other proposers assume that they should devote a page to each chapter.

Or even several. For my sins, I’ve seen proposal drafts with 20-page annotated tables of contents. Believe me, Maury was far from pleased.

Avoid that dreadful fate in yours; keep it brief, but substantial. One to two paragraphs on each envisioned chapter is about right — remembering, of course, that everything in a book proposal is a writing sample. At the risk of repeating myself, show, not tell.

How does one pull that off when covering so much territory in so short a space as a paragraph or two? The same way you came up with the summary paragraph of your query letter, ideally: instead of trying to summarize everything that happens in a chapter in general terms, pick a particularly interesting scene or argument and present it in vivid terms.

In other words: be specific, not general. If you can possibly manage it, try to include details that Maury is unlikely to see in another proposal.

If you just muttered to yourself, “Hey, might this not be an amazingly good place to demonstrate just how my book is different and better than the ones I was discussing in the last section?” congratulations — you’re thinking like a pro. Especially in a memoir or cookbook proposal, this is the precise spot to work in mention of how your book is uniquely yours:

annotated table of contents2

And if you eagerly shot your hand into the air as you glanced over that last example, eager to point out that this example was formatted slightly differently than the one before it, congratulations again — your eye is sharpening. The last version is in the version my agency prefers; the desire for bolding and all caps is not universal.

Just thought you might like to see both. And if I haven’t said it often enough yet: if the agent of your dreams wants you to format your proposal differently from what I advise here — in, for example, clearly laid-out guidelines on the agency’s website — for heaven’s sake, give him what he wants. In the book proposal as well as the manuscript, the average agent is looking for evidence that a potential client can follow directions.

Don’t see why that would be an essential quality in a book-proposing client? Okay, let me ask you: if you were an agent, would you rather represent the writer who says, “Lose my Chapter 13 and dumb down the book’s vocabulary to an 8th-grade reading level? Can do, Editor!” or the one who flies into an uncontrollable fury?

Oh, come on — you didn’t really hesitate over that choice as long as you pretended, did you?

I’ll be wrapping up book proposal formatting next time — literally: I’ll be talking about the folders that encase them. Until we meet again in that happy, not-too-distant future, keep up the good work!

The mysteriously mysterious strictures of standard format, part XVI: how to format a book proposal, revisited

star magnolia blooms

Our star magnolia has finally come back to life! I can’t even begin to tell you how much the sight cheered me up — even after more than a decade and a half in the Pacific Northwest, my native Californian synapses droop drastically during the long, gray winters here. So hooray for an early spring-blooming tree that goes from dead-looking to beflowered in three days flat.

Speaking of lengthy periods of anticipation, way back in early February, eagle-eyed reader Kim pointed out a fairly extensive omission in my twice-yearly examinations of standard format for manuscripts: although I have been providing illustrations of same for several years now, I’d never shown the innards of a properly-formatted book proposal. In fact, as Kim explained,

Anne — Thank you for this glorious blog. It is a wealth of information. I am putting together a submissions package (requested materials, yea!), which includes a book proposal. After searching through your site, I still can’t find a specific format for the thing. For example, should the chapter summaries be outlined? double-spaced? Should I start a new page for each subheading? Also, my book has several very short chapters (80 in total). Should I group some of them together in the summaries, lest it run too long? Or is it better to give a one sentence description of each? Thanks again.

My first response to this thoughtful set of observations, I must admit, was to say, “No way!” After all, I had done a fairly extensive series entitled HOW TO WRITE A BOOK PROPOSAL (beginning here) as recently as…wait, does that say August of 2005?

As in within a month of when I started this blog? More to the point, since before I sold my second nonfiction book to a publisher? (No, you haven’t missed any big announcements, long-time readers: that one isn’t out yet, either.)

Clearly, I have a bit of catching up to do. Equally clearly, I am deeply indebted to my intrepid readers for telling me when they cannot find answers to their burning questions in the hugely extensive Author! Author! archives.

In the interests of responding to Kim’s quite legitimate concerns, let’s continue the page-level look at a professional book proposal we began yesterday. Rather than assume, as I apparently have for the last four and a half years, that merely saying that book proposals should be in standard manuscript format (with certain minimal exceptions), let’s see what that might look like in action. In fact, since I’ve been going over the constituent parts in order, let’s go ahead recap from the beginning, talking a little about what purpose each portion of it serves.

Here, ladies and gentlemen of the Author! Author! community, are the building blocks of a professional book proposal, illustrated for your pleasure. As you will see, much of it is identical in presentation to a manuscript.

1. The title page
Like any other submission to an agent or editor, a book proposal should have a title page. Why? To make it easier to contact you — or your agent — and buy the book, of course.

proposal title

2. The overview
First-time proposers often shirk on this part, assuming — usually wrongly — that all that’s required to propose a nonfiction book is to provide a 4-6 page synopsis of it. In practice, however, a successful overview serves a wide variety of purposes:

(a) It tells the agent or editor what the proposed book will be about, and why you are the single best person on earth to write about it. (Pretty much everyone gets that first part, but presenting one’s platform credibly is often overlooked in an overview. If an agent or editor makes it to the bottom of page 3 of your proposal without understanding why you are a credible narrator for this topic, your proposal is going to fall flat.)

(b) It presents the central question or problem of the book, explaining why the topic is important and to whom. (Amplifying on the argument in (a), couching it in larger terms and trends. Or, to put it another way: why will the world be a better place if this book is published?)

(c) It demonstrates why this book is needed now, as opposed to any other time in literary history.

(d) It answers the burning question: who is the target audience for this book, anyway? (To reframe the question as Millicent’s boss will: how big is the intended market for this book, and how do we know that they’re ready to buy a book on this subject?)

(e) It explains why this book will appeal to the target audience as no book currently on the market will. (In other words, how are potential readers’ needs not being served by what’s already on the market, and why will your book serve those needs in a better, or at any rate different, manner?)

(f) It shows how your platform will enable you to reach this target audience better than anyone else who might conceivably write this book. (Tying together all of the foregoing, adding your platform, and stirring.)

(g) It makes abundantly clear the fact that you can write. (Because lest we forget, a book proposal is a job application at base: the writer’s primary goal is to get an agent or editor to believe that she is the right person to hire to write the book she’s proposing.)

In the interest of establishing points (a), (b), and (g) right off the bat, I like to open a book proposal with an illustrative anecdote or direct personal appeal that thrusts the reader right smack into the middle of the central problem of the piece, reducing it to an individual human level. Basically, the point here is to answer the question why would a reader care about this? within the first few lines of the proposal, all the while showing off the writer’s best prose.

For a general nonfiction book — particularly one on a subject that Millicent might at first glance assume to be dry — this is a great opportunity for the writer to give a very concrete impression of why a reader might care very deeply about the issue at hand. Often, the pros open such an anecdote with a rhetorical question.

overview NF page 1

The opening anecdote gambit works especially well for a memoir proposal, establishing both the voice and that the memoir’s central figure is an interesting person in an interesting situation. While it’s best to keep the anecdote brief — say, anywhere between a paragraph and a page and a half — it’s crucial to grab Millicent’s attention with vividly-drawn details and surprising turns of event. To revisit our example from yesterday:

overview1

overview2

As we saw in that last example, you can move from the anecdote or opening appeal without fanfare, simply by inserting a section break (in other words, by skipping a line). While many book proposals continue this practice throughout the overview, it’s a good idea to mark its more important sections with subheadings, like so:

subheading in proposal

As you may see, incorporating subheadings, while not strictly speaking necessary, renders it very, very easy for Millicent to find the answers to the basic questions any book proposal must answer. If the text of the proposal can address those questions in a businesslike tone that’s also indicative of the intended voice of the proposed book, so much the better.

Please note, however, that I said businesslike, not in business format: under no circumstances should a book proposal either be single-spaced or present non-indented paragraphs.

This one confuses a lot of first-time proposers, I’ve noticed. “But Anne!” they protest, and not entirely without justification. “A book proposal is a business document, isn’t it? Doesn’t that mean that it should be in business format?”

The short answer is no. The not-so-short answer is: not if you want Millicent to read it. To the fine folks in the publishing industry, a writer who does not indent her paragraphs is presumed illiterate.

Long-time readers, chant it with me now: the publishing industry does not use business format, even in its business letters; always, always, ALWAYS indent your paragraphs.

3. The competitive market analysis
The competitive market analysis is probably the most widely misunderstood portion of the book proposal. What the pros expect to see here is a brief examination of similar books that have come out within the last five years, accompanied by an explanation of how the book being proposed will serve the shared target audience’s needs in a different and/or better manner. Not intended to be an exhaustive list, the competitive market analysis uses the publishing successes of similar books in order to make a case that there is a demonstrable already-existing audience for this book.

But that’s probably not how you’ve heard this section described, is it? Let me take a stab at what most of you have probably heard: it’s a list of 6-12 similar books. Period. The result usually looks like this:

competitive market analysis bad

Makes it pretty plain that the writer thinks all that’s required here is proof that there actually have been other books published on the subject, doesn’t it? Unfortunately, to Millicent’s critical eye, this doesn’t just seem like ignorance of the goal of the competitive market analysis — it appears to be proof positive of the authorial laziness of a writer who hasn’t bothered to learn much about either how books are proposed or the current market for the book he’s proposing.

To be fair, this is the section where first-time proposers are most likely to skimp on the effort. Never a good idea, but a particularly poor tactic here. After all of these years, the average Millicent is awfully darned tired of proposers missing the point of this section — and it’s hard to blame her for being miffed, considering how often first-time proposers assume that it has no point, other than to create busywork. As you may see above, the bare-bones competitive market analysis makes the writer seem as if he’s gone out of his way to demonstrate just how stupid he thinks this particular exercise is.

That’s because he’s missed the point of the exercise. The goal here is not merely to show that other books exist, but that the book being proposed shares salient traits with books that readers are already buying. And because the publishing industry’s conception of the current market is not identical to what is actually on bookstore shelves at the moment, the savvy proposer includes in his competitive market analysis only books that have been released by major houses within the last five years.

That last point made some of you choke on your tea, didn’t it? Don’t you wish someone had mentioned that little tidbit to you before the first time you proposed?

Even when proposers do take the time to research and present the appropriate titles, a handful of other mistakes tend to mark the rookie’s proposal for Millicent. Rather than show you each of them individually, here’s an example that includes several. Take out your magnifying glass and see how many you can catch.

competitive market analysis 2

How did you do?

Let’s take the more straightforward, cosmetic problems first, the ones that would immediately leap out at anyone familiar with standard format. There’s no slug line, for starters: if this page fell out of the proposal — as it might; remember, proposals are unbound — Millicent would have no idea to which of the 17 proposals currently on her desk it belonged. It does contain a page number, but an unprofessionally-presented one, lingering at the bottom of the page with, heaven help us, dashes on either side.

Then, too, one of the titles is underlined, rather than italicized, demonstrating formatting inconsistency, and not all of the numbers under 100 are written out in full. Not to mention the fact that it’s single-spaced!

All of this is just going to look tacky to Millie, right?

Okay, what else? Obviously, this version is still presented as a list, albeit one that includes some actual analysis of the works in question; it should be in narrative form. Also, it includes the ISBN numbers, which to many Millicent implies — outrageously! — a writerly expectation that she’s going to take the time to look up the sales records on all of these books.

I can tell you now: it’s not gonna happen. If a particular book was a runaway bestseller, the analysis should have mentioned that salient fact.

There’s one other, subtler problem with this example — did you catch it?

I wouldn’t be astonished if you hadn’t; many a pro falls into this particular trap. Let’s take a peek at this same set of information, presented as it should be, to see if the problem jumps out at you by contrast.

competitive market analysis3

Any guesses? How about the fact that the last example’s criticism is much, much gentler than the one before it?

Much too frequently, those new to proposing books will assume, wrongly, that their job in the competitive market analysis is to make the case that every other book currently available has no redeeming features, as a means of making their own book concepts look better by contrast. Strategically, this is almost always a mistake. Anybody out there have any ideas why?

If it occurred to you that perhaps, just perhaps, the editors, or even the agents, who handled the books mentioned might conceivably end up reading this book proposal, give yourself three gold stars. It’s likely, isn’t it? After all, agents and editors both tend to specialize; do you honestly want the guy who edited the book you trashed to know that you thought it was terrible?

Let me answer that one for you: no, you do not. Nor do you want to insult that author’s agent. Trust me on this one.

No need to go overboard and imply that a book you hated was the best thing you’ve ever read, of course — the point here is to show how your book will be different and better, so you will need some basis for comparison. Just don’t go overboard and use phrases like terrible, awful, or an unforgivable waste of good paper, okay?

I had hoped to get a little farther in the proposal today — at least farther than we got yesterday — but as I’m already running long, I’m going to sign off for the day. But since you’re all doing so well, here’s one final pop quiz before I go: what lingering problem remains in this last version, something that might give even an interested Millicent pause in approving this proposal?

If you immediately leapt to your feet, shouting, “I know! I know! Most of these books came out more than five years ago, and of those, The Gluten-Free Gourmet is the only one that might be well enough known to justify including otherwise,” give yourself seven gold stars for the day.

Heck, take the rest of the day off; I am. Keep up the good work!

The mysteriously mysterious strictures of standard format, part XV: tables of contents, book proposals, and some terms that do not mean precisely the same thing in every conceivable context

revealed wisdom drawing

Still hanging in there, gang? For the last couple of weeks, I’ve been showing you how to format a manuscript professionally, and I’m beginning to fear that in my eagerness and vim, I may have scared some of you a little. Or a whole lot.

My vehemence is kindly-motivated, I assure you: contrary to popular opinion amongst aspiring writers, how a submission is presented can indeed make a very great difference in how it’s received. Yes, yes, I hear you, those of you who have been running around to writers’ conferences in recent years: you can hardly throw a piece of bread at an agent or editor’s forum without hitting a pro saying, “It all depends upon the writing.”

They tend to spout this aphorism for a very good reason — it is in fact true. But as we discussed earlier in this series, that doesn’t mean that the quality of the writing is the only criterion agents, editors, contest judges, or any of the rest of us who read manuscripts for a living use when deciding whether to read beyond the first page of a submission. Professional presentation plays a role, as does marketability, a story’s probability of appealing to its target audience (not exactly the same thing), what happens to be the surprise bestseller of the moment — and yes, that whole slew of intangibles that make up personal taste.

There is, in short, no such thing as a foolproof formula for producing the perfect manuscript for submission. Sorry to be the one to break that to you.

As I’ve been arguing throughout this series on formatting, however, agents, editors, contest judges, screeners, and other professional readers develop an almost visceral sense of when a manuscript is properly formatted. So rather than screening submissions with a list of don’t by their sides, they more or less automatically discount pages that are cosmetically incorrect.

This is most emphatically not the same thing, though, as rejecting such pages on the spot because, say, an aspiring writer underlined a foreign-language word on page 1 instead of italicizing it. (I know, I know: sacre bleu!) Much as a reader with impeccable grammar will not necessarily throw down a book that misuses semicolons, most professional readers will not instantly reject an improperly-formatted submission without SOME further provocation.

But believe me, the writer in both cases is going to have to work a whole lot harder to impress the reader as literate.

Unfortunately, the prevailing standards for printed books — which, as we have seen, differ in many significant respects from manuscripts — often lead innocent writers astray. Case in point: including a table of contents in a manuscript submission.

That seems as if it would be a helpful page to tuck in there, doesn’t it? One can make an argument for it, certainly: in fiction, including it would enable an agent to go back and re-read the submission easily; in nonfiction, it would permit an editor to skip ahead to a chapter of particular interest. And heck, if the manuscript fell upon the floor in the kind of you got chocolate in my peanut butter!/you got peanut butter in my chocolate! we witnessed with horror earlier in this series, a well-organized table of contents might render it a trifle easier to reassemble, right?

Wrong. Including a table of contents in a manuscript submission is a notorious rookie mistake, the kind of stunt that makes Millicent the agency screener huff with displeasure.

Why is it such a serious strategic error? Well, in a published book, a table of contents, like an index, is a courtesy to browsers trying to get a feel for the contents and buyers who do not necessarily want to read the entire book. In order to serve this function well, however, the pages listed would have to match up with the beginnings of the relevant sections, right?

This is difficult in a manuscript for several reasons. First, Millicent doesn’t expect a table of contents to be there, particularly in a novel submission; it just won’t look right to her. Second, since a published book is typically about 2/3rds the length of its original manuscript (documents shrink in the transition to the printed page), the pages listed on a manuscript table of contents would ultimately be inaccurate, anyway.

Third — and perhaps most pertinent at the submission stage — including a table of contents implies that the author does not expect the reader to read the manuscript in its entirety, merely to flip to the pages that interest him most. From the publishing industry’s point of view, that’s a pretty jaw-dropping assumption — why, they wonder, would an agent or editor be interested in acquiring a book if he doesn’t like it well enough to read it in its entirety?

So really, a table of contents in a manuscript is just a wasted page. Do not include it in a manuscript submission, any more than you would include an index or those boxes around text that magazines are so fond of printing. To professional eyes, it looks unprofessional, especially in fiction.

It’s also an inconvenience — and yes, Virginia, to someone who has to skim as quickly as Millicent to get through the day’s reading, having to turn over an extra page actually is an inconvenience.

Don’t believe me? Okay, think about our time-strapped friend’s expectations when opening a submission envelope: when she turns over the title page, she is looking forward to finding the first page of text there waiting for her, all ready to be judged in a flash. If instead she finds a table of contents, something she would only find helpful if she were to read the entire manuscript, she may well be a trifle miffed. Given that she tends to reject most submissions somewhere between paragraph 1 and page 5, the information that Chapter 8 begins on page 112 will most likely strike her as at best gratuitous — and at worst presumptuous.

“What gives?” she’ll say, taking an extra sip of her too-hot latte as she impatiently gets the table of contents out of her way. “Doesn’t this writer know the difference between a manuscript and a book?”

‘Nuff said, I think.

Or maybe not — do I hear some aspiring nonfiction writers clamoring for my attention? “But Anne,” these excellent souls point out, “a book proposal is supposed to include a table of contents for the planned book, isn’t it? I read it in an article on how to write a book proposal.”

Ah, I’m glad that you brought this up, nonfictionists, because this is a very common misconception amongst first-time proposers. They fall into the classic mistake of assuming that because a term means something in one context, it must necessarily mean exactly the same thing in another context.

In this case, it most definitely does not.

When hyper-literal proposers hear the term table of contents, they assume, wrongly, that an agent or editor is simply asking to see what the writer thinks the table of contents in the published book will look like, presumably as an exercise in guessing how many pages each of the proposed chapters will contain. As a result, first-time proposals tend to include a section that looks a little something like this:

Leaving aside for the moment the fact that Millicent simply would not expect to see this page in a book proposal, do you see any problems with this as a marketing document intended to convince an editor to pay the writer to write the proposed book?

Actually, I’m sure that some of your hands shot into the air even before I showed this example, in your eagerness to take issue with the notion that a submission should resemble a published book in the first place — and thus that the kind of table of contents one might expect to see in a nonfiction book would clearly be out of place in a submission.

Well caught, eager wavers. Spot any other problems?

If you said that the example above doesn’t include information that could possibly be either accurate or useful to an editor, give yourself a gold star for the day. Obviously, it would be impossible for a proposer to state with certainty where the chapter breaks would fall in the proposed book when published; all the information s/he could reasonably offer in this sort of table of contents, then, would be educated guesses about how long each chapter might be. Or perhaps a list of where those breaks fall in the draft manuscript.

But that’s not the information nonfiction agents and editors want to see in the book proposal; they’re perfectly aware that since the book in question has not yet been written (or needn’t be), any length estimates must be just that, estimates, not fact. The information they do want to see in the annotated table of contents section of a book proposal is a brief description of the CONTENTS of each chapter.

The word annotated should have been a clue, I guess.

Typically, each proposed chapter is summarized in one or two paragraphs. Actually, typically is a bit of an exaggeration; what’s actually typical in a first time proposer’s book proposal is either the information-light version we saw in today’s first example or an entire page devoted to each chapter.

Neither is what is expected, however. The typical form I am talking about here is what professional nonfiction authors use.

And like so many other differences between professional formatting and, well, everything else they see in submissions, it’s really, really obvious at first glance to someone who has seen a book proposal before whether the submitter du jour has followed the rules. Compare what the first page of a correctly put-together annotated table of contents looks like with the truncated version above:

See the difference? I assure you, Millicent will. From ten paces away.

Hey, while we’re on the subject, why don’t we take a quick gander at all of the constituent parts of a book proposal, so all of you nonfiction writers out there may be sure that Millicent will like the look of yours? To make the overview even more useful, let’s run through the sections in the order they would appear in the proposal.

First, let’s take a peek at the title page. See if you notice anything distinctive about it:

proposal title

If you immediately cried, “Why, unlike a title page for a novel, the proposal’s title page does not include a word count,” give yourself another gold star for the day. (You’re racking them up today, aren’t you?) The length of a nonfiction book is a contractual matter, typically; since what a proposal is offering is not the finished book, but a book concept and an author to write it to the specifications desired by the publisher, it does not make sense for the writer to guesstimate the length up front.

Award yourself yet another if you also mentioned that the contact information listed here is Scaredy’s agent’s, not Scaredy’s. Naturally, if Scaredy does not yet have an agent, naturally, he would list his own contact info in the bottom-right corner. Any guesses why his address would be replaced by his agent’s down the line?

The reason’s pretty straightforward: no agent in his right mind would allow his clients to circulate their proposals (or manuscripts, for that matter) without his contact info on them. After all, if an editor falls in love with the proposal, it’s the agent she’s supposed to be contacting, not the writer.

What follows next in a book proposal is the overview, a brief description of what the book is about and why the writer proposing it is the best person on earth to write it. (Never, ever forget that this is both a marketing document and a job application, people — you’re trying to get the publisher to hire you to write this book, right?)

Most first-time proposers just include the bare bones here, leaping right into the description, but I like to open with a little sample of the type of writing the editor may expect to see in the completed book. To this end, I always advise starting a proposal with a vividly-told illustrative anecdote.

The first page of the proposal, then, would look like this:

overview1

As you may see, like everything else in the book proposal, the overview should be in standard format: double-spaced, indented paragraphs, 12-point Times, Times New Roman, or Courier. Unlike the opening of a chapter, however, each new section is simply titled, a line skipped, and the text begun. Since this is a nonfiction document, whether to place OVERVIEW in boldface is up to you; my agency happens to like it, as well as the all-caps titling.

Notice, please, that because this is a memoir, the anecdote, like the rest of the proposal, is written in the first person singular. Many memoirists mistakenly believe that writing about their books in the third person is more professional, but that’s simply not the case.

Back to formatting. Just as a simple section break is sufficient to separate scenes in a novel or memoir, all that’s required in a proposal to differentiate the opening anecdote from the description of the proposed book is a skipped line:

overview2

Since the overview typically covers a broad range of topics, I like to break it down into several smaller sections, to make it easier for an agent or editor to find the answers to the pertinent questions any good book proposal must answer. Every proposal is slightly different, of course, but typically, apart from the opening anecdote and the book’s description, I advise including subsections on why the proposed book will appeal to readers (this is a great place to bring up any demographic information you may have collected on your readership), why the book is needed now (as opposed to any other time in publishing history; this provides an excellent opportunity to bring up any relevant trends), and how to convince the target readership that this is the book for them (not a specific marketing plan, mind you — that comes later in the proposal — but a brief explanation of who the target reader is and why that reader might pick it up).

Nit-picky? Sure. But that’s the nature of a book proposal.

How does one mark each of these subsections? You already know how to do this one, actually: as is permissible in a nonfiction manuscript, to differentiate between topics within sections — to alert the reader to the start of the subsection on why you’re the best person currently gracing the crust of the earth to tell this particular story, for instance, or to usher onstage your explanation of precisely why the literate world needs this story right now — you may insert a subheading. Since we discussed this just the other day, I’m going to reuse the example.

Wharton subheading example

When moving between major sections of a book proposal, however, convention dictates inserting a page break between sections. Why? Because unlike a novel manuscript, proposals are often broken apart, with one section going to a publisher’s marketing department and another going to legal.

It’s also customary to begin a new major section with a centered title. For example, when moving from the overview to the competitive market analysis (i.e., the section of the proposal where the writer lists similar books currently on the market, then explains why his proposed book is different and better), the latter section would begin like this:

comp market analysis

I’ve written at some length about how to construct a competitive market analysis — contrary to popular opinion, it’s not just a list of similar books currently on the market — so I shan’t go into the ins and out of creating this narrative here. (But if you’d like to hear more, please check out the posts collected under the aptly-named HOW TO WRITE A BOOK PROPOSAL category on the archive list at right.)

There are a couple of formatting curiosities I would like to point out, however. First, this section is written in a narrative style, not as a list. Second, it does not include all of the bibliographic information for the book. Just the author and title — in italics, as is appropriate for a book title in standard format — with the publisher and year of publication following in parentheses, will generally suffice. (Although if the agent of your dreams asks for something more, like the ISBN, for heaven’s sake, give it to her!)

Is that all there is to a book proposal, you ask hopefully? Heavens, no: there are several more vital sections. As usual, I have a great deal to say about each, so I am going to sign off for today and pick it up next time.

Keep coming up with those great book concepts, everyone, and keep up the good work!

The mysteriously mysterious strictures of standard format, part XIV: contested real estate, or, the battling schools of thought on chapter headings

Dempsey fight drawing

“In all matters of opinion,” Mark Twain tells us, “our adversaries are insane.”

Nowhere in modern life is this axiom more apt than in the vicious battleground that is airline seating. In recent years, most airlines have opted to make the space between rows of passengers smaller; in order to cram more seats per plane, many have also quietly made the window seats and even the seatbelts on window seats slightly smaller as well. (Try comparing sometime.)

The result for anyone who, like your humble correspondent, enjoys glancing out a window from time to time, is a seat tray rammed directly into one’s solar plexus if one happens to be trying to, say, use a laptop in flight. And that’s if the window-lover in the row ahead of me decides not to recline his seat.

On the particular flight upon which I am typing this, the last condition did not, alas, apply. A honeymoon couple — he awash in some pepper-based cologne, she beamingly bouncing her ring upon every row she passed, so all might see it glimmer in the light — evidently mistook their seats for two single beds. Not only were their activities in them not, as my grandmother would have said, appropriate for every audience, but they seemed disappointed — nay, convinced — that their seats would not recline into a completely flat position, presumably so they could (ahem) elevate their performance art piece to the next level.

After the first time the lady in question caused my laptop to emit a loud crack of protest, I politely explained through the crack in the seats (now about five inches from my face) that the nearness of the rows rendered their desired level of reclining impossible. Even if I had not needed to be working on my computer throughout the flight — an absolute necessity, I assured them, due to the standard formatting educational needs of all of you fine people waiting impatiently for me to land — the only way I could possibly accommodate the angle they desired would involve my balancing my paperback on the bride’s forehead as it hovered a few inches above my lap.

Apart from the book part, the honeymoon couple thought that would be just fine. How nice of me to suggest it.

The hard-argued subsequent compromise involved my turning sideways, twisting one of my legs underneath me while resting, if it could be called that, my back against the window-side armrest. If I gingerly balanced my laptop on the tray table of the seat to my left, I could barely manage to type. My left hip and elbow swiftly fell asleep, and the position required my staring fixedly at the profile of the guy in 23C (whose wife, you will be astonished to hear, apparently doesn’t understand him), but that was a small price to pay for the approximately 19 degree incline my gymnastics permitted the honeymooners.

At least for the first twenty minutes or so. After that, they kept trying to recline their seats farther. Apparently, I was being unreasonable to expect enough personal space to keep my laptop open the 90 degrees recommended by the manufacturer for optimal screen visibility. I can now tell you from personal experience that while it’s still possible to read the screen down to roughly 49 degrees, the lower the lid, the less accurate the typing.

Also, the lower the lid, the more one is tempted to draw conclusions about the fundamental difference between content producers and content consumers. To the recliners, the notion that I would so need to express myself on any subject that it could not wait until after we had landed was, I gathered, completely incomprehensible.

Oh, wasn’t I done yet? They’d like to lean back and enjoy themselves properly.

As much as I would like to blame the honeymooners’ frankly not-very-neighborly attitude upon either a poor set of upbringings (raised by airline-phobic wolves, perhaps?) or some bizarre wedding-induced solipsism that made them sincerely believe that no other human happiness was important compared to theirs, I suspect something very simple was happening here: all three of us were basing our expectations of personal space not upon the current lay-out of the airplane, but our sense memories of what air travel had been in the past.

My body remembers fondly being able to operate a laptop in comfort on an airplane, and not all that long ago. And I can only assume that somewhere deep in the honeymooners’ musculature, their forms remembered equally well being able to flop backward with impunity, without violating anyone else’s space bubble.

Or they were appallingly brought up. Either way, nobody was happy with the outcome.

A similar failure to communicate often characterizes the initial interactions between an aspiring writer and those he hopes will help his work get into print: agents, editors, contest judges, freelance editors, and of course, our old pal, Millicent the agency screener. From the new writer’s point of view, many of the hoops through which he’s expected to jump seem arbitrary, if not actively hostile to his progress; from the other side of the divide, it’s practically incomprehensible that any serious writer would not be aware of prevailing standards.

Each side, in short, typically expects something different from the other than what the other believes he is expected to provide. If the communication gap is severe enough, each may even begin to suspect the other of violating expectations on purpose, just to be annoying.

But that’s very seldom the case, on either end. The expectations are simply different, as often as not because each side has in mind some mythical period when perfect communication was the norm, rather than the exception. Millicent sighs for the days when the truly gifted tumbled out of the womb with a complete understanding of both standard format and changing market conditions; the aspiring writer longs for the era when every submission was read in its entirety, every time, and editors took the time to work with promising new authors.

Both sides are perfectly at liberty to sigh nostalgically, of course. But the fact is, none of these conditions ever prevailed on a large scale.

Oh, well-advertised submission standards used to render looking professional a trifle easier, admittedly; back when the slush pile still existed at major publishers, a new author could occasionally leap-frog over a few levels of testing. And undoubtedly, editors formerly had more time to work with writers. Things change. But contrary to what many an aspiring writer would like to think, there’s never been a point in publishing history when mainstream publishers were purely non-profit enterprises, devotes solely to bringing new voices to the admiring masses, nor have the bulk of submissions ever been completely professional and market-oriented.

Those seats never reclined as fully as you remember them doing, either. And those tray tables have never been particularly spacious.

All of which, I devoutly hope, will place you in the right frame of mind for confronting what seems to be a perennial controversy amongst aspiring writers: whether to place a chapter title (or just “Chapter One”) on the first line of a page or twelve lines below that, on the line just above where the text proper starts.

Don’t laugh, those of you who are new to this particular debate: this one has generated quite a body count over the years. Former comrades in arms, veterans of the writing trenches, have ceased speaking altogether over this issue; even judges within the same literary contest have been known to differ sharply on the subject.

Which is a trifle puzzling to those of us who deal with professional manuscripts for a living, frankly, because there actually isn’t a debate on our end. Nor do the Millicents gather over steaming lattes to debate the niceties of labeling a chapter. One way looks right to us for a book manuscript, period: the first page of a chapter should be formatted

What does that mean in practice? The chapter title belongs at the top of the page (centered) if the manuscript is a book; as with the first page of a manuscript, the title appears at the top, with the text beginning twelve lines below. In a short story or article, by contrast, the title belongs ten lines from the top of the page, on the double-spaced line above the text.

So yes, the spacing honestly does matter to the pros. As always, it’s to an aspiring writer’s advantage to use the format appropriate to the type of writing because it will look right to the Millicent screening it.

The answer really is as simple as that. Why, then, the rampant confusion? And why, given that the difference is a relatively small one not necessarily reflective of the quality of the writing involved, might a professional reader like Millicent or Mehitabel the contest judge particularly care if a talented aspiring writer chose the wrong version?

As is my wont, I shall let you see for yourselves. To place the two vitriol-stained possibilities before you in all of their lush magnificence, the question here is should the first page of a book chapter look like this:

Or like this:

Quite a visceral difference, no? The first version is in standard format for a book manuscript; the second is for a short story or article.

Oh, how tempting it is to leave it at that…but truth does compel me to tell you that Millicents, the agents who employ them, and contest judges see far, far more examples of version #2 than #1 in book submissions. Many, many times more. So much so that — prepare to rejoice, because I haven’t said this very often throughout this series — although an agent would almost certainly make you move a low chapter title aloft, at this point in publishing history, you could probably get away with either in a book submission.

I know — it sort of creeps me out to hear myself saying such a thing, too.

I hasten to add, though, that I would be reluctant to buy into the astonishingly pervasive theory that if masses and masses of people do something, it automatically becomes correct. No matter how many times all of us see apostrophe + s used to make a noun plural, it’s just not proper — unless, of course, we’re talking about the Oakland A’s, where the erroneous apostrophe is actually part of the proper name.

Ditto with manuscript submissions: as anyone who screens manuscripts for a living could tell you, a much higher percentage of them are incorrectly formatted than presented properly. But that doesn’t make improper formatting right, does it? Nor does it render it reasonable to expect that Millicent will be pleased to see a chapter title lolling about just above the text.

As everyone’s mother was wont to say (at least on the West Coast), if everybody else jumped off the Golden Gate Bridge, would you, too?

I was delighted to discover when I moved to the East Coast for college that the moms out there were prone to asking the same question with reference to the Empire State Building. There must be something about that particular period of architecture (the GGB was built in 1933-37, the ESB in 1930-31) that promotes suicidal ideas.

Speaking of body counts.

The weird thing about this particular formatting oddity — I’m back to talking about chapter titles now, not suicide attempts, in case you found that last segue a mite confusing — is how often the incorrect version appears in otherwise perfectly presented manuscripts. That fact sets Millicent’s little head in a spin. As, I must admit, it does mine, as well as the brainpan of virtually every other professional reader I know.

Why is it so very puzzling to us, you ask? Because at least in my case — and I don’t THINK I’m revealing a trade secret here — although I have literally never seen an agent submit a manuscript to a publishing house with format #2, I’m constantly meeting aspiring writers who have been told by writing teachers and even contest judges that #2 is the only acceptable version. And that’s just weird to me, as I have literally never even heard of an agent, editor, or anyone else in the publishing industry’s asking for a chapter heading to be moved from the top of the page to just above the text. Although as I said, I do know agents who routinely ask for the shift in the other direction.

And believe me, I’ve heard some pretty strange requests from agents and editors in my time; I’m not easily shocked anymore. But to hear a professional reader insist upon placing the chapter heading where you have to skip down a third of a page to read it…well, that would have me reaching for my smelling salts.

(Do they even make smelling salts anymore? And if everyone else jumped off the Golden Gate Bridge clutching them, would I?)

Clearly, somebody out there is preaching the place-it-just-above-the-text gospel, because agents, editors, and contest judges are simply inundated with examples of this formatting anomaly. We see bushels of ‘em. Hordes of aspiring writers are apparently absolutely convinced that the sky will fall in if that chapter heading is located anywhere but immediately above the text. Sometimes, when those die-hard advocates become contest judges, they even dock correctly-formatted first pages for having the title in the right place.

In fact, many aspiring writers are so convinced of the rightness of the drooping title heading that it’s not all that uncommon for an editor to find that after she has left a couple of subtle hints like this that the writer should change the formatting…

…the subsequent drafts remain unchanged. The writer will have simply ignored the advice.

(A word to the wise: editors universally HATE it when their advice is ignored. So do agents. Contest judges probably wouldn’t be all that fond of it, either, but blind submissions mean that in order to get dunned for brushing off a judge’s feedback, a writer would have to submit the same chapter two years running to the same contest, have the entry land in the same judge’s pile — in itself rather rare — and the judge would have to remember having given that feedback. Oh, and for the entrant to hear about it, the contest would have to be one of the few that gives editorial feedback.)

The up v. down debate may seem like a rather silly controversy — after all, in the cosmic scheme of things, why should it matter if the white space is above or below the title? — but sheer repetition and writerly tenacity in clinging to version #2 have turned it from a difference of opinion into a vitriol-stained professional reader pet peeve.

See earlier comment about how we tend to react to our advice being ignored; it’s seldom pretty.

Which, unfortunately, tends to mean that in discussions of the issue at conferences degenerate into writing-teacher-says-X, editor-at-Random-House-says-Y: lots of passion demonstrated, but very little rationale produced, beyond each side’s insisting that the other’s way just looks wrong.

However, there is a pretty good reason that moving the chapter heading information to just above the text looks wrong to someone who edits book manuscripts for a living: short stories’ first pages are supposedto look quite, quite different from those belonging to book manuscripts or proposals. Take a gander:

As you may see, for a short story like this one, there’s a mighty fine reason to list the title just above the text: a heck of a lot of information has to come first on the page, because short stories, unlike book manuscripts, are not submitted with a title page.

But that would not be proper in a book-length manuscript, would it? Let’s see what Noël’s editor might have said upon viewing this as the first page of a book:

Ouch. (That last bit would have been funnier if the entire page were readable, by the way, but my camera batteries were running low. Sorry about that.) Yet you must admit that at some level, the editor’s ire would have been justified: as Millicent and that angry mob of pitchfork-wielding ignored editors would be only too happy to tell you, short stories don’t HAVE chapters, so who on earth are they to be telling those of us in the book world how to format our manuscripts?

So I say it again: for a book manuscript, stick with version #1.

Which is not to say, of course, that this particular small deviation will automatically and invariably result in instantaneous rejection. It won’t, even in the latté-stained hands of the most format-sensitive Millicent. (See, she spilled coffee on her hands after she took a sip while it was still too hot — and if you didn’t get that joke, you probably haven’t been reading this blog for very long.) If a submission is beautifully written and technically correct in every other respect, she might only shake her head over the location of the chapter heading, making a mental note to tell you to change it between when her boss, the agent, signs the writer and when they will be submitting the manuscript to editors at publishing houses.

But if you don’t mind my saying so, that’s a mighty hefty set of ifs.

While I’ve got the camera all warmed up (and miles to go before I’m ready to let the honeymooners recline into my lap), this would probably be a good time to illustrate another ubiquitous agent and editor pet peeve, the bound manuscript — and you’re going to want to pay close attention to this one, as it is almost universally an automatic-rejection offense.

Manuscript submissions, and I don’t care who hears me say it, should not be bound in any way. Ditto with book proposals.

There’s an exceedingly simple reason for this: binding renders it impossible (or at least a major pain in the fingertips) to pull out a chapter, stuff it in one’s bag, and read it on the subway. Hey, paper is heavy. Would you want to lug home ten manuscripts every night on the off chance you’ll read them?

As with other ploys to make a manuscript appear identical to a published book, binding the loose pages of a manuscript for submission will not win you friends in the publishing world. Not only does this not look right (I spared you the chanting this time), but it seems so wrong that Millicent will be positively flabbergasted to see a submitter to do it.

She might, for instance, forget that her latte is still too hot to drink, take a sip, and scald her tongue. It’s been known to happen.

Seriously, the unbound manuscript is one of those rules so engrained in the professional reader’s mind that it seldom even occurs to authors, agents, or editors to mention it as a no-no at writers’ conferences. Heck, I’m not sure that I’ve mentioned it once within the first two years I was writing this blog — and by anyone’s standards, I’m unusually communicative about how manuscripts should be presented.

Talk about it all day, I will.

So I’m going to repeat myself, because you’re not going to hear this very often: by definition, book manuscripts should NEVER be bound in any way. Not staples, not spiral binding, not perfect binding. If you take nothing else away from this series, binding-lovers, I implore you to remember this.

Why am I making you swear to follow my advice this time around? Well, in practice, I’m sorry to report, a bound manuscript will seldom survive long enough in the screening process for the chapter-separation dilemma to arise, because — and it pains me to be the one to break this to those of you who’ve been submitting bound manuscripts, but if I don’t tell you, who will? — those pretty covers tend never to be opened at all.

Did you just exclaim, “Ye gods, WHY?” again? I can’t say as I blame you, but try for a moment to envision what a bound manuscript might look like from Millicent’s perspective.

To ramp up your stress levels to the proper level to understand her, envision a desk simply smothered with an immense pile of submissions to screen before going home for the day. Envision further that it’s already 6:30 PM, and eyeballs already dry as dust from a long, hard day of rejecting query letters.

Just lost your sympathy, didn’t she? Try, try again to place yourself in her proverbial moccasins.

Picturing that immense pile of envelopes clearly again? Okay, now slit open an envelope that reads REQUESTED MATERIALS on the outside. (You do know that you should ALWAYS scrawl that in two-inch letters in the lower left-hand corner of a submission envelope, don’t you, so your requested materials don’t get buried in the slush pile?)

If you’re Millicent — and right now, you are, singed tongue and all — you fully expect to see something like this lurking between the cover letter and the SASE tucked underneath:

But in the case of the bound manuscript, you would instead encounter something like this:

Kind of hard to miss the difference, isn’t it? Unfortunately, 999 times out of 1000, the next sound a bystander would hear would be all of that nice, expensive binding grating against the inside of the SASE, just before Millicent tucks a photocopied form rejection letter on top of it.

Honestly, it’s not that she is too lazy to flip open the cover; she just doesn’t see why she should.

Her logic may not seen particularly open-minded, from a writerly perspective, but it’s a fairly common argument throughout the industry: if this submitter does not know this very basic rule of manuscripts, how likely is he to know the rules of standard format? And if he does not know either, how likely is he to be producing polished prose? If he hasn’t taken the time to polish his prose, is this manuscript really finished?

And if it isn’t finished, why should I (you’re still Millicent, remember?) bother to invest my time in reading it before it is?

I know, I know — this logic may well not hold water when it comes down to an individual case. Despite my best efforts over the last few years, there are plenty of good writers out there who happen to be clueless about the rules of standard format.

But even if they all jump off the Golden Gate Bridge, you shouldn’t.

Here’s why: this is yet another expectation-differential problem. From Millicent’s perspective, the fact that good writers aren’t necessarily born aware of the norms of the industry matters less than we writers would like — because, as unpleasant as it is for aspiring writers to realize, her agency is going to see enough technically perfect submissions this week to afford to be able to leap to unwarranted conclusions about this one.

The moral: don’t waste your money on binding.

Seem arbitrary? From a professional reader’s point of view, it isn’t — the enforcement of standard formatting isn’t actually any more complicated than the simple axiom that any game has rules, and you will play better if you take the time to learn them.

Think about it: if you saw a batter smack a baseball, then dash for third base instead of first on his way around the diamond, would you expect his home run to count? Would an archer who hit the bulls-eye in her neighbor’s target instead of her own win the grand prize? If you refused to pay the rent on Park Place because you didn’t like the color on the board, would you win the Monopoly game?

I can go on like this for days, you know. Please, I beg you, say that you are getting the parallels, so I may move on. The flight attendant’s about to tell me to shut off my computer in preparation for landing.

Submitting art to the marketplace has rules, too, and while your fourth-grade P.E. teacher probably did not impart them to you (as, if I ran the universe, s/he would have), you’re still going to be a whole lot better at playing the game if you embrace those rules, rather than fight them.

You’ll also, in the long run, enjoy playing the game more. It may not seem that way the first time one is struggling to change an already-written manuscript into standard format, but trust me, it will be much more fun when you finish your next manuscript and realize that there’s nothing that needs to be changed.

Let all of those other folks jump off the Golden Gate Bridge without you, I say. Remember, you’re playing this game by choice: you could, after all, make your own rules and publish your book yourself. If you want to play with the big kids, you’re going to need to abide by their rules.

At least at the submission stage.

Until you know the expectations of the lovely folks seated in the row behind you, don’t assume you can recline all the way back into their laps. Everyone on the plane is trying to get to the same place, after all. By following the rules, you can make it a more enjoyable trip for all concerned.

Okay, okay, flight attendant; I’ll stop milking that metaphor and shut down my laptop. Just promise me that you’ll make the honeymooners straighten up their seats for the trip to the ground.

Keep up the good work!

The mysteriously mysterious strictures of standard format, part XIII: letters, diary entries, and what on earth is this hotel’s wifi doing to my coding?

the places youll go cover

That was an unusually long break between posts, wasn’t it? By my hyper-communicative standards, at least. Honestly, I didn’t mean for it to be. I’ve been on business trip to someplace small, and, as often seems to be the case when conducting novel research, getting there required several airplanes each way. While you intrepid readers have been twiddling your thumbs, breathlessly awaiting another discussion of standard format, I’ve been busily tapping away at my keyboard, wedged between a window and a man who claimed his wife didn’t understand him.

Yes, on every leg of the flight. Either air flight is the haven of the misunderstood husband, or these guys’ wives understand only too well how they act while traveling.

So why, given how hard I was trying to ignore the small army of fellow flyers wishing to discuss their failing marriages with me, was I not posting constantly throughout the trip? Oddly, my hotel’s wifi seemed to have a penchant for scrambling the coding on such blogging decorations as photographs and italics; when I tried to post, the result looked as though it had been designed by Dr. Seuss.

And not in a good way, I’m afraid.

Not posting seemed to be the better part of valor, then, yet since my typing speed was directly proportional to just how much those fellows wanted to tell me about their wives (does that ever work as a pick-up technique, by the way?), I returned to Seattle up to my ears in post material. Seldom has so much been written on formatting in so short a time.

So fasten your seatbelts and extinguish all smoking materials, everybody — it’s going to be an extra-long post. As will tomorrow’s, and probably the day after’s, because frankly, the misunderstood men weren’t the only irritant spurring my fingers to fly.

As someone who travels a lot (I teach all over the place, should anyone be interested in flying me someplace to hear me talk about, say, querying or pitching), I’ve become accustomed, if not precisely resigned, to the fact that pretty much every airport in the country has slightly different security regulations. Even within any given airport, enforcement is variable. What is required in, say, Los Angeles will sometimes get you scolded in Duluth — and sometimes even in Los Angeles, if a new manager happens to come on shift.

Seriously, I’ve seen lipstick confiscated as a potential liquid in Seattle (yes, really), but been chided in Newark for cluttering my requisite 1-quart bag of carried-on liquids with Perky Passion. New Orleans seems to harbor an antipathy against pointy tweezers, a fear apparently reserved in Boston for the smallest gauge of knitting needles. In Chicago, I heard a lady screamed at because it hadn’t occurred to her to place her asthma inhaler in the plastic bag with her carried-on liquids; in Newark, the same poor woman was permitted to retain her inhaler, but was grilled mercilessly about the glass jar of seasoned salt that she was taking to her sister. And if there is any sort of national standard about whether shoes should be placed in a box or directly upon the conveyor belt, it must change at least twice weekly.

Like all of us, I try to be flexible, open-minded, cooperative, reminding myself that the person chiding me for doing precisely what the official in the last airport told me to do four hours ago is merely enforcing the rules as she understands them, and that alerting her to the fact that she is apparently the only security officer in the continental U.S. that genuinely believes that socks, as well as shoes, need to be removed and run through the scanner is unlikely to improve the situation. Chances are, she’ll only get miffed, and I’ll still end up strolling through the metal detector barefooted except for the Perky Passion on my toes.

Coming home this time, however, I received an instruction that left me dumbfounded. After I scurried, shoeless, through the metal detector, the security officer made a grab at my skirt. “I have to pat it down,” she told me when I snatched it back. “New regulation.”

New, as in it had apparently been made up on the spot; even as she said it, beskirted women were passing unmolested through the three other security stations. As were men in baggy pants, priests in vestments, and bagpipers in kilts. “I flew wearing this skirt two days ago,” I told her politely, “and nobody ran his hands over it. Is the regulation new as of today?”

She looked at me blankly. “I suppose,” she said after a moment’s thought, “I could have you turn around while I did it, to make it less embarrassing.”

A brief, enlightening chat with her very apologetic supervisor later, she still apparently didn’t understand just how she had misinterpreted the latest instructions. “But the skirt’s below her knee,” she kept saying, as if a strumpet in a miniskirt on this 27° day would have been substantially less suspect than a lady dressed for the weather. “I have to pat her down, don’t I?”

As I reclaimed my hem from her grasp, I thought of you, my friends. Honestly, I did. There’s a moral here, one’s that’s highly applicable to any aspiring writer’s attempt to navigate all of the many conflicting pieces of formatting advice out there: while the rules themselves do not change, interpretations do vary. In situations where the deciding party holds all the power, it’s best not to quibble over even the wackiest interpretations.

Or, to put it in the terms we use here at Author! Author!: if the agent of your dreams has just tweeted angrily that she just HATES seeing a second space after a period, don’t waste your time pointing out that those spaces are in fact proper in English. You’d be right, of course, but if she’s sure enough of her interpretation to devote 140 words to it, you’re not going to win the fight.

Give her what she wants — yes, even if finding out what she wants involves checking her agency’s website, guide listing, and her Twitter account. (I know, I know — that’s pretty time-consuming, but remember, it has probably never occurred to her that the good writers querying her are probably also trying to discover similar information for twenty or thirty other agents. She’s just trying to come up with something interesting to tweet.)

But don’t, whatever you do, assume that particular agent’s pet peeve is shared by everyone else in the industry. As we’ve seen earlier in this series, not only are some of the newer standards far from standard — adhering to some of them might actually alienate more traditional agents and editors.

In fact, when trying to decide whether to follow any new guideline, it’s always prudent to consider the source. Someone new to the rules — who, for instance, is simply passing along a list he discovered somewhere — is far more likely to apply offbeat interpretations than someone who has had a great deal of practical experience with professional manuscripts, and advice heard first-hand from an agent or editor at a conference may alter considerably by the time it becomes fourth- or fifth-hand news. All it takes to skew the message is one link in the chain to get a tiny detail wrong in the retelling, after all.

Or, as with my would-be groper, to misunderstand a key word or phrase in the original instructions. One person’s suspiciously bulging fabric below the waistband is another person’s skirt.

Unfortunately, offbeat interpretations of the rules of standard format are not the exclusive province of fourth-hand advice-givers. Sometimes, newly-minted contest judges and even freshly-trained Millicents can give a tried-and-true rules a mighty original twist. In a contest that gives entrants critique or an agency that permits its screeners to scrawl individual observations in the margins of its form-letter rejections (as some do), even a small misunderstanding on the reader’s end has resulted in perplexing feedback for many an aspiring writer.

Even more unfortunately, the Mehitabels and Millicents producing this feedback seldom think to phrase their understanding of the relevant rule tactfully. To them, the rule’s the rule, just as calf-length skirts were security threats to my airport guard; why not just bark it?

The cumulative result of all of that barking of all of those interpretations of all of those rules: writers often end up feeling scolded, if not actually yelled at and shamed. Hands up, if this has ever happened to you.

My hand is raised, by the way. I’ve received snarling admonitions from contest judges for formatting that my agency flatly requires all of its clients to follow. Then, too, back in my querying days, a West Coast Millicent once huffily informed me that he’d hated my premise when he’d first read my query three months before at his previous job in an East Coast agency. Evidently, I should have been following his movements closely enough not to have run my query under the same person’s eye twice.

Shame on me for not having read his mind correctly.

But realistically, what good would it have done my manuscript to argue with him? It was indeed absurd of a faceless, anonymous Millicent to expect any aspiring writer to know anything about who is working behind the scenes at any agency, much less who is moving from one agency to another and when. It was also misguided of the contest judge to tell me that I should put my chapter heading where the title of a short story should be — a common judge’s misconception, by the way, since those with the publication credentials to be literary judges are more often successful short story writers than novelists. (And if that last sentence was mystifying to you, run, don’t walk to the discussion earlier in this series on the dos and don’ts of chapter openings.)

But do you know what would have been even more absurd and misguided? My automatically assuming that these barkers were right, simply because they were speaking from an apparent position of authority and with vehemence.

Contrary to popular opinion, being right and sounding insistent have no necessary relationship to each other. Had I automatically followed their advice without double-checking its soundness, I simply would have been compounding their interpretive missteps. (And my current agent would have been pretty annoyed with me about my chapter headings, because as it happens, I was already constructing them in the manner my agency prefers.)

I’m bringing this up not because it is integral to understanding today’s foray into the complexities of formatting — it isn’t, especially — but to reiterate the importance of not simply adopting every formatting and writing tip you hear. Look those gift horses very closely in the mouth before you ride any of ‘em home.

Yes, even the ones grazing in my pasture. Many a soi-disant writing guru has ultimately proven to be factually wrong, and when that happens, it’s not the guru that gets hurt; it’s the aspiring writers who blithely follow his advice because it sounds authoritative. Ditto, unfortunately, when aspiring writers misinterpret agents’ pronouncements of their personal preferences as iron-clad rules of the industry.

Remember: when in doubt, the smart thing to do is ask follow-up questions; many an aspiring writer has run afoul of Millicent simply because he didn’t fully understand Rule #10 on an under-explained list of 27.

I hear some of you tittering. Okay, so by my exhaustive standards, practically all of the advice out there is under-explained — but that’s precisely why it’s important not to accept any one interpretation blindly. If an advice-giver can’t (or won’t) answer questions, don’t just get a second opinion (or third or fourth or eighteenth); keep asking until you find an explanation that makes sense to you.

Isn’t that a better use of your energies than feeling crushed because some yahoo contest judge barked at you? Or fighting with an agent who cares enough about her personal hatred of italics to tweet about it every other month?

Personally, I love it when readers post questions; it helps everyone learn. For instance, here’s a terrific formatting question inveterate commenter Dave posted some time back:

While I have your attention, it seems that some time ago you were going to mention something about manuscript format. To be exact, I think you were going to tell us how to format longer passages that a character is voicing or reading, those that in published form are often printed with wider margins, in italics, or even with a different font. As a more concrete example, I’m thinking of a letter the protagonist might receive that is presented to the reader in its entirety.

The short answer is, as it so often is in this game, it depends.

Upon what, you ask? Well, upon the length of the letter one wants to include, for one thing. Also, if we want to get technical about it (and the masses cry, We do! We do!), it depends upon whether the manuscript in question is an academic work or not — or is a nonfiction work of the type often produced by academics.

That last declaration left some of you scratching your heads, didn’t it? And like sensible writers, you formulate a follow-up question: “Why on earth would it make a difference whether a professor — or someone else who aspired to that level of expertise — wrote the darned thing? Standard format is standard format, isn’t it?”

Well, it is and it isn’t. Long-time readers, chant it with me now: what is proper in a book manuscript is not necessarily what’s proper in a short story manuscript; what’s expected in a book proposal is not precisely what’s expected in a novel submission; contests often have specific rules that run contrary to the prevailing rules of standard format. And as we have so often discussed, if an individual agent or editor publicly expresses a personal preference, anyone who submits to him should honor it. It’s the writer’s responsibility to check what’s appropriate for the submission at hand.

In other words, sometimes a skirt is just a skirt. And maybe the guy in seat 27D’s wife actually doesn’t understand him. Exceptions do exist.

As much as aspiring writers would love it if all written materials were subject to the same standards, assuming that any writing, anywhere, anytime should be formatted identically, or that any stack of papers called a manuscript will look the same, is simply wishful thinking. True, life would be a whole lot easier for writers everywhere if that particular wish came true, but in case you hadn’t yet noticed, the publishing world isn’t really set up with an eye to making things more convenient for those just breaking into the biz.

So how might a scholar handle this problem? A university press — or college professor reading a thesis, for that matter — would expect any quotation longer than 3 lines of text to be offset, devoid of quotation marks, and single-spaced, provided that the quote in question is not longer than a page; quotes less than three full lines long are simply placed within quotation marks. Offsetting, for the benefit of those intrepid readers who did not automatically skip the rest of this paragraph immediately after the words university press, is achieved by skipping a line, then indenting the quoted material five spaces (or half an inch, using Word’s standard tabs) on both the left and right margins. After the quote comes another blank line, then the text resumes normally.

In practice, then, a page featuring quotations in an academic manuscript might look a little something like this:

academic example

Why do scholars mark quotes from other works so VERY well? That way, there can be absolutely no question about when a professor is borrowing material from somebody else’s published or unpublished work. (There tends to be a lot of unpublished work floating around the average university at any given time, after all.)

In a book proposal or nonfiction manuscript that isn’t a memoir, it’s perfectly permissible to present long quotes tend to be in this manner — although in non-academic nonfiction, the quote would be double-spaced. It’s clear, it’s direct, and most important of all, Millicents who work for NF-representing agents will get it. (Although most ultimately published memoirs begin life as book proposals, at least in the U.S., memoir manuscripts follow the formatting conventions of novels. Hey, I don’t make the rules; I just tell you about ‘em.)

“That’s all very well and good,” enough of you to get together and raise a barn are probably muttering, “but this doesn’t really address Dave’s question, does it? You’ve told us that a letter in a novel or memoir manuscript should not be treated like a quote one academic lifted from another and stuffed wholesale into her dissertation, but you don’t tell us how it should be handled. And how about showing us a practical example of that double-spaced offset quote you mentioned above?”

Don’t worry: a concrete NF example follows below. (Hey, I wasn’t kidding about the length of this post!) On the other front, patience, my friends, patience — because, again, it depends.

If the letter in question is short (or the excerpt being reproduced in the narrative is), there’s no need to treat it as anything but a regular old quote, like any other in the novel:

novel-letter-example1

Perfectly obvious what’s going on here, isn’t it? It doesn’t require special formatting for the reader to understand that this is an excerpt from a letter.

For short letters — say, under a page — some writers prefer to use italics (probably because, as Dave pointed out, they’ve seen them used that way in published books), but frankly, I wouldn’t recommend it in a novel or a memoir manuscript; it implies an ignorance of the fact that the editor, not the author, is always the one who makes decisions about how text will appear in a published version.

You don’t want to induce barking on the subject, do you?

However, since some of you are undoubtedly not going to listen to me on this one, here is how to use italics properly in this context:

novel-letter-example2

I sense some of you shaking your heads. “But Anne,” epistle-lovers everywhere cry in protest, “that doesn’t LOOK like a letter. I like a letter to look like a letter on the page; that’s part of its charm. So how do I convey that without seeming as though I’m usurping editorial authority?”

I had a feeling I would be hearing from you folks: there’s no shortage of writers who feel very strongly that every single syllable of every note passed between characters must be reproduced faithfully and its entirety in the text, as if the average reader had never seen a letter before and thus could not even begin to imagine what one might look like.

Frankly, it’s seldom actually necessary to a plot to include the parts of a letter that would be hard to squeeze within the strictures of standard format: the letterhead, if any; the date; the salutation; the signature. Within the context of a novel (or memoir), some or all of these are often self-evident — honestly, if the heroine is addressing her long-lost lover by, say, his given name and signs with her own, what additional insight could even the most imaginative reader derive from reproducing those salutations and signatures for each and every letter they right? Or even just one?

Even if she habitually opened with, “Dear Snotnose,” and signed off with, “Your affectionate bedbug,” that would only be character-revealing the first time she did it, right?

But you head-shakers are not convinced by that, are you? And I’m not going to be able to blandish you into believing that the 15-page letter starting on pg. 82 might work better simply broken off into its own chapter entitled The Letter, am I? (A fabulous solution with very long letters, by the way.)

Okay, here are the two acceptable ways of formatting a letter like a letter in a manuscript — which, not entirely coincidentally, will also work beautifully for letters that go on for pages and pages. First, unsurprisingly, it may be presented like dialogue, within quotes:

novel-letter-example-long

As with any other multi-paragraph quote, quotation marks do not appear at the end of a paragraph if the opening of the next paragraph is still part of the letter. They do, however, show up at the beginning of each paragraph within the letter, to alert the reader that this is not normal text.

The other option — and this will work with long quotes in nonfiction as well — is to offset the letter text, as one would with a long quote in an academic work. In a non-academic manuscript, however, the offset quote should be double-spaced, like the rest of the text:

novel-letter-example-long2

See? I told you that I’d give you a practical example.

Although this format does work well for long quotes, I’m not a huge fan for letters in fiction or memoir, I must admit. To my eye, it’s not as distinctive as the first option, and there’s always the off chance that a rapidly-skimming reader (like, say, Millicent) might not realize that the salutation is the opening of an offset section.

Don’t laugh; it happens, and not for reasons that necessarily reflect negatively upon the average Millicent’s intelligence. She’s got hundreds of pages to get through in any given day, and skimming eyes can miss details. Don’t fall into the extremely common aspiring writer’s trap of believing that every reader will read — and more importantly, absorb — every single syllable on every page of your entire manuscript.

Sometimes, being obvious is a really, really good idea, especially in a situation where a part of the text is deliberately in a different voice than the rest of the narrative, as is almost always the case with a letter. Bear in mind that the goal here is not to reproduce the letter exactly as it appeared in the story, or as you would like to see it in the published book — it’s to make it absolutely clear when the text is an excerpt from a letter and when it is not.

Like academic publishers, Millicents don’t like to leave such things open for interpretation; it tends to make her bark-prone. Don’t make her guess where a letter — or any other long quote — begins or ends.

That last format would also work for a diary entry — and that’s fortuitous, as it happens, because intrepid commenter Icy was asking about how to format a diary entry just the other day. Again, though, if all the reader needs to know could be summed up in a few short sentences, why not quote the diary entry within the regular text, just as you would an excerpt from a letter?

“But Anne!” diary-lovers exclaim. “I like to see entire diary entries in novels or memoirs! Even if some of the material in the entry is off-topic or even a trifle dull, that just adds to the sense of realism!”

Okay, okay — I know an idée fixe when I hear one; I’m not even going to try to talk you out of that one. (Except to remind you: Millicent’s threshold of boredom is quite a bit lower than the average reader’s. So’s Mehitabel’s; edit accordingly.) Let’s take a gander at all four types of diary entry format on the manuscript page.

Yes, I did indeed say four — because, again, it depends on the type of manuscript in which the diary entry appears. In a scholarly work, it would look like this:

academic diary entry

That’s not a tremendous surprise, right? In a nonfiction book on the subject not aimed at the academic market, however, Nellie’s diary would look like this on the page:

NF diary entry 1

No chance of Millicent’s not spotting the difference between the academic version and the standard format version, is there? To her eye, only the latter is formatted for professional consideration.

If the nonfiction writer preferred not to introduce the date of the entry in the paragraph preceding the diary entry, she could use a NF convention we discussed last week, the subheading. For many writers, there’s a distinct advantage to presenting a diary entry this way: a subheading, the entry would more closely resemble the way a reader might find it in a published book:

NF diary entry b

As you may see, this format takes up more room on the page — not always an inconsiderable matter, to a writer who is trying to edit for length. As with a letter, the more of the formal elements the writer chooses to include, the more space it will take. (Which often begs the question: is verisimilitude it worth taking up an extra few lines of text in a manuscript that’s already a bit on the long side? If so, a less literal rendering of frequent letters and diary entries can be a quick, easy way to reclaim a page or two of lines over the course of an entire manuscript.)

For fiction or memoir, a similar format should be used for diary entries longer than a few lines but less than a couple of pages long — unless several diary entries appear back-to-back. (But of that, more below.) A novelist or memoirist faces a structural problem: it can be considerably harder in fiction to work the entry’s date into the preceding text (although many a fine writer has managed it with such sterling phrases as The minute volume trembled in Gerald’s hand. On May 24, 1910, his mother had written:), so the subheading is a popular choice for indicating the date.

As with other subheadings in fiction, the date should not be in boldface. Let’s take a peek at what the resultant short diary entry would look like on the page.

diary fiction 1

Still clear what is and is not diary entry, isn’t it? By offsetting the text, even a swiftly-skimming Millicent would find it easy to figure out where Nellie’s words end and Gerald’s thoughts begin.

But how, you may well be wondering, would a writer present several short diary entries in a row? If the diary did not go on for more than a couple of pages, all that would be necessary would be to insert a section break between each.

In other words, by skipping a line between ‘em. Like so:

diary fiction 2

If a series of diary entries goes on for pages at a time, however, offsetting them makes less sense; the point of offsetting is, after all, to make a clear distinction between the offset text and the regular text. After the third or fourth page of offsetting in a row, a skimming Millicent (or, more disastrous, an agent flipping forward in the manuscript) might leap to the incorrect conclusion that the margins just aren’t consistent in this manuscript.

May I suggest an elegant alternative, one that would side-step the possibility of this type of misinterpretation entirely? Consider devoting an entire chapter to them, titling that chapter something descriptive and unprovocative like Nellie’s Diary, and formatting all of the entries as regular text with subheadings.

Curious about what that might look like? You’re in luck; here are the first two pages of Chapter Eight:
diary chapter 1

diary chapter 2

Lovely and clear, isn’t it? It’s also, in case those of you who are trying to shorten your manuscripts happen to be interested, the most space-efficient means of presenting these diary entries on the page. What a difference a half an inch of margin on either side makes, eh?

Oh, dear: I can’t justify saying anything more on the subject, and there are still twenty minutes of the flight to go. Maybe if I surreptitiously slip my paperback out of my computer bag, I can have it in front of my face before the misunderstood husband next to me notices I’ve turned off my computer.

Oh, the places I go. Keep up the good work!