The mysteriously mysterious strictures of standard format, part VIII: but I see it done in published books all the time!

Seattle moss

Okay, I’ll admit it: I’m a big fan of artists’ looking at ordinary, everyday things and showing us the beauty of them. Take the photograph above, for instance: that’s perfectly ordinary moss on a perfectly ordinary concrete wall, photographed during a perfectly ordinary Seattle rainstorm. (And while I was clicking away, crunching my body sideways in order to get this particular shot, a perfectly ordinary mother told her perfectly ordinary wee daughter to veer away from the crazy lady. Yet another case of a misunderstood artist — and another a child being warned that if she tries to look at something from an unusual perspective, people are bound to think she’s strange.)

Perhaps not astonishingly, writers tend to find beauty in found words. An overhead scrap of conversation, perhaps, or a favorite phrase in a book. And often — far too often, from Millicent the agency screener’s perspective — aspiring writers celebrate these words lifted from other places by quoting them at the beginning of their manuscripts.

That’s right, campers: today, I’m going to be talking about proper formatting for that extremely common opening-of-text decoration, the epigraph.

You know, those nifty little quotes from other sources that we writers so adore — and it’s not as though the publishing industry doesn’t encourage us to think of them this way: in a published book, the epigraph, if any, is almost always presented in a place of honor, either at the top of each chapter or by itself on the page before the text proper starts. Take, for example, the placement of the well-known epigraph to Alice Walker’s THE COLOR PURPLE, an excerpt from Stevie Wonder’s DO LIKE YOU:

The color purple's epigraph

Okay, so that picture didn’t really do the words justice; not all of my photos can be winners, you know. (In case you don’t happen to have a copy of the book handy, the epigraph runs thus: Show me how to do like you/Show me how to do it.) It does, however, show the prominent placement the epigraph affords: even in my cheap, well-worn paperback edition, it scores a page all to itself.

In other words, not only is it allocated space; it’s allocated white space, to set it off from the other text. In an age when acknowledgments pages are routinely omitted, along with the second spaces after periods and colons, in order to save paper, that is quite an honor. Especially since nobody but writers like epigraphs much — of that, more later.

But we writers think they’re great, don’t we? Especially if they’re from obscure sources; they feel so literary, don’t they? Or deep-in-the-national-psyche, know-your-Everyman populist, if they’re from songs. By evoking the echo of another writer’s words, be it an author’s or a songwriter’s, we use them to set the tone for the story to come.

I don’t think conceptual aptness is all there is to the appeal, though. There is something powerfully ritualistic about typing the words of a favorite author at the beginning of our manuscripts; it’s a way that we can not only show that we are literate, but that by writing a book, we are joining some pretty exalted company.

Feeling that way about the little dears, I truly hate to mention this, but here goes: it’s a waste of ink to include them in a submission. 99.9998% of the time, they will not be read at all.

Stop glaring at me; it’s not my fault. I don’t stand over Millicent with a bullhorn, admonishing her to treat every syllable of every submission with respect. (Although admittedly, it’s an interesting idea.)

The sad fact is, most Millicents are specifically trained not to read epigraphs in manuscripts; it’s widely considered a waste of time. I’ve literally never met a professional reader who doesn’t simply skip epigraphs in a first read — or (brace yourselves, italics-lovers) any other italicized paragraph or two at the very beginning of a manuscript, even if it was .

Oh, dear — I told you to brace yourselves. “Why on earth,” italics-lovers the world over gasp in aghast unison, “would any literature-loving human do such a thing? Published books open all the time with italicized bits!”

A fair question — but actually, there’s a pretty fair answer. Most Millicents just assume, often not entirely without justification, that if it’s in italics, it doesn’t really have much to do with the story at hand, which (they conclude, not always wrongly) begins with the first line of plain text.

Of course, there’s another reason that they tend to skip ‘em, a lot less fair: at the submission stage of the game, no one cares who a writer’s favorite authors are. A writer’s reading habits, while undoubtedly influential in developing his personal voice, are properly the subject of post-publication interviews, not manuscript pre-screening time. After all, it’s not as though Millicent can walk into her boss’ office and say, “Look, I think you should read this submission, rather than that one, because Writer A has really terrific literary taste,” can she?

Whichever reason most appeals to the Millicent who happens to have your submission lingering on her desk (just under that too-hot latte she’s always sipping, no doubt), she’s just not going to be reading your carefully-chosen epigraph. She feels good about this choice, too.

Why? Well, the official justification for this practice — yes, there is one to which Millicents will admit in public — is not only reasonable, but even noble-sounding: even the busiest person at an agency or publishing house picks up a submission in order to read its author’s writing, not somebody else’s.

Kinda hard to fault them for feeling that way, isn’t it, since we all want them to notice the individual brilliance of our respective work?

Sentiment aside, let’s look at what including an epigraph achieves on a practical level, as well as its strategic liabilities. Assume for a moment that you have selected the perfect quotation to open your story. Even better than that, it’s gleaned from an author that readers in your chosen book category already know and respect. By picking that quote, you’re announcing from page 1 — or before page 1, if you allocate it its own page in your manuscript — you’re telling Millicent that not only are you well-read in your book category, but you’re ready and able to take your place amongst its best authors.

Sounds plausible from a writerly perspective, doesn’t it? That’s one hard-working little quote.

But what happens when Millicent first claps eyes on your epigraph? Instead of startling her with your erudition in picking such a great quote, the epigraph will to prompt her to start skimming before she gets to the first line of your text — AND you will have made her wonder if you realized that manuscript format and book format are not the same.

So you tell me: was including it a good idea? Or the worst marketing notion since New Coke?

If that all that hasn’t convinced you, try this on for size: while individual readers are free to transcribe extracts to their hearts’ contents, the issue of reproducing words published elsewhere is significantly more problematic for a publishing house. While imitation may be the sincerest form of flattery, reproduction of published text without the author’s permission is known in the biz by another, less flattering name: copyright infringement.

What does that mean in practice? Well, if the epigraph is from a book that is not in the public domain, the publisher will need to obtain explicit permission to use any quote longer than fifty words. Ditto for any quote from a song that isn’t in the public domain, even if it is just a line or two.

So effectively, most epigraphs in manuscripts might as well be signposts shouting to an editor: “Here is extra work for you, buddy, if you buy this book! You’re welcome!”

I’m sensing some disgruntlement out there, amn’t I? “But Anne,” I hear some epigraph-huggers cry,
“the material I’m quoting at the opening of the book is absolutely vital! The book simply isn’t comprehensible without it!”

Before I respond, let me ask a follow-up question: do you mean that it is crucial to the reader’s understanding the story, or that you have your heart set on that particular quote’s opening this book when it’s published?

If it’s the latter, including the epigraph in your manuscript is absolutely the wrong way to go about making that dream come true. Like any other book formatting issue, whether to include an epigraph — or acknowledgements, or a dedication — is up to the editor, not the author. And besides, a submission manuscript should not look like a published book.

Consequently, the right time to place your desired epigraph under professional eyes is after the publisher has acquired the book, not before. You may well be able to argue successfully for including that magically appropriate quote, if you broach the subject at the right time.

And just to set my trouble-borrowing mind at ease: you do know better than to include either acknowledgements or a dedication in your manuscript submissions, right? It’s for precisely the same reason: whether they’ll end up in the published book is the editor’s call. (I wouldn’t advise getting your hopes up, though: in these paper-conserving days, the answer is usually no on both counts, at least for a first book.)

Quite a few of you were beaming virtuously throughout those last three paragraphs, though, weren’t you? “I know better than to second-guess an editor,” you stalwart souls announce proudly. “I honestly meant what I said: my opening quote is 100% essential to any reader, including Millicent and her cohorts, understanding my work.”

Okay, if you insist, I’ll run through the right and wrong ways to slip an epigraph into a manuscript — but bear in mind that I can’t promise that even the snazziest presentation will cajole Millicent into doing anything but skipping that quote you love so much. Agreed?

For starters, do not, under any circumstances, include a quote on the title page as an epigraph — which is what submitters are most likely to do, alas. Let’s take a gander at what their title pages tend to look like:

Does that leave you wondering Millicent will notice the quote at all, much less find it obnoxious? I’m guessing she will, because this is was what she was expecting to see:

Actually, that was sort of a red herring — that wasn’t precisely what she expected. Pop quiz: did you catch the vital piece of information he left off his title page?

If you said that Eeyore neglected to include the book category on the second example, award yourself a pile of thistles. (Hey, that’s what he would have given you.) His title page should have looked like this:

Eeyore good title

And yes, I am going to keep showing you properly-formatted title pages until you start seeing them in your sleep; why do you ask? Take a moment to compare the third example with the first: the quote in the first example is going to stand out to Millicent like the nail in a certain critter’s tail, isn’t it?

Other submitters choose to eschew the title page route in order to place an epigraph on the first page of text. The result is immensely cluttered, by anyone’s standards — especially if the submitter has made the very common mistake I mentioned in my discussion of title pages last time, omitting the title page altogether and cramming all of its information onto page 1:

Where did all of our lovely white space go? Into quoting, partially.

The last popular but ill-advised way to include an introductory epigraph is to place it on a page all by itself in the manuscript, between the title page and the first page of text. In other words, as it might appear in a published book:

What’s wrong with this, other than the fact that Poe died before our boy D.H. wrote Sons and Lovers? Chant it with me now, everyone: a manuscript is not supposed to look just like a published book; it has its own proper format.

At best, Millicent is likely to huffily turn past this page unread. At worst, she’s going to think, “Oh, no, not another writer who doesn’t know how to format a manuscript properly. I’ll bet that when I turn to page one, it’s going to be rife with terrible errors.” Does either outcome sound especially desirable to you?

I thought not. So what should an epigraph-insistent submitter do?

Leave it out, of course — weren’t you listening before?

But if it is absolutely artistically necessary to include it, our pal Mssr. Poe actually wasn’t all that far off: all he really did wrong here was include a slug line. The best way to include an introductory epigraph is on an unnumbered page PRIOR to page 1. On that unnumbered page, it should begin 12 lines down and be centered. But I’m not going to show you an example of that.

Why? Because I really, truly would advise against including an epigraph at all at the submission stage. Just in case I hadn’t made that clear.

That doesn’t mean you should abandon the idea of epigraphs altogether, however. Squirrel all of those marvelous quotes away until after you’ve sold the book to a publisher — then wow your editor with your erudition and taste. “My,” the editor will say, “this writer has spent a whole lot of time scribbling down other authors’ words.”

Or, if you can’t wait that long, land an agent first and wow her with your erudition and taste. But don’t be surprised if she strongly advises you to keep those quotation marks to yourself for the time being. After all, she will want the editor of her dreams to be reading your writing, not anyone else’s, right?

If you are submitting directly to a small press, do be aware that most publishing houses now place the responsibility for obtaining the necessary rights squarely upon the author. If you include epigraphs, editors at these houses will simply assume that you have already obtained permission to use them. Ditto with self-publishing presses.

This expectation covers, incidentally, quotes from song lyrics, regardless of length.

I’m quite serious about this. If you want to use a lyric from a song that is not yet in the public domain, it is generally the author’s responsibility to get permission to use it — and while for other writing, a quote of less than 50 consecutive words is considered fair use, ANY excerpt from an owned song usually requires specific permission, at least in North America. Contact the American Society of Composers, Authors, and Publishers (ASCAP) for assistance in making such requests. (For a very funny first-hand view of just what a nightmare this process can be, please see FAAB Joel Derfner’s guest post on the subject.)

Have I talked you out of including an epigraph yet — particularly an excerpt from a copyrighted song, like Alice Walker’s? I hope so.

I know that it hurts to cut your favorite quote from your manuscript, but take comfort in the fact that at the submission stage, no cut is permanent. Just because you do not include your cherished quotes in your submission does not mean that they cannot be in the book as it is ultimately published.

Contrary to what 99% of aspiring writers believe, a manuscript is a draft, not a finished work. In actuality, nothing in a manuscript is unchangeable until the book is actually printed — and folks in the industry make editing requests accordingly.

In other words, you can always negotiate with your editor after the book is sold about including epigraphs. After you have worked out the permissions issue, of course.

There’s nothing like a good practical example to clarify things, is there? More follow next time. Keep noticing the beauty in the everyday, everybody, and keep up the good work!

The mysteriously mysterious strictures of standard format, part VII: where you stand depends on where you sit. Or read, as the case may be.

sagrada familia ceiling3

We begin today with a pop quiz, inspired by sharp-eyed reader Jinnayah’s comment on yesterday’s post. Quick, tell me: did I take the photo above while looking down into an abyss, sideways into an alcove, or up at an impossibly high ceiling?

Hard to tell which way is up, isn’t it? (But here’s a hint: the purple stuff is flying dust.) Without some orienting landmarks, it’s difficult even to know for sure what you’re looking at, or from what direction.

That’s more or less the same problem the average aspiring writer faces when looking at her own first manuscript or book proposal with an eye to figuring out whether it is formatted correctly, right? Let’s face it, very, very few as-yet-to-be-published writers have ever seen a professional manuscript up close and personal; still fewer have had the opportunity to glance through a professional book proposal. Oh, there’s plenty of advice out there on how it should be done, of course, but as many of you have no doubt noted with chagrin, sources differ.

So how on earth is someone new to the game supposed to figure out which end of the manuscript is up, figuratively speaking?

The trick lies in remembering that the principles governing manuscript formatting are practical and historical, not aesthetic. Thus, while two-inch margins and a cursive typeface may strike a writer as the perfect expressive extension of the spirit of his novel, to someone who reads manuscripts for a living, they’re just puzzling. And distracting.

Where you stand, in other words, depends on where you sit. From where Millicent is sitting, deviation from standard format demonstrates a lack of knowledge about how the industry works, not creativity. She has good reason to feel that way: because professional manuscripts and book proposals are formatted in a particular way, she knows that her boss, the agent of your dreams, would have a hard time convincing an editor at a major publishing house to read even the first page of an unprofessional formatted manuscript.

Which brings be back to where we left off last time, right? For the past couple of posts, we’ve been engaging in compare-and-contrast exercises, showing common examples of title pages and fine-tuning your binoculars so you might see how our old friend Millie — or her boss, or an editor, or a contest judge — might view them. As I sincerely hope those of you who read the post can attest, it was pretty obvious that the professionally-formatted title page won the beauty contest hands-down. Or, if the bulk of you aren’t yet willing to attest to that, may I at least hope that everyone is now aware that as far as presentation goes, where you stand depends upon where you sit?

Case in point: a choice as small as a typeface can make an astonishingly great difference to how professional your work looks to the pros. That comes as something of a surprise to most aspiring writers — who, not entirely surprisingly, tend to regard that particular decision as a purely aesthetic one. “Why,” they ask, and not unreasonably, “should it even matter to Millicent? Good writing’s good writing, isn’t it?”

Well, yes and no. Yes, good writing is a thing of beauty and a joy forever. No, insofar as good writing tends to have less impact on the average Millicent when it’s presented in an unusual typeface.

Yes, really. To see why, let’s once again start at the top of the submission packet, taking a gander at the same title page in three different typefaces. Here it is in 12-point Times New Roman, one of the two preferred typefaces:

Austen title good

That’s what anyone sitting in Millicent’s seat would expect to see. Now let’s look at exactly the same information, assuming that Aunt Jane favored 12-point Helvetica:

Austen title helvetica

The letters appear quite a bit bigger, don’t they? Not enough so to appear to be, say, 14-point font, but large enough to make Millicent wonder whether the word count is accurate. (Estimated word count does, after all, vary by typeface: Times New Roman is estimated at 250 words/page, Courier at 200. More on that below.) And do you really want her speculating about your credibility before the first page of your manuscript?

So if we seat ourselves in Millicent’s office chair, we can see that Aunt Jane’s choice of Helvetica, while not a deal-breaker, does not necessarily present her manuscript to its best advantage. And now you want to see a typeface that might be a deal-breaker, don’t you? Happy to oblige.

Austen title brushscript

Can’t really blame Millicent for not wanting to turn the page on that one, can we? Despite containing all of the information that a title page should include, in the right places and in the right order, it’s unprofessional-looking. Not to mention hard to read.

Got Millicent’s perspective firmly imbedded in your mind? Excellent. If you want to switch back to the writer’s point of view, all you have to do is remember that the manuscript that follows even this last title page is SENSE AND SENSIBILITY.

The moral: even the best writing may be placed at a competitive disadvantage by unprofessional presentation.

I assume that all of that clanking is a thousand writers’ hackles being raised. “But Anne,” outraged voices thunder “aren’t you assuming that Millicent’s pretty shallow? Whenever I’ve heard agents and editors asked at conferences or on their websites about whether cosmetic issues can get a manuscript rejected, they often disclaim the notion with scorn. I’ve even heard a few of them say that they don’t care about issues like typeface, spaces after periods and colons, or where the chapter title lies — and that strikes me as significant, as I’ve never, ever heard one say it was okay to let a query letter run longer than a single page. Isn’t it the writing that matters in a submission, ultimately?”

Again, yes and no, hackle-raisers. Yes, the writing matters — but it’s not all that matters.

Naturally, the writing matters most in a submission, with freshness, audience-appropriateness, marketability, and fit with the agent or editor reading it jostling for second place. Equally naturally, and something that I often point out here, individual agents, editors, and even contest judges harbor individual preferences as well and have been known to express them at conferences. Or on their blogs, Twitter feeds, and over drinks at that bar that’s never more than 100 yards from any literary conference in North America.

One person’s pet peeve, however, may not be another’s, and since few aspiring writers of my acquaintance either take the trouble or have the information required to find out the preferences of every agent to whom they are submitting, adhering to standard format minimizes the probability of running afoul of unknown annoyance-triggers. Because, honestly, trying to apply every single one of the expressed opinions floating around out there to your manuscript will drive you 100% nuts. The pet peeves are too often mutually contradictory, for one thing.

Which is to say: if an agent to whom you are submitting asks for something different, for heaven’s sake, give it to her; if, as is almost always the case, you just don’t know, keep the presentation unprovocative and professional so that your writing may shine.

In other words, adhere to the strictures of standard format, rather than assuming, as so many aspiring writers do to their cost, that the writing is the only thing that matters.

Remember, where you stand depends on where you sit. And from both Millicent and the aspiring writer’s perspective, taking the time to present writing professionally is honestly worth it.

Yes, admittedly, one does hear of cases where a kind, literature-loving agent has looked past bizarre formatting in order to see a potential client’s, well, potential, one also hears of isolated cases where a manuscript rife with spelling and grammatical errors gets picked up, or one that has relatively little chance of selling well in the current market. The age of miracles has not entirely passed, apparently.

But — and this is a BIG but — these cases get talked about because they are exceptions, and rare ones at that. 9,999 times out of 10,000, any of these problems will result in, if not instantaneous rejection, then rejection upon Millicent’s lighting upon the next problem in the manuscript.

Those hackles are clacking again, aren’t they? “Okay,” the hackled admit, “I can understand how Millicent would be tempted to skip reading a submission like #3 above, where she’s likely to strain her eyes. I can seen see why she might leap to some negative conclusions about #2, since, as you have mentioned before, she knows that it’s going to be more time-consuming, and thus more costly, to take on a client who needs to be trained how to present her work professionally. But if presentation is so darned important, why don’t aspiring writers hear about it more often at conferences, in articles about submission, or even just in discussions amongst ourselves?”

Excellent question, h-raisers. I can’t say for sure, but I suspect that’s not just because a sane, sensible individual with a reputation to protect is unlikely to stand up in front of 500 eager potential submitters and say, “Look, if you’re planning to submit a grimy photocopy of your book, or insist upon presenting it in 10-point type, or not indenting your paragraphs, just don’t bother to query me.”

Having actually seen a well-meaning agent tell an indignant crowd that he really only took seriously query letters from writers he met at conferences (yes, really; there were many, many witnesses), I can tell you precisely what would happen if some honest soul did take this astounding step: instantly, 500 pens would scrawl on 500 programs, DO NOT QUERY THIS ONE; HE’S MEAN.

Which would rather defeat the agent’s purpose in coming to the conference to recruit new clients, wouldn’t it?

As someone who frequently teaches writing and formatting classes, I can think of another reason that a speaker might want to be careful about such pronouncements: an agent or editor doesn’t have to speak at many conferences (or blog for very long) before recognizing that anything she says about submissions is likely to be repeated with the éclat of a proverb for years to come amongst the writing community.

Seriously, it’s true. I’ve heard offhand comments made from the dais, or even jokes, being debated for hours in conference hallways, particularly if those comments happen to relate to the cosmetic aspects of querying and submission. 5-4 Supreme Court decisions are routinely discussed with less vim and vitriol. Some of Miss Snark’s pronouncements have been more commented upon than St. Paul’s second letter to the Corinthians.

Okay, so that last is a slight exaggeration. My point is, the very notion of from-the-horse’s-mouth rightness carries such a luster that such speakers are constantly in extreme danger of having everything they say quoted back to them as an inflexible rule.

Which is why, I must admit, I occasionally experience qualms about presenting the rules of standard format as inflexible rules. On the pro-regulation side, we are talking, after all, about an industry that both values creativity and considers submitting a book proposal in anything but a black folder dangerously radical. (Yes, really.) On the con side, literally nothing else I talk about here consistently raises as much writerly ire.

The very topic of presentation seems to be emotionally trying for a lot of writers — disproportionately so, from where Millicent is sitting. Tell an aspiring writer that his dialogue is turgid, or his pacing drags, or that he’s left a necessary section out of his book proposal, and most of the time, he’ll be at least curious about why you think so. (If a bit defensive.) Yet suggest to the same writer that he might be better off reformatting his manuscript to include such niceties as paragraph indentation or moving his page number to the slug line, and a good quarter of the time, he’ll look at you as though you’d just kicked his grandmother. Thrice.

Go figure, eh?

Presentation issues definitely do matter — which is, again, not to say that the quality of the writing doesn’t. But — and again, this is a BIG but — as we’ve discussed, rejection decisions are often made on page 1 of a manuscript. Sometimes even within the course of the first paragraph. And if the manuscript is hard to read, due to a funky typeface or odd spacing or just plain poor print quality, it may not be read at all.

While these phenomena are, in fact, quite widely recognized as true, the person who announced them this baldly from the dais at a literary conference would be covered head to foot with flung tomatoes in twenty seconds flat. Metaphorically, at least.

Which is why I’m going to keep saying it until I’m blue in the face and you die of boredom: from the perspective of someone who reads manuscripts for a living, professional formatting is simply the least distracting way a book can possibly be presented. Perversely, adhering to the industry’s cosmetic expectations renders it MORE likely that an agent or editor will concentrate upon the beauty of the writing, not less.

Think about it: they can’t fall in love with your good writing until they read it, can they? So don’t you want to do everything within your power to convince them that your manuscript is the one that deserves more than a cursory glance?

Of course you do; if you didn’t, you would have given up on this series a paragraph into it, right? Instead of thinking of the rigors of standard format as a series of unimportant (or even silly) superficial choices, try regarding them as translating your calling card, a means of catching Millicent’s tired eye and informing her that this is a manuscript that should be taken seriously.

Have I got you sufficiently fired up about superficial manuscript prettiness yet? Grand; let’s get back to the incredibly nit-picky issue of typeface.

As I mentioned earlier in this series, I would highly recommend using either Times, Times New Roman, or Courier typefaces, both on the title page and in the manuscript as well. These are the standards of the industry, and thus the least likely to raise Millicent’s ever-knitted eyebrows. But like some of the other strictures of standard format, there’s a pretty good reason for this one: from where she is sitting, word count estimation is always predicated upon one of these typefaces.

Why is the question of estimating relevant on a title page? Again, we must look to Millicent’s perspective: word counts in book manuscripts are generally estimated, not the actual count; for short stories and articles, use the actual count.

Was that giant gust of wind that just knocked my desk over your collective gasp of astonishment? I’m not entirely surprised; a lot of aspiring writers are confused on this point. “But Anne,” they protest, and who can blame them? “My Word program will simply tell me how many words there are in the document. Since it’s so easy to be entirely accurate, why shouldn’t I be as specific as possible? Or, to put it another way, why would an agent or editor ask for the word count, then expect me to guess?”

Would you throw something at me if I said once again that this is a matter of perspective? From Millicent’s seat, the answer is pretty obvious: industry practices dictate how manuscripts are handled, not the whims of the fine folks at Microsoft. I mean, the Microsofties I know are sterling human beings to a man, but hardly experts on the publishing industry’s requirements. And really, why should they be?

Contrary to popular opinion amongst aspiring writers, just because Word is set up to allow certain things — giving you an exact word count, for instance, or access to 200 typefaces — doesn’t mean that the publishing industry wants writers to do things that way. (And if you doubt that, consider the doubled dash vs. the automatic emdash Word favors.) Word processing programs came into use long, long after standard format for manuscripts, after all; why should agents, editors, and Millicents allow computer programmers to dictate what strikes them as professional?

Perspective, people: which makes more sense, assuming that the word count on your title page will be read by Millicent, or Bill Gates?

I cannot, naturally, speak to Mssr. Gates’ point of view on the subject, but here is why Millicent would care on the estimation front. The Times family is estimated at 250 words/page; Courier at 200. So a 400-page manuscript in Times New Roman is estimated to be roughly 100,000 words if it’s in Times — something Millicent should be able to tell as soon as she claps eyes on the submission’s title page, right? — and 80,000 if it’s in Courier. (If the logic behind that is at all confusing, please see the WORD COUNT category on the archive list at right for further explanation.)

Now, in actual fact, a 400-page manuscript in TNR is probably closer to 115,000 words; as any writer who has compared the estimated word count for her book with the total her word processing program so kindly provides, they tend to differ wildly. But word count, like beauty, is in the eye of the beholder: a novelist whose title page reported, accurately, that her 400-page novel was 115,000 words might well see it rejected out of hand on the grounds that it was too long.

Why? Well, math may not have been Millicent’s best subject (as one might expect, the inmates of agencies tend overwhelmingly English majors), but she can do third-grade multiplication in her head: 115,000 words at 250 words/page would equal a 460-page manuscript. That’s quite a bit longer than editors tend to expect first novels in most genres to be these days; at around 450 pages, binding costs rise significantly.

In other words, next!

Boy, those hackles are getting a workout today, aren’t they? “But Anne, why is Millicent estimating at all? If she wants to know how long it is, why doesn’t she just flip to the last page and check the page number, for heaven’s sake?”

I could give you a long song and dance about how much her wrists hurt from opening all those query envelopes all day, or how her secret midnight e-mail orgies have rendered pinching a torture, but in practice, the answer is far less personal than practical: because the word count is right there on the title page.

Tell me, oh submitters: why on earth should she doubt its accuracy? Unless, say, the title page were in a non-standard typeface like Helvetica, she’s going to assume that an aspiring writer familiar enough with standard format to include the word count on the title page would also know how to estimate it accurately.

I know, I know: from a writerly perspective, that’s kind of a wacky assumption. But her chair boasts a different view than ours.

Besides, how exactly could she manage to turn to page 400 of a manuscript, when her boss requested that the writer send only the first 50, without resorting to some pretty impressive maneuvering through time and space?

I’m aware that I’m running quite long today, but in the interest of clarity, let’s invest another few minutes in turning to the first page of the submission, to see how much of a difference font and typeface make at first glance. Here’s a correctly-formatted page 1 in Times New Roman. Just for giggles, I’m going to use that notorious editor’s nightmare, the opening paragraphs of A TALE OF TWO CITIES:

Pretty spiffy, eh? And definitely not how this opening would appear in a published book, right?

Now let’s take a peek at the same page, also correctly formatted, in Courier. Note how many fewer words per page it allows:

Got both of those firmly imbedded in your brainpan? Good. Now format your first pages that way for the rest of your natural life.

Well, my work here is obviously done.

Just kidding — you want to see why it’s a good idea, don’t you? Okay, take a gander at the SAME first page, not in standard manuscript format. See how many differences you can spot:

Fascinating how just a few small formatting changes can alter the presentation, isn’t it? It’s exactly the same WRITING — but it just doesn’t look as professional. To Millicent, who reads hundreds of pages per day, the differences between the last three examples could not be clearer.

And yet, if we’re going to be honest about it, there were really very few deviations from standard format in the last example. For those of you playing at home, the typeface is Georgia; the chapter title is in the wrong place, and there isn’t a slug line. Also, the page is numbered in the wrong place — the default setting, incidentally, in many word processing programs.

Again, in all probability, none of these infractions against the rules of standard format are serious enough to cause Millicent to toss a submission aside as soon as she notices them. But when poor formatting is combined with literary experimentation — like, say, that paragraph-long first sentence ol’ Charles managed to cough up — which do you think she is going to conclude, that Dickens is a writer who took the time to polish his craft, or that he just doesn’t know what he’s doing?

Don’t tempt her to draw the wrong conclusion. Remember, where a manuscript stands depends upon where the reader sits.

Before any hackles start heading skyward again, I hasten to add: where the submitting writer sits often makes a difference to Millicent’s perception, too. Millicent’s reception of that last example is very likely to be different before Dickens became a household name or after, although once he was established. Unless you happen to be famous, I wouldn’t advise taking the risk.

And if you do happen to be famous, could I interest you in writing a back jacket blurb?

In fairness to Millicent, though, it’s highly unlikely that it would even occur to our Charles to deviate this markedly from standard format, if he already had experience working with an agent or editor. The longer you remain in the business, the more those little things will strike you as just, well, matters of right and wrong. As, fortunately or not, they do Millicent and her ilk.

Come to think of it, that sense of fitness may well be the reason that discussions of formatting tend to become so vitriol-stained: we all like to be right, and after all, propriety is in the eye of the beholder. After all, each of us is most familiar with the view from her own chair.

Pulling back from one’s own perspective can be most helpful. There’s a reason that it’s called the bigger picture, people. In that spirit, let’s take a longer view of the photo above, to situate ourselves:

sagrada familia ceiling

Easier to tell up from down, isn’t it? With a broader perspective, you can see that the green light on the left is coming from a stained-glass window; on the left, there’s a decorative support beam. From a myopic tight shot, we can now tell that this is a picture of a ceiling — as it happens, in the cathedral whose photo graced my last post. (Hey, Jinnayah said she liked the building.)

More show-and-tell follows next time, of course. Keep up the good work!

The mysteriously mysterious strictures of standard format, part VI: me and you and a boy (?) named Snafu

Johnny_Cash_-_A_Boy_Named_SueJohnny_Cash_-_A_Boy_Named_SueJohnny_Cash_-_A_Boy_Named_Sue
Johnny_Cash_-_A_Boy_Named_SueJohnny_Cash_-_A_Boy_Named_SueJohnny_Cash_-_A_Boy_Named_Sue

Before I launch into today’s installment in our ongoing series on manuscript formatting, I’m delighted to announce some good news about a long-time member of the Author! Author! community: the ever-fabulous Joel Derfner, author of the genuinely hilarious and moving memoir SWISH: My Quest to Become the Gayest Person Ever and What Happened Instead has a new musical opening off-Broadway tonight! Here’s the skinny:

Signs of Life JoelSigns of Life is about a girl coming of age in Theresienstadt, the Czech town the Nazis set up as a propaganda ghetto to show the rest of the world how well Hitler was treating the Jews. Theresienstadt was filled with artists, musicians, and intellectuals; there were nightly concerts, there were swing bands, there were operas, there were enough instrumentalists to fill two symphony orchestras. So a piece of musical theater seemed like a natural fit.”

Sounds fascinating, Joel, and congratulations! Tickets are available at Ovationtix; an unusually reliable little bird told me that throughout the month of February, if you use the promotion code HOUSE, you can get two tickets for the price of one.

I just mention. Back to business.

Last time, I showed how the first page of text does not, from a professional perspective, make an adequate substitute for a title page. Instead of being a replica of a hoped-for book cover, as many submitters produce, or a shouted-out declaration of the book’s title and who wrote it, the properly-formatted title page is a quiet, practical piece of paper, containing a specific set of marketing information.

That is not always the purpose a title page serves in a submission, alas — if, indeed, the submitter is professional enough to include a title page at all. As I pointed out last time, some writers attempt to consolidate the proper functions of the title page and first page of text into a single sheet of paper. This formatting choice is particularly common for contest entries, for some reason. To get a sense of why this might be problematic, let’s take another look at R.Q. Snafu and Faux Pas’ submissions from yesterday:

While such a top page does indeed include the requisite information Millicent or her boss would need to contact the author (although Faux Pas’ does it better, by including more means of contact), cramming it onto the first page of text doesn’t really achieve anything but saving a piece of paper. It doesn’t even shorten the manuscript or contest entry, technically speaking: the title page is never included in a page count; that’s why pagination begins on the first page of text.

So what should a proper title page for a book manuscript or proposal look like? Glad you asked:

Got all three of those images indelibly burned into your cranium? Good. Now weigh the probability that someone who reads as many manuscripts per day as Millicent the agency screener — or her boss, or the editor to whom her boss likes to sell books — would NOT notice a fairly substantial difference in the presentation. Assess the likelihood of that perception’s coloring any subsequent reading of the manuscript in question.

The answer’s kind of obvious once you know the difference, isn’t it? Isn’t it?

No? Okay, take a gander at another type of title page Millicent often sees — one that contains the right information, but is so unprofessionally formatted that the care with which the writer followed the content rules gets entirely lost:

title picture

Where should I even begin with this one? It’s pretty, undoubtedly, but would anyone care to start listing any of the five things wrong with it?

If you immediately zeroed in on the picture, give yourself a gold star for the day; since there is literally no chance that any image a writer chooses to place on a manuscript or proposal’s title page will end up on the published book’s cover (the usual rationale for including them at this stage), decorating your submission’s title page with photos or drawings will just seem bizarre to Millicent. (And that goes double for Mehitabel, the veteran literary contest judge.)

Award yourself two gold stars if you said Ms. White should nix the red lettering — or any lettering that isn’t black, for that matter — or that her contact information should not have been centered. Pin a great big blue ribbon on yourself, too, if you also pointed out that Ms. White used two different typefaces here, a classic standard format no-no. Not to mention the fact — although I do seem to be mentioning it, don’t I? — that the type size varies.

I feel a rule coming on: like everything else in the manuscript, the title page should be entirely in 12-point type. It should also be in the same font as the rest of the manuscript.

With the usual caveat: unless an agent specifically requests otherwise, of course. Or contest’s rules; double-check for title page restrictions, which are quite common.

Otherwise, you may place the title in boldface if you like, but that’s it on the funkiness scale. No matter how cool your title page looks with 24-point type or the picture you would like to see on the book jacket, resist the urge, because Millicent will be able to tell from across the room if you didn’t.

Don’t believe me that size matters? See for yourself:

Quite a difference, isn’t it? Apart from Mssr. Smith’s tragic font choice and his not having countermanded Word’s annoying propensity to reproduce e-mail addresses in blue ink, did you notice any potentially-distracting problems with this title page?

If you said that it included both a slug line (the author’s name and title in the upper right margin of the page) and a page number in the bottom right corner, snag yourself yet another gold star from petty cash. Add whipped cream and walnut clusters if you mentally added the reason that those additions are incorrect: because the title page is not the first page of text, and thus should not be formatted as if it were.

Nor should title pages be numbered. This means, incidentally, that the title page should not be counted as one of the 50 pages in those 50 pages the agent of your dreams asked you to submit, either. Nor would it count toward the total number of pages for a contest entry.

That loud whoop you just heard was contest-entering writers everywhere realizing that they could squeeze another page of text into their entries.

Before I sign off for today — and while you’ve got title pages on the brain — let me briefly address incisive reader Lucy’s observation on today’s first example. Specifically, here’s what she had to say when I originally introduced it yesterday:

You mention initials being a gender-less faux-pas… what if you have a weird name which is gender confusing? Say a boy named Sue? Should he put Mr. Sue Unfortunate on his title page? Or just Sue Unfortunate?

Lucy’s responding, of course, to the fine print on R.Q.’s first page. Here it is again, to save you some scrolling:

I was having a little fun in that last paragraph with the still surprisingly common writerly belief that the agents and editors will automatically take a submission by a woman more seriously if the author submits it under her initials, rather than under her given first name. J.K. Rowling aside, this just isn’t true, at least in fiction circles.

In fact, in North America, women buy the overwhelming majority of novels — and not just women’s fiction, either. Literary fiction readers (and agents, and editors) tend to have two X chromosomes — and some of them have been known to prefer reading books by Susans rather than Roberts.

Again, I just mention.

So unless you have always hated your parents for christening you Susan, you won’t really gain anything professionally by using initials in your nom de plume instead. Go ahead and state your name boldly:

unfortunate2

Even better, why not publish under a name you actually like instead? That’ll show your Susan-loving parents.

I just ruffled a few feathers out there, didn’t I? “But Anne,” I hear an initialed purist exclaim, “I don’t want to be judged as a female writer; I want to be judged as a writer. What’s wrong with removing gender markers altogether from my title page — or my query letter, for that matter?”

Well, there’s nothing wrong with it per se, Susan, except that these days, it almost invariably results in Millicent’s seeing such initials and murmuring, “Oh, this is a female writer who doesn’t want to be identified as one,” rather than “Gee, I wonder who this mystery person without a first name is. I’m just going to leap right into this manuscript with no gender-based expectations at all.”

Why will Millie have this reaction, you ask? Because female writers — and with a few notable exceptions, almost exclusively female writers — have been submitting this way for a couple of hundred years now. It’s not all that hard a code to crack.

Historically, the hide-my-sex-for-success strategy has been used far, far less by male authors — except, of course, that hugely prolific and apparently immortal author, Anonymous, and the reputedly male writers of such ostensibly female-penned classics of wantonness (avert your eyes, children) as THE HAPPY HOOKER and COFFEE, TEA, OR ME?. Even during periods when the most popular and respected novelists have been women (and there have been quite a few in the history of English prose, contrary to what your high school English textbook probably implied), when someone named Stanley Smith wrote a novel, the title page has generally said so.

Because, you see, even back then, readers would have assumed S. Smith the novelist was a nice lady named Susan. It’s probably where your parents got the idea to christen you that.

All that being said, the choice to initial or not is entirely up to you — or, more accurately, to you and your agent. Some sets of initials look cool in print, just as some names look better than others on book jackets.

Or so claimed my father, the intrepid fellow who demanded that the maternity ward nurse convey him to a typewriter to see how my name looked in print before committing to filling out my birth certificate. You know, to see how if it would look good on a book jacket. So for those of you who have wondered: however improbable it sounds, Anne Mini IS in fact my given name; it just happens to look great in print, thanks to a little paternal forethought.

All of that, of course, is preliminary to answering Lucy’s trenchant question, which is: how on earth does a writer with a gender-ambiguous name delicately convey whether s/he would prefer to be addressed as Ms. or Mr.? Actually, s/he doesn’t, at least on the title page, or indeed in the query letter; that’s a matter for subsequent conversation with the agent. At worst, the agent will call and ask for Ms. Unfortunate; you can live with that, can’t you, Susan?

Besides, unless a writer’s gender is crucial to the story being told, why should it come up before then?

See earlier commentary about being judged by one’s writing, not one’s gender. But if a writer is genuinely worried about it, s/he could always embrace Sue’s strategy above, and use a more gender-definite middle name in the contact information.

And keep your chins up, Susans everywhere — you may have little control over what literary critics will say about your work, but you do have control over what name they call you. That’s worth something, isn’t it?

Keep up the good work!

The mysteriously mysterious strictures of standard format, part V: let’s start from the top — of the submission stack, that is

sagrada familia construction

Has everyone recovered from the last few posts’ worth of inoculation with professional formatting know-how? Yes, that was indeed a whole lot of information to absorb at once, now that you mention it. It may have left a bit of a sore place, but much better a one-time quick sting than engendering years of rejection without knowing why, I always say. Once you’ve gotten exposed to the correct way to format a book manuscript, chances are that you’ll be immune to formatting problems in the future.

Why, yes, I have run that metaphor right into the ground. How kind of you to notice.

There’s a reason I’m hammering on it so hard, however: one of the great fringe benefits of inoculation is that, as unpleasant as it may have been at the sticking-point, so to speak, the stuck usually doesn’t have to think all that much about smallpox or whooping cough for quite a long time afterward.

So too with standard format for book manuscripts — once a writer gets used to how a professional submission is supposed to look, everything else is going to look wacky. As I have been threatening begging you to believe promising you repeatedly every few minutes while running through the standard format strictures, once you get used to how a professional manuscript is put together, any other formatting is going to feel downright uncomfortable.

And to prove it to you, I’m going to spend the rest of this series let you see precisely HOW different standard format and non-standard format appears to the pros. In the spirit of that old chestnut, SHOW, DON’T TELL, I shall be sliding in front of your astonished eyes pages that follows the rules right next to ones that don’t.

That way, you’ll learn to tell which is which when I don’t happen to be standing next to you, whispering in your ear. I find that writers tend to work better with minimal nearby murmurings.

But before I launch into it, the usual caveats: what I’m about to show you is for BOOKS and BOOK PROPOSALS only, folks. At the risk of repeating myself (and repeating myself and repeating myself), I’ve been talking for the last few posts only about how books and book proposals should be formatted, not about short stories, screenplays, poetry, magazine and newspaper articles, or anything else.

If you’re looking for formatting tips for any of the latter, run, don’t walk, to consult with those knowledgeable souls who deal with that kind of writing on a day-to-day basis. By the same token, it would be a trifle silly to look to those who deal exclusively with other types of formatting for guidance on constructing a book manuscript, wouldn’t it?

Yes, I’ve mentioned this before, and recently. I shall no doubt mention it again, because I’m constantly meeting aspiring writers who believe, mistakenly, that writing is writing, and thus all of it should be formatted identically. That’s just not the case. Book manuscripts should be formatted one way, short stories (to use the most commonly-encountered other set of rules) another.

Please recognize that not everything that falls under the general rubric writing should be formatted identically. So if your favorite source — other than yours truly, of course — tells you to do something diametrically opposed to what I’m showing you here, may I suggest double-checking that the other source is indeed talking about book manuscripts and not, say, submissions to a magazine that accepts short stories?

I hate to burst anyone’s bubble, but contrary to popular belief, submission standards differ by type of publication. Yet surprisingly often, those giving practical to aspiring writers will conflate the format for, say, short stories, one with that for book manuscripts, resulting in a first page that will look incorrect to either. (Although, generally speaking, such guidelines tend to stick closer to the short story format than to the book.)

So if you have encountered conflicting bit of advice on the internet — and if you’ve done even the most minimal search on the subject, I’m sure you have — consider the source. And if that source does not make a distinction between book and short story format, be wary.

Everyone clear on that? Good, because I wouldn’t want any of you to be submitting short stories to magazines using the format we’ve been talking about here.

Caveat #2: check submission guidelines before you submit. I’ve been presenting standard format here, but if the agent of your dreams (or the agent with whom you are currently signed, if they don’t happen to be the same person) has expressed a strong preference for his clients formatting in a manner opposed to what you see here, for heaven’s sake, run with that.

But only for submission to that particular agent. Long-time readers, chant it with me now: not every piece of formatting advice writers hear at conferences or online refers to a hard-and-fast rule. Sometimes, an expressed preference is merely personal.

Which is to say: major deviations from standard format are genuinely uncommon — among manuscripts that agents are currently submitting to editors at major US publishing houses, at least — but let’s face it, you’re not going to get anywhere telling an established agent that no one else’s clients are using 18-point Copperplate Gothic Bold if he happens to have an unnatural affection for it. Part of working with an agent entails trusting that he knows more about marketing books than you do. If he doesn’t, you wouldn’t want to be working with him, right?

I must have misheard all of the query-weary submitters out there. The answer you meant to give is a resounding yes.

And before my last statement sends anyone out there into that time-honored writerly I’ve just signed with an agency but what if I chose the wrong one? panic, remember this: if you’ve done your homework before you signed, and thus are certain that he has a solid recent track record selling books in your category, you have every reason to have faith in your representative.

Or so I keep telling myself when I can’t sleep at night. Hey, handing one’s hopes and dreams to someone else to market is hard.

Please study the examples to follow very, very carefully if you are planning to submit book-length work to a North American agent or editor anytime soon: writers often overlook odd formatting as a possible reason that an otherwise well-written manuscript might have been rejected.

Oh, not all by itself, generally speaking, unless the violation was truly egregious by industry standards, something along the lines of submitting unnumbered pages or not indenting paragraphs, for instance, the kind of faux pas that might actually cause Millicent to cast the entire submission aside unread. But in a garden-variety well-written manuscript that combines non-standard format with even just a couple of the common agents’ pet peeves — a cliché on page 1, for instance, or several misspellings in the first paragraph — the result is generally fatal.

Certainly, other rejection reasons get a lot more airplay, particularly at writers’ conferences. If you want to take a long, hard look at some of the better-discussed reasons, I would urge you to gird your loins and plunge into the REJECTION ON PAGE ONE category at right. (Not for the faint of heart: I went over list of instant-response rejection reasons given by a group of agents going over a stack of actual submissions at a conference, one by painful one.)

Yet surprisingly little conference time seems to be devoted to deviations from standard format for manuscripts. Why shouldn’t conference speakers take thirty seconds of their speaking gigs to pointing out, for instance, that the ways in which a professional manuscript does not resemble a published book — ways that are unfortunately quite obvious to an agent, editor, contest judge, etc., from practically the moment their eyes light upon a submission?

Why is it so very apparent, you ask? Because much of the time, submitting writers will work overtime to make it apparent.

Seriously, many aspiring writers clearly go out of their way to format their submissions to resemble published books, in the mistaken belief that this will make their work seem more professional. As we’ve already discussed in this series, the opposite is generally true — and often, it’s apparent in a professional reader’s first glance at the first page of a submission.

If the implications of that last assertion made you dizzy — if, for instance, you found yourself picturing our old pal Millicent the agency screener pulling a submitted manuscript out of its envelope, casting a critical eye over the first page, hooting, and stuffing the whole thing into the handy SASE along with a photocopied rejection letter — try placing your head between your knees and breathing slowly.

Go ahead. I’ll wait until you recover.

And then follow up with a hard truth that may get those of you new to the game hyperventilating again: the VAST majority of submissions are rejected not only on page 1, but within the first few lines of page 1. Heck, a harried Millicent will derive a negative impression of a manuscript even prior to page 1.

Keep taking those nice, deep breaths. That dizziness will pass shortly.

Ah, some of you have found your breaths again, haven’t you? “Oh, come on, Anne,” I hear some hard-boiled submission veterans scoff, “she makes up her mind that this isn’t a submission to take seriously before to page 1? How is that even possible?”

Well, the most common trigger is the absence of any title page whatsoever. Many submitters, for reasons best known to themselves, omit the title page altogether — often, I suspect, because they are unaware that a professional book-length manuscript always has a title page.

Why? Long-time readers (or even those who have been paying attention over the last several posts), pull out your hymnals and sing along with me now: a properly-formatted title page tells an agent precisely how to contact the brilliant author who wrote it — and tells an editor precisely how to contact the agent who represents her.

Was that gargantuan gasp a signal that those of you who have title page-free submissions circulating at the moment are just a teeny bit worried? If so, relax: forgetting to include a title page almost certainly won’t prevent Millicent from reading your submission at all. She tends to read even the most bizarrely-formatted submissions for at least a line or two (although often no more than that). But that initial impression of an author’s lack of professionalism — or, to call it by a kinder name, of having a lot to learn about how the publishing industry works — does often translate into a rather jaundiced reading eye for what comes next.

Why? Well, let’s take a peek through her reading glasses, shall we? The first thing Millicent sees when she opens the average requested materials package is something like this:

If you’re having trouble reading the fine print, try double-clicking on the image.

Have it in focus now? Good. Our Millie might also encounter a first page like this:

Or, heaven help us, like this:

So tell me: why might Millicent take one look at these and conclude that the respective submitters of these three first pages could use a good class on manuscript formatting — and thus would be time-consuming clients for her boss to sign?

I see all of you long-term blog readers out there with your hands in the air, jumping up and down, eager to tell everyone what’s wrong with this as a first page of text — and you’re absolutely right, of course. We’re going to be talking about precisely those points in the days to come.

For now, however, I want you to concentrate upon how this example has failed as both a title page and a first page of text: by not including the information that Millicent would expect to see on either.

What makes me so sure she would find this discovery disappointing, at best? Because what she (or her boss agent, or an editor, or a contest judge) would have expected to see on top of that pile of paper was this:

good title

This is a standard manuscript title page for the same book — rather different, isn’t it? Visibly different, in fact, from several paces away, even if Millicent isn’t wearing her reading glasses.

Again, submitting the earlier examples rather than that last would not necessarily be instantly and automatically fatal to a manuscript’s chances, of course. Most of the time, Millicent will go ahead and plunge into that first paragraph of text anyway.

However, human nature and her blistering reading schedule being what they are (for those of you new to this screener’s always-rushed ways, she has a stack of manuscripts up to her chin to screen — and that’s at the end of a long day of screening queries; manuscript submission is in addition to that), if she has already decided that a submission is flawed, just how charitable an eye do you think she is likely to cast upon that typo in line 13?

To use her favorite word: next!

To be fair to Millicent, while it may well be uncharitable of her to leap to the conclusion that Faux Pas’ or Ridiculous’ manuscripts are likely to be unpolished because they did not include a proper title page, agencies do have a vested interest in signing writers who present themselves professionally. For one thing, they’re cheaper to represent, in practical terms: the agent doesn’t have to spend as much time working with them, getting their manuscripts ready to submit to editors.

Let’s face it, no agent in his right mind would send out a manuscript that didn’t include a standard title page. It serves a number of important — nay, vital — marketing functions.

To understand why, let’s take another look at the professional version. So you don’t have to keep scrolling up and down the page, here it is again:

good title

Did you take a nice, long look? Good. While we’re at it, let’s also take a gander at a proper title page for a book with a subtitle):

Those formats firmly in your mind? Excellent. Now for a pop quiz: how precisely do Rightly and Collie’s first sheets of paper promote their respective books than Faux Pas or Ridiculous’ first pages?

Well, right off the bat, a good title page tells a prospective agent or editor what kind of book it is, as well as its approximate length. (If you do not know how to estimate the number of words in a manuscript, or why you should use an estimate rather than relying upon your word processor’s count, please see the WORD COUNT category at right.) Both of these are pieces of information that will tell Millicent instantly whether the submission in her hand would meet the requirements of the editors to whom her agency tends to sell.

Oh, yes, that’s important in a submission, whether to an agency or a publishing house. Really, really important.

Why? Well, think about it: if Millicent’s boss had decided not to represent Action/Adventure anymore, or if editors at the major houses had started saying that they were only interested in seeing Action/Adventure books longer than 90,000 words, Rightly Stepped would be out of luck.

But then, being a savvy submitter, ol’ Rightly would also want his work to be represented by an agent who just adores very long Action/Adventure novels — and regularly goes to lunch with scads and scads of editors who feel precisely the same way, right?

As I may have mentioned seven or eight hundred times before (in this post, it feels like), the standard title page also tells Millicent precisely how to contact the author to offer representation — and that’s a very, very good thing for everyone concerned. If I’ve said it once, I’ve said it a thousand times: it’s ALWAYS in an aspiring writer’s interest to make it easy for an agent to help her.

I might be wrong, of course, but I suspect that not forcing Millicent to forage through the mountain of paper on her desk to find a misplaced cover letter with your phone number on it might be a good start toward being easily helpable.

By contrast, Faux Pas’ first page doesn’t really do anything but announce the title of the book and leap right into the story. That’s one underachieving piece of paper, isn’t it?

Starting to get the hang of how a title page is supposed to look? Don’t worry, if not — I’ll give you a little more title-spotting practice next time, when, I assure you, I have a good deal more to say on the subject. Keep up the good work!

The mysteriously mysterious strictures of standard format, part IV: drawing some lines in the sand

seagull in the sand

I’m so sorry, everyone — my website experienced a wee meltdown late Thursday night. Some hidden toggle evidently got switched, and ever since, apparently, it has been impossible to post a comment on my last post. Rather unfriendly, wasn’t it, since I’d specifically asked all of you to comment with questions?

Rest assured, any reluctance to hear from you rested firmly on the technology side, not the human one. So please, feel free to comment away.

This would be an especially good time to bring up any long-smoldering concerns about formatting, actually, since I’m going to be devoting next week’s posts to showing you how standard format for manuscripts looks on the printed page. Some of my best examples were derived from readers’ questions; this time around, in fact, in response to a recent reader’s request, I’m going to be adding an entire post on how to format a book proposal.

So if there’s a principle we’ve discussed within the last few days that you’d like to see in action, please, don’t be shy.

Today, I’m going to be wrapping up my theoretical discussion of standard format. In the interest of having all of the rules listed in a single post, let’s recap what we’ve already covered.

(1) All manuscripts should be printed or typed in black ink and double-spaced, with one-inch margins around all edges of the page, on 20-lb or better white paper.

(2) All manuscripts should be printed on ONE side of the page and unbound in any way.

(3) The text should be left-justified, NOT block-justified. By definition, manuscripts should NOT resemble published books in this respect.

(4) The preferred typefaces are 12-point Times, Times New Roman, Courier, or Courier New — unless you’re writing screenplays, in which case you may only use Courier. For book manuscripts, pick one (and ONLY one) and use it consistently throughout your entire submission packet.

(5) The ENTIRE manuscript should be in the same font and size. Industry standard is 12-point.

(6) Do NOT use boldface anywhere in the manuscript BUT on the title page — and not even there, necessarily.

(7) EVERY page in the manuscript should be numbered EXCEPT the title page.

(8) Each page of the manuscript (other than the title page) should have a standard slug line in the header. The page number should appear in the slug line, not anywhere else on the page.

(9) The first page of each chapter should begin a third of the way down the page, with the chapter title appearing on the FIRST line of the page, NOT on the line immediately above where the text begins.

(10) Contact information for the author belongs on the title page, NOT on page 1.

(11) Every submission should include a title page, even partial manuscripts.

(12) The beginning of EVERY paragraph of text should be indented .5 inch. No exceptions, ever.

(13) Don’t skip an extra line between paragraphs, except to indicate a section break.

(14) NOTHING in a manuscript should be underlined. Titles of songs and publications, as well as words in foreign languages and those you wish to emphasize, should be italicized.

All of those make sense, I hope, at least provisionally? Excellent. Moving on…

(15) All numbers under 100 should be written out in full: twenty-five, not 25. But numbers over 100 should be written as numbers: 1,243, not one thousand, two hundred and forty-three.

I’m surprised how often otherwise industry-savvy aspiring writers are unaware of this particular rule, but the instinct to correct it in a submission is universal in professional readers. Translation: NOT doing it will not help you win friends and influence people at agencies and publishing houses.

Like pointing out foreign-language words with special formatting, this formatting rule was originally for the benefit of the manual typesetters. When numbers are entered as numbers, a single slip of a finger can result in an error, whereas when numbers are written out, the error has to be in the inputer’s mind.

There are only two exceptions to this rule: dates and, of course, page numbers. Thus, a properly-formatted manuscript dealing with events on November 11 would look like this on the page:

ABBOTT/THE GREAT VOYAGE/82

On November 11, 1492, fifty-three scholars divided into eighteen parties in preparation for sailing to Antarctica. It took 157 rowboats ten trips apiece to load all of their books, papers, and personal effects onboard.

And not like this:

ABBOTT/THE GREAT VOYAGE/Eighty-two

On November eleventh, fourteen hundred and ninety-two, fifty-three scholars divided into eighteen parties in preparation for sailing to Antarctica. It took a hundred and fifty-seven rowboats ten trips apiece to load all of their books, papers, and personal effects onboard.

Do I see some hands waving in the air? “But Anne,” inveterate readers of newspapers protest, “I’m accustomed to seeing numbers like 11, 53, 18, and 10 written as numerals in print. Does that mean that when I read, say, a magazine article with numbers under 100 depicted this way, that some industrious editor manually changed all of those numbers after the manuscript was submitted?”

No, it doesn’t — although I must say, the mental picture of that poor, unfortunate soul assigned to spot and make such a nit-picky change is an intriguing one. What you have here is yet another difference between book manuscript format and, well, every other kind of formatting out there: in journalism, they write out only numbers under 10.

Unfortunately, many a writing teacher out there believes that the over-10 rule should be applied to all forms of writing, anywhere, anytime. Yes, this is true for newspaper articles, where space is at a premium, but in a book manuscript, it is WRONG, WRONG, WRONG.

Did I mention it was wrong? And that my aged eyes have actually seen contest entries knocked out of finalist consideration over this particular issue? More than once? And within the year?

AP style differs from standard format in several important respects, not the least being that in standard format (as in other formal presentations in the English language), the first letter of the first word after a colon should NOT be capitalized, since technically, it’s not the beginning of a new sentence. I don’t know who introduced the convention of post-colon capitalization, but believe me, I’m not the only one who read the submissions of aspiring book writers for a living that’s mentally consigned that language subversive to a pit of hell that would make even Dante avert his eyes in horror.

That’s the way we nit-pickers roll. We like our formatting and grammatical boundaries firm.

Heck, amongst professional readers, my feelings on the subject are downright mild. I’ve been in more than one contest judging conference where tables were actually banged and modern societies deplored. Trust me, you don’t want your entry to be the one that engenders this reaction.

So let’s all chant it together, shall we? The formatting and grammatical choices you see in newspapers will not necessarily work in manuscripts or literary contest entries.

Everyone clear on that? Good, because — are you sitting down, lovers of newspapers? — embracing journalistic conventions like the post-colon capital and writing out only numbers under ten will just look like mistakes to Millicent and her ilk on the submission page.

And no, there is no court of appeal for such decisions; proper format, like beauty, is very much in the eye of the beholder. So if you were planning to cry out, “But that’s the way USA TODAY does it!” save your breath.

Unfortunately, although my aforementioned heart aches for those of you who intended to protest, “But how on earth is an aspiring writer to KNOW that the standards are different?” this is a cry that is going to fall on deaf ears as well. Which annoys me, frankly. The sad fact is, submitters rejected for purely technical reasons are almost never aware of it. With few exceptions, the rejecters will not even take the time to scrawl, “Take a formatting class!” or “Next time, spell-check!” on the returned manuscript. If a writer is truly talented, they figure, she’ll mend her ways and try again.

And that, in case any of you had been wondering, is why I revisit the topic of standard format so darned often. How can the talented mend their ways if they don’t know how — or even if — their ways are broken?

(16) Dashes should be doubled — rather than using an emdash — with a space at either end. Hyphens are single and are not given extra spaces at either end, as in self-congratulatory.

Yes, yes, I know: you’ve probably heard that this rule is obsolete, too, gone the way of underlining. The usual argument for its demise: books no longer preserve these spaces, for reasons of printing economy, so many writing teachers tell their students just to go ahead and eliminate them. An AP-trained teacher will tell you to use the longer emdash, as will the Chicago Manual of Style.

In this, however, they are wrong, at least as far as manuscripts are concerned. (You’re starting to get used to that, right?)

Standard format is invariable upon this point: a doubled dash with a space on either end is correct; anything else is not. And yes, it is indeed a common enough pet peeve that the pros will complain to one another about how often submitters get it wrong.

They also whine about how often they see manuscripts where this rule is applied inconsistently: two-thirds of the dashes doubled, perhaps, sometimes with a space at either end and sometimes not, with the odd emdash and single dash dotting the text as well. It may seem like a minor, easily-fixable phenomenon from the writer’s side of the submission envelope, but believe me, inconsistency drives people trained to spot minor errors nuts.

Your word-processing program probably changes a double dash to an emdash automatically, but CHANGE IT BACK. If only as a time-saver: any agent would make you do this before agreeing to submit your manuscript to an editor, so you might as well get into this salutary habit as soon as possible.

(17) Adhere to the standard rules of punctuation and grammar, not what it being done on the moment in newspapers, magazines, books, or on the Internet — including the rule calling for TWO spaces after every period and colon.

In other words, do as Strunk & White say, not what others do. Assume that Millicent graduated with honors from the best undergraduate English department in the country, taught by the grumpiest, meanest, least tolerant stickler for grammar that ever snarled at a student unfortunate enough to have made a typo, and you’ll be fine.

Imagining half the adults around me in my formative years who on the slightest hint of grammatical impropriety even in spoken English will work, too.

The primary deviation I’ve been seeing in recent years is leaving only one space, rather than the standard two, after a period. Yes, printed books often do this, to save paper (the fewer the spaces on a page, the more words can be crammed onto it, right?). A number of writing-advice websites, I notice, and even some writing teachers have been telling people that this is the wave of the future — and that adhering to the two-space norm makes a manuscript look obsolete.

At the risk of sounding like the harsh grammar-mongers of my youth, poppycock. Although some agents and editors do now request eliminating the second space at the submission stage, the doubled space is still the norm. Agents, very good ones, routinely submit manuscripts with doubled spaces to editors, also very good ones, all the time. Successfully.

So when in doubt, adhere to the rules of English. Unless, of course, you happen to be submitting to one of those people who specifically asks for single spaces, in which case, you’d be silly not to bow to their expressed preferences. (Sensing a pattern here?)

Fortunately, for aspiring writers everywhere, those agents who do harbor a strong preference for the single space tend not to keep mum about it. If they actually do tell their Millicents to regard a second space as a sign of creeping obsolescence, chances are very, very good that they’ll mention that fact on their websites.

Double-check before you submit. If the agent of your dreams has not specified, double-space.

Why should that be the default option, since proponents of eliminating the second space tend to be so very vocal? Those who cling to the older tradition are, if anything, more vehement.

Why, you ask? Editing experience, usually. Preserving that extra space after each sentence in a manuscript makes for greater ease of reading, and thus editing. As anyone who has ever edited a long piece of writing can tell you, the white space on the page is where the comments — grammatical changes, pointing out flow problems, asking, “Does the brother really need to die here?” — go.

Less white space, less room to comment. It really is that simple.

Oh, and it drives the grammar-hounds nuts to hear that time-honored standards are being jettisoned in the name of progress. “What sane human being,” they ask through gritted teeth, “seriously believes that replacing tonight with tonite, or all right with alright constitutes progress? Dropping the necessary letters and spaces doesn’t even save significant page space!”

Those are some pretty vitriol-stained lines in the sand, aren’t they?

Let’s just say that until everyone in the industry makes the transition editing in soft copy — which is, as I have pointed out many times in this forum, both harder and less efficient than scanning a printed page — the two-space rule is highly unlikely to change universally. Just ask a new agent immediately after the first time he’s submitted to an old-school senior editor: if he lets his clients deviate from the norms, he’s likely to be lectured for fifteen minutes on the rules of the English language.

I sense that some of you are starting to wring your hands and rend your garments in frustration. “I just can’t win here! Most want it one way, a few another. I’m so confused about what’s required that I keep switching back and forth between two spaces and one while I’m typing.”

I hate to be the one to break it to you, but inconsistent formatting is likely to annoy both sides of the aisle. Whichever choice you embrace, be consistent about it throughout your manuscript; don’t kid yourself that an experienced professional reader isn’t going to notice if you sometimes use one format, sometimes the other.

He will. So will a veteran contest judge. Pick a convention and stick with it.

But don’t fret over it too much. This honestly isn’t as burning a debate amongst agents and editors as many aspiring writers seem to think. Both ways have advocates, and frankly, there are plenty of agents out there who report that they just don’t care.

As always: check before you submit. If the agent’s website, contest listing, and/or Twitter page doesn’t mention individual preferences, assume s/he’s going to be submitting to old-school editors and retain the second space.

And be open to the possibility — brace yourselves; you’re not going to like this — that you may need to submit your manuscript formatted one way for a single agent on your list, and another for the other nineteen.

I told you that you weren’t going to like it.

(18) Turn off the widow/orphan control; it gives pages into an uneven number of lines.

That one’s pretty self-explanatory, isn’t it? Think of it as my Valentine’s Day present to you.

What, too practical? You would have preferred something made out of lace or chocolate?

There you have it: the rules. Practice them until they are imbedded into your very bones, my friends: literally every page of text you submit to an agent, editor, or literary contest (yes, including the query letter and synopsis) for the rest of your professional life should be in standard format.

Okay, so maybe that’s not the most romantic view of the future imaginable, but we’re all about practicality here at Author! Author! That, and drawing some much-needed lines in the sand.

Happy Valentine’s and Presidents’ Days, everybody. Keep up the good work!

The mysteriously mysterious strictures of standard format, part III: pretty is as pretty does

yard with petals

Another pretty picture for you today, campers, to soothe the fractured soul and as a refresher for those you trapped in that magnificent East Coast blizzard. As Shelley wrote, if winter comes, can spring be far behind?

It’s also a reward for virtue, both for those brave enough to be learning the contours of standard format for the first time and those dedicated many who stick with it every time I revisit the topic. Believe me, feedback and questions from both categories of intrepid reader have made Author! Author! an infinitely better, more useful, and friendlier place for writers. You all deserve far more than a nice photo of my back yard, of course, but I am, as always, most grateful.

So here’s another gift, a little trifle that I was going to save for the end of this series: working your way first through this series, then through your manuscript, while undoubtedly time-consuming, will in the long term save you a whole heck of a lot of time.

Was that massive sound wave that just washed over my studio two-thirds of you suddenly crying, “Huh?”

It’s true, honest. While the applying these rules to a manuscript already in progress may seem like a pain, practice makes habit. After a while, the impulse to conform to the rules of standard format becomes second nature for working writers. Trust me, it’s a learned instinct that can save a writer oodles of time and misery come deadline time.

How, you ask? Well, to a writer for whom proper formatting has become automatic, there is no last-minute scramble to change the text. It came into the world correct — which, in turn, saves a writer revision time. Sometimes, those conserved minutes and hours can save the writer’s proverbial backside as well.

Scoff not: even a psychic with a very, very poor track record for predictions could tell you that there will be times in your writing career when you don’t have the time to proofread as closely as you would like, much less check every page to make absolutely certain it looks right. Sometimes, the half an hour it would take to reformat a inconsistent manuscript can make the difference between making and missing a contest deadline.

Or between delighting or disappointing the agent or editor of your dreams currently drumming her fingers on her desk, waiting for you to deliver those minor requested changes to Chapter 7. (You know, that lighthearted little revision changing the protagonist’s sister Wendy to her brother Ted; s/he is no longer a corporate lawyer, but a longshoreman, and Uncle George dies not of a heart attack, but of 12,000 pounds of under-ripe bananas falling on him from a great height when he goes to the docks to tell Ted that Great-Aunt Mandy is now Great-Uncle Armand. If only Ted had kept a better eye on that load-bearing winch!)

Or, for nonfiction writers, delivering the finished book you proposed by the date specified in your publishing contract. Trust me, at any of these junctures, the last thing you’ll want to have to worry about are consistent margins.

Perversely, this is a kind of stress that makes writers happy — perhaps not in the moment we are experiencing it, but on a career-long basis. The more successful you are as a writer — ANY kind of writer — the more often you will be in a hurry, predictably. No one has more last-minute deadlines than a writer with a book contract.

Just ask any author whose agent is breathing down her neck after a deadline has passed. Especially if the writer didn’t know about the deadline until it had already come and gone. (Oh, how I wish I were kidding about that.) And don’t even get me started on the phenomenon of one’s agent calling the day after Thanksgiving to announce, “I told the editor that you could have the last third of the book completely reworked by Christmas — that’s not going to be a problem, is it?”

Think you’re going to want to be worrying about your formatting then? Believe me, you’re going to be kissing yourself in retrospect for learning how to handle the rote matters right the first time, so you can concentrate on the hard stuff. (What would many tons of bananas dropped from that height look like, anyway?)

That’s the good news about how easily standard format sinks into one’s very bones. The down side, is that once people — like, say, the average agent, editor, or Millicent — have spent enough time staring at professionally-formatted manuscripts, anything else starts to look, well, unprofessional.

The implications of this mindset are vast. First, as I mentioned yesterday, if an agent or editor requested pages, it would behoove you to send them in standard format, unless s/he SPECIFICALLY tells you otherwise. Ditto with contest entries: it’s just what those who read manuscripts professionally expect to see. It’s so much assumed that s/he probably won’t even mention it, because most agents and editors believe that these rules are already part of every serious book-writer’s MO.

So much so, in fact, that agents who’ve read my blog sometimes ask me why I go over these rules so often. Doesn’t everyone already know them? Isn’t this information already widely available? Aren’t there, you know, books on how to put a manuscript together?

I’ll leave those of you reading this post to answer those for yourselves. Suffice it to say that our old pal Millicent the agency screener believes the answers to be: because I like it, yes, yes, and yes.

Second, this mindset means that seemingly little choices like font and whether to use a doubled dash or an emdash — of which more below — can make a rather hefty difference to how Millicent perceives a manuscript. (Yes, I know: I point this out with some frequency. However, as it still seems to come as a great surprise to the vast majority aspiring writers; I can only assume that my voice hasn’t been carrying very far the last 700 times I’ve said it.)

I hate to be the one to break it to you, but professional-level critique is HARSH; it’s like having your unmade-up face examined under a very, very bright light by someone who isn’t afraid to hurt your feelings by pointing out flaws. In the industry, this level of scrutiny is not considered even remotely mean.

Actually, if your work generates tell-it-like-it-is feedback from a pro, you should be a bit flattered — it’s how they habitually treat professional authors. Yet the aforementioned vast majority of submitting writers seem to assume, at least implicitly, that agents and their staffs will be hugely sympathetic readers of their submissions, willing to overlook technical problems because of the quality of the writing or the strength of the story.

I’m not going to lie to you, though — every once in a very, very long while, the odd exception that justifies this belief does in fact occur. If the writing is absolutely beautiful, or the story is drool-worthy, but the formatting is all akimbo and the spelling is lousy, there’s an outside chance that someone at an agency might be in a saintly enough mood to overlook the problems and take a chance on the writer.

You could also have a Horatio Alger moment where you find a billionaire’s wallet, return it to him still stuffed with thousand-dollar bills, and he adopts you as his new-found son or daughter. Anything is possible, of course.

But it’s probably prudent to assume, when your writing’s at stake, that yours is not going to be the one in 10,000,000 exception.

Virtually all of the time, an agent, editor, contest judge, or screener’s first reaction to an improperly-formatted manuscript is the same as to one that is dull but technically perfect: speedy rejection. From a writerly point of view, this is indeed trying. Yet as I believe I may have mentioned once or twice before, I do not run the universe, and thus do not make the rules.

Sorry. No matter how much I would like to absolve you from some of them, it is outside my power. Take it up with the fairy godmother who neglected to endow me with that gift at birth, okay?

Until you have successfully made your case with her, I’m going to stick to using the skills that she did grant me, a childhood surrounded by professional writers and editors who made me learn to do it the right way the first time. As in my fifth-grade history paper was in standard format; I can still hear my mother blithely dismissing my poor, befuddled teacher’s protests that none of the other kids in the class were typing their papers with, “Well, honestly, if Annie doesn’t get into the habit of including slug lines now, where will she be in twenty years?”

Where, indeed? The strictures of standard format are hardly something that she would have wanted me to pick up on the street, after all.

So let’s start inculcating some lifetime habits, shall we? To recap from earlier posts:

(1) All manuscripts should be printed or typed in black ink and double-spaced, with one-inch margins around all edges of the page, on 20-lb or better white paper.

(2) All manuscripts should be printed on ONE side of the page and unbound in any way.

(3) The text should be left-justified, NOT block-justified. By definition, manuscripts should NOT resemble published books in this respect.

(4) The preferred typefaces are 12-point Times, Times New Roman, Courier, or Courier New — unless you’re writing screenplays, in which case you may only use Courier. For book manuscripts, pick one (and ONLY one) and use it consistently throughout your entire submission packet.

(5) The ENTIRE manuscript should be in the same font and size. Industry standard is 12-point.

(6) Do NOT use boldface anywhere in the manuscript BUT on the title page — and not even there, necessarily.

(7) EVERY page in the manuscript should be numbered EXCEPT the title page.

(8) Each page of the manuscript (other than the title page) should have a standard slug line in the header. The page number should appear in the slug line, not anywhere else on the page.

(9) The first page of each chapter should begin a third of the way down the page, with the chapter title appearing on the FIRST line of the page, NOT on the line immediately above where the text begins.

(10) Contact information for the author belongs on the title page, NOT on page 1.

(11) Every submission should include a title page, even partial manuscripts.

Everyone clear on all that? If not, this would be a dandy time to pipe up with questions. While you’re formulating ‘em, let’s move on.

(12) The beginning of EVERY paragraph of text should be indented .5 inch. No exceptions, ever.
The usual way this rule is expressed — and, indeed, the way I expressed it as recently as the last time I went over standard format — is indent every paragraph 5 spaces. MS Word, however, the standard word processing program of the publishing industry, automatically sets its default first tab at .5 inch.. Yet unless you happen to be using an unusually large typeface like Courier, you’ve probably noticed that hitting the space bar five times will not take you to .5 inches away from the left margin; in Times New Roman, it’s more like 8 spaces.

This discrepancy leaves some aspiring writers perplexed, understandably. Clearly, a choice needed to be made here — so why is standard indentation at .5 inch now, rather than at five characters?

History, my dears, history: the five spaces rule is from the days of typewriters. Back in the days when return bars roamed the earth, there were only two typefaces commonly found on typewriters, Pica and Elite. They yielded different sizes of type (Pica roughly the equivalent of Courier, Elite more or less the size of Times New Roman), but as long as writers set a tab five spaces in, and just kept hitting the tab key, manuscripts were at least consistent.

After the advent of the home computer, however, computer-generated manuscripts have become the norm. The array of possible typefaces exploded. Rather than simply accepting that every font would have slightly different indentations, the publishing industry (and the manufacturers of Word) simply came to expect that writers everywhere would keep hitting the tab key, rather than hand-spacing five times at the beginning of each paragraph. The result: the amount of space from the left margin became standardized, so that every manuscript, regardless of font, would be indented the same amount.

So why pick .5 inch as the standard indentation? Well, Elite was roughly the size of Times New Roman, 12 characters per inch. Pica was about the size of Courier, 10 characters per inch. The automatic tab at .5 inch, therefore, is pretty much exactly five spaces from the left margin in Pica.

All of which is a long-winded way of saying that in this instance, at least, Word’s default settings are the writer’s friend. Keep on hitting that tab key.

Which brings me back to the no exceptions, ever, part: NOTHING you send to anyone in the industry should EVER be in block-style business format. And for a pretty good reason: despite the fact that everyone from CEOs to the proverbial little old lady from Pasadena has been known to use block format from time to time (blogs are set up to use nothing else, right?), technically, non-indented paragraphs are not proper for English prose.

Period. That being the case, what do you think Millicent’s first reaction to a non-indented page 1 is likely to be?

That loud clicking sound that some of you may have found distracting was the sound of light bulbs going on over the heads of all of those readers who have been submitting their manuscripts (and probably their queries as well) in block paragraphs. Yes, what all of you newly well-lit souls are thinking right now is quite true: those submissions may well have been rejected at first glance by a Millicent in a bad mood. (And when, really, is she not?)

Yes, even if the writer submitted those manuscripts via e-mail. (See why I’m always harping on how submitting in hard copy, or at the very worst as a Word attachment, is inherently better for a submitter?) And that’s a kinder response than Mehitabel the veteran contest judge would have had: she would have looked at a block-formatted first page and sighed, “Well, that’s one that can’t make the finals.”

Why the knee-jerk response? Well, although literacy has become decreasingly valued in the world at large, the people who have devoted themselves to bringing good writing to publications still tend to take it awfully darned seriously. To publishing types, any document with no indentations, skipping a line between paragraphs, and the whole shebang left-justified carries the stigma of (ugh) business correspondence — and that’s definitely not good.

Why, you ask? Well, do you really want the person you’re trying to impress with your literary genius to wonder about your literacy?

I thought not. And which do you think is going to strike format-minded industry professionals as more literate, a query letter in business format or one in correspondence format (indented paragraphs, date and signature halfway across the page, no skipped line between paragraphs)?

Uh-huh. And don’t you wish that someone had told you THAT before you sent out your first query letter?

Trust me on this one: indent your paragraphs in any document that’s ever going to pass under the nose of anyone even remotely affiliated with the publishing industry.

Including the first paragraph of every chapter, incidentally. Yes, published books — particularly mysteries, I notice — often begin chapters and sections without indentation. But again, that lack of indentation was the editor’s choice, not the author’s, and copying it in a submission, no matter to whom it is intended as an homage, might get your work knocked out of consideration.

(13) Don’t skip an extra line between paragraphs, except to indicate a section break.

I’m serious about that being the ONLY exception: skip an extra line to indicate a section break in the text, and for no other reason.

Really, this guideline is just common sense — so it’s a continual surprise to professional readers how often we see manuscripts that are single-spaced with a line skipped between paragraphs (much like blog format, seen here in all of its glory).

Why surprising? Well, since the entire manuscript should be double-spaced with indented paragraphs, there is no need to skip a line to indicate a paragraph break. (Which is, in case you were not aware of it, what a skipped line between paragraph means in a single-spaced or non-indented document.) In a double-spaced document, a skipped line means a section break, period.

Also — and this is far from insignificant, from a professional reader’s point of view — it’s practically impossible to edit a single-spaced document, either in hard copy or on screen. The eye skips between lines too easily, and in hard copy, there’s nowhere to scrawl comments like Mr. Dickens, was it the best of times or was it the worst of times? It could hardly have been both!

So why do aspiring writers so often blithely send off manuscripts with skipped lines, single-spaced or otherwise? My guess would be for one of two reasons: either they think business format is proper English formatting (which it isn’t) or they’re used to seeing skipped lines in print. Magazine articles, mostly.

But — feel free to shout it along with me now; you know the words — a professional book manuscript or proposal is not, nor should it be, formatted like any published piece of writing.

A few hands have been waving urgently in the air since I started this section. “But Anne!” those of you who have seen conflicting advice point out, “I’ve always heard that there are specific markers for section breaks! Shouldn’t I, you know, use them?”

I wouldn’t advise including these throwbacks to the age of typewriters — the * * * section break is no longer necessary in a submission to an agency or publishing house, nor is the #. So unless you’re entering a contest that specifically calls for them, or the agency to which you’re planning to submit mentions a preference for them in its submission requirements, it’s safe to assume that professional readers won’t expect to see them in a book manuscript or proposal.

Why were these symbols ever used at all? To alert the typesetter that the missing line of text was intentional.

That being said, although most Millicents will roll their eyes upon seeing one of these old-fashioned symbols, they tend not to take too much umbrage at it, because the # is in fact proper for short story format. A writer can usually get away with including them. However, since every agent I know makes old-fashioned writers take these markers out of book manuscripts prior to submission, it’s going to save you time in the long run to get into the habit of trusting the reader to understand what a skipped line means.

(Actually, I do know a grand total of one agent who allows his clients to use short-story formatting in book manuscripts. But only if they write literary fiction and have a long resume of short story publications. He is more than capable of conveying this preference to his clients, however.)

One caveat to contest-entrants: do check contest rules carefully, because some competitions still require * or #. You’d be amazed at how seldom many long-running literary contests update their rules.

(14) NOTHING in a manuscript should be underlined. Titles of songs and publications, as well as words in foreign languages and those you wish to emphasize, should be italicized.

Fair warning: if you consult an old style manual (or a website that is relying upon an old style manual), you may be urged to underline the words and phrases mentioned above. And just so you know, anyone who follows AP style will tell you to underline these. As will anyone who learned how to format a manuscript before the home computer became common, for the exceedingly simple reason that the average typewriter doesn’t feature italic keys as well as regular type; underlining used to be the only option.

DO NOT LISTEN TO THESE TEMPTERS: AP style is for journalism, not book publishing. They are different fields, and have different standards. And although I remain fond of typewriters — growing up in a house filled with writers, the sound used to lull me to sleep as a child — the fact is, the publishing industry now assumes that all manuscripts are produced on computers. In Word, even.

So DO NOT BE TEMPTED. In a submission for the book industry, NOTHING should be underlined. Ever.

Professional readers are AMAZED at how often otherwise perfectly-formatted manuscripts get this rule backwards — seriously, it’s a common topic of conversation at the bar that’s never more than 100 yards from any writers’ conference in North America. (You already knew that the conference center’s bar is the single best place to meet most of the agents, editors, and authors presenting at the average writers’ conference, didn’t you?) According to this informal and often not entirely sober polling data, an aspiring writer would have to be consulting a very, very outdated list of formatting restrictions to believe that underlining is ever acceptable.

Again, since your future agent is going to make you change all of that underlining to italics anyway, you might as well get out of the habit of underlining now. Like, say, before submitting your manuscript — because if Millicent happens to be having a bad day (again, what’s the probability?) when she happens upon underlining in a submission, she is very, very likely to roll her eyes and think, “Oh, God, not another one.”

Italics are one of the few concessions manuscript format has made to the computer age — again, for practical reasons: underlining uses more ink than italics in the book production process. Thus, italics are cheaper. So when should you use them and why?

(a) The logic behind italicizing foreign words is very straightforward: you don’t want the agent of your dreams to think you’ve made a typo, do you?

(b) The logic behind using italics for emphasis, as we’ve all seen a million times in print, is even more straightforward: writers used to use underlining for this. So did hand-writers.

(c) Some authors like to use italics to indicate thought, but there is no hard-and-fast rule on this. Before you make the choice, do be aware that many agents and editors actively dislike this practice. Their logic, as I understand it: a good writer should be able to make it clear that a character is thinking something, or indicate inflection, without resorting to funny type.

I have to confess, as a reader, I’m with them on that last one, but that’s just my personal preference. There are, however, many other agents and editors who think it is perfectly fine — but you are unlikely to learn which is which until after you have sent in your manuscript, alas.

Which means — again, alas — there is no fail-safe for this choice. Sorry. You submit your work, you take your chances.

I have a few more rules to cover, but this seems like a dandy place to break for the day. Don’t worry if you’re having trouble picturing what all of this might look like on the page: next week, I’m going to be showing you so many images of actual manuscript pages that you’re going to feel as if you’d gotten locked inside Millicent’s mailbag.

You want to be able to recognize a pretty manuscript when you see one, right? Keep up the good work!

The mysteriously mysterious strictures of standard format, part II: the eye of the beholder

Lenten roses

See the nice, pretty Lenten roses? Aren’t they soothing to behold? Don’t they help lower the blood pressure of those of you who have been reading this blog for a while, the ones who tensed up at the very notion of going through the rigors of standard format for manuscripts again?

No? Well, how about those of you hearing about it for the first time? Or those — and I know you’re out there; I heard from one only yesterday — whose chest tighten at the very notion of writers talking about manuscript presentation amongst themselves at all?

I’ll admit it: it’s a stressful topic, enough so that each time I go over it (on average, 2-3 times per year), I ask myself at least thrice why I’m putting myself — and the rest of you — through it. Delving into the nitty-gritty of the logic behind those pesky rules is no fun by anyone’s standards. And every time I have broached the subject formally, those who have heard rumors elsewhere that something has changed leap upon my well-intentioned little gazelles of advice with the ferocity of hungry lions, demanding that I either recant my not at all heretical beliefs or, as I mentioned yesterday, to compel literally every other writing advice-giver in North America to agree to abide by precisely the same rules.

To dispel any illusions up front: neither of those things is going to happen. In my professional experience, the formatting I’m discussing here is indeed important, and not just in theory. I have sold books adhering to these rules; my editing clients have sold books using them. So I feel entirely comfortable in saying that manuscripts formatted in this manner tend to look professional to people who handle manuscripts for a living.

Does that mean every professional reader, everywhere, every time, will want to see your work formatted this way? No, of course not: should you happen to be submitting to an agent, editor, or contest that specifically asks you to do something else, obviously, you should give him, her, or it what he wants to see.

That’s just common sense, right? Not to mention basic courtesy.

In fact, I would actively encourage you not only to check the standard agency guides for expressions of these preferences, but to run an internet search on any individual agent to whom you were planning to submit, to double-check that s/he hasn’t stated loud and clear that, for instance, s/he prefers only a single space after a period or a colon. Admittedly, it requires a bit more effort on the submitter’s part, but hey, it’s worth it.

Why? Long-time readers, chant it with me now: if an agent or editor has been kind enough to take the time to tell aspiring writers precisely what s/he wants, a savvy writer should pay attention.

Again, that’s just being both smart and polite, isn’t it?

I spot some timid hands raised out there. “But Anne,” point out some confused by conflicting advice — and who could blame them, given the multiplicity of it? “I’ve been doing my homework, and the vast majority of the guide listings and websites I’m seeing don’t talk about format at all. What should I do then?”

Glad you asked. In my opinion — and it’s just my opinion, mind — the best course is to adhere to the rules of standard format.

That’s why I revisit this topic so often. But to repeat the disclaimer I’ve run every single time I’ve run a series on formatting: these are the rules that I use myself, the ones that my lengthy experience tells me work. There are, however, other rules out there, presented by some very credible sources. If you find other guidelines that make sense to you, use them with my good wishes.

Seriously: as far as I’m concerned, what you do with your manuscript up to you; I’m only trying to be helpful here. That’s why I provide such extensive explanations for each of my suggested guidelines — so my readers may consider the various recommendations out there and form their own opinions.

You’re smart people; I know you’re up to the challenge.

I’m also confident that my readers are savvy enough to understand that paying attention to how a manuscript looks does not imply that how it is written doesn’t make a difference. Of course, writing talent, style, and originality count. Yet in order to notice any of those, a reader has to approach the page with a willingness to be wowed.

That willingness can wilt rapidly in the face of incorrect formatting — which isn’t, in response to what half of you just thought, necessarily the result of mere market-mindedness on the part of the reader. After you’ve read a few hundred or thousand manuscripts, deviations from standard format leap out at you. As do spelling and grammatical errors, phrase repetition, clichés, and all of the writing problems we’ve all heard so much about at writers’ conferences.

They’re distractions from your good writing, in other words. My goal here is to help you minimize the distractions that would catch the eye first.

I hear those of you who have spent years slaving over your craft groaning out there — believe me, I sympathize. For those of you who have not already started composing your first drafts in standard format (which will save you a LOT of time in the long run, incidentally), I fully realize that many of the tiny-but-pervasive changes I am about to suggest that you make to your manuscript are going to be irksome to implement. Reformatting a manuscript is time-consuming and tedious, and I would be the first to admit that at first, some of these rules can seem arbitrary.

At least on their faces. Quite a few of these restrictions remain beloved even in the age of electronic submissions because they render a manuscript a heck of a lot easier to edit — and to read, in either hard or soft copy. As I will show later in this series, a lot of these rules exist for completely practical purposes — designed, for instance, to maximize white space in which the editor may scrawl trenchant comments like, “Wait, wasn’t the protagonist’s sister named Maeve in the last chapter? Why is she Belinda here?”

One last, quick caveat before I launch back into the list: the standard format restrictions I’m listing here are not intended to be applied to short stories, poetry, journalistic articles, academic articles, or indeed any other form of writing. The guidelines in this series are for BOOK manuscripts and proposals, and thus should not be applied to other kinds of writing. Similarly, the standards applicable to magazine articles, short stories, dissertations, etc. should not be applied to book proposals and manuscripts.

For the guidelines for these, you may — and should — seek elsewhere. (See my earlier disclaimer of omniscience.)

Everyone clear on that and ready to dive back into the matter at hand? Excellent. To recap from yesterday:

(1) All manuscripts should be printed or typed in black ink and double-spaced, with one-inch margins around all edges of the page, on 20-lb or better white paper.

(2) All manuscripts should be printed on ONE side of the page and unbound in any way.

(3) The text should be left-justified, NOT block-justified. By definition, manuscripts should NOT resemble published books in this respect.

(4) The preferred typefaces are 12-point Times, Times New Roman, Courier, or Courier New — unless you’re writing screenplays, in which case you may only use Courier. For book manuscripts, pick one (and ONLY one) and use it consistently throughout your entire submission packet.

Is everyone happy with those? PLEASE pipe up with questions, if not. In the meantime, let’s move on.

(5) The ENTIRE manuscript should be in the same font and size. Industry standard is 12-point.

No exceptions, please. No matter how cool your desired typeface looks, or how great the title page looks with 14-point type.

Yes, even on the title page, where almost everyone gets a little wacky the first time out. No pictures or symbols here, either, please. Just the facts. (If you don’t know how to format a title page professionally, please see the TITLE PAGE category on the list at right.)

I hate to be the one to break it to you, but there’s a term for title pages with 24-point fonts, fancy typefaces, and illustrations.

It’s high school book report. Need I say more?

(6) Do not use boldface anywhere in the manuscript BUT on the title page — and not even there, it’s not mandatory.

Yes, you read that correctly: you may place your title in boldface on the title page, if you like, but that’s it. Nothing else in the manuscript should be bolded. (Unless it’s a section heading in a nonfiction proposal or manuscript — but don’t worry about that for now; I’ll be showing you how to format both a book proposal and a section break later on in this series, I promise.)

This seems like an odd one, right? Actually, the no-bolding rule is a throwback to the old typewriter days, where only very fancy machines indeed could darken selected type. So historically, using bold in-text is considered a bit tacky for the same reason that wearing white shoes before Memorial Day is in certain circles: it’s a subtle display of wealth.

You didn’t think all of those white shoes the Victorians wore cleaned themselves, did you? Shiny white shoes equaled scads of busily-polishing staff.

(7) EVERY page in the manuscript should be numbered — EXCEPT the title page.

This may seem like a little thing, but you’d be surprised how often violating this rule results in instantaneous rejection. Even if you take no other advice from this series, please remember to number your pages.

Few non-felonious offenses irk the professional manuscript reader (including yours truly, if I’m honest about it) more than an unnumbered submission or contest entry. It ranks right up there on their rudeness scale with assault, arson, and beginning a query letter with, “Dear Agent.”

Why? Gravity, my friends, gravity. What goes up tends to come down — and if the object in question happens to be an unbound stack of paper…

Did that seem like an abstract metaphor? Not at all. Picture, if you will, two manuscript-bearing interns colliding in an agency hallway.

You may giggle, but anyone who has ever worked with submissions has first-hand experience of this, as well as what comes next: after the blizzard of flying papers dies down, and the two combatants rehash that old Reese’s Peanut Butter Cup commercial’s dialogue (“You got romance novel in my literary fiction!” “You got literary fiction in my romance novel!”), what needs to happen?

Yup. Some luckless soul has to put all of those pages back in the proper order. Put yourself in Millicent’s moccasins for a moment: just how much more irksome is that task going to be if the pages are not numbered?

Number your pages. Trust me, it is far, far, FAR easier for Millicent to toss the entire thing into the reject pile than to spend the hours required to guess which bite-sized piece of storyline belongs before which.

FYI, the first page of the text proper is page 1 of the text, not the title page, and should be numbered as such. If your opus has an introduction or preface, the first page of THAT is page 1, not the first page of chapter 1.

Why, you ask? Long-time readers, pull out your hymnals and sing along: BECAUSE A MANUSCRIPT SHOULD NOT LOOK IDENTICAL TO A PUBLISHED BOOK.

The title page is not the only one commonly mislabeled as page one, by the way: epigraphs — those quotations from other authors’ books so dear to the hearts of writers everywhere — should not appear on their own page in a manuscript, as they sometimes do in published books. If you feel you must include one (considering that 99.9999% of the time, Millicent will just skip over it), include it between the chapter title and text on page 1.

If that last sentence left your head in a whirl, don’t worry — I’ll show you how to format epigraphs properly later in this series. (Yes, including some discussion of that cryptic comment about Millicent. All in the fullness of time, my friends.)

(8) Each page of the manuscript (other than the title page) should have a standard slug line in the header. The page number should appear in the slug line, not anywhere else on the page.

Including the slug line means that every page of the manuscript has the author’s name on it — a great idea, should you, say, want an agent or editor to be able to contact you after s/he’s fallen in love with it. The slug line should appear in the upper left-hand margin (although no one will sue you if you put it in the upper right-hand margin, left is the time-honored location) of every page of the text EXCEPT the title page (which should have nothing in the header or footer at all).

A trifle confused by all that terminology? I’m not entirely surprised. Most writing handbooks and courses tend to be a trifle vague about this particular requirement, so allow me to define the relevant terms: a well-constructed slug line includes the author’s last name, book title, and page number, to deal with that intern-collision problem I mentioned earlier. (The slug line allows the aforementioned luckless individual to tell the romance novel from the literary fiction.) And the header, for those of you who have not yet surrendered to Microsoft Word’s lexicon, is the 1-inch margin at the top of each page.

Traditionally, the slug line appears all in capital letters, but it’s not strictly necessary. Being something of a traditionalist, the third page of my memoir has a slug line that looks like this:

MINI/A FAMILY DARKLY/3

Since the ONLY place a page number should appear on a page of text is in the slug line, if you are in the habit of placing numbers wacky places like the middle of the footer, do be aware that it does not look strictly professional to, well, professionals. Double-check that your word processing program is not automatically adding extraneous page markers.

Do not, I beg of you, yield like so many aspiring writers to the insidious temptation add little stylistic bells and whistles to the slug line, to tart it up. Page numbers should not have dashes on either side of them, be in italics or bold, or be preceded by the word “page.”

If that news strikes you as a disappointing barrier to your self-expression, remember, professional readers do not regard formatting choices as conveyers of personal style. The point here is not to make your slug line stand out for its innovative style, but for your manuscript’s pages to look exactly like every other professional writer’s.

And yes, I AM going to keep making that point over and over until you are murmuring it in your sleep. Why do you ask?

If you have a subtitle, don’t include it in the slug line — and if you have a very long title, feel free to abbreviate, to keep the slug line from running all the way across the top of the page. The goal here is to identify the manuscript at a glance, not to reproduce the entire book jacket.

Why not? Well, technically, a slug line should be 30 spaces or less, but there’s no need to stress about that in the computer age. (A slug, you see, is the old-fashioned printer’s term for a pre-set chunk of, you guessed it, 30 spaces of type. Aren’t you glad you asked?)

Keep it brief. For instance. my agent is currently circulating a novel of mine entitled THE BUDDHA IN THE HOT TUB — 26 characters, counting spaces. Since my last name is quite short, I could get away with putting it all in the slug line, to look like this:

MINI/THE BUDDHA IN THE HOT TUB/1

If, however, my last name were something more complicated, such as Montenegro-Copperfield — 22 characters all by itself, including dash — I might well feel compelled to abbreviate:

MONTENEGRO-COPPERFIELD/BUDDHA/1

Incidentally, should anyone out there come up with a bright idea for a category heading on the archive list for this issue other than slug line — a category that already exists, but is unlikely to be found by anyone not already familiar with the term — I’d be delighted to hear suggestions. I’ve called it a slug line ever since I first clapped eyes on a professional manuscript (an event that took place so long ago my response to the sight was not, “What’s that at the top of the page, Daddy?” but “Goo!”), so I’m not coming up with a good alternative. Thanks.

(9) The first page of each chapter should begin a third of the way down the page, with the chapter title appearing on the FIRST line of the page, NOT on the line immediately above where the text begins.

That’s twelve single-spaced lines, incidentally. Don’t panic if you’re having trouble visualizing this — I’ll be giving concrete examples of what the first page of a chapter should look like later in this series.

The chapter title (or merely “Chapter One”) may appear on the FIRST line of the first page — not on the last line before the text, as so many writers mistakenly do. The chapter title or number should be centered, and it should NOT be in boldface or underlined.

Why shouldn’t the title appear immediately above the text, as one so often sees — and, frankly, as some other writing sites advise? Because that’s where the title of a short story lives, not a book’s.

Very frequently, agents, editors and contest judges are presented with improperly-formatted first pages that include the title of the book, “by Author’s Name,” and/or the writer’s contact information in the space above the text. This is classic rookie mistake. To professional eyes, a manuscript that includes any of this information on the first page of the manuscript (other than in the slug line, of course) seems term paper-ish.

So where does all of that necessary contact information go, you ask? Read on.

(10) Contact information for the author belongs on the title page, NOT on page 1.

This is one of the main differences between a short story submission (say, to a literary journal) and a novel submission. To submit a manuscript — or contest entry, for that matter — with this information on page 1 is roughly the equivalent of taking a great big red marker and scrawling, “I don’t know much about the business of publishing,” across it.

Just don’t do it.

“But wait,” I hear some of you out there murmuring, “I need a title page? Since when?”

Funny you should mention that, because…

(11) Every submission should include a title page, even partial manuscripts.

This one seems to come as a surprise to a lot of aspiring writers. You should ALWAYS include a title page with ANY submission of ANY length, including contest entries and the chapters you send after the agent has fallen in love with your first 50 pages.

Why, you ask? Because it is genuinely unheard-of for a professional manuscript not to have a title page: literally every manuscript that any agent in North America sends to any editor in hard copy will include one, for the exceedingly simple reason that it’s the page that includes the agent’s contact information. Yet, astonishingly, a good 95% of writers submitting to agencies seem to be unaware that including it is industry standard.

On the bright side, this means that if you are industry-savvy enough to include a professionally-formatted title page with your work, your submission automatically looks like a top percentile ranker to professional eyes from the moment it’s pulled out of the envelope. It’s never too early to make a good first impression, right?

If you do not know how to format a proper title page — and yes, Virginia, there IS a special format for it, too — please see the TITLE PAGE category at right. Or wait a few days until I cover it later in this series.

Again, it’s entirely up to you. No pressure here.

Before anyone who currently has a submission languishing at an agency begins to panic: you’re almost certainly not going to get rejected SOLELY for forgetting to include a title page. Omitting a title page is too common a mistake to be an automatic deal-breaker for most Millicents. Ditto with improperly-formatted ones. And yes, one does occasionally run into an agent at a conference or one blogging online who says she doesn’t care one way or the other about whether a submission has a title page resting on top at all.

Bully for them for being so open-minded, but as I point out roughly 127,342 times per year in this forum, how can you be sure that the person deciding whether to pass your submission upstairs or reject it isn’t a stickler for professionalism?

I sense some shoulders sagging at the very notion of all the work it’s going to be to alter your pages before you send them out. Please believe me when I tell you that, as tedious as it is to change these things in your manuscript now, by the time you’re on your third or fourth book, it will be second nature to you. Why, I’ll bet that the next time you sit down to begin a new writing project, you will automatically format it correctly. Think of all of the time THAT will save you down the line.

Hey, in this business, you learn to take joy in the small victories.

Next time, I’m going to finish going through the guidelines, so we may move on swiftly to concrete examples of what all of this formatting looks like in practice — because, again, I’m not asking you to embrace these guidelines just because I say so. I want you to have enough information on the subject to be able to understand why following them might be a good idea.

I’m funny that way. Keep up the good work!

The getting-a-book-published basics, part XIV: and then there are the alternate — dare I say more scenic? — routes

to the village center

We’re nearing the end of our crash course on how manuscripts do — and don’t — move from the writer’s fingertips to publication, you’ll be glad to hear. And boy, have we covered a lot of territory over the last few weeks! Admittedly, I could conceivably have guided you over this trail with a somewhat speedier step, dwelling a bit less on the important details, but I consider a working knowledge of how the publishing industry in general, and agencies in particular, function an absolutely essential prerequisite for any aspiring writer intending to market her work.

If by some chance I hadn’t already made that abundantly clear. If I had my way, every writers’ association in the English-speaking world would regularly offer free weekend seminars on this stuff, to discourage any talented writer from walking into the querying and submission process blind.

Heck, I’d love to see this information taught in high schools, along with the basics of standard manuscript format. Now that would be one great English composition course.

Glancing back through the posts in this series, I was reminded of the old joke about the reporter interviewing the famous college professor about how long it typically takes him to write a half-hour lecture.

“Oh, all day,” the professor says, “if it’s a topic I’ve never lectured on before. Sometimes several days. Even a week, if I need to do background research.”

The reporter is awfully impressed at that level of dedication. “Wow, that’s a lot of work. How long to write an hour-long lecture on the same topic?”

The professor shrugs. “About three hours.”

The reporter wonders if the professor misunderstood the question, but after all, this is a learned man; no need to insult his intelligence. Slyly, he asks, “Well, how long would it take you to prepare a three-hour lecture, then?”

The professor smiles. “Would you like me to start right now?”

I suspect that I was reminded of this joke because I couldn’t help noticing that most of the posts in this series are approximately the length of my usual notes for an hour-long lecture, factoring in time for digression and questions — you can take the professor away from the rostrum, but not the rostrum out of the professor’s mind, apparently. But there’s more to it than that: I also believe that there’s a vital lesson here for those who are used to receiving their information about getting published in the kind of sound bites one hears the pros spouting at writers’ conferences and online.

It’s this: while brief, snappy advice may seem simpler, it’s actually significantly harder to produce, at least if it’s done thoughtfully. Unless, of course, the advice-giver is merely parroting the conventional wisdom on the subject, often expressed in dismissive one- or two- sentence bursts. Or as single-page, bullet-pointed to-do lists cribbed from a handout from another conference lecture or website.

Brevity may be the soul of wit, but it’s hardly best tool for explanation.

Trying to follow sound-bite advice is rather like gnawing on cubes of bouillon instead of drinking broth: the two substances may well contain the same ingredients, but it’s certainly easier to digest in the watered-down form. Particularly when, as is often the case for advice aimed at writers, the prevailing aphorisms are deceptively simple.

That’s why it’s both difficult and profoundly important for aspiring writers to come to understand that the much prevailing wisdom you hear glibly passing from mouth to mouth is the bouillon version, not the broth itself.

And frankly, the easy availability of bouillon can lead good writers astray. The combination of those over-concentrated pieces of advice that every writer has heard — the full range from basic writing tips like write what you know and show, don’t tell to the types of things agents and editors like to say at writers’ conferences like good writing will always find a home and it all depends on the writing — with the flat-out wrong popular conception that any genuinely good book will automatically find a publisher instantly can (and frequently does, alas) prompt an aspiring writer to conclude, wrongly, that the process should be easy for a genuinely marketable book. Because all that’s necessary to land an agent and/or editor is to have talent, right? So why bother to learn how to format the manuscript professionally, or to figure out the book category, or even to proofread? Isn’t it the agent and editor’s job to ferret out talent despite how it’s presented?

Um, no. It’s their job to discover writers who can reliably produce marketable prose, adhere to industry standards, and have talent. Even then, the writer’s going to have to take direction well.

Other aspiring writers who have imbibed the bouillon assume that if their manuscripts don’t get picked up right away at the query stage, the problem must be in the quality of the writing. If true talent always gets spotted, then why even speculate that an unprofessional query letter might be the culprit?

These conclusions are completely understandable, of course: it’s what the truisms have taught many aspiring writers to believe. But they are not the whole story, any more than a packet of bouillon is a vat of delicious soup.

Some of you are scratching your heads, aren’t you? “Hmm,” you muse, “is Anne being profound, or is she merely hungry?”

A little of both, I expect. Yet because I have dropped so much potentially quite intimidating information about how books typically get published upon all of you so quickly, I would imagine that the comparatively simple standard aphorisms might be sounding pretty good right about now. Just the facts, ma’am.

I could bore you all at this juncture with some ennobling platitudes about knowledge being power and valuable for its own sake — see my earlier comment about the difficulty of taking the professor out of the girl — but I’m not going to do that. Anyone with the dedication to have plowed through this, let’s face it, often-depressing series doesn’t need that pep talk. You’re all bright enough, I’m sure, to have picked up from my SUBTLE HINTS throughout this series that the archive list at right is so extensively categorized precisely so my readers may find answers to specific practical questions as they come up.

Instead, allow me to suggest something the bouillon-mongers seldom remember to mention: the primary reason that it often takes even excellent manuscripts quite a long time to find agents and a home with a major publisher is that this process is hard.

Anyone who tells you otherwise is probably either trying to promote a book or classes on how to get published — or is attempting to encourage all of the discouraged good writers out there to keep on going in the face of some pretty steep odds. Here’s an aphorism that you’re unlikely to hear at a writers’ conference that is nevertheless true: most aspiring writers give up on finding a home for their manuscripts too quickly.

Given how deeply affected by mercurial market fads agents’ and editors’ choices necessarily are, that’s truly a shame. Especially right now, when the economy is forcing the major publishing houses to be even more cautious than usual in what they acquire.

At the risk of repeating myself: hang in there. To recycle some bouillon of my own, the manuscript that gets rejected today may well not be the one that will get rejected a year or two from now.

But some of you may not be willing to wait that long to see your books in print. This, too, is completely understandable: contrary to what agents often seem to believe, most aspiring writers care more about having their writing available for others to read than about making scads of money on the deal.

Although a few wheelbarrows full of money would be nice, of course.

Which is why — to return to yesterday’s topic — it might make perfect sense to an agent to set aside a manuscript that he professes to love if it doesn’t elicit a fairly lucrative offer in its first circulation, in favor of marketing a client’s next book. In the agent’s mind, the first book hasn’t been discarded; it’s merely waiting to be part of a future multi-book deal.

Seriously, it happens all the time. If an agent thinks a writer has a voice that might hit it big someday, continuing to market that first manuscript to smaller or regional presses might seem like a bad career move, even though going with a smaller press might bring the book into print years earlier. (If these last two paragraphs sound like gibberish to you, you might want to go back and re-read the earlier posts in this series.)

Obviously, this is not necessarily logic that would make sense to a frustrated writer, particularly one who may have spent years and years landing that agent. Heck, even the expectation that there would be a second book ready to go by the time a handful of editors at big publishing houses have had a chance to take a gander at the first would make a lot of aspiring writers turn pale.

If not actually lose their respective lunches. Especially a writer who might have only intended to write one book in the first place.

Authoring only one book is a publishing strategy that often appeals to aspiring writers, particularly memoirists: you have a story to tell, and you tell it. Done. But that’s a career strategy that might not even occur to an agent excited by a new author’s voice.

There’s a reason that “So, what’s your next book?” is such a common question before the ink is dry on the representation contract, after all. Since even authors whose books are released by major publishers seldom make enough to quit their day jobs — remember, few books are bestsellers, by definition — agents tend to be on the lookout for career writers, ones ready, able, and eager to keep launching fine books into the marketplace. From their perspective, planning to write several marketable books is simply very good career sense for a writer who wants to make a living at it.

But that’s not every aspiring writer’s goal, is it? Is it?

Okay, so it is for a whole lot of aspiring writers. But if getting that first — and possibly only — book into print is a writer’s highest priority, investing a great deal of time and energy in landing an agent might not seem like a reasonable trade-off.

And that’s not the only reason a reasonable writer might have qualms about pursuing the standard major publisher route, either. Some might balk at all of the hoops through which large or mid-sized publishers expect first-time authors to leap, up to and including landing an agent first, for instance, or not be too thrilled about the prospect of an agent’s insisting upon changes to the manuscript in order to render it more marketable to the majors. Still others might feel, and rightly, that the time for their books to reach readers is now, not some dim, uncertain time several years hence.

The good news is that, contrary to the underlying assumptions of the bouillon trade, writers do have options other than the big publisher route. And I imagine those of you who have spent much of this series muttering, “Oh, God, NO!” will be overjoyed to hear that a great deal of what I’ve said so far will not apply to the next two sub-topics on our publishing hit parade: publishing through a small house and self-publishing.

No need to conceal your joy; I know, I know.

The small publishing house
Also known as an independent publisher because they are not affiliated with any of the major publishing houses (as imprints are), small presses are often willing to work with authors directly, rather than insisting upon receiving submissions only through agents. Typically, indie houses offer relatively small advances — or sometimes no advance at all — but that’s a calculated risk for an author. Sometimes, it can pay off big time: in recent years, some of the most exciting new fiction has started its printed life at a small press and gotten picked up later by a major publisher.

And because some of you will be able to think of nothing else until I answer the question you just mentally screamed two sentences ago, a writer should approach a small publisher precisely as one does an agent: after having done some research on who publishes what, find out how they prefer to be approached, and send a query.

In other words: as with an agency, it’s never a good idea to send unsolicited manuscripts. Ask first.

By the same token, it’s just as important to do a little research on an indie publisher as on an agent. A well-stocked bookstore is a great place to start; see who is bringing out books like yours these days. Both the Herman Guide and Writer’s Market have good listings of reputable small publishers. So does Preditors and Editors, a fine source for double-checking that the press whose website looks so appealing is in fact a traditional publisher, and not a printer of self-published books for pay.

Hey, you’d be surprised at how often their websites look similar.

I cannot stress sufficiently how important it is to doing your homework, and not merely to avoid being presented with a printing bill. Many an aspiring writer has wasted time and resources approaching a major house’s imprint in the mistaken impression that it’s an independent press, ending up summarily rejected.

How can a savvy writer tell which is which? Check the copyright page of a published book — you know, the one on the flip side of the title page — to see if the press that produced it is an indie or an imprint of a larger house. If it’s affiliated with a major, the copyright page will say.

Select a small press that has a track record of publishing books like yours before you approach. Rather than publishing across a wide variety of book categories, the smaller publishing house tends to specialize. This often turns out to be a plus for authors, as targeting a narrow market often means that a small press can afford to take more chances in what it acquires.

Why can they afford to take more chances, you ask with bated breath? Generally speaking, because their print runs are smaller and they spend less on promotion. And remember how I was telling you that their advances were usually small or non-existent?

Another cost-cutting move: the author usually ends up arranging — and financing the book tour himself. If, indeed, there are public readings at all. (For some useful tips on posts about how writers can set up their own readings, check out the guest posts by FAAB Michael Schein beginning here.)

In fact, over the last couple of years, it’s gotten downright common for small publishers, especially those who market primarily online, to employ the print-on-demand (POD) method, rather than producing a large initial print run, as the major houses do, and placing it in bookstores. (For an explanation of how print-on-demand works, please see the aptly-named PRINT ON DEMAND category on the archive list at right. Hey, I told you that the archive list was broken down into very specific topics!)

Check about this in advance, because POD carries some definite marketing drawbacks: POD books have an infinitely more difficult time getting reviewed (check out the GETTING A BOOK REVIEWED category for more details), and most US libraries have strict policies against buying POD books. So do some bookstore chains that shall remain nameless. (They know who they are!) Even some online retailers won’t carry POD books.

Why, you exclaim in horror? Well, for a lot of reasons, but mostly for because POD still carries a certain stigma; many, many bookbuyers who should know better by now still regard POD as the inevitable marker of a self-published book.

More on why that impression might present marketing problems follows next time. For now, what you need to know is that a small publisher that does not go the POD route is going to have an easier time placing your book on shelves and into the hands of your future readers.

Just something to keep in mind when you’re rank-ordering your list of indie publishers for querying purposes.

On the bright side, an author often has significantly more input into the publication process at a small press than a large one. Because it is a less departmentalized operation than a major publishing house, editors at indie presses often have the time to work more intensively with their authors. For a first-time author who gets picked up by a really good editor who genuinely loves the book, this can be a very positive experience.

It can also, perversely, render an author more attractive to agents and editors at the majors when he’s trying to market his next book. (Since indie presses seldom have much money to toss around, multi-book contracts are rare; see that earlier comment about miniscule advances.) A recommendation from an editor will give you a definite advantage in the querying stage for book #2: a query beginning, Editor Y of Small Publisher X recommended that I contact you about representing my book… is probably going to get a pretty close reading from any agent’s Millicent.

Why? Well, having a successful track record of pleasing an editor at an indie press is a selling point; I tremble to report it, but not all authors are equally receptive to editorial commentary. Also, from an agent’s point of view, the fact that there is already an editor at a press out there who is predisposed to read and admire your work automatically means her job will be easier — if the majors pass on book #2, the editor who worked on book #1 probably will not.

Which is to say: if your first book with a small press does well, they will probably want you to stick around — and might even become a trifle defensive if you start looking for an agent for book #2, especially if it is a press that ONLY works with unagented authors, or who prefers to do so. (Such presses are rare, but they do exist; it is undoubtedly cheaper to work with unagented writers — again, see that earlier comment about advances.)

Don’t be scared off by a presumption that signing with them would that you’re committing to a lifetime relationship. It doesn’t. Small publishers are aware their authors may HAVE to leave them in order to pursue larger markets. Consequently, they expect it. Also, people who work for small presses also understand that it’s not at all unheard-of for a writer to start out at a small press and move up to a big one with the help of an agent.

Actually, the more successful they are at promoting your first book, the more they could logically expect you to move onward and upward. Authors move from press to press all the time, without any hard feelings, and when well-meaning industry professionals genuinely respect an author, the last thing they want to do is to harm their future books’ chances of commercial success. In fact, if your subsequent books do well, the small press will benefit, because new readers will come looking for copies of your first book.

Everybody wins, in short.

That being said, a right of first refusal over your next book is a fairly standard contractual provision for publishers of any size, large or small. It means that when you sell them the first book, you agree to let them look at next before any other publisher does.

That can be very valuable to a small publisher, if your first book takes off. They already know that they like your writing (which means that it is not at all presumptuous for you to assume that they might want your next, incidentally), and they would rather not have to compete in order to retain you.

Translation: you might not see an advance for your next book, either. But if getting your work out there is your primary priority, is that really going to annoy you all that much?

The regional publishing house
This is industry-speak for small publishers located outside the publishing capitals of the world — unless you happen to be talking to someone who works at a major NYC agency or publishing house, in which case pretty much any West Coast publisher would fall into the regional category, too. Sometimes, these presses are affiliated with universities, but many are not.

I bring up conversational use of the term advisedly: if you’ve attended any reasonably large writers’ conference within the last two decades, you’ve probably heard at least one agent or editor talking about regional publishing houses as an alternative to the major publishers. Specifically, you may have heard them answer an attendee’s question with something along the lines of, “Well, I wouldn’t be interested in a romantic thriller about wild salmon conservation, but you might try a Pacific Northwest regional press.”

If you’re like most conference attendees, this response probably felt like a brush-off — which, in fairness, it almost certainly was. Most NYC-based agents who deal with major publisher houses prefer to concentrate on books (particularly novels) that have what they call national interest, rather than what they call mere regional appeal.

Basically, national interest means that a book might reasonably be expected to attract readers from all across the country; books with regional appeal, by contrast, might enjoy a fairly substantial market, but it would be concentrated in one part of the country. Or, to put it another way, books of national interest will strike agents and editors in New York City (or, to a lesser extent, Los Angeles, San Francisco, Toronto, and/or Chicago) as universally appealing.

Interestingly, books set in any of the boroughs of New York are almost never deemed of merely regional interest, even though novels set in Brooklyn do not, as a group, enjoy a demonstrably higher demand than those set in, say, Minneapolis. As far as I know, readers in Phoenix have not been storming bookstores, clamoring for greater insight into daily life in Queens, Chelsea, or Ozone Park. Yet it’s undeniable that many a Manhattan-based agent or editor would find such insights more accessible than those of the fine citizenry of eastern Nevada or the wilds of British Columbia.

Why? Well, it’s not all that uncommon for an NYC based agent or editor, as well as their respective Millicents, never to lived anywhere but the upper eastern seaboard of the United States. My agent boasts that he’s never lived more than ten miles from the hospital where he was born (and if you want to keep on his good side, learn from my sad example and don’t instantly exclaim, “Oh, you poor thing. You really need to get out more.” Trust me on this one.)

The moral: regional marketability, like beauty, most definitely resides in the eye of the beholder.

Which is precisely why a writer of a book with strong regional appeal should consider approaching a local small publisher — which, in most cases, means the local publisher, singular — or at any rate one based in your time zone. A book on homelessness in San Francisco may well strike a Bay Area editor as being of broad interest in a way that it simply wouldn’t to an agent in Manhattan; an incisive novel on the domestic trials of a Newfoundland fishing village might well make more sense to a Canadian editor, or at least can at least find Newfoundland on a map on the first try.

Unless, of course, that last book is by an author who has already won the Pulitzer Prize. Then, you have THE SHIPPING NEWS, and its interest is global. Name recognition is a great dissolver of borders.

Just because a regional press’ editors are more likely to understand the market appeal of your book, however, doesn’t necessarily mean that regional press will be able to get such a book national exposure (although it’s been known to happen.) Like other small publishers, regional presses that concentrate on a particular part of the country usually don’t have much money for book promotion.

What they have tends to be concentrated within a small geographical area. For some books, this works beautifully, but it’s unlikely to land an author on the New York Times’ bestseller list. Again: calculated risk.

Fair warning: contrary to the agent’s comment I reproduced at the beginning of this section, few regional presses actually publish fiction these days, at least in novel form. Some presses who specialize in regional nonfiction do publish short story collections; others will publish regional children’s books. But so few have published novels within the last ten years that I am always astonished when a NYC-based agent implies that they do.

Again, you’re going to want to do your homework before you query or submit. At least more homework than the agent who dismissed the Pacific Northwest novelist above.

Speaking of shifts in publishing, there’s something else you might want to know about approaching a small publisher.

Remember how I had said that things change? Well…
As pretty much any writer whose agent has been circulating a book for her recently could tell you (but might not, for fear of jinxing the submission process), selling a book to a major publisher has gotten a heck of a lot harder over the last couple of years. So much so that agents who would have huffily rejected the very notion of taking their clients’ work to an indie publisher just a few years ago have been thinking about it very seriously indeed of late.

More importantly for those of you who might be considering approaching a small publisher on your own behalf, some of them are actually doing it.

What does that mean for the unagented writer? Well, more competition, among other things, and more polished competition. In other words, an unagented writer’s book usually has to be even better than usual to land a spot in the print queue.

Also, as you may recall from earlier in this series, reputable agents only make money when they sell their clients’ books, so it’s very much in their interest to try to haggle up the advances on books sold to small publishers. In a company where there isn’t, as I mentioned above, much money to throw toward authors, guess what that tends to mean for the advances available for unagented books?

Uh-huh. But again, if your primary goal is to see your work in print, is that necessarily a deal-breaker?

Speaking of money, do make sure before you submit to a small publisher that it isn’t a subsidy press, one that requires authors to put up some percentage of the costs of publication. Unfortunately, not all subsidy publishers are up front about this; the latter’s websites can look awfully similar to the former’s. Before you cough up even one red cent — or, ideally, before you approach them at all — check with Preditors and Editors to see whether the publisher charges authors fees.

Which a traditional small publisher should not. But if chipping in to get your book published sounds like a reasonable idea to you, just you wait until next time, when I’ll be talking about self-publishing.

In any case, you’re going to want to proceed with care — and do your homework. Naturally, this swift overview isn’t the last word on small publishers: as I said, an aspiring writer thinking about going that route owes it to herself do extensive research on the subject. So hie yourself to a well-stocked bookstore, start pulling books in your category off the shelves, and see who published them. Then find out whether any of those presses are open to queries from unagented authors.

And then, who knows? Remember, the only manuscript that stands no chance of getting published is the one its writer never sends out.

I just mention. Keep up the good work!

The getting-a-book-published basics, part XI: a few more observations on offer-acceptance etiquette, and a cautionary tale

lily tomlin operator

There I was, peacefully enjoying some well-deserved rest this weekend, when a prime specimen of that species so justly dreaded by writers, the hobgoblins of self-doubt, abruptly pulled up a pillow and sat down on my bed. “Um, Anne?” the wily fellow asked, playfully poking at my cat with his tail. “You know those last couple of posts about what to say and do when an agent calls and offers representation. What if some gifted writer out there mistakenly believes that the questions you recommended are the only ones it’s polite, reasonable, and necessary to ask?”

I yanked the pillow out from under him. “Demon Joe,” — that’s the name of the hobgoblin who specializes in tormenting advice-giving bloggers in the dead of night, so you’ll know should you ever run into him — “Author! Author!’s readers are much, much smarter than that. They know that just as every manuscript requires different revision, and that every book category requires a slightly different kind of agent, every offer from an agent and every subsequent conversation will differ. Now unhand my cat and get out of here.”

Demon Joe slithered across the comforter until he was nose-to-nose with me. “Perhaps. But did you talk about what a writer’s supposed to say if she has manuscripts out with other agents at the time that she receives the offer?

“I talked about that indirectly,” I said defensively, extracting my cat’s tail from Joe’s grasp. “Last weekend, when I was discussing what to do if an agent asks for an exclusive while another agent is already reading the manuscript. You ought to remember — you yanked me out of bed to write it.”

“True enough.” Demon Joe stroked his small, pointed beard thoughtfully. “And I wouldn’t want to disturb your sleep. I Just can’t help worrying about whether an excited aspiring writer, burbling with glee over a phone call from a real, live agent, is going to be in any mood to, you know, extrapolate. But if you’re confident that you’ve covered all of your bases…”

I hate it when Demon Joe is right. If you’ve ever wondered why some of my posts bear timestamps at three or four in the morning, blame him.

I certainly do.

Here, then, is an extra-special bonus middle-of-the-night end-of-the-weekend post, devoted to that most burning of problems most aspiring writers pray someday to have: what you to say to an agent who wants to represent you, when one or more other agents are also considering your manuscript?”

Seem like an unlikely scenario? It isn’t, actually, for any aspiring writer sending out simultaneous submissions. Any time more than one agent is considering the same manuscript, one possible outcome — the best one, actually — is that the writer will need to say something along the lines of, “Gee, I’m flattered, but I’m afraid that I shall have to talk to the X number of other agents currently reading my book. May I get back to you in, say, two weeks?”

The very idea of saying that to an agent who wants to represent you made some of you faint, didn’t it? Believe me, I’ve been there.

Seriously, I have. I wish I had known from the very beginning that having more than one agent reading a manuscript at a time is actually a very good thing for a writer. At least, if all of the agents concerned are aware that they’re in competition over the book.

“What makes you do darn sure of that?” Demon Joe demands. “Stop eyeballing that head-shaped indentation in your pillow and share your experience.”

Okay, okay — I’ll tell the story, but then I’m going back to sleep. Everybody but me comfortable? Excellent. Let’s proceed.

Many years ago, I had just sent out a packet of requested materials — memoir book proposal plus the first three chapters of a novel — when another agent asked to see my book proposal as well. Naturally, when I sent off the second package, I mentioned in my cover letter that another agent was already considering the project.

Thanks, Demon Joe, but I’m way ahead of you on this one: all of you multiple submitters do know that you should always mention it in your submission cover letter if another agent is already reading any part of your manuscript or book proposal? And that you should always drop any agent already reading your work an e-mail if you submit your work to another agent thereafter?

Well, now you do.

Although I knew to be conscientious about that first part, back in those long-ago days of innocence, I was not aware of the second. Indeed, the hobgoblin of doubt dedicated to torturing aspiring writers waiting to hear back on their submissions — Demon Milton, if you must know his name — would have forbidden my acting upon it if I had known: unfortunately, the old conference-circuit advice about never calling an agent who hasn’t called you first was deeply engrained in my psyche.

In other words, I was too afraid to bug Agent #1 to let her know that Agent #2 was looking at my book proposal. Big, big mistake.

Okay, Demon Joe, stop battering my head with your tail: I’m going to show them how to avoid that particular pitfall before I reveal the hideous consequences of not playing by this particular not-very-well-known rule.

So what should I have done instead? If more than one agent asks to see my manuscript (or, in this particular case, book proposal), I should have informed all of them, pronto, so they could adjust their reading schedules accordingly.

No need to name names, of course, or even to go back and tell Agents #1 and #2 that Agents #4-6 also asked to see it a month later. All that any given agent in the chain needs to know is that she’s not the only one considering it.

But I didn’t know that; frankly, I was too tickled to have attracted so much interest. Having stumbled into this rather common error, I set myself up for another, more sophisticated one.

A month later, Agent #2 called me to offer to represent the book. Since Agent #1 had at that point held onto the proposal for over six weeks without so much as a word, I assumed — wrongly, as it turned out — that she just wasn’t interested. So I accepted the only offer on the table, and sent Agent #1 a polite little missive, thanking her for her time and saying that I had signed with someone else.

Demon Joe is prompting me to pause here to ask: did that sweeping, unjustified conclusion make you gasp aloud?

It should have, especially if you have been submitting within the last couple of years. Six weeks really isn’t a very long time for an agent to hold onto a manuscript, after all; now, six months isn’t an unusual turn-around time. But even back then, when about eight weeks was considered the outside limit of courtesy, I should not have leapt to the conclusion that Agent #1 had simply blown me off.

Two days later, the phone rang: you guessed it, an extremely irate Agent #1. Since she hadn’t realized that there was any competition over the project, she informed me loudly, she hadn’t known that she needed to read my submission quickly. But now that another agent wanted it, she had dug my materials out of the pile on her desk, zipped through them — and she wanted to represent it.

I was flattered, of course, but since I had already told her that I’d accepted another offer, I found her suggestion a trifle puzzling. I had, after all, already burbled an overjoyed acceptance to Agent #2. I couldn’t exactly un-burble my yes, could I?

Yet when I reminded her gently that I’d already committed to someone else, all Agent #1 wanted to know was whether I had actually signed the contract. When I admitted that it was in the mail, she immediately launched into a detailed explanation of what she wanted me to change in the proposal so she would be able to market it more easily.

Had I been too gentle in my refusal? What part of no didn’t she get? “I don’t think you quite understood me before,” I said as soon as she paused to draw breath; #1 must have been a tuba player in high school. “I’ve already agreed to let another agent represent this book.”

“Nonsense,” #1 huffed. “How could you possibly have made up your mind yet, when you haven’t heard what I can do for you?”

I’ll spare you the 15-minute argument that ensued; suffice it to say that she raked me over the coals for not having contacted her the nanosecond I received a request for materials. Agent #1 also — and I found this both fascinating and confusing — used every argument she would invent to induce me to break my word to Agent #2 and sign with her instead.

Unscrupulous? Not exactly. She was merely operating on a principle that those of you who have been following this series should have by now committed to heart: until an agent offers a representation contract and a writer actually signs it, nothing that has passed between them is binding.

As I so often tell first-time pitchers who have just been asked to send pages: until there’s a concrete offer on the table, that nice conversation you just had with that agent about your book is just that, a nice conversation.

Of course, #1 may have taken the axiom to heart a little too much — I had, after all, already said yes to another agent, somebody equally enthusiastic about my proposal — but as it turned out, I should have listened to her. I should also have done my homework better: Agent #2, a charming man relatively new to my book category, actually had very few connections for placing the book.

Yes, Demon Joe: that is something I might have learned had I asked him a few more questions before saying yes. Thank you for pointing that out. Now stop rolling around on my flannel sheets.

What happened here? Well, my initial mistake in not keeping both agents concerned equally well-informed allowed an agent who probably knew that acting quickly was his best chance of competing in a multiple submission situation to shut out a better-qualified agent by the simple expedient of asking first.

So what should I have done instead? Contacted Agent #1 as soon as I received the second request, of course — and called her before I gave Agent #2 an answer.

Admittedly, that second part would have required some guts and finesse to pull off; if #2 was deliberately rushing me to commit before I asked too many questions about his track record in selling my type of book, I doubt that he would have been particularly thrilled about my asking for some time to make up my mind. (His agency went out of business within the year, after all; he gave up on my proposal after showing it to only five editors. I received a letter from one of them, saying that he had not submitted it through the proper channels.)

In the long run, though, it would have clearly been far better for me and my book proposal had I taken the time to make sure that I knew what my options were before I took what I deemed to be an irrevocable step. (For a more tips on handling simultaneous submissions far, far better than I did that first time around, please see the WHAT IF MORE THAN ONE AGENTS ASKS TO SEE MY MANUSCRIPT? category on the archive list at right.)

The story does have a happy ending, however: fortunately, the next time I was lucky enough to be in this position, right after having won a major award for my memoir, I had the experience to know how to handle it. I was also fortunate enough to know several previous winners of that particular contest who were kind enough to give me excellent advice on what to do if I won. (It’s always worth tracking down past winners, if you happen to be a finalist: it’s amazing how nice most authors are one-on-one.)

Just so I can convince Demon Joe to remove his pitchfork from my foot region, let’s recap what a writer should do if more than one agent is considering a manuscript when a representation offer gladdens his heart:

(1) Thank the offering agent, but remind her that other agents are currently considering the manuscript.
That should not be news to her, right?

(2) Ask for 3 weeks to check in with the others and make up your mind.
Since this is precisely what she would expect you to do for her if another agent had made an offer first, she should be fine with this. If she isn’t, offer not to commit to anyone else until you have spoken to her again — and set up an appointment a couple of weeks hence to do just that.

Why as much as three weeks? Because it’s entirely possible that none of the other agents have yet so much as glanced at the manuscript. You don’t expect them to make a representation decision before they’ve read your book, do you?

Demon Joe likes that so much that he’s doing a little jig on my bedroom slippers. “Let me be the one to draw out the implication here: yes, some agents who are aware that a manuscript is being multiply-submitted will wait to hear that someone else has made an offer before they give the manuscript a serious once-over.”

The hobgoblin in charge of that particularly nasty (from the writer’s point of view, anyway) game of chicken is called Harold, in case you were wondering. You might want to mutter at him under your breath, should you ever be the writer caught in this situation.

Which is, lest we forget, a good outcome for a submitter. Back to our to-do list:

(3) Then ask all of the other questions you would have asked Agent #1 if she had been the only agent to whom you submitted.
You want to have a basis to decide between her and any of the other agents who say yes, don’t you?

(4) As soon as you get off the phone with #1, e-mail ALL the other agents currently reading any part of your manuscript. Let them know that you have had another offer — and that if they are interested, you will need to hear from them within the next ten days.
Seem fast? It is. It’s also a reasonable amount of time for a rush read, and it gives you a little leeway if any of the other agents needs more time.

After all, the fact that others are reading it isn’t going to come as a surprise to any of them, right? Besides, you don’t want to keep Agent #1 waiting too long, do you?

Stop poking me in the kidneys, Demon Joe. I was getting to the leeway issue.

It’s not uncommon for agents in this situation to ask for more time to read your work. That’s up to you, but do be aware that if you grant extensions, you’re going to have to tell Agent #1 about them.

Doesn’t sound like such an attractive prospect, does it? Wouldn’t you rather build a little extra time into your arrangement with #1, so #2-16 can miss the mark by a few days without sending you into a nail-gnawing panic?

(5) Try to obtain similar information from every agent who makes an offer.
That way, you will be comparing apples to apples, not apples to squid. So if you ask one for a client list — and you should — ask each one that makes an offer. If you talk to a client of #1, talk to #3′s client as well. Otherwise, it’s just too tempting to sign with the one who spontaneously offered you the most information — who may or may not be the best fit for your work.

(6) Make up your mind when you said you would — or inform everyone concerned that it’s going to take a little longer.
But don’t push it too long, and don’t try to use what one agent has said to hurry another. (Over and above simply informing them that another has made an offer, that is.) This is not a bargaining situation; it’s a straightforward collection of offers from businesspeople about whom you should already have done your homework.

And try not to move the deadline more than once. Why? Well, you’re going to want to have a pleasant working relationship with whomever you choose — and although writers often feel helpless when torn between competing agents, that is not how they will see it. The last impression you

(7) After you’ve chosen, inform the agent with whom you will be signing first.
This is basic self-protection, especially if you’ve had to push the decision deadline back more than once. It’s unusual for an agent to change her mind after making an offer, but if she does, you will be a substantially happier camper if you have other offers in reserve.

(8) After you have sealed the deal with your favorite, inform the others promptly and politely.
Do this even if some of the others didn’t bother to get back to you at all — some agents do use silence as a substitute for no, but it’s not courteous to bank on that. They honestly do need to know that they’re no longer in the running.

Resist the urge — and believe me, you will feel it — to explain in thanks, but no thanks e-mails why you selected the agent you did. The agenting world is not very big, after all, and the other agent(s) really don’t need to know anything but that you have indeed made a decision.

Above all, make sure to thank them profusely for their time. After all, they were excited enough about your writing to consider representing you; don’t you want them to buy your book when it comes out?

Hey, my cats are asleep, my various body parts seem to be free of pitchforks, and the hobgoblin all-clear has sounded. (It sounds a lot like a snore from my SO.)

That means it’s time for me to turn in, campers. Good night, sleep tight, and don’t let the hobgoblins of self-doubt bite. Oh, and keep up the good work!

Entr’acte: when an agent asks for pages, but you’ve already granted an exclusive to somebody else, and other soap opera-worthy dilemmas

Proposal-woodcut

I’m taking a break from my ongoing series on how getting published does and doesn’t work — as those of you following the series may have noticed with alarm, an awful lot of the common wisdom on the subject just isn’t true, or at any rate, just isn’t true anymore — to address a question that I get about once per month from aspiring writers. The latest iteration, courtesy of a comment from intrepid reader Virginia a few days back:

Here’s my question: I submitted only two queries to two agents. One got back to me quickly and did ask for exclusive right to review. A few days after I agreed to this, the second agent replied and asked for pages. I don’t want to violate my agreement, but how do I tell the second agent I’m really happy she wants to see more but she has to wait?

Queriers end up in this kind of dilemma all the time, often without understanding how they got there. An exclusive is always a good thing, right, a sign that an agent was unusually eager to see a queried or pitched book, and thus decided to bypass her usual method of requesting manuscripts?

Not always, no. Sometimes, a request for an exclusive genuinely is the result of an agent’s being so excited by a query or pitch (especially if that book has just won a contest) that she’s afraid that another agent will snap it up first. But far more often, it is the natural and should-have-been-expected outcome when a writer queries an agency that has an exclusives-only policy that the querier simply didn’t do enough research on the agency to know about, and so is surprised by the request.

Especially gobsmacked by this (usually predictable) outcome: queriers who do what virtually every aspiring writer asked to submit materials does (and what I suspect occurred here), sending out requested pages immediately upon receipt of the request. Overjoyed at what they assume (in this case, wrongly) will be the only interest their queries will generate, many multiply-querying writers don’t pause to consider that multiple requests for manuscripts are always a possible outcome while sending out simultaneous queries. So is a situation where one of those agents requests an exclusive.

This is why, in case any of you inveterate conference-goers have been curious, agents, editors, and those of us who teach classes on marketing writing invariably sigh when an aspiring writer raises his hand to ask some form of this particular question — and it’s not for the reason that other aspiring writers will sigh. (The latter will sigh because they wish they had this problem.) They will sigh because they’re thinking, “Okay, did this writer just not do his homework on the agents he approached? Or is he asking me to tell him that he can blithely break the commitment he’s made to Agent #1?”

That’s why everyone else will sigh. I, however, sigh whenever I hear this question because I think, “Okay, I have to assume that the questioner is someone who hasn’t read any of my blog posts on querying or submission, as much as that possibility pains me to consider. But since I have no fewer than four explicitly-named categories on my archive list — conveniently located at the bottom right-hand side of my website’s main page: EXCLUSIVES AND MULTIPLE SUBMISSION, EXCLUSIVES TO AGENTS, SIMULTANEOUS SUBMISSIONS, and WHAT IF MORE THAN ONE AGENT ASKS TO SEE MY MANUSCRIPT? — directly aimed at answering this question, and eight more that deal with it within the larger context of submission (AFTER YOU RECEIVE A REQUEST FOR PAGES, AFTER YOU SUBMIT, HOW LONG BEFORE THE REQUEST FOR PAGES EXPIRES? HOW SOON MUST I SEND REQUESTED MATERIALS? INDUSTRY ETIQUETTE, IS IT OKAY TO SUBMIT TO SEVERAL AGENTS AT ONCE? and REQUESTED MATERIALS), as well as a dramatically-reenacted scenario in the Industry Etiquette series, I also have to assume that the questioner is in a situation that I have managed to overlook addressing in any of these posts. So I shall eschew the temptation just to send the questioner to any or all of those categories, try to understand how and why this situation is unique, and answer the darned question for the 475th time.”

Yes, I can think with that much specificity in mid-sigh, thank you very much. It’s just one of my many talents.

All that being said — or at any rate thought loudly — it actually isn’t fair to leap to the conclusion that if aspiring writers read agents’ websites and agency guide listings more thoroughly, they would never end up in this situation. Sometimes, this request does come out of a genuinely blue sky, whacking a conscientious multiple querier or submitter right in the noggin.

In fact, it seems to be happening to aspiring writers more and more these days, and for good reason: as a group, you’re querying more widely. That’s a good thing.

Now that many agencies routinely just don’t respond to queries at all if the answer is no, it would be equally silly for a savvy writer to query them one at time and to wait to hear back from all of those simultaneous query recipients before submitting to the first agent who asks to see pages.

Often, the writer simply will not know that exclusivity is a possibility until an agent asks for it, and the request is seldom formulated in a manner that informs a writer not already aware of the fact that she can say no. Or put a time restriction on the exclusive, if she grants it at all.

All of these things are true, incidentally. Unless an agency informs would-be queriers in advance that it has an exclusives-only submission policy, a submitting writer is under no obligation to grant a request for an exclusive to an individual agent. And, as with any other favor, the writer has the right to place conditions on it if she grants it.

But widespread misunderstanding of how exclusives work is not the primary reason it isn’t fair for the pros to be dismissive of writers in this situation. We should all have sympathy, because 99.999% of the time, what an aspiring writer asked for an exclusive hears is not, “Okay, this sounds interesting and marketable, but I don’t want to have to rush to beat competing agents in reading the manuscript. Please remove the necessity of my having to hurry by agreeing not to show it to anyone else until I’ve gotten back to you.”

Which is, by the way, what a request for exclusivity means, at base. Deflating to think of it that way, isn’t it?

What 99.999% of aspiring writers in this situation hear is “Oh, my God — this is the most exciting book premise/pitch/query I’ve ever heard. I’m almost positive that I want to represent it, even though I have not yet read a word of the manuscript or book proposal. If you grant my request, I’m going to clear my schedule so I may delve into this submission the nanosecond it arrives in my office.”

And then the giddy aspiring writer is astonished when weeks or months pass before the agent makes a decision, precisely as if there had been no exclusive involved. The only difference, from the writer’s point of view, is that she was honor-bound not to approach other agents until she heard back.

Pardon my asking, but what precisely did the writer gain by granting that exclusive? And does anybody out there have a good suggestion for a new category title that would more quickly catch the eye of (a) submitters who find themselves in this situation, (b) queriers or pitchers who MIGHT find themselves in this situation soon, and (c) readers not patient enough to scroll through a couple of hundred categories to find what they want?

Okay, so the last is a tall order for a 40-character max category title. Believe it or not, the main reason there are so many categories is because I keep hearing from panicked writers who did not instantly find what they were seeking.

I think that a couple of factors contribute the confusion so many agent-seeking writers seem to feel on this subject. First, many writers confuse initial interest with a commitment — why would an agent ask to see a manuscript exclusively, they reason, unless they already thought they might want to sign the author?

The short answer: typically, an agent won’t ask for an exclusive (or for pages, for that matter) unless he thinks representing it as a possibility; since, however, agents who ask for exclusives seldom make the request of only one writer, a writer should not assume that his is the only exclusive on the agent’s desk.

If that last bit made your stomach drop to somewhere around your knees, don’t feel blue, or even slightly mauve: the vast majority of writers who have ever been asked for an exclusive peek at their work were under the same misconception. The temptation to believe the request means more than it actually does is vast.

Compounding this misconception is the cold, hard fact that when aspiring writers agree to an exclusive, they don’t necessarily understand what it actually entails. So let’s invest some blog space into going over the basics.

Hey, maybe this post does belong in my Getting a Book Published Basics! Who’d have thought it?

An exclusive, for those of you new to the concept, is when a writer agrees to allow an agent a specific amount of time to consider representing a particular manuscript, during which no other agent will be reviewing it. In practice, both the agent and the writer agree to abide by certain rules during the specified period:

– ONLY that agent will have an opportunity to read the materials;

– no other agent is already looking at it;

– the writer will not submit it anywhere else;

– in return for this significant advantage (which, after all, pulls the manuscript out of competition with other agents), the agent will make a legitimate effort to read and decide whether or not to offer representation within the specified time period.

 

Is everyone clear on the rules? If not, please leave a comment with a question — just the second I come up with a brand-new category name covering this particular dilemma, today’s post is going to be popping into it. So if you ask now, future writers-in-a-bind will enjoy the full benefit of your having asked.

Okay, now that we know what Virginia agreed to do, let’s take a gander at her options. If she wants to play by the rules — and she should, always — her choices are three.

If she specified a time limit on the exclusive — which the agent will very seldom propose spontaneously; it’s not in her interest — the answer is very simple: if less than that amount of time has passed, don’t send the manuscript to anyone else until it has.

What is she to tell the other agent? Nothing, if the agreed-upon length of the exclusive is reasonable — say, between three and eight weeks. Agents are perfectly used to writers taking some time to revise before submitting requested materials. Virginia’s second agent probably wouldn’t blink twice if she didn’t get back to him before then; remember, it’s not as though an agent who requests materials sit there, twiddling his thumbs, until he receives it.

And what would she gain by telling him she’d already promised an exclusive to another agent, other than informing him that she had already decided that if the other Agent #1 offered representation, she would take it? How exactly would that win her Brownie points with #2 — or, indeed, help her at all?

In practice, all waiting on fulfilling the second request means is that Virginia will have an attractive alternative if Agent #1 decides to pass on the manuscript. That’s bad because…?

Oh, wait: it isn’t. Actually, it’s an ideal situation for a just-rejected submitter to find herself occupying. Way to go, Virginia!

Worrying about what might happen to Virginia if Agent #1 doesn’t get back to her within the specified time frame? Relax; she still has three pretty good options, one completely above-board, one right on the board, and the last slightly under it.

First, the high road: about a week after the agreed-upon exclusive expires, Virginia could send Agent #1 an e-mail (not a call), reminding her that the exclusive has elapsed. Would A1 like more time to consider the manuscript solo, or should Virginia send the manuscript out to the other agents who have requested it?

I can already tell you the answer will be the former. The writer doesn’t achieve much by taking the high road, usually, other than a bit of comfort from the fact that the agent hasn’t forgotten her altogether.

The level road is cosmetically similar, but frees the writer more. Virginia could write an e-mail to the agent, informing her politely that since the agreed-upon period of exclusivity has elapsed, she’s going to start sending out requested materials to other agents. Then she should actually do it, informing Agent #2 in her cover letter that another agent is also considering the work.

That way, she gets what she wants — the ability to continue to market her work — while not violating her agreement with Agent #1. All she is doing is being up front about abiding by the terms of the exclusive.

The slightly subterranean but nevertheless justifiable third option would be not to send an e-mail at all, but merely wait until the exclusive has lapsed to send out the manuscript to Agent #2, informing him that there’s also another agent reading it. I don’t favor this option, personally, because despite the fact that Virginia would be perfectly within her rights to pursue it — the agent is the one who breached the agreement here, not the writer — if Agent #1 does eventually decide to make an offer, Virginia will be left in a rather awkward position.

Enviable, of course, but still a bit uncomfortable.

When an exclusive does not carry an agreed-upon time limit — and most don’t — the ethics are more nebulous, the costs to the writer significantly higher. Sometimes enough so that being asked to grant an exclusive turns out to be a liability.

As exciting as a request for an exclusive may be, it does tie the writer’s hands, for precisely the reason Virginia feels conflicted: throughout the duration of the exclusive, the writer agrees not to show the manuscript to any other agent. If, as in Virginia’s case, other agents are also interested, this can mean a substantial delay in getting the manuscript onto their desks — not to mention the fact that if Agent A offers to represent it, B and C may not see it at all.

In an environment where it often takes 3-6 months to hear back on a submission, it’s not all that hard to envision a situation where a writer might actually want to say no to an exclusive, is it?

While you’re pondering the implications, I’ll be changing the subject slightly, to underscore a few points. But never fear: I’m going to talk about the perils and escape hatches of the unlimited exclusive tomorrow; it’s too complex to toss off in just a few paragraphs.

For now, let’s concentrate on the kind of exclusives a savvy writer should be delighted to grant. To that end, I want to make absolutely certain that each and every querier and submitter out there understands two things — no, make that three:

1) As flattering as a request for an exclusive is to an aspiring writer, granting it is optional; 

2) Since by definition, a writer cannot submit to other agents during the exclusive period — yes, even if the writer queried the others first — it’s ALWAYS a good idea to set a time limit;

3) Since granting it limits the writer’s options, it’s best reserved for situations where one’s top-choice agents are interested in the book.

 

Why limit it to your favorite picks? Try to think of granting an exclusive as if you were applying for early admission to an Ivy League school: if the school of your dreams lets you in, you’re not going to want to apply to other universities, right?

By applying early, you are saying that you will accept their offer of admission, and the school can add you to its roster of new students without having to worry that you’re going to go to another school instead. It’s a win/win, in other words.

So if the best agent in the known universe for your type of writing asks for an exclusive, you might genuinely want to say yes. But if you have any doubt in your mind about whether Harvard really is a better school for your intended studies than Yale, Columbia, or Berkeley — to mix my metaphors again — you might want to apply to all of them at the same time, so you may decide between those that do admit you.

To put it another way, if you are asked for an exclusive because your work is sought-after, it is up to you whether you would prefer to go steady right off the bat or date around a little. Got it?

If not, I can keep coming up with parallel cases all day, I assure you. Don’t make me start sending you to past posts.

That doesn’t mean you should necessarily say no to this type of exclusivity request, but if you say yes, set a reasonable time limit on it, so you don’t keep your book off the dating market too long. This prudent step will save you from the unfortunately common dilemma of the writer who granted an exclusive seven months ago and still hasn’t heard back.

Yes, in response to that gigantic collective gasp I just heard out there: one does hear rumors of agents who ask for exclusives, then hold onto the manuscript for months on end. Within the past couple of years, such rumors have escalated astronomically.

Set a time limit. Four to six weeks is ample.

No need to turn asking for the time limit into an experiment in negotiation, either: simply include a sentence in your submission’s cover letter along the lines of I am delighted to give you an exclusive look at my manuscript, as you requested, for the next month.

Simple, direct — and trust me, if the agent has a problem with the time you’ve specified, s/he’ll contact you to ask for more.

Of course, protecting your ability to market your work isn’t always that simple: negotiation is not possible with the other type of exclusive request, the kind that emerges from an agency that only reviews manuscripts that no one else is; the writer is not offered a choice in the matter. Consequently, a request for an exclusive from these folks is not so much a compliment to one’s work (over and above the sheer desire to read some of it, that is) as a way of doing business.

In essence, exclusive-only agencies are saying to writers, “Look, since you chose to query us, you must have already done your homework about what we represent — and believe us, we would not ask to see your manuscript if we didn’t represent that kind of writing. So we expect you to say yes right away if we make you an offer.”

Noticing a homework theme in all of these unspoken assumptions? Good. Let me pull out the bullhorn to reiterate: because agents tend to assume that any serious writer would take the time to learn how the publishing industry does and doesn’t work — oh, if only some reputable blogger would run a series on THAT, eh? — querying and submitting writers who don’t do their homework are much more likely to get rejected than those who do.

Okay, bullhorns down; back to the issue at hand. Why might an exclusive submissions policy be advantageous for an agency to embrace?

Well, for one thing, it prevents them from ever having to experience the fear associated with the first type of exclusive request. If you send them pages, they may safely assume that you won’t be e-mailing them in a week to say, “Um, Agent Q has just made me an offer, slowpoke. I still would like to consider your agency, so could you hurry up and finish reading my manuscript so you can give me an answer? As in by the end of the week?”

Okay, so you wouldn’t really be that rude. (PLEASE tell me you wouldn’t be that rude.) But let’s face it, agents who don’t require exclusive submissions do receive these types of e-mails fairly often. And nobody, but nobody, reads faster than an agent who has just heard that the author of the manuscript that’s been propping up his wobbly coffee table is fielding multiple offers.

Agencies who demand exclusivity are, by definition, unlikely to find themselves in a similar Oh, my God, I have to read this 400-page novel by tomorrow! situation. After even the third or fourth panicked all-nighter, exclusives might start to look like a pretty good policy.

What does the writer get in return for agreeing not to submit to others for the time being? Not a heck of a lot, usually, unless the agency in question is in fact the best place for his work. But if one wants to submit to such an agency, one needs to follow its rules.

Fortunately, agencies that maintain this requirement tend to be far from quiet about it. Their agents will trumpet the fact from the conference dais. Requires exclusive submissions or even will accept only exclusive queries will appear upon their websites, in their listings in standard agency guides, and on their form replies requesting your first 50 pages.

(Yes, in response to that shocked wail your psyche just sent flying in my general direction: positive responses are often form-letters, too, even when they arrive in e-mail form. I sympathize with your dismay.)

If exclusives-only agencies had company T-shirts, in short, there would probably be an asterisk after the company’s name and a footnote on the back about not accepting simultaneous submissions. If they’re serious about the policy, they’re serious about it, and trying to shimmy around such a policy will only get a writer into trouble.

Do I feel some of you tensing up again? Relax — agencies with this requirement are not very common.

Why? It limits their querying pool. Because they require their potential clients to bring their often protracted agent search to a screeching halt while the submission is under consideration, such agencies are, in the long run, more time-consuming for a writer to deal with than others. As a result, many ambitious aspiring writers, cautious about committing their time, will avoid querying agencies with this policy.

Which, again, is a matter of personal choice. Or it is if you happened to notice before you queried that the agency in question had this policy.

Hey, check their T-shirts. Because I assure you, no one concerned is going to have any sympathy for a writer complaining about feeling trapped in an exclusive. They’ll just assume that he didn’t do his homework.

So check submission policies before you query, everyone; it can save you a world of chagrin later.

Thanks for asking the question, Virginia; I’ll discuss other aspects of your dilemma next time. To you and all of your fellow conscientious writers, keep up the good work!

The romance — and limitations — of exclusivity, part II

1885-proposal-caricature

Last time, I took a break from our ongoing series to respond to a readers’ question about how to handle an exclusive request from an agent. Specifically, she wanted to know what she should do if she had already agreed to let one agent sneak an exclusive peek at her manuscript, but another agent had asked afterward to see it non-exclusively. What’s a writer to do?

The short answer: abide by her commitment to Agent #1 for the duration of the agreed-upon period of exclusivity, then move on to Agent #2. The only apparently shorter answer: what honoring that agreement means vis-à-vis approaching other agents really depends upon the terms of the exclusivity agreement.

Have I lost those of you who walked in halfway through this discussion? Okay, I’ll recap: an exclusive is an arrangement whereby a writer allows an agent to read a particular manuscript while no other agent will be reviewing it. The agent requests an exclusive because he would prefer not to compete with other agents over the manuscript; the writer agrees, presumably, because if this agent says yes, she will neither need nor want to approach other agents.

Let’s be clear about what that means in practice, campers: the writer guarantees that nobody else will be in the running while the requesting agent is pondering the pages. Anyone see a potential problem with that?

Give yourself a large, shiny gold star and a pat on the back if you instantly asked, “Wait a minute — what happens if the request for an exclusive comes in while another agent is already considering the manuscript?” That would indeed present a problem, because by definition, a writer cannot grant an exclusive if any agent is currently reading any part of the manuscript in question; in order to comply with a request for an exclusive, the writer must wait until all of the agents reading it at the time the exclusivity request arrived have informed him of their decisions.

Doesn’t seem like all that complicated a premise, does it? Yet hardly a month goes by when I some exclusive granter doesn’t tap me on the shoulder (physically or electronically) to ask, “Um, Anne, do you remember that request for an exclusive I was so excited about a week and a half ago?” (Or a month and a half, or six months.) “I’ve heard from another agent. What should I do?”

Which leads me to the other potential problem that I sincerely hope some of you came up with two paragraphs ago: what happens if an agent who asked for an exclusive doesn’t get back to the writer within a reasonable amount of time? Is the writer still bound by the exclusivity agreement? Or is there some point at which it’s safe to assume that silence = thanks, but we’re not interested?

The short answers to each of those last three questions, in order: it depends on the terms of the original agreement; it depends on the terms of the original agreement; it depends on the terms of the original agreement.

What does it depend upon? Those of you who read breathlessly through yesterday’s post, shout it along with me now: it depends upon whether the writer had the foresight to set an end date for the exclusive. If an exclusive is open-ended, the writer cannot ethically send out requested materials to other agents until one of two things happens: the exclusive-requester informs the writer that she has rejected the manuscript, or so many months have passed without word from the agent that it’s safe to assume that the answer is no.

Even then — say, six months — I’d still advise sending an e-mail, asking if the exclusive-seeking agent is finished with the manuscript. It’s only polite.

Or avoid this dilemma entirely by hedging your bets from the get-go: grant the exclusive, but send the manuscript along with a cover letter that mentions how delighted you are to agree to a six-week exclusive. The agent can always come back with a request for more time, but at least you won’t be left wondering six months hence whether you’ll offend her if you move on.

I’m sensing some severe writerly disgruntlement out there. “But Anne!” exclaim aspiring writers who want there to be more options. “Why should I borrow trouble? Surely, you don’t expect me to run the risk of offending an agent by implying that he’s not going to get back to me in a timely manner?”

Hey, I don’t expect anything; do as you think best. I’m just the person that aspiring writers keep asking how to get out of an exclusive that hasn’t panned out as they had hoped.

To help you weigh the relevant risks, let’s look at the phenomenon from the other side of the agreement. Generally speaking, agents will request exclusives for only one of three reasons: they fear that there will be significant competition over who will represent the project, they don’t like to be rushed while reading, or it is simply the agency’s policy not to compete with outside agencies, ever.

Do I feel some of you out there getting tense over that third possibility, doing the math on just how many years (if not decades) it could take to make it through your list of dream agents if you had to submit to them one at a time? Relax, campers: requests for exclusives are actually fairly rare.

Why rare? Well, the first kind of exclusive request I mentioned yesterday, the one Agent A might use to prevent Agents B-R from poaching your talents before A has had a chance to read your manuscript (hey, A’s desk is already chin-deep in paper), tends to be reserved for writers with more than just a good book to offer. Celebrity, for instance, or a major contest win fifteen minutes ago. Basically, the agent is hoping to snap up the hot new writer before anybody else does.

Or before the HNW realizes that s/he might prefer to be able to choose amongst several offers of representation. Since pretty much every respectable agency offers the same service, such choices are often made on the basis of connections, how well-established the agency is, or even how well the writer and the agent happen to hit it off. If an agent fears that the other contenders might be able to offer a rosier prospect, it might well be worth her while to buttonhole the HNW and get her to commit to an exclusive before anyone else can get near.

So if you suddenly find yourself the winner of a well-respected literary contest or on the cover of People, remember this: just because an agent asks for an exclusive does not mean you are under any obligation to grant it.

Oh, pick your chin up off the floor. If your work is in demand, it’s not necessarily in your best interest to sign with the first agent who makes an offer — you will want the one with the best track record of selling books like yours, right? Ideally, you would like to be in a position to compare and contrast offers from different agents.

Why not pick the one who asks first and be done with it? Chant it with me now, long-time readers: you do not want to land just any agent; you want the best agent for your work.

If you shouted, “Yes, by Jove: I want to query and submit in a manner that maximizes the probability to be fielding several offers at once!”, then I suggest you consider two questions very carefully before you decide which agents to approach first:

(1) If an agency has an exclusives-only policy, should it be near the top of my query list, potentially forcing me to stop my submission process cold until they get back to me? Or are there agents who permit simultaneous submissions that I could approach all at once before I queried the exclusive-only agency?

(2) Is there an agent on this list to whom I would be OVERJOYED to grant an exclusive, should he happen to request it after seeing my query or hearing my pitch, or would I be equally happy with any of these agents? If it’s the former, should I approach that agent right off the bat, before sending out queries to any exclusives-only agents on the list?

The disgruntled murmur afresh: “Okay, Anne, I get it; an ounce of prevention is worth a pound of cure. But where does this leave Virginia and the many other writers out there who have granted exclusives to the first agent who asked, only to find themselves chafing under the agreement down the line, when other agents asked to see the manuscript? Can’t you offer then just a few ounces of cure?”

Again, it depends: why did the agent asked for the exclusive in the first place, and how long it has been since the writer granted it?

If the agent asked for it because her agency has an advertised policy that it will only consider exclusive submissions, then the writer is indeed obligated to hold off on further submissions. If the agreed-upon period has elapsed, Virginia can always contact the agent and ask point-blank if s/he needs more time.

What the writer should most emphatically NOT do when dealing with an exclusives-only agency is contact the agent, explain that others want to read the work, and ask if it’s okay to submit simultaneously — which, incidentally, is very frequently the writer’s first impulse, if those who contact me on the sly to ask my advice are any indication. Bless their optimistic little hearts, they seem to believe that of only the agent in question understood how eagerly they want to find representation, the agent’s heart would melt.

“Of course, you may indulge in multiple submissions,” the agent would say, tossing candy to the world’s children from Santa’s sleigh, assisted by the Easter Bunny, Bigfoot, and a miraculously still-alive Amelia Earhart. “My agency was just kidding about that whole exclusives-only thing.”

Call me a pessimist, but I simply don’t believe that’s going to happen.

This desire to throw oneself upon the agent’s mercy appears even stronger, if that’s possible, in writers who already have submissions out with other agents, and THEN receive a request for an exclusive from an agent. For many such submitters (who, let’s face it, have a problem most aspiring writers would LOVE to have), the fact of previous submission seems to obviate the agent’s request, or even an exclusives-only agency’s policy.

They couldn’t really mean it in my case, these writers think.

I hate to burst your bubble, Glinda, but I can assure you that they could — and do. Trying to negotiate one’s way out of this situation only tends to change the representation question from whether the agent likes the writer to whether he really wants to deal with someone who has difficulty following directions.

Don’t believe me? Okay, let’s take a gander at an e-mail exchange between an agent and a writer who already has a submission out to another agent:

Dear Melissa:
Thank you for querying me with your novel, TERMINAL INDECISIVENESS. Please send the first fifty pages.

As you may already know, our agency will accept only exclusive submissions. Please enclose a SASE.

Regards,
Clinton McPicky

Dear Clint:
Thank you for your interest in my novel. I would be happy to give you an exclusive, but the fact is, two other agents already have partial manuscripts, and I don’t know when I shall be hearing back from them. I’m really impressed with your agency, though, and I certainly don’t want to knock it out of consideration.

Since it would obviously be impossible for me to give you an exclusive on material that’s already elsewhere, is it okay if I just go ahead and send you what I’ve sent the others?

Melissa

Dear Melissa:
As I mentioned, my agency only accepts submissions on an exclusive basis.

Clinton

What happened here? Melissa tried to shift responsibility for solving her dilemma onto Clinton’s shoulders, that’s what. (Also, she addressed him by a familiar nickname, rather than the name with which he signed his letter; a small thing, but rather rude.) From her point of view, this strategy made perfect sense: his request had caused a problem, so she asked him to modify his request.

From Clinton’s point of view, however, Melissa was asking him to change agency policy for the sake of a single writer who, for all he knows, simply did not bother to check what those policies were before querying. What possible incentive could he have for saying yes?

Got the impulse to quibble out of your system, Melissa? Good. Next time, abide by your agreement: allow Clinton an exclusive until the agreed-upon time has elapsed, then inform him that unless he would like an extension upon his exclusive (which you are under no obligation to grant, Mel), you will be submitting it to the other agents who have requested it.

What’s that you say, Melissa? Isn’t Clinton likely to say no at that point? Perhaps, but not necessarily — and you will have done your level best to conduct your submission process honorably.

“Okay,” the formerly disgruntled agree reluctantly, “I guess that makes some sense. But what about the writer — say, Melissa’s brother Melvin — who has an open-ended exclusive arrangement with Jade, an agent whose agency does not insist upon solo submissions? She’s had it for a while, and four other agents have asked to see his book! Given how many are interested, can’t he just move on without telling her, and hope that she will be the first to make an offer, so he doesn’t have to ‘fess up about sending his manuscript elsewhere?”

The short answer is no. The long answer is that it depends upon how much time has elapsed.

Melvin should check the agency’s website, its agency guide listing, and the letter Jade sent him, asking for an exclusive: has it been at least as long as any mentioned turn-around time — or, to be on the safe side, a couple of weeks longer? If not, he cannot in good conscience send out requested materials to any other agent regardless of whether others requested exclusives in the meantime.

Don’t even consider it, Melvin. Otherwise, your word to Jade would be meaningless, no?

For some reason, the vast majority of the Melvins who creep into my atelier in the dead of night to ask my advice on the subject — a practice I discourage, incidentally; the comment section is there for a reason — almost always seem surprised, or even hurt, by this response. But the situation honestly is pretty straightforward, ethically speaking: Melvin agreed to the exclusive, so everyone in the industry would expect him abide by it.

And as we saw above, contacting everyone concerned to explain the dilemma will not eliminate it; all that will do is tell all of the agents involved that Melvin is trying to change the rules. Either trying to renegotiate with Jade at this point or telling the others they will need to wait, will not win him points with anybody; it will merely look as though he didn’t understand what an exclusive was.

Here’s how I would advise Melvin to handle this dilemma with his integrity intact: wait it out for the stated turn-around time (plus two weeks), then send the polite note I mentioned above: remind her that she asked for an exclusive, but inform her that he has had other requests for materials. Do not leave that last bit out: it’s imperative that Jade is aware before she makes a timing decision that others are indeed interested.

If Jade writes back and says she wants to represent him, he has only two options — saying yes without sending out further submissions or saying no and sending out to the other four. If Jade does make an offer he wishes to accept, it would be courteous of Melvin to send a polite note to the other four, saying precisely what happened: another agent made an offer before he could send out the materials they requested. They’ll understand; this happens all the time.

If Jade asks for more time, Melvin should consider carefully whether he is willing to grant it. If he does, he should set a date — say, a month hence — beyond which he will start sending out manuscripts to the other four.

If, however, Jade doesn’t respond to his polite e-mail within six weeks, he should not, as many writers in this situation are tempted to do, overload her inbox with increasingly panicked e-mails. On day 43 (six weeks + 1 day), Melvin should send the requested materials to the four agents, along with cover letters explaining that others are looking at it simultaneously. No need to specify who is doing the looking, just that they are.

To deal courteously with Jade at this point, he should send a letter, saying that while she is still his first choice (the implication of an exclusive, always), since the exclusive has now expired, he is now sending out requested materials to other agents. As, indeed, he had already given her notice that he might do if she didn’t get back to him.

Again, this happens all the time. As long as a writer does what he said he was going to do, he’s unlikely to run into much trouble with an exclusive — but remember, this is an industry where reputations count; in the long run, it’s in your interest every bit as much as the agent’s that you honor the exclusivity agreement, if you grant it.

A tip for figuring out how long to suggest a requested exclusive should be: take the amount of time you feel you could wait calmly if you had a second request for materials burning a hole in your pocket. Now double it.

Take a gander at that number: is it in days, rather than weeks or months? If so, may I suggest gently that you may be too impatient to be happy with any length of exclusive?

You can always say no, right? Right? Can you hear me?

Frankly, I think most submitters in this situation overreact to the prospect of a comparatively short wait — or did not have a realistic sense of how long it can take these days for an agent to make up his mind about a manuscript. 3-6 month turn-around times are not uncommon, and let’s face it, holding off for a few days or weeks is not going to harm the writer’s chances with the other requesting agents.

Chances are that they’re reasonable people. After all, it’s not as though they requested the materials, then cleared their schedules for the foreseeable future in order to hold their respective breaths until the submission arrived.

And, please, I implore you, do not grant de facto exclusives. If an agent did not ask for an exclusive and the writer did not agree to it, the writer is perfectly at liberty to continue to submit, query, and pitch until a representation contract is signed. While not continuing to pursue other leads while an agent is perusing your work may seem like a well-deserved break, a reward for successful querying, it’s effectively like applying to only one college per year: you might get in eventually, but it’s a far more efficient use of your time to apply to many simultaneously.

So submit widely — and keep those queries and submissions circulating until you land an agent. Just make sure that when you have requested materials out to more than one agent, you tell each that others are looking at it.

Trust me, they’ll want to know, even if they aren’t exclusive-minded. Gives ‘em just a touch of incentive to read faster.

Next time, I shall resume the Back to Basics series. Keep those expectations reasonable, folks, and keep up the good work!

PS: I really was serious yesterday when I asked if any of you lovely readers had any bright ideas for a category title on this subject; people seem to have a hard time finding EXCLUSIVES AND MULTIPLE SUBMISSION. So if you can think of a pithy-yet-eye-catching description less than 40 characters long, please let me know — I shall be eternally grateful, and so will all of the many, many submitters who find themselves in this situation every year.

The getting-a-book-published basics, part VII: unwritten rules, turn-around times, and other things that make writers want to run crying to their mothers

giant kites in Oregon

Before I launch into today’s wit and wisdom, a bit of shameless promotion on behalf of a long-time FAAB (Friend of Author! Author!): the ever-fascinating Mary Hutchings Reed, author of COURTING KATHLEEN HANNIGAN is the featured interview on Women’s Radio’s Your Book is Your Hook. In this radio interview, Mary talks about an issue dear to all of our hearts, successfully marketing one’s own novel. She and other authors also write on the subject at the YBIYH blog.

Okay, back to the business at hand. We begin today’s foray into the realities of publishing with a parable.

I was in a jam-packed coffee shop mid-morning, chatting with a photographer friend of mine. It’s a local mommies’ haunt, so the air was shrill with childish exclamations of joy, outrage, and pay-attention-to-me-now. My much-belated Christmas present to the photographer, a fragile bobble, was wrapped, bubble-wrapped, and in my purse; since the shiny red bow was peeking out, I prudently tucked the purse under the hem of my long skirt whenever children were playing with the contents of the nearby toy box.

You can feel the crisis coming, can’t you? That’s what we in the biz call suspense.

Several three- to five-year-olds were marauding the box when I felt my skirt move beneath me. Before I could shield my purse, a wee pickpocket had nabbed the present and was running away with it, screaming, “Mommy! Christmas!”

Being longer of arm than he was of leg, I was able to snatch the box back before it went smashing to the floor. “No,” I told the miniscule would-be pirate in gentle-but-firm tones, “please don’t take that.”

Naturally, he darted off to tell his mother all about it — probably not flatteringly, as she began glaring at me from the coffee line, twenty feet away. Continuing my interrupted conversation, I gradually noticed a small, terrified figure frozen in my peripheral vision. Another toy box marauder covered his mouth guiltily, as if he expected me to scold him.

Taking in the situation at a glance, as the omniscient narrator of many a late 19th-century novel would say, I hastened to comfort him. “It’s okay — I wasn’t talking to you. You didn’t do anything wrong. Go ahead and play.”

After several soothing iterations, he seemed to calm down. Either that, or the Transformer teetering on the top of the toy pile was more attractive and interesting than I was. Rejection happens to the best of us.

A full two minutes of apparently absorbed play later, Moppet #2′s mother showed up with coffee, stroller, and baby sister. Promptly, the little boy burst into tears, clambered into her lap, and began wailing that he was too scared to play. Amidst the rising hysteria, I could discern only two repeated words: “mean lady!”

Now I had two mothers glaring at me. As the child sobbed, the mother murmured, “I won’t let her hurt you,” and the photographer laughed, I tried to explain what had happened. Without a word to me, Mommy scooped up the increasingly incoherent child and stomped off to a table on the other side of the coffee shop, presumably to distance herself and her brood from my negative aura. The first mother made a point of walking over and introducing herself. For the next hour, nasty glances and reiterations of “I won’t let her hurt you, honey.” passed from their table — yes, the moms joined forces — to ours.

Why am I bringing this up, other than as an explanation of why I don’t tote my laptop to nearby coffee shops as often as I otherwise might? Because even as this story played out, I said to myself, “Wow, this is how a good third of the aspiring writers I know initially reacted to learning how the publishing industry works.”

Yes, seriously. Bear with me here.

Kid #1 is the writer who leaps into approaching agents — or, sacre bleu, editors at publishing houses — without doing his homework: he sees something he wants, so he grabs for it. He doesn’t know better: he calls the agency to pitch directly; he e-mails 45 identical boilerplate queries; he sends an unsolicited manuscript.

And when any of those 45 agents or editors says no, he concludes not that there might be rules he doesn’t know about, but that she’s just mean and withholding.

Kid #2, by contrast, is the writer so terrified by everything he’s heard — on the Internet, at writers’ conferences, from fellow writers — about the perils of rejection that he simply worries himself to a standstill. He wants to play with the toys (which are, after all, there in the box for his enjoyment), but he’s scared of someone yelling at him if he makes the effort. He might do something wrong, and thus blow his chance. Just look at what happened to that other kid!

So he waits for someone in authority to tell him that what he wants to do is okay. And then, like so many aspiring writers who have worked up the courage to query or pitch and have received requests for pages, he loses his nerve.

Far, far less risky to complain vociferously about how genuinely scary the situation is than to stick out his neck solo. Some Millicent might scold him if he tried.

I can’t work the two moms into the metaphor; sorry.

My point is, for both kids, the mere fact that someone they didn’t know was enforcing a rule was intimidating, even if the adult laying down the law was someone as soft-spoken as yours truly. I’m not precisely the type whose approach makes dogs and small children whimper, if you catch my drift, but limits are startling, especially when you’re new to the game.

If you didn’t know that a fence was there until you ran right into it, the shock is substantial. It hurts almost as much as the bump the fence post gave your head.

That doesn’t mean, however, that the fence was out to get you, any more than the lady who doesn’t want you to steal from her purse is mean. Every type of human interaction has its own set of rules, and the sooner a person learns them, the sooner he can learn not to react to impersonal barriers as though they were personal attacks.

On a not entirely unrelated note, last time, I broached the burning question at the front of the mind of every writer who has ever submitted a manuscript to an agency: how soon will the agent make a decision about whether to represent my book?

The answer, pretty much invariably, runs a little something like this: not as quickly as the writer would like.

And that reality, like the excellent life axiom Do Not Lift Things From Other People’s Purses, is applicable to everyone, not just oneself. Try not to take slow turn-around times personally — or as any reflection whatsoever upon the quality or marketability of your writing.

It’s just the way the system works. And no, that present in my bag is not for you, kid.

Don’t believe me? Or, more likely: believe me rationally, but can’t accept it emotionally? Let’s analyze the situation.

Tell me again why the submission process seems to take so long?
As we discussed in the previous post, agents don’t draw out the submission process just to torture writers — the delays in turn-around are often due to logistical considerations, such as the number of screening levels though which a manuscript must pass prior to the agent, how backlogged the agent’s reading schedule is (remember, she doesn’t just need to peruse new clients’ books; her existing client list keeps producing manuscripts, too), and the sheer volume of submissions an agency receives.

Oh, and people who work in agencies have lives too; no one, however dedicated to literature, reads 24 hours per day, 7 days per week, 365 days per year plus one in leap year.

As much as impatient writers might like them to do so. Or to believe that any delay in hearing back, however minute, could only be explained by the agent’s reaction to the manuscript.

But that’s almost never true. Despite the fact that aspiring writers tend to be very, very gifted at manufacturing creative reasons that they haven’t yet received a response after submitting requested materials, the usual reason is quite prosaic: if you haven’t heard back about a submission, chances are that the people at the agency who need to read the manuscript just haven’t had time to get to it yet.

Or at least, as is often the case, haven’t read beyond the first few pages. But believe it or not, when an agent skims the opening of a manuscript and sets is aside to read more closely later, that’s actually good news, from the writer’s perspective. Even if the submission subsequently gathers dust and coffee stains on the corner of his desk, its author has reason to rejoice.

Why? Well, contrary to popular belief, agents and editors will seldom read an entire manuscript before deciding to reject it. Once they come to a page (or paragraph, or even sentence) that raises a red flag, they generally stop reading altogether.

In fact — and you might want to sit down for this, if you’re new to this blog — it’s very, very common for submissions to get rejected before the bottom of page 1. One frequent flag-raiser: wildly unprofessional presentation; in case you’re not aware of it, there is a standard format for book manuscripts (explained in great detail in the posts under the HOW TO FORMAT A MANUSCRIPT and STANDARD FORMAT ILLUSTRATED categories at right).

I can sense some resistance to the concept of quick rejection floating out there in the ether. “But Anne,” dewy-eyed idealists everywhere exclaim, “that can’t possibly be right. No one seriously interested in writing would dismiss a book without reading it. They’ve got to give it a fair chance. If an agent asks to see my manuscript, of course he’s going to take the time to read it!”

Oh, my dears. The explanation is going to be even harder for you to accept than what has already raised your hackles, I’m afraid.

The front-loaded submission screening process
Rejected manuscripts rarely read in their entirety, for the exceedingly simple reason that if a manuscript has problems throughout — anything from clichèd dialogue to grammatical errors to lack of excitement on the page — it tends to show up within the first few pages. Or at least within the first fifty.

Which is why, in case anyone was wondering, agents so often ask for fifty pages. Or the first chapter. Millicent the agency screener assumes — and so does her boss, and so will an editor — that if the writing has problems or the story is weak early on, it will remain so for the rest of the book.

Are you thinking that aspiring writers who take a while to warm up are out of luck? Good; you’re beginning to understand how the system works. And that, my friends, is a significant advantage.

How? Being aware of how front-loaded the submission process is enables a writer intending to submit to edit those opening pages so that at least some of the book’s best writing appears first, as well as prompting a special care to avoid rejection triggers there.

Again, not entirely coincidentally, here at Author! Author!, we tend to spend quite a bit of our energy on how to identify and excise these manuscript red flags. For an intensive analysis of dozens of the most common rejection reasons and tips on avoiding them in your submissions, please see the HOW NOT TO WRITE A FIRST PAGE category on the list at right.

Back to that good news I mentioned above: if an agent reads the first few pages of a submission and sets it aside to peruse later, that means he hasn’t rejected it; unlike the overwhelming majority of submissions, its opening passed muster. Hooray!

Insofar as a submission’s sitting on an agent’s bedside table for three months can be a hooray-inducing situation.

I’m sensing more disturbance in the ether. “Okay,” the idealists concede reluctantly, “I can see how rejection might be a speedier process than acceptance. But if the agent (and his Millicent who screens things for him) makes up his mind that quickly about most rejections, does his setting my manuscript aside to read later mean that he’s already basically decided to accept it?”

Oh, would that it were that simple. Once a manuscript has cleared the instant rejection hurdle, many other criteria come into play.

What makes an agent decide to take on one manuscript, rather than another, when both have been sitting on the edge of his desk for the past three months?
One reason, and one reason only: she believes that she can sell the first book in the current literary marketplace. Period.

In other words, in her professional opinion, not only is the book is well-written and might interest people who buy and read books, but she also has the connections to editors at major or mid-sized publishing houses who will be interested in bringing this particular manuscript to publication. Furthermore, she believes that the book concept and presentation are polished enough that she can begin sending it out to editors without having first to invest tremendous amounts of her time in re-editing the work. Also, based upon how the writer has presented the manuscript and handled the querying/pitching and submission process, she believes that the writer is sufficiently professional and well enough versed in how publishing works that she will not need to hold his hand throughout every step of the process.

Makes you want to run crying to your mother, doesn’t it?

Idealists’ hands just shot up all over the English-speaking world. “But Anne, this extremely complicated set of conclusions is, you must admit, hardly likely to be something an agent is likely to reach on a purely spontaneous basis three lines into the manuscript! So how can Millicent possibly reject any manuscript on page 1?”

Rather easily, as it happens — you wouldn’t believe how many submissions contain major grammatical or logic errors on page 1. But you do have a point, idealists: even for the minority (and it is a minority, alas) with impeccable opening pages, Millicent needs to see more than just a technically correct, clearly-written, genre-appropriate manuscript: she is looking for something that will grab her boss.

In other words, most agents require far, far more reasons to accept a manuscript than to reject it. Just good, or even good and marketable, is seldom good enough to land an agent.

Quash the impulse to throw a toy at the mean lady who is telling you the rules, please. She didn’t make them.

In order to come up with that array of pluses, the agent will need to spend some time getting to know the book. However, that doesn’t necessarily mean that she will be reading it with a charitable eye. Remember, reputable agents only make money if they can sell their clients’ books: she can only afford to take on what she’s confident she can sell.

So since even an extremely successful agent can take on only a few new clients per year — especially in this economy — in practice, agents considering a new client typically read with an eye peeled for reasons not to take on the book.

Yes, even for that tiny percentage of submissions that make it past Millicent. As an agent of my acquaintance likes to say, he scours the first 185 pages of a submission from a would-be client eager to find reasons to reject it. After he’s invested the time to read up through page 185, then he starts looking for reasons to accept it.

Those reasons will not necessarily be purely literary, or even aesthetic, mind you. Agenting is, after all, not a non-profit enterprise devoted to the cause of art for art’s sake, but a business.

The choice to sign a client, then, is very seldom purely the result of the agent’s just falling in love with the book at first sight — although rejection often does come that quickly. She may well fall in love with it eventually, but it’s a more mature, reasoned sort of love, the result of a considered decision, not a gut impulse.

I’m bringing this up because often, the underlying assumption behind the “But what’s taking so long?” cri de coeur is not just the mistaken belief that an agent who requested materials will drop everything in order to read them the moment they arrive, but also the misguided theory that if a book is compelling, the reader won’t be able to put it down until she finishes reading it.

Trust me, people who read manuscripts for a living manage it. All the time. If they couldn’t, they’d never be able to leave work at the end of the day or go to sleep at night.

And you know how Millicent needs her beauty sleep.

Another frequent submitter’s assumption is that good writing is inherently so arresting that any professional reader worth her salt should be able to identify an exciting new voice instantly, practically from the top of page 1. While it is often the case that good writing will make professional readers think, “Wow, I’m looking forward to reading on!” that does not mean the initial tingle of hope should be confused with the ultimate decision to represent the book.

The former merely means that the latter outcome is possible, not that it is guaranteed. That possibility is what keeps Millicent — and her boss, if a submitter is lucky — turning pages.

Thus, the secret writerly fantasy about a literary agent’s taking one look at a query letter or hearing a pitch and crying, “STOP! I don’t need to know anything else! I must sign this writer immediately!” just doesn’t happen in real life. (Well, okay, so it does happen to the occasional celebrity, but I’m guessing that if any of you were already famous and/or internationally disreputable, my blog wouldn’t be the first place you would look to find out how to seek representation.) A reputable agent is going to want to read the manuscript in its entirety before making up her mind — or, for nonfiction, the entire book proposal.

Yes, no matter how stellar the book’s premise may be or how good the writer’s credentials may be for writing it. Many a marvelous idea has been scuttled by poor presentation. As they like to say in the industry, it all depends on the writing.

Yet that truism is a trifle misleading, because — and this would be a good time to reach for your inhaler, if you’re prone to stress-induced asthma — writing quality alone is not necessarily enough going to be enough to charm an agent into agreeing to represent a book.

Yes, the agent generally has to like the writing, find the premise appealing, regard the characters as well-rounded and believable, and so forth, but since she will have to make a substantive argument to an editor about how this manuscript is different and better than both similar books already on the market and the other manuscripts the editor is likely to see anytime soon, she does need to pay close attention to the book’s selling points over and above the beauty of the writing.

Including, incidentally, whether the manuscript is the kind of book that’s selling right now. Not what is currently featured in bookstores at the moment, but what editors are buying now.

Trends: sometimes the writer’s enemy, sometimes friend
As we discussed earlier in this series, there’s generally at least a year between when a publisher acquires a book and when it’s released, so what consumers may buy today is actually a reflection of what editors were buying 12 or 15 months ago, possibly more.

This fact is crucial for aspiring writers to understand, as it has a huge effect on the marketability of their manuscripts, from an agent’s perspective. Since the book market is notoriously susceptible to trends — ask anyone who happened to be trying to sell a vampire romance immediately after the TWILIGHT series hit the bestseller lists, or anyone attempting to market a memoir just after the A MILLION LITTLE PIECES scandal broke — agents’ self-protective attention to what is selling now, as opposed to 5, 15, or 100 years ago, often means that a manuscript that would have experienced little difficulty finding representation in another year might seem like too big a risk to for an agent to take on now, and vice versa.

Yes, you are understanding me correctly: from an agent’s point of view, a good book is not necessarily a marketable book — and a book that is marketable today is not necessarily what will be considered especially marketable six months or two years from now.

Which is why, in case those of you who have attended writers’ conferences recently have been wondering, some agents are prone to telling rooms full of gaping aspiring writers, “Oh, no one is buying that kind of book anymore.” They don’t mean that the specified type is never going to sell again — they mean that there isn’t a particularly strong demand for it amongst editors at the major houses right now.

But as an honest agent will be the first to tell you, no one can possibly say for sure what will be selling well next year. Especially given current market conditions.

So when aspiring writers complain about how books like theirs are not finding agents these days, it’s unlikely to strike anyone affiliated with the publishing industry as a searing indictment of their collective aesthetic judgment, but rather as a simple statement of fact about the current literary market. That some types of writing will fall out of fashion from time to time is inevitable; that ones that were not hot in the past will become so is equally inevitable.

And if that fact makes you want to tattle on agencies, rather than sending out another flotilla of queries next month, or renders you immobile with horror at the prospect of mailing the book you’ve spent the last three years writing to an agent who routinely dismisses excellent manuscripts because he cannot expect to sell them, well, you’re like most aspiring writers.

Specifically, like the ones who become convinced that a handful of rejections can only mean that their manuscripts are no good. Or the ones that never work up the nerve to query or submit at all.

If, on the other hand, your first response was, “Wow, it sounds like Anne’s spouting that old truism about the weather, if you don’t like it, wait a minute,” then congratulations: you’re catching on to how publishing works.

See why it’s so vital to a writer’s continued happiness not to take the vagaries of the literary market personally? Don’t let the rules of the coffeehouse frighten you away from that toy box; it’s there for creative people like you.

Keep up the good work!

The getting-a-book-published basics, part VI: responding sensibly to that much-anticipated request for pages

seagull in Spain

No, I’m not devoting today’s post to the resting habits of seagulls. I just thought that after all of the horrifying imagery we’ve all been seeing over the last 24 hours, a nice, soothing image wouldn’t be amiss today. (But if you’re itching to help out: both the Red Cross and Doctors without Borders can put donations to work helping earthquake victims right away.)

For those of you joining us mid-series, I’ve been spending the last few posts on an overview of how books currently get published in the United States. Not the astonishing pervasive fantasy that all a good writer has to do to get published is to write a book, but the actual logistics of what happens. The view from the trenches, as it were. So far, we’ve gone over how US-based publishing has changed over time; how fiction and nonfiction are marketed differently; why a writer needs an agent; the various methods of seeking representation, along with their pros and cons, and last time, what kinds of reactions an aspiring writer may reasonably expect following an attempt to approach an agent.

Is everyone fairly clear on all of those? If not, please feel free to post questions in via the comments functions — or, better yet, to seek out more detailed answers amongst the many and varied categories on the archive list on the lower right-hand side of this page.

Yes, yes, I know: I have been harping on the archives quite a bit over the last few posts, but I assure you, I have my reasons. The current series is intended to give those new to trying to get their work published — and anyone else who feels like reading it — a general view of how the process works, as opposed to my usually favored approach, the let’s-concentrate-on-this-one-small-aspect-for-a-week method of analysis. Both have their benefits, of course, but if you are looking for elucidation on any of the individual points I’m discussing here, chances are that you will find far more discussion than you ever dreamed in the archived posts.

So if delving into the archive list starts to feel like trying to catalogue the contents of Pandora’s box, well, don’t say that I didn’t warn you. Back we go to the general overview.

What a writer should do if an agent requests materials: paper or ether?
If a query or pitch is successful, an agent will typically ask the writer to send either the entire manuscript (rare), a specified number of pages from the beginning of the book (substantially more common), or, for nonfiction, the book proposal. Most of the time, this means that the agent is expecting to receive it as hard copy, sent by regular mail, so if the requesting agent does not specify, start printing.

Yes, even if you queried electronically; reading submissions in soft copy is still far from universal. If an agent prefers e-mailed submissions, he will tell you so when he requests the pages; that information is often included on the agency’s website’s submissions requirements list as well.

If an agent does prefer electronic submissions (and tells you so), send the requested pages as an attachment to an e-mail. Under no circumstances should you ever send a computer disk or CD-R with your book on it — it will be returned without being opened.

If you are planning to submit electronically, please be aware that unless a US-based agent specifically states otherwise, the attachment he has in mind is a document in MS Word. If you work on a Mac, make sure to send it as a Windows-friendly document and as .doc file; many agencies do not run recent enough versions of Word to read .docx files.

Why Word, as opposed to any of the many software programs out there professing to create professional-looking book pages? Word is what the major publishing houses use, that’s why. If the agent of your dreams is going to submit electronically to an editor, that’s how the editor would expect to receive it.

Occasionally, an agent will ask for attachments as rtf (rich text format), a version without the formatting bells and whistles that render documents hard to translate across word processing systems; if you don’t habitually work in Word, but send your document in rtf, a Word user should be able to open it. Some agents accept submissions in PDF format — especially those who choose to read submissions on a Kindle, rather than on a computer screen, as is becoming increasingly common — but it’s seldom preferred, as it’s hard to edit.

Because the human eye reads much more quickly on a backlit screen than on a printed page, it’s usually to the writer’s advantage to submit in hard copy, rather than electronically. It’s also more work for an agent to reject a paper copy, as opposed to the single action of hitting the DELETE key required to remove an e-submission from his life forever; that’s also true of mailed vs. e-mailed queries, incidentally. (For more on the pros and cons of paper vs. electronic submissions, please see the E-MAILED SUBMISSIONS and E-MAILING QUERIES categories on the list at right.)

However an agent has asked you to submit, though, do as he asks. In fact, if there is one inviolable rule to bear in mind while preparing a submission packet, it is surely send the agent precisely what he has asked you to send.

What a writer should do if an agent requests materials: demonstrating you can follow directions
Being hyper-literal often doesn’t serve an aspiring very well along the frequently perilous road to publication, but this is one time where it’s positively a boon. All too often, aspiring writers get so excited over an agent’s request that they forget the quality of the writing is not necessarily the only factor an agent weighs in deciding whether to represent a client. She’s also going to being paying attention to whether the submitter is good at doing what he’s asked to do.

So I reiterate: submit precisely what the agent asks you to send — and only what she asks you to submit.

What might that mean in practice, you ask? Well, if the agent asked to see the first 50 pages, send the first 50 pages — not the first 49, if a chapter happens to end there, or 55 if there’s a really exciting scene after page 50. If page 50 ends mid-sentence, so be it.

Getting the picture?

Why is it so very important to follow submission instructions exactly? The ability to follow directions to the letter tends to be a quality that agents LOVE to see in potential clients, since it implies the writers in question possess two skills absolutely essential to working well with an editor — no, make that three: an ability to listen or read well, a capacity for setting goals and meeting them, and a professional attitude.

So getting the contents of the submission packet right is monumentally important. So if you receive the request in the course of a pitch meeting, take the time to write down a list of what the agent is asking you to send. Read it back to him to make sure you caught everything. (Trust me, if you’re face-to-face with an agent who has just said yes to you, you won’t be thinking with your usual clarity.)

If the agent makes the request in writing, read the missive through several times, then sit down and make a list of what he’s asked you to send. Wait at least 24 hours before re-reading the communication to double-check that every requested item made it onto the list. THEN assemble your submission packet, checking off each element as you place it into the envelope or box.

Clever reader Tad came up with a brilliant extra level of security: after you have assembled the submission packet, hand it, your list, and a copy of the letter from the agent to someone you trust — a parent, a significant other, a best friend, or any other friendly, detail-oriented person you’re relatively certain isn’t harboring a secret desire to see you miserable — and ask that person to check that (a) the letter and the list correspond exactly and (b) you’ve included every necessary element in the packet.

Yes, it’s THAT vital to get it right.

Throughout the last few paragraphs, I’ve been sensing some confusion out there. “But Anne,” a few timid souls pipe up, “am I missing something here? How difficult could it possibly be to print up the number of pages the agent requests, place them in an envelope, and pop it in the mail? Are you saying that he might ask to see something other than the manuscript?”

Often, yes. There are also a couple of elements that any US-based agent will expect to see, whether or not he asks you to include them.

What might an agent ask you to submit — and what should you always send whether she asks for it or not
Since there is no industry-wide standardization of what precisely belongs in a submission packet, any given agent may ask for a different array — and you already know to send precisely what each asks you to send, right? However, the most commonly-requested elements are:

The requested pages in standard manuscript format, unbound.
The most popular lengths to ask for are the first chapter, the first three chapters, the first 50 pages, the first 100 pages, and the entire manuscript. If you’re unfamiliar with the way a professional manuscript should look (hint: not like a published book, nor is it identical to a short story submission), please see the HOW TO FORMAT A BOOK MANUSCRIPT and STANDARD FORMAT ILLUSTRATED categories at right.

A few cautionary notes, just in case any of you are too eager to get that packet out the door to check the formatting posts: manuscripts absolutely must be double-spaced, in 12-point type (preferably Times, Times New Roman, or Courier), printed on only one side of the page with one-inch margins, and feature indented paragraphs. (No, business format is not proper here — for a full explanation why, please see the BUSINESS FORMAT VS INDENTED PARAGRAPHS category at right.)

A synopsis.
For fiction, this is a description of the major twists and turns of the plot, told as vividly as possible. Remember what I said last time about every syllable you submit to an agent being a writing sample? Holds true for the synopsis, too. (For tips on how to pull this off in what is often an intimidatingly small number of pages, please see the HOW TO WRITE A REALLY GOOD SYNOPSIS category at right.)

For nonfiction, it’s a summary of the central question the book will address, why the question is important to answer, and a brief indication of what evidence you will use to bolster your arguments. (For an in-depth look at how to pull one of these together, please see HOW TO WRITE A NONFICTION SYNOPSIS category at right.)

An author bio.
This is an extended version of the 1-paragraph description of your life, with emphasis upon your writing credentials, your education, and any experience that would lead an observer to regard you as an expert on the subject matter of your book. For a crash course on how to write one, please see the HOW TO WRITE AN AUTHOR BIO category. (Hey, I wasn’t kidding about there being a whole lot of elucidation on this site. If an agent asks you for something, chances are that I’ve written a two-week series on how to produce it.)

The book proposal.
As I mentioned earlier in this series, book proposals are marketing packets used to sell nonfiction. For an explanation of what should go into it and how to put it together, please see the HOW TO WRITE A BOOK PROPOSAL category. (This is starting to read like the back of a greatest hits album, isn’t it?

A marketing plan.
This request was unheard-of for novels until just a couple of years ago, but recently, the marketing plan has been enjoying a vogue. For fiction, it’s the same document as the similar section in the book proposal (and thus a description of how to write one may be found under the HOW TO WRITE A BOOK PROPOSAL category): a description the target audience for the book and how to reach them.

Bear in mind that what anyone who asks to see a marketing plan has in mind is what the AUTHOR will be doing to promote the book, not the publishing house’s efforts, so just saying, “I will make myself available to go on a book tour,” probably isn’t going to impress anybody. Think creatively: who is your target reader, and where do folks like that congregate?

Those are what an agent will probably ask to see. For tips on how to present these professionally, how to box them up, in what order they should be stacked, etc., please to see the HOW TO PUT TOGETHER A SUBMISSION PACKET category at right.

While I’m at it, here is a list of what she will almost certainly not mention in her request, but your submission will appear substantially more professional if you include:

A cover letter thanking the agent for asking to see the requested materials and repeating the writer’s contact information.
I’m always astonished at how many aspiring writers just throw a manuscript into an envelope without even attempting any polite preliminaries. It’s rude — and, given how many queries an agency processes in any given week, it’s not a grand idea to assume that the person who opens your submission envelope (almost certainly the screener, Millicent, whom we met yesterday, not the agent herself), will instantly recall who you are. (For guidelines on how to construct this important missive, please see, you guessed it, the COVER LETTERS FOR SUBMISSIONS category at right.)

A title page for your manuscript.
Again, most submitters omit this, but an already-established writer would never dream of submitting a manuscript anywhere without a title page, since a professional title page includes information absolutely vital to marketing the book: the book category, the word count, the title (of course), the author’s contact information. (For an explanation of all of these elements, how to put them together on a page, and illustrations of what a professionally-formatted title page looks like, please see the TITLE PAGES category on the list at right.)

A stamped, self-addressed envelope (SASE).
As with queries, not including a SASE with a submission is generally considered an instant-rejection offense. While it’s classy to include a letter-sized SASE in case the agent wants to respond in writing, the SASE in a submission is an envelope or box labeled with your address and enough postage (stamps, not metered) to mail it back to you. (If that sounds complicated, don’t fret: you’ll find a complete explanation of how to handle the many permutations of SASE use under the SASE GUIDELINES category at right.)

Why do you need to include a SASE for your manuscript’s return? Well, unless the agent decides to sign you to a representation contract, she’s not going to hang onto your manuscript — and since not all agencies have recycling programs (yes, I know; it’s discouraging), those rejected pages are just going to land in the trash.

Confused? It wouldn’t be altogether surprising if you were: the logistics of submission are much more complex than the vast majority of aspiring writers realize. For a much fuller explanation of how to juggle all of these elements into a professional-looking submission package, check out the HOW TO PUT TOGETHER A SUBMISSION PACKET category at right.

Packaging the submission so it ends up in the right place
Since agencies receive many, many submissions, both requested and not, with every single mail delivery, it’s an excellent idea to write REQUESTED MATERIALS in great, big letters on the top of the envelope or box containing your submission packet. This will help ensure that your package ends up in the right pile on the right desk. As unsolicited manuscripts are almost universally rejected unread, the last thing in the world you want is for your requested materials to be mistaken for them, right?

For the same reason, if an agent has asked you to submit pages via e-mail, it’s prudent to include the words REQUESTED MATERIALS in the subject line of the e-mail. It’s very, very easy to delete an e-mail accidentally, after all. Better safe than sorry, I always say.

Oh, and before I forget, let me reiterate that grand old piece of traditional writerly advice from the first post in this series: never, ever send an agent — or anybody else, for that matter — your only copy of anything. To that, let me add Anne’s Axiom of Submission: never spend the money to ship anything to an agent overnight unless they specifically ask you to do so.

Contrary to popular opinion amongst aspiring writers, overnight shipping will not get your packet read any quicker than sending it by regular mail, so it’s just a waste of money. Within the US, the significantly less expensive Priority Mail will get it there within 2-3 business days, which is quite fast enough.

Assuming that at least some of you are still with me, I shall now move on to the single most-asked question amongst submitters everywhere:

Okay, now I’ve sent my submission packet. How soon will I hear back?
Well, let me put it this way: I wouldn’t advise holding your breath. Even if you are asked to submit a partial and an agent decides that she’d like to see the rest of the book, you’re probably not going to hear about it right away.

And right away in this context means within the next six weeks. You’ll save yourself a lot of heartache if you understand this: no matter how enthusiastically an agent solicited a manuscript, trust me, she will neither have cleared her schedule in anticipation of receiving your materials nor will drop everything to read it the instant it arrives.

Yes, really. Unless she knows that there are other agents competing to represent you (should you find yourself in that enviable position anytime soon, congratulations, and please see the WHAT IF MORE THAN ONE AGENT ASKS TO SEE MY MANUSCRIPT? category at right), she — or, more likely, her assistant — will place it in a pile along with all of the other submissions awaiting review.

As with query letters, the length of time an agency takes to make a decision on a manuscript varies wildly, but most of the time — are you sitting down? — it’s measured in months, not days or even weeks. Most agencies list their average turn-around times on their websites or in their agency guide listings, to alert aspiring writers to what can be an extended wait, but those estimates tend to be quite optimistic.

Why does it take so long, you wail? Well, as I said, quite a few manuscripts will have arrived before yours. If waiting in a queue seems unfair now, think about it again after an agent has had a manuscript for a month: how would you feel if one that arrived today were read before yours?

Another reason that turn-around times tend to be slow is — again, you might want to brace yourself — the agent who requested the materials is not usually the only, or even the first, person to read a submission.

Remember our pal Millicent from yesterday? Guess what her job entails after she finishes screening all of those query letters? That’s right: she’s usually the one deciding whether a submission makes the first cut; at some agencies, two Millicents have to agree that a manuscript is of publishable quality AND a good fit for the agency before the agent sees it.

I told you to brace yourself. Unfortunately, as long-time readers of this blog are already glumly aware, Millicents are trained to find reasons to reject manuscripts first and foremost, rather than reasons to accept them.

And no, in answer to what half of you just thought, she doesn’t do it just to be mean or because she hates literature. Since her job is to thin the number of submissions her boss will have to read (often in the agent’s spare time, rather than at work, incidentally: yet another reason that turn-around times tend to be slow), a good Millicent may reject as many as 90% of submissions before they get anywhere near the agent. (For a truly frightening look at some of the most common criteria she uses to thin the herd, you might want to check out the FIRST PAGES AGENTS DISLIKE or AGENCY SCREENERS’ PET PEEVES OF THE NOTORIOUS VARIETY categories at right. I warn you, however, these posts are not for the faint of heart.)

Even more unfortunately, submitters are seldom given concrete reasons for rejection any more. (For a thoroughly depressing explanation why, please see the FORM-LETTER REJECTIONS category at right.) This means, in practice, that an aspiring writer may not gain any useable revision information from the submission process at all.

I know; it’s awful. If I ran the universe, or even just the publishing industry, it would not be this way. Queriers and submitters alike would receive kindly-worded explanations of why Millicent decided to reject them. Public libraries would also be open 24 hours per day, staffed by magnificently well-read and well-paid staff more than willing to stock good self-published and print-on-demand books (as most US libraries currently will not, as a matter of policy), and hand out ice cream to every child departing with a checked-out book, in order to instill in wee ones the idea that the library is the best place ever.

Under my benevolent régime, schoolteachers would also be paid exceptionally well, every citizen could afford to buy a few books by promising new authors every week, and municipal fountains would flow freely with chocolate milk for all to enjoy. Truman Capote, Dorothy Parker, and Madame de Staël’s birthdays would be international holidays. And earthquakes would be permanently banned.

In case you may not have noticed, none of these delightful things is yet true, so I think it’s safe to assume that I don’t yet run the universe. Sorry about that.

Despite deviating sharply from what I personally would like to see happen at agencies, the submission process is far from impossible to navigate: remember, every year, hundreds of first-time authors impress agents enough to land representation contracts. But there is a reason that acquiring an agent is so often described in fishing terms: she landed a great agent, his agent is a great catch.

Sometimes they’re biting; sometimes they aren’t. Being aware of that going into the process can help a writer keep pushing forward.

Which is precisely what you need to keep doing while an agency is pondering your manuscript: keep your chin up, keep querying and submitting to other agents — and keep writing on your next book.

That’s the sane and sensible way for a savvy writer to make her way through this often intimidating and mysterious process — don’t put all of your proverbial eggs into a single basket, especially not one being toted by someone as professionally touchy as Millicent.

That way lies despair. Trust me on this one.

But it’s been weeks. Can’t I, you know, speed up the process a little?
In a word, no. In more words: whatever you do during what can be an extended wait to hear back about your manuscript, DO NOT pick up the phone and call the agent to demand what on earth could possibly be taking so long.

It will not get your submission read faster, and since it’s considered quite rude in the industry for a writer to try to rush a decision (interesting, considering that writers often have only a week or two to decide whether to accept an agency or publishing offer), it’s unlikely to make you any friends at the agency.

If it’s been more than twice the length of time the agent told you to expect (or twice the average time listed on the agency’s website or guide listing), you may send a POLITE e-mail or letter, asking for confirmation that the agency has received your submission packet and offering to send another — they do occasionally go astray — but that’s it. (For a fuller analysis of this situation and other slow turn-arounds, please see the WHY HAVEN’T I HEARD BACK YET? category at right.)

Wow, that ended on a down note, didn’t it? Aren’t you glad that included that nice, cheery picture up top, to perk us all up?

Next time, I shall delve into an inherently happier topic: what happens after an agent decides to represent a book. Keep pressing forward, everybody, and as always, keep up the good work!

The getting-a-book-published basics, part V: home is where…your book will sit in a bookstore?

gentleman hanging his hat3gentleman hanging his hatgentleman hanging his hat2

Remember how I was telling you that some of my best ideas for posts came from readers’ questions. Well, it’s happened again: after yesterday’s post on the various possible outcomes of a query or pitching effort and the advisability of querying more than one agent at a time, sharp-eyed reader Elizabeth asked a very important follow-up question:

Anne, ?I’ve always heard you should query one agent at a time. If they don’t want simultaneous submissions or queries, would they say so on their website or guidelines? … So far I haven’t seen anyone requesting exclusive inquiries.

I’m so glad you brought this up, Elizabeth — I’m sure that you are not the only writer who has heard that old chestnut. It’s one of the most wide-spread pieces of aspiring writer mythology. In its extended form, it runs a little something like this: agents like to get a jump upon other agents, so they insist — not just prefer — that writers query them one at a time; if a writer dares to send out multiple simultaneous queries and one of the agents decides to make an offer, he will become enraged to the point of losing interest in the book project.

Unagented writers have been whispering this one to one another for decades. It’s never been true for queries, and it’s seldom true for even requested materials today.

There’s a practical reason for that: sending out a query, waiting to hear back, getting rejected, and starting afresh would add years to most agent-searching efforts. Agents make their living by discovering new writers; they don’t want the truly talented to give up in despair. Which is what would happen, in many cases: in an environment where many agencies state on their websites that if a querier does not hear back, that means they are not interested, expecting writers to query one at a time would be downright cruel.

Now, the opposite assumption prevails: if an agency does not explicitly state on its website or agency guide listing that it will accept only exclusive queries, its member agents will generally assume that every aspiring writer who queries them are also querying other agents. Which means, in practice, that aspiring writers who have heard the pervasive rumor to the contrary are effectively granting exclusive reads of their queries unasked.

The same holds true for submissions: all too often, aspiring writers will believe that they have no choice but to wait until they receive a reply from a single agent, but most of the time, the agent does not expect such a break. (For an in-depth look at why this is the case, please see the archived posts under the EXCLUSIVES TO AGENTS category at right.)Unless an agent asks point-blank for an exclusive look at a manuscript, or her agency has a policy requiring non-competitive submissions, the writer is free to continue to query and/or submit until she signs a representation contract.

In fact, many agents actually prefer multiple submissions, as long as the writer tells them that others are reviewing the manuscript; to a competitive mind, something others covet is inherently valuable. Heck, I’ve known agents who wait for others to make an offer before even skimming the manuscript on their desks.

To be fair, there are a few — very few — agencies out there who do prefer to have solo peeks at queries, but they usually make this fact ABUNDANTLY clear on their websites and in their listings in the standard agency guides. Quite a few more like to be the only ones looking at requested materials, but again, they don’t make a secret of it; the requests for pages generally include this information. (If you’re curious about what happens to a multiply-submitting writer who already has a manuscript with one agent when another asks for an exclusive peek — a more common dilemma than one might think — please see either the EXCLUSIVES AND MULTIPLE SUBMISSION or WHAT HAPPENS IF MORE THAN ONE AGENT ASKS TO SEE MY MANUSCRIPT category on the archive list at right.)

So never fear, Elizabeth: as long as conscientious queriers like you do their homework, you’re not going to run afoul of the vast majority of agents. But it always, always pays to check before querying or submitting.

Everyone clear on that? Please ask follow-up questions, if not.

In the meantime, let’s get back to yesterday’s hot topic: how Millicent the agency screener can tell almost instantly whether a queried or submitted book is a potential fit for her agency. As it happens, it has a lot to do with whether the queriers or submitters have done their homework: the single most common rejection reason is that the agent approached does not represent that type of book.

True of queries; true of verbal pitches; true of manuscript submissions. If an agent doesn’t already have the connections to sell a book within the current market, it doesn’t make sense for him to consider representing it. (Unless, of course, it’s a type of book so hot at the moment that he believes a trained monkey could sell it.)

I can already feel some of you gearing up to equivocate. “But Anne,” wheedle those of you who believe your book is so inherently marketable that you are eager to learn that trained monkey’s address, “I’m not silly enough to try to interest an exclusively nonfiction agent in my novel, or a fiction-only agent in my memoir. But surely beyond that, a good book’s a good book, right?”

Um, no. At least not to the pros. Where a book sits on a shelf in a well-stocked bookstore is integral to who will be willing to consider representing it — and which editors will be willing to consider acquiring it.

I’ll go even farther: to an agent or editor, there is no such thing as a generic book. Every traditionally-published book currently being sold in North America falls into a book category.

Book categories and why they are your friends
As I brought up earlier in this series, no single agent represents every kind of book there is: like editors at publishing houses, they specialize. While this may seem frustrating or confusing to an aspiring writer new to the agent-seeking process, in the long run, it’s actually in the writer’s interest.

Why, you cry, clutching your pounding head at the apparent paradox? As we saw a few days ago, agents sell their clients’ work by taking it to editors they know already to be interested in the subject matter or genre — and because they make money only if they can sell their clients’ work, it isn’t to their benefit to show a book to anyone who isn’t likely to publish it.

Rather than relying upon vague impressions about who likes what kind of book or time-consuming descriptions of every single book on offer, everyone in the publishing industry uses specific terms when discussing them. Each type of book has a one- or two-word description known in the publishing industry as a book category.

The people an agent knows at publishing houses who she is positive will be interested in the types of books she sells AND respect her opinion about writing enough to take her calls are known as her connections. The better an agent’s track record of selling a particular type of book, the better and more extensive her connections will be. Similarly, if an agency has a long history of selling a certain type of book, even junior agents there may reasonably be expected to have pretty good connections for it.

Thus the frequent appeal of a large and/or well-established agency over a small or newer one: when the agents enjoy good connections, it’s easier for them to slip a first-time author’s manuscript under the right pair of eyes. Everyone benefits, potentially.

However, good connections require agent specialization. The publishing industry is immense and complex; it would be impossible for even the best-established agent to have connections for every conceivable type of book. By concentrating upon just a few kinds of manuscript, then, an agent can concentrate upon his established areas of strength.

What does this mean for the average aspiring writer? Glad you asked.

Writers, too, are specialists — even peripatetic ones like me, who write several different types of book. However broad one’s interests and capacities might be, no one is going to write in every conceivable book category, right? Therefore, it’s in each writer’s interest to have his work represented not by just any old agent, but by one who shares his interests — and, more importantly, who already has the connections to sell his books.

In other words, specialists of a feather should flock together.

Agents are well aware of the substantial benefits of flockery, which is why they are seldom reticent about the kinds of books they want. They will state the book categories they represent right on their websites, in their listings in the standard agency guides, and often in their biographical blurbs in writers’ conference brochures as well.

So there’s no mystery to finding out who represents what: it’s usually as easy as a straightforward Google search or opening a book.

Benefiting from knowledge so obtained, however, requires that an aspiring writer be aware of the book category into which his book most comfortably fits. If you’re not sure how to figure this out, you’ll find some guidance in the aptly-named BOOK CATEGORIES archives on the list at right.

Okay, now you’ve freaked me out. How on earth do I figure out what my category is?
Generally speaking, aspiring writers agonize far too much over making the right choice: just pick one. Remember, the goal here is not to cover every topic in the book, but rather to give your future agent and editor some indication of who is likely to buy your book and on which shelf at Barnes & Noble a reader might eventually find it.

It’s a technical designation, after all, not a summary.

Select one that already exists, if you please, rather than just making one up. You should also pick just one, rather than stringing a few together into an unholy hyphenate like Mystery-Women’s Fiction-Western-Nature Essay. Committing is in your interest, not Millicent’s, after all: if she receives a query for a Science Fiction-Chick Lit – Urban Vampire Epic, and her boss agent represents only chick lit, it’s not a very tough rejection choice.

I know — I would like to read that last one, too.

Do be aware, too, that many categories overlap (mainstream fiction, women’s fiction, and literary fiction, for instance, share quite a bit of common ground), so you may not find a perfect fit. That’s fine; as long as you’re close, your future agent will be able to tell you how to categorize it more accurately.

A great place to start: figure out who is already writing the kind of books you write.

Figuring out the category of already-published books
If you live in the U.S. or Canada, an excellent first step toward committing to a book category is to track down a recently-released paperback or trade paper book similar to yours and examine the back cover. Many publishers will display the book category in one of two places, in the upper-left corner:

sarah-vowells-back-cover-ii

Actually, now that I’ve posted it, I notice that Sarah Vowell’s ASSASSINATION VACATION (a terrific book for anyone interested in political history, by the way; she’s a very funny writer) is listed in two categories: biography and travel. That makes perfect sense, because the book both talks about the lives of various murdered American presidents and follows Ms. Vowell’s journeys to their assassination sites. (Seriously, it’s funnier than it sounds.)

The other common locale for a book category is in the box with the barcode:

jonathan-selwood-back-cover

Okay, so that last photo was a trifle askew. However, since Jonathan Selwood’s THE PINBALL THEORY OF APOCALYPSE (six rows’ worth of passengers on an airplane thought I was having some sort of fit because I was laughing so hard at one point; once I had fended off medical assistance and read the passage in question out loud, the flight attendants came running to find out what was wrong with all of us) partially concerns the aftermath of a major earthquake, being akimbo seems rather appropriate.

I’m not sure if the photo will reproduce clearly enough for you to see it, but Mssr. Selwood’s book is designated merely as fiction. Counter-intuitively, this general-sounding moniker refers to something quite specific: novels for adults that do not fit into a genre designation. For all of you whose first thought upon my telling you that you would need to narrow down your complex 400-page book into a one- or at most two-word category choice, this might be a good selection.

Admittedly, it can be rather a pain to decide which category is right for your work, but once you have determined it, the hunt for an agent to represent it becomes substantially simpler: don’t even consider approaching an agent who doesn’t represent books in your category.

Like granting an agent an unrequested exclusive, it’s just a waste of your time. Unless, of course, you genuinely don’t care if your book gets published next year or forty years hence.

Next time, I shall give you a bird’s-eye view — or, more accurately, a Millicent’s-eye view — of what happens to requested materials after they arrive at an agency. In the meantime, keep up the good work!

The getting-a-book-published basics, part III: close enough is not nearly good enough, or, pardon me while I fling this brick through a nearby window

brick through a window

I’m completely exhausted today, campers. For the past couple of days, I have been sneaking revision tips into my ongoing series on how books do and don’t get published in the United States these days. I was being clever, you see: I had been running a series on self-editing all throughout December, and since I know that many of you are planning to rush requested manuscripts and queries out the door just as soon as the annual New Year’s Resolution Querying Avalanche wraps up in a few weeks, I didn’t want those who have been hanging out here at Author! Author! for a while to get bored while I was running through the basics for the benefit of all of those New Year’s resolution queriers.

Welcome, those of you new to the game, by the way. I’m delighted that you have decided to join us. Pull up a chair and stay a while.

The result of my trying to address both audiences has been some marathon posts, as you may have noticed over the last couple of days. And frankly, some of my means of marrying these disparate topics have been less than subtle; yesterday, if memory serves, I simply started a new section in boldface.

So today, I’m not even going to try to find a clever way to spring editing advice upon you. Today, we’re going to be opening with it, because it’s one of the most important things for any aspiring writer — new to the game or old hand — to understand about how submission works.

Professional readers like agents, editors, and contest judges do not read like other people; their eyes are trained to zero in on typos, redundancies, and grammatical problems. Unlike regular readers, who tend to note problems and move on, the pros usually just stop reading when they encounter a writing concern.

Why is this vital for every writer who ever intends to query an agent, submit to an editor, or enter a literary contest to know? Because it means that if page 1 is full of typos, it just doesn’t matter if the writing on page 50 is magnificent. A professional reader like Millicent the agency screener is not very likely to keep reading long enough to find out.

That massive sideways shift in the airspace above the English-speaking world was legions of long-time queriers and submitters rolling their respective eyes. “That’s today’s self-editing tip, Anne?” they scoff collectively. “That I should proofread every single syllable of every page I plan to submit, including my query letter, before sending it out? Isn’t that, you know, How to Get Published 101?”

Yes and no, eye-rollers. Yes, I am bringing this up because I must assume that at least some of the writers reading this are new to the information. No, because I’m about to raise the proofreading bar:

Proofread — not just spell-check — every syllable of every page intended to be seen by professional readers. Read it IN HARD COPY. Not just immediately after you complete writing it, but after every revision as well.

Seem like a lot of work? It is, but it’s the only way to assure that any revision is complete.

Rolling your eyes again? Go ahead, but you wouldn’t believe how often Millicent finds herself confronted with paragraphs that begin in one tense and end in another, pages from UK- and Canada-based writers that sometimes exhibit British spellings and sometimes American, and stories set in Slovenia for the first 30 pages and Slovakia thereafter.

And don’t even get me started on how frequently contest entries have obviously not even been spell-checked since their last revision. Or, indeed, at all.

Since I toil in an industry where every detail is expected to be correct before anyone else claps eyes on one’s work — and so do you, incidentally, if you intend your writing for publication — I am perpetually astonished by this kind of “Oh, well, close enough!” attitude. Close enough is not good enough.

Why, campers? Shout it along with me now: missing words, typos, and formatting inconsistencies drive people who read manuscripts for a living completely nuts.

The ones who are good at their jobs, anyway. To a detail-oriented professional reader, a misspelled word or grammatical error is just as jarring as a brick thrown through his office window or long fingernails drawn down a blackboard.

Worse, actually: to him, those types of easily-preventable errors just seem unprofessional, the sign of a writer who thinks, “Oh, well, close enough!”

Admittedly, that may not be an entirely fair assessment of a submission or contest entry, since writers who care a great deal about their work are often in a terrible hurry to get them out the door and into the mail, but nevertheless, I can guarantee you that on any given minute of any given New York City workday, some Millicent screening submissions (or even queries, sacre bleu!) will be muttering, “Doesn’t this writer ever read his own work?”

Astonishingly, many don’t. Aspiring writers savvy enough to sit down with a hard copy of their manuscripts, a sharp pencil, and a warm, possibly caffeinated beverage represent a tiny minority of the submitting public, I’m sorry to report.

Oh, most will take a gander at a scene or chapter immediately after they compose it, of course, but not necessarily after revising it. Let’s face it, writers are prone to tinkering with already-composed pages, moving text around, sharpening dialogue, tightening pacing, and so forth. There’s nothing inherently wrong with tendency, of course, but the cumulative result of even a handful of miniscule changes in a scene can often be a paragraph, scene, or chapter that does not read with the consistency of a smooth, continuous narrative.

Consistency of voice is one of the hallmarks of the professional writer, so it genuinely pains me to report just how infrequently revising writers make larger changes with absolute accuracy throughout a manuscript. Every editor — and Millicent, and contest judge — has a few amusing stories about the protagonist’s brother named Joe in Chs. 1, 4, and 6, Jim in Chs. 2, 3, and 17, and Jack everywhere else.

As I said, I’m including the editing tips primarily for those at the submission stage, but please do not shrug off this advice if you happen to be in the early writing stages of a book. The sooner you start setting aside some serious time to read your own work, the better — and the less likely you are to fall into the trap of assuming, as too many submitters and contest entrants apparently do, that what you think is on the page is precisely what is there, despite all of that tinkering.

For a professional writer, constant re-reading is simply part of the writing process. Clutching a warm beverage while you peruse is optional, naturally.

Now, if you’ll excuse me, I’m just going to toss this handy brick through that fetching window, to alert you that I’m about to switch the subject back to the basics.

For the last couple of posts, I’ve been attempting to give writers brand-new to the daunting challenge of trying to get their books published — and writers at every other stage of experience as well — an overview of how a book’s interaction with a major publisher actually works. Too many aspiring writers believe, mistakenly, that all that’s necessary for a book to get published is to write it — and not all that grammatically. However, as any author whose first book came out within the last decade could tell you, bringing one’s writing to the publishing industry’s attention can be almost as much work as the composition process — and has been known to take just as long or longer.

Sorry to be the one to break it to you, but it’s vital to understand that extended, frustrating, and difficult roads to publication are the norm for first books these days, not the exception, regardless of the writing quality of the manuscript.

Although, naturally, those free of typos enjoy a considerable advantage. I just mention.

Those of you who have been rejected before have been shaking your heads in disbelief for the last couple of paragraphs, haven’t you? Please don’t: clinging to the common writerly misconception that if writing is any good, it will always be picked up by the first or second agent who sees it, or that a manuscript that doesn’t find a publisher within the first few submissions must not be well-written, is a sure road to discouragement. Since the competition in the book market is fierce by the standards of any industry, realistic expectations are immensely helpful in equipping even the most gifted writer for the long haul.

Knowing how tough the competition and how closely professional readers scan pages can also be hugely beneficial in tracking down and working well with the helpful friend who will be toting your manuscript to publishers for you, your agent. You know, that helpful soul that a writer needs these days in order to have any realistic hope of getting published by a major U.S. publishing house.

So how does a writer go about acquiring this valuable assistant? Unless one happens already to be intimate friends with a great many well-established authors, one has two options: verbally and in writing. Since most aspiring writers take the written route, I’m going to talk about it first.

Before we begin, another brick-through-the-window interruption: the following are an aspiring writer’s only options for calling a US-based agent’s attention to his or her work. Picking up the phone and calling, stopping them on the street, or other informal means of approach are considered quite rude in the industry.

As is mailing or e-mailing a manuscript to an agent without asking first if s/he would like to see it, by the way; this is generally considered an instant-rejection offense. Unlike in the old days we’ve been discussing over the last couple of posts, simply sending to an agent who has never heard of you will only result in your work being rejected unread: uniformly, agencies reject submissions they did not actually ask to see (known as unsolicited submissions).

Is everyone clear on why appearing rude is not in a writer’s interest? Good. Let’s move on to the accepted courteous means of introducing yourself and your book.

Approaching an agent in writing: the query letter
The classic means of introducing one’s book to an agent is by sending a formal letter, known in the trade as a query. Contrary to popular belief, the query’s goal is not to convince an agent to represent the book in question — no agent is going to offer to represent a book or proposal before she’s read it — but to prompt the agent to ask the writer to send either the opening pages of the manuscript or the whole thing. After that, your good writing can speak for itself, right?

Think of the query as your book’s personal ad, intended to pique an agent’s interest, not as the first date.

Always limited to a single page in length, the query letter briefly presents the agent with the bare-bones information s/he will need in order to determine whether s/he wants to read any or all of the manuscript the writer is offering. A good query should include, but is not limited to, the following — and no, none of these are optional:

*Whether the book is fiction or nonfiction.
You’d be surprised at how often queriers forget to mention which.

*The book category.
Basically, the part of the bookstore where the publishing book will occupy shelf space. Since no agent represents every kind of book, this information is essential: if an agent doesn’t have connections with editors who publish the type of book you’re querying, he’s not going to waste either your time or his by asking to see it. (For guidance on how to determine your book’s category, please see the BOOK CATEGORIES listing.)

It’s also a good idea, but not strictly required, to point out who might be interested in reading your book and why; an agent is going to want to know that at some point, anyway. Of course, I’m not talking about boasting predictions like, “Oh, Random House would love this!” or “This is a natural for Oprah!” (you wouldn’t believe how often agents hear that last one) or sweeping generalizations like, “Every woman in America needs to read this book!” Instead, try describing it the way a marketing professional might: “This book will appeal to girls aged 13-16, because it deals with issues they face in their everyday lives. (For tips on figuring out who your book’s audience might be with this much specificity, please see the IDENTIFYING YOUR TARGET MARKET category at right.)

*A one- or two-paragraph description of the book’s argument or plot.
No need to summarize the entire plot here, merely the premise, but do make sure that the writing is vivid. For a novel or memoir, this paragraph should introduce the book’s protagonist, the main conflict or obstacles she faces, and what’s at stake if she does or does not overcome them. For a nonfiction book, this paragraph should present the central question the book addresses and suggest, briefly, how the book will address it.

*The writer’s previous publishing credentials or awards, if any, and/or expertise that renders her an expert on the book’s topic.
Although not necessarily indicative of the quality of a book’s writing, to an agent, these are some of your book’s selling points; the writer’s expertise is what’s known as aplatform. For tips on figuring out what to include here, please see the YOUR BOOK’S SELLING POINTS category. (In case I’m being too subtle here: the archive list is your friend; please consult it.)

*Some indication of why the writer thinks the agent to whom the letter is addressed would be a good representative for the book.
Agents don’t represent books in general: they represent specific varieties. Since they so often receive queries from aspiring writers who are apparently sending exactly the same letter indiscriminately to every agent in the country, stating up front why you chose to pick THIS agent is an excellent idea. No need to indulge in gratuitous flattery: a simple since you so ably represented Book X or since you represent literary fiction (or whatever your book category is) will do.

Should any of you have been considering querying every agent in the country, be warned: it’s a sure route to rejection, especially if a writer makes the mistake of addressing the letter not to a specific person, but Dear Agent. Trust me on this one.

*The writer’s contact information.
Another one that you might be astonished to learn is often omitted. Yet if the agent can’t get ahold of you, she cannot possibly ask to you to send her your manuscript, can she?

*A stamped, self-addressed envelope (SASE) for the agent’s reply.
This isn’t part of the letter, strictly speaking, but it absolutely must be included in the envelope in which you send your query. Yes, even if you tell the agent in the query that you would prefer to be contacted via e-mail.

Why is this rule inviolable? Queries that arrive without SASEs are almost universally rejected unread.

So no exceptions, unless the agent actually tells you not to include it. (As some agencies now do; check the agency’s website. Oh, and for tips on the hows and whys of producing perfect SASEs, please see the SASE GUIDELINES category on the list at right.)

Is there more to constructing a successful query letter than this? of course there is — no matter what anybody tells you, there’s no such thing as a foolproof query formula that will successfully pitch any book it is possible for a writer to conceive. Yet since I’ve written extensively about querying (posts you will find under the intuitively-named HOW TO WRITE A QUERY LETTER category on the archive list, if you’re interested) and how it should look (QUERY LETTERS ILLUSTRATED), the list above is not intended to be an exhaustive guide to how to write one.

Speaking of realistic expectations, do not be disappointed if you do not receive an instantaneous response to your query. Because a well-established agent may receive 800 to upwards of 1500 queries per week (yes, you read that correctly), it’s not uncommon for a regularly mailed query not to hear back for six or eight weeks. Some agencies do not respond at all if the answer is no. For these reasons, it’s poor strategy to query agents one at a time. (For a fuller explanation of that last point, please see the QUERYING MULTIPLE AGENTS AT ONCE category at right.)

Approaching an agent in writing, part II: the electronic or website-based query
Most of the time, e-querying involves sending pretty much exactly the letter I mentioned above in the body of an e-mail. (For an explanation of some ways e-querying differs from paper querying, please see E-MAILING QUERIES category at right.) Do not send it as an attachment; it will not be opened.

There are advantages to doing it this way: because of the aforementioned slow turn-around times for queries sent via regular mail, increasing numbers of aspiring writers are choosing to send their query letters via e-mail. It’s a significantly less expensive option for writers querying US-based agents from other countries. More importantly for most queriers, if an agency does indeed accept e-mailed queries, the querier tends to hear back a trifle more quickly.

Did the Internet-lovers out there just do a double-take? Yes, it’s true: there are agents who will not read e-mailed queries.

Actually, until quite recently, the VAST majority of US-based agents refused to accept e-mailed queries or submissions; this is, after all, a paper-based business. However, after the anthrax scare of a few years back, many agencies reconsidered this policy, so they would not need to open as many potentially-hazardous envelopes; still others jumped on the bandwagon after e-mail became more popular. However, even today, not all agencies will allow electronic querying: check one of the standard agency guides (if you are unfamiliar with what these are and how to use them, please see the HOW TO READ AN AGENCY LISTING category at right) or the agency’s website.

If it has one.

Yes, seriously. Contrary to widespread assumption, not every agency has a site posted on the web. This means that simply doing a web search under literary agency will not necessarily provide you with an exhaustive list of all of your representation possibilities. (For tips on how to come up with a list of agents to query, check out the FINDING AGENTS TO QUERY category on the list at right. How do I come up with these obscure category titles, anyway?)

If an agency does have a website, it may be set up for queriers to fill out an electronic form that includes some or all of the information that’s in a traditional query letter. While some aspiring writers have landed agents in this manner, I tend to discourage this route, since typically, the word count allowed is sharply limited. (Some agency sites permit as few as 50 words for plot summaries, for instance.) Also, most writers just copy and paste material from their query letters into the boxes of these forms, substantially increasing the likelihood of cut-off words, missed punctuation, and formatting errors.

If you just cringed, remembering what I said above about how people who read manuscripts for a living tend to react to these types of tiny errors: congratulations. Your chances of querying successfully are substantially higher than someone who doesn’t know to conduct intense proofreading upon ANYTHING that’s s/he sends an agent.

Remember, literally every sentence you send a potential agent is a sample of how good your writing is. Regardless of whether you choose to query electronically or via regular mail, it’s in your best interests to make sure that every syllable is impeccably presented.

Which is why, in case you were wondering, written queries were the only means of approaching agents until just a few years ago, and still the means that most of them prefer. (Short of a personal introduction, of course. Writers whose college roommates or best friends from elementary school grew up to be agents enjoy an undeniable advantage in obtaining representation that the rest of us do not enjoy.) If a potential client has trouble expressing himself in writing, is ignorant of the basic rules of grammar, or is just plain inattentive to those itsy-bitsy details I mentioned above, a written query will tend to show it.

To be fair, aspiring writers often prefer to query in writing, because that, after all, is presumably their strength. Besides, there are a lot of very talented but shy writers out there who would infinitely prefer to present their work from a distance, rather than in person. However, direct interaction with an agent is sometimes an option.

Approaching an agent verbally: the pitch
A face-to-face presentation of a book concept to an agent is called a pitch, and it’s actually not indigenous to publishing; it’s borrowed from the movie industry, where screenwriters pitch their work verbally all the time. The reason that the publishing industry has been rather reluctant to follow suit is a corollary of the proof-is-in-the-pudding reason I mentioned above: not everyone who can talk about a book well can write one successfully, just as not every writer capable of producing magnificent prose is equally adept at describing it in conversation.

However, since writers’ conferences often import agents to speak, many set up formal pitching sessions for attendees. Sometimes they charge extra for the privilege; sometimes it’s included in the conference fee. (It’s also occasionally possible to buttonhole an agent after a seminar or in a hallway, but many conference organizers frown upon that. And no matter how much you want a particular agent to represent you, it’s NEVER considered acceptable to attempt to pitch in a conference or literary event’s bathroom. Don’t let me catch you doing it.)

Like the query letter, the purpose of the pitch is not to convince the agent to sign a writer to a long-term representation contract on the spot, but to get the agent to ask the writer to mail him or her chapters of the book. (Contrary to what conference brochures often imply, agents virtually never ask a pitcher to produce anything longer than a five-page writing sample on the spot. Since manuscripts are heavy, they almost universally prefer to have writers either mail or e-mail requested pages.) In order to achieve that, you’re going to need to describe your book compellingly and in terms that will make sense to the business side of the industry.

In essence, then, a pitch is a verbal query letter.

Thus, it should contain the same information: whether it is fiction or nonfiction, the book category, the target audience, any writing credentials or experience you might have that might provide selling points for the book, and a BRIEF plot summary. Most conference organizers are adamant about the brief part: their guidelines will commonly specify that the summary portion should take no more than 2 minutes.

Did I just hear all of you novelists out there gulp? You honestly do not have a lot of time here: pitch sessions may range in length anywhere from 2-15 minutes, but most are 5-10.

Usually, they are one-on-one meetings in a cramped space where many other writers are noisily engaged in pitching to many other agents, not exactly an environment conducive to intimate chat. At some conferences, though, a number of writers will sit around a table with an agent, pitching one after the other.

Yes, that’s right: as if this situation weren’t already stressful enough, you might have to be doing this in front of an audience.

While the opportunity to spend telling a real, live agent about your book I’m going to be honest with you: the vast majority of aspiring writers find pitching absolutely terrifying, at least the first time they do it. Like writing a good query letter, constructing and delivering a strong pitch is not something any talented writer is magically born knowing how to do: it’s a learned skill. For some help in learning how to do it, please see the HOW TO PREPARE A PITCH category on the list at right.

Those are the basic three ways for writers to approach agents; next time, I’ll talk a bit about what happens to a query after it arrives at an agency, how agents decide whether to ask to see a manuscript, and the submission process. After that, we’ll loop the agent segment of this series back into the earlier discussion of how the big publishing houses acquire books, before moving on to brief overviews of how smaller and independent publishing houses work differently (and how they work similarly) and self-publishing.

Sounds like fun, right? As always, if you are looking for in-depth analysis on any of these subjects or step-by-step how-tos, try perusing the category list at right. Since I usually tackle these issues on a much more detail-oriented basis — a hazard of my calling, I’m afraid — I’m finding it quite interesting to paint the picture in these broad strokes.

Yes, this is a lot of information to absorb at once, but this is too complicated a process to be covered adequately in a single-page checklist. Keep up the good work!

The getting-a-book-published basics, or, how does a book concept make it from a New Year’s resolution to a shelf at Borders?

gutenberg press drawing

Welcome to 2010, long- and short-term members of the Author! Author! community. May this be a year of major steps forward: starting the book of your dreams, finishing the book of your dreams, revising your manuscript until it becomes the book of your dreams, discovering the best agent on earth to represent it, convincing the best agent on earth to represent it, that agent blandishing the ideal editor into reading it, said ideal editor falling in love with it, a lucrative sale and easy publication process, readers eager to bury their noses in it, a second book (or a third, or a fifteenth) that exceeds expectations, a well-deserved Pulitzer prize.

You know, the basics of a writing life well-lived.

An especially hearty howdy-do and handshake for those of you acting on a New Year’s resolution to learn how to get your book into print. Or how to land an agent. Or why a writer might need to land an agent in order to get her book into print. You’ve happened upon this blog at an excellent time, because I’m going to spend the next couple of weeks getting down to those very brass tacks. I’m going to be addressing the two most basic questions of the writerly life:

(1) How does a book go from sitting on an aspiring writer’s desk to being sold in a bookstore?

(2) What, if anything, does an aspiring writer need to know to navigate that trip successfully?

Why go straight to the root of the quest, rather than simply handing those new to the game a couple of one-page sheets of directions? Well, first of all, because there are plenty of advice-givers out there willing to bark unexplained orders at those new to the biz. In my experience, quick-and-dirty isn’t nearly as helpful as carefully-explained. Unless a writer understands why things work the way they do, he’s not only likely to break the rules — he’s not going to be able to improve his game.

Heck, he may not be able to play with the big kids at all. So: let’s talk fundamentals.

That chorus of groans you just heard, newcomers, arose from some of the longer-term readers of this blog who were really, really into my recent series on self-editing. “But Anne,” they whimper, ink-stained fingers gesticulating, didn’t you tell us just the other day that since half the writers in North America suddenly send out queries and submissions” (you’ll be tossing around those terms very soon, newbies, never fear) “as part of their New Year’s resolutions, we should hunker down and wait until mid-February before trying afresh? Wouldn’t that hiatus be a dandy time for, you know, revision?”

Indeed it would be, ink-stained protestors. A review of the basics before leaping back into the fray is never a bad idea. But just to keep it interesting, I’ll make a valiant effort to keep tucking tidbits useful for self-editors into the corners of my next couple of weeks’ posts. I wouldn’t want you to feel that I was ignoring old friends for new.

And let’s face it: a crash course in how the publishing industry works isn’t a bad idea before leaping back into the fray. As I’m sure many of you are already well aware, when a rejection is staring a writer in the face, it’s awfully easy to forget that it isn’t personal; good book concepts and well-written manuscripts is just part of how the system works.

Didn’t expect me to be so up-front about it, did you, newbies? Fair warning: this series is going to be rather disturbing to any writer who believes that the only real test of whether a manuscript is any good is whether it gets published. Or that a good manuscript will always be able to find an agent, and swiftly.

At the risk of repeating myself, that’s just not how it works.

Honest. I’ve been in the game practically since birth, and I’m here to tell you, there is no literature fairy. No winsome sprite will guide an agent to the doorstep of a talented new writer, simply because she is talented; the writer has to take some steps to flag that agent down.

But I’m getting ahead of myself, amn’t I? I haven’t even laid the foundation of gloom-inducing yet, and here I am, waving from a second-floor window.

What I’m about to tell you may well be depressing — heck, it depresses me, and I have an agent — but please, I implore you, stick with this series, even if you are already fairly familiar with, say, how to construct a passable English sentence or to write a query. This is information that everyone even considering trying to bring his book to publication needs to know.

Seriously, it’s to your advantage. Aspiring writers who misunderstand how books do and don’t get published are likely to waste their time and resources on unsolicited submissions that will inevitably get rejected.

In other words, those of you who just murmured, “What’s an unsolicited submission?” are not the people for whom I am writing this. I’m talking to every aspiring writer within the sound of my voice. I want to help you succeed.

So let’s get this baby cranking, as Johann Gutenberg doubtless said to his assistants in 1450 or so.

Because there are several ways a book can end up on a shelf in your local literary emporium, I’m going to break up the question into several parts. First, I’m going to tackle the classic means, publication through a great big publishing house.

But first, a little history — and while we’re at it, let’s debunk a few widely-believed myths.

How books used to get published during the Theodore Roosevelt administration, or, how a surprisingly high percentage of aspiring writers (mistakenly) believe the industry still works
A hundred years ago, the publication process was pretty straightforward: an author wrote a book, contacted an editor at a publishing house, and if the editor liked it, he (it was almost invariably a he) chatted about it with senior staff, persons with whom he may well have shared a dormitory at some elite private college; if he could convince them to take a chance on the manuscript, he would edit it for publication. Printing presses were set in motion, and in due course, the book was available for sale. The publisher sent out advance copies to newspapers, so they could produce reviews.

Of course, that was back when there were few enough books published in these United States that most releases from a good-sized publishing house could garner a review in a major newspaper or magazine. Now, so many books are published in any given year that only a tiny fraction of them enjoy the substantial publicity of a well-placed review.

Which is why, in case you’ve been wondering, you’re far more likely to see a review of the eighteenth novel by an already-established author than the brilliant debut another. Assuming that the newspaper or magazine in question even carries book reviews anymore.

Heck, that’s assuming that you’re even reading newspapers anymore.

Back to days of yore. Amazingly, considering that authors often possessed only one copy of their manuscripts — remember, the photocopier wasn’t invented until 1938, and it wasn’t commonly available until two decades later — it wasn’t uncommon for writers just to pack their books into boxes and send them to publishers without any preliminary correspondence.

This is what’s known in the biz as an unsolicited submission, a manuscript an author sends to an agent or editor without said agent or editor’s having asked to see it. Today, an unsolicited manuscript that appears on an editor’s desk out of a clear blue sky is invariably rejected unread.

Not every aspiring writer believes that, however, because they’ve heard what used to happen to such manuscripts in the days of the Model A: publishers would set these books aside until some luckless employee of the publishing house had time to go through the stack.

This ever-burgeoning source of reading material was known as the slush pile. Although solicited submissions (i.e., those that the editor has actually asked to see) have probably always enjoyed a competitive advantage, slush pile manuscripts did occasionally get discovered and published.

They also, predictably, got lost on a fairly regular basis. Thus the old writerly truism: never send anyone the only copy of your manuscript.

That hasn’t always been easy advice to follow, unless one happened to command a personal army of copyists and/or a steno pool; see my earlier comment about historical access to copy machines.

Because there were fewer manuscripts (and publishing houses were more heavily staffed) before the advent of the personal computer, a writer did not need an agent: it was possible to deal directly with the editor who would handle the book, or at any rate with the luckless assistant whose job it was to go through the slush pile. But back when jolly old TR (Roosevelt hated being called Teddy) was overseeing the nation’s business, it was also still completely permissible to submit a manuscript in longhand, too.

Times change, as they say; no agent or editor in her right mind would read even a sentence of a hand-written submission today. Another way that time changed the publishing industry was that publishing houses began expecting to see fiction and nonfiction presented to them differently.

The fiction/nonfiction split
Both historically and now, novels were (and are) sold to publishers in pretty much the form you would expect: as complete manuscripts, and only as complete manuscripts. At least, editors buy first novels that way; until fairly recently, the major publishing houses quite routinely offered fiction writers who had written promising first novels could snag a multi-book contract.

It took until the 1990s for publishers to notice that a commercially successful first book is not necessarily an absolute predictor of whether the author’s second or third book will sell well. Usually, there was a pretty good reason for that: the author spent five or ten years, or even a lifetime, cranking out that first novel, but after it hit the big time, her editor began clamoring for the next immediately. The author tossed something together in a year, and poof! Everyone was astonished that the second wasn’t nearly as good as the first.

Hmm, who could have predicted that? As late as the 1980s, not the publishing industry.

As a result, while multi-book fiction contracts still exist — particularly in genre fiction, which is conducive to series-production — they have become substantially less common in the mainstream and women’s fiction markets. Which is to say: the vast majority of fiction is sold on a per-book basis. While previously-published authors can occasionally sell subsequent books based upon only a few chapters (known, unsurprisingly, as a partial), novelists should expect to write books– and have them polished into publishable form before they can sell them.

Nonfiction, however, is typically sold not on the entire book, but via a marketing packet known as a book proposal. There are several hefty categories on the archive list at right on how to put one together, but for the purposes of this post, a generalization will suffice: a book proposal is a packet consisting of a description of the proposed book, a sample chapter, descriptions of subsequent chapters, and an array of marketing materials.

Typically, these materials include everything from a detailed analysis of similar books already on the market to an explanation of who the target readership is and why this book will appeal to them to a marketing plan. Traditionally, previously published writers also include clippings of their earlier work in their book proposals — which is why, in case you’d been wondering, so many nonfiction books are authored by journalists. They tend to have stacks and stacks of clippings on hand.

Why are clippings helpful in selling a nonfiction book to a publisher? Because they prove that some other editor has thought enough of the proposer’s writing to publish it before. Basically, a book proposal is a job application: in effect, the writer is asking the publishing house to pay her to write the book she’s proposing.

That does not, however, mean that every nonfiction writer will get paid up front, at least not entirely. Why not, you ask? Because buying something that does not yet exist obviously entails running the risk that the author may not deliver, the advance for a book sold in this manner is typically paid in three installments, one when the publication contract is signed, another after the editor has received and accepted the manuscript, and a third when the book actually comes out.

Call it an insurance policy for authorial good behavior. Apparently, novelists are regarded as shiftier sorts, because to this day, the only acceptable proof that novelists can write a book is to have already written one.

Everyone clear on the fiction/nonfiction distinction? If not, please trot right to the comments and ask a pertinent question.

While we’re waiting, let’s move on to one of the other great cosmic mysteries, shall we?

The lingering demise of the slush pile
Just to clear up any misconceptions floating around out there: if you want to sell a book to a major U.S. publisher, you will need an agent to do it for you. The slush pile is no more; currently, all of the major houses will accept only represented manuscripts.

Like any broad-based policy, however, it comes with a few caveats. We’re only talking about the great big publishers here; there are plenty of smaller, independent publishers that do accept direct submission. Very good houses, some of these. One hears tell of some children’s book divisions at major houses that still accept direct submissions; if an editor meets a writer at a conference and positively falls in love with his work, it’s not unheard-of for the editor to help the writer land an agent (usually one with whom the editor has worked recently) in order to side-step the policy. Stuff like that.

But it’s not wise to assume that you’re going to be the exception. If you’re hoping for a contract with a big publisher, get an agent first.

This was not always a prerequisite, of course. Until fairly recently, one element of that fiction/nonfiction split I was regaling you with above was that while novels had to go through an agent, nonfiction writers could submit proposals directly to publishers. Not so much anymore.

You novelists out there are getting a bit restive, aren’t you? “But Anne,” I hear some of you complaining, and who could blame you? “This is starting to seem a trifle discriminatory against my ilk. Nonfiction writers are presenting substantially less writing than fiction writers; a proposal’s what, 40-60 pages, typically? As a novelist, I’m expected to produce an entire book before I approach an agent, much less a publishing house. I would have thought that if publishing houses were going to distrust anybody enough to want an agent to vouch for ‘em, it would be the author whose book they were buying at the idea stage.”

Don’t upset yourselves, oh novelists; it’s not good for your stomach acids, and besides, since everyone needs an agent now, it’s a moot point. But I suspect that the answer to your question is that that publishers habitually receive far more fiction submissions than nonfiction ones — interesting, given the long-standing industry truism that fiction is easier to sell, both to editors and to readers. (It probably also has something to do with the fact that nonfiction books are often proposed by those with clip-worthy previous publishing credentials, such as magazine articles and newspaper columns, but believe me, the other reason would be more than sufficient.)

Before petty bickering begins to break out between fiction and nonfiction writers over a situation that has more or less vanished anyway, let’s turn our attention to a more absorbing topic: why would the big publishing houses feel so strongly about agents that they would all agree upon a represented-manuscripts-only policy?

The rise of the agent
Although many aspiring writers regard the necessity of procuring an agent as at best a necessary evil, agents perform an exceedingly important role in the current publishing market: not only do they bring brilliant new writers and amazing new books to editors’ attention, but they are now also effectively the first-round submission screeners for the publishing houses.

Okay, so they bring some not-so-hot writers and less-than-amazing books to ‘em, too, but try to see the forest, not the trees here. By passing along only what they consider marketable and of publishable quality, agents thin the volume of submissions the publishers see on a monthly basis to Niagara Falls, rather than the Atlantic Ocean.

Everybody understand that? Agents reject 95% of the queries they receive, and an even higher percentage of submitted manuscripts, so the publishers don’t have to do so.

It’s easy to resent agents for this, to think of them as the self-appointed gatekeepers of American literature, but that’s not really fair. Much of what they assure that the editors never see honestly isn’t publishable, after all; I hate to disillusion anyone (and yet here I am doing it), but as Millicent the agency screener would be the first to tell you, a hefty majority of the writing currently being queried, proposed, and submitted is simply not very well written. Even very promisingly-written submissions are often misformatted, or would require major editing, or just plain are not quite up to professional standards.

Or so runs the prevailing wisdom; we could debate for weeks over the extent to which that’s really true, or how difficult it often is for genuinely innovative writing to land an agent. Suffice it to say that if the major publishers believed that agents were rejecting manuscripts that their editors should be seeing, they presumably would change their policies about accepting only agented manuscripts, right?

“Okay, Anne,” I hear some of you reluctantly conceding, “I get that if I hope to sell my book to a major U.S. publisher, I’m going to need to find myself an agent. But if you don’t mind my asking, what do I get out of the exchange, other than a possible entrée to an editorial desk?”

A good agent can do quite a bit for a writer. First, as you reluctant conceders already pointed out, an agent can make sure your manuscript or book proposal lands on the right desks: not just any old editor’s, but an editor with a successful track record in acquiring books like yours and shepherding them through the sometimes difficult publication process. (Don’t worry; I’ll be clarifying that part later in this series.) Pulling that off requires both an intimate knowledge of who is looking to buy what right now — not always an easy task, considering how quickly publishing fads change and editorial staffs turn over — but also the connections to enable a successful pitch to the right audience.

In other words, for an agent to be good at his job, he can’t just send out submissions willy-nilly; he must have the experience to target the editors who are most likely to be interested in any given book.

Agents also negotiate book contracts for their clients, act as a liaison between the author and the publishing house, and help mediate any disputes that might arise. Like, for instance, if the publishing house is being a mite slow in coughing up the contracted advance.

Yes, it happens, I’m sorry to report. And if it happens to you, you’re going to want an experienced agent on your side, fighting for your dosh.

Admittedly, it will be very much in your agent’s self-interest to make sure that you’re paid: in the U.S., reputable agents earn their livings solely from commissions (usually 15%) on their clients’ work. That means, of course, that if they don’t sell books, the agency doesn’t make any money.

Allow me to repeat that, because: agencies are seldom non-profit enterprises. Contrary to common belief amongst aspiring writers, their employees are not primarily concerned with the task of discovering great new talent, but rather with finding books they believe the agency can sell within the current literary market.

In other words, they reject books they know to be written well. Routinely. Because if they can’t sell the book, the agency does not make money.

It’s honestly as simple as that. See why knowing how agencies work might help you take a rejection less personally?

Typically, the agent will handle all of the money an author makes on her book: the publisher pays advances and royalties to the agency, not directly to the author; the agency will then deduct the agent’s percentage, cut a check for the rest, and send it to the author. In the U.S., agencies are also responsible for providing their clients and the IRS with tax information and documentation.

Since self-employed people like writers have been known to get audited from time to time, you’re going to appreciate this level of verifiability once you become successful. Trust me on this one.

To recap how things have changed since Theodore Roosevelt roamed the earth:
Way back when: aspiring writers used to be able to approach editors at major publishing houses directly to market their books.
The reality now: with few exceptions, a writer will require an agent to approach a publisher for her.

Way back when: fiction and nonfiction books were marketed in the same manner, as already-completed manuscripts.
The reality now: fiction is sold on the entire manuscript; with certain exceptions, nonfiction is sold as via a book proposal.

Way back when: nonfiction writers could approach major publishing houses directly with their book proposals.
The reality now: agents submit both fiction and nonfiction books on behalf of their authors.

Way back when: agents played a substantially smaller role in the overall dynamic of U.S. publishing.
The reality now: agents largely determine which manuscripts editors will and will not see.

Way back when: an author often formed a personal relationship with his editor and other publishing house staff, sometimes lasting decades.
The reality now: the editor who acquires a book may not still be the editor handling it by the time it goes to press; a good agent can do a lot to help smooth over any resulting difficulties.

Whew — that’s quite a lot of information to absorb in a single post, isn’t it? I’m going to stop for the day, to give all of this time to sink in. Next time, on to what happens to a book after an agent submits it to an editor at a publishing house!

Yes, yes, I know: this isn’t precisely fun material to cover, but you will be happier in the long run if you’re familiar with it.

But wait — I haven’t given you a self-editing tip yet today, have I? Here’s one that will keep many of you busy for a good, long while: in most adult fiction, professional readers like Millicent prefer to see tag lines — all of those he said, she exclaimed, they cried statements that litter the average dialogue scene — minimized, or even omitted entirely. Unless there is serious doubt about which character is speaking when, they usually aren’t necessary.

Quotation marks, after all, indicate that what falls within them is being spoken aloud. So dialogue that runs like this:

Johnny smoothed back his pompadour, copied from a torn photo of his grandfather. “Yeah?” he said. “Who’s gonna make me?”

Tina quailed in fear, but she stood her ground. “I am,” she said stoutly.

“Ooh,” Johnny said, “this is going to be fun. I haven’t created a scar in weeks.”

may often be trimmed to the following, with no real loss of meaning:

Johnny smoothed back his pompadour, copied from a torn photo of his grandfather. “Yeah? Who’s gonna make me?”

Tina quailed, but she stood her ground stoutly. “I am.”

“Ooh, this is going to be fun. I haven’t created a scar in weeks.”

Okay, so maybe that wasn’t the most graceful way to work today’s editing tip into the text. Hey, I’m just warming up here. Keep up the good work!

The New Year’s resolution a savvy writer definitely shouldn’t keep, or, the necromancer’s out right now, but could I interest you in a date in mid-February?

gazing into a crystal ball

Time for a quick poll for all of you who spent some or all of the recent holiday season hobnobbing with kith and/or kin who happened to be aspiring writers: hands up if you bumped into at least one within the last month who confided that that his new year’s resolution was — wait for it — to get those long-delayed queries out the door. Raise a hand, too, if a friendly soul astonished you by swearing that come January 1, that postponed-for-months submission was finally going to be making its way to the agent who requested it. Or that this was the year that novel was going to make its way out of that drawer and onto bookshelves everywhere.

Okay, legions with your hands in the air: keep ‘em up if you had ever heard these same writers make similar assertions before. Like, say, December of 2007, 2006, 2005, or any year before that.

I’m guessing that very few of you dropped your hands. Why on earth do we writers do this to ourselves every year?

The scourge of the New Year’s resolution, that’s why. Due to social conditioning that encourages us to believe, usually wrongly, that it’s easier to begin a new project at a time of year so energy-sapping that even the sun appears to be least interested in doing its job with any particular vim, millions of aspiring writers all across North America are going to spend the next few weeks rushing those queries into envelopes, hitting those SEND buttons, stuffing those requested materials into envelopes, and forcing themselves to sit in front of a keyboard at a particular time each day.

The predictable, inevitable, and strategically unfortunate result: for the first three weeks of January every year, agencies across the land are positively buried in paper. Which means, equally predictably, inevitably, and unfortunately, that a query or manuscript submitted right now stands a statistically higher chance of getting rejected than those submitted at other times of the year.

So again, I ask: why do writers impose New Year’s resolutions on themselves that dictate sending out queries or submissions on the first Monday of January?

Oh, I completely understand the impulse, especially for aspiring writers whose last spate of marketing was quite some time ago. Last January, for instance, after their last set of New Year’s resolutions. Just like every other kind of writing, it’s easier to maintain momentum if one is doing it on a regular basis than to ramp up again after a break.

Just ask anyone who has taken six months off from querying: keeping half a dozen permanently in circulation requires substantially less effort than starting from scratch — or starting again. Blame it on the principle of inertia. As Sir Isaac Newton pointed out so long ago, an object at rest tends to remain at rest and one in motion tends to remain in motion unless some other force acts upon it.

For an arrow flying through the air, the slowing force is gravity; for writers at holiday time, it’s often friends, relatives, and sundry other well-wishers. And throughout the rest of the year, it’s, well, life.

But you’re having trouble paying attention to my ruminations on physics, aren’t you? Your mind keeps wandering back to my earlier boldfaced pronouncement like some poor, bruised ghost compulsively revisiting the site of its last living moment. “Um, Anne?” those of you about to sneak off to the post office, stacks of queries in hand, ask with quavering voices. “About that whole more likely to be rejected thing. Mind if I ask why that might be the case? Or, to vent my feelings a trifle more adequately, mind if I scream in terror, ‘How could a caring universe do this to me?’”

An excellent question, oh nervous quaverers: why might the rejection rate tend to be higher at some times than others?

To answer that question in depth, I invite you yourself in the trodden-down heels of our old pal Millicent, the agency screener, the fortunate soul charged with both opening all of those query letters and giving a first reading to requested materials, to weed out the ones that her boss the agent will not be interested in seeing, based upon pre-set criteria. At some agencies, a submission may even need to make it past two or three Millicents before it lands on the actual agent’s desk.

We all understand why agencies employ Millicents, right? As nice as it might be for agents to cast their eyes over every query and submission personally, most simply don’t have the time. A reasonably well-respected agent might receive 1200 queries in any given week; if Millicent’s boss wants to see even 1% of the manuscripts or book proposals being queried, that’s 10 partial or full manuscripts requested per week.

Of those, perhaps one or two will make it to the agent. Why so few? Well, even very high-volume agencies don’t add all that many clients in any given year — particularly in times like these, when book sales are, to put it generously, slow. Since that reasonably well-respected agent will by definition already be representing clients — that’s how one garners respect in her biz, right? — she may be looking to pick up only 3 or 4 clients this year.

Take nice, deep breaths, sugar. That dizzy feeling will pass before you know it.

Given the length of those odds, how likely is any given submission to make it? You do the math: 10 submissions per week x 52 weeks per year = 520 manuscripts. If the agent asks to see even the first 50 pages of each, that’s 26,000 pages of text. That’s a lot of reading — and that’s not even counting the tens of thousands of pages of queries they need to process as well, all long before the agent makes a penny off any of them, manuscripts from current clients, and everything an agent needs to read to keep up with what’s selling these days.

See where a Millicent might come in handy to screen some of those pages for you? Or all of your queries?

Millicent, then, has a rather different job than most submitters assume: she is charged with weeding out as many of those queries and submissions as possible, rather than (as the vast majority of aspiring writers assume) glancing over each and saying, “Oh, the writing here’s pretty good. Let’s represent this.” Since her desk is perpetually covered with queries and submissions, the more quickly she can decide which may be excluded immediately, the more time she may devote to those that deserve a close reading, right?

You can feel the bad news coming, right?

Given the imperative to plow through them all with dispatch, is it a wonder that over time, she might develop some knee-jerk responses to certain very common problems that plague many a page 1? Or that she would gain a sense — or even be handed a list — of her boss’ pet peeves, so she may reject manuscripts that contain them right off the bat?

You don’t need to answer those questions, of course. They were rhetorical.

Now, the volume of queries and submissions conducive to this attitude arrive in a normal week. However, as long-term habitués of this blog are already no doubt already aware, certain times of the year see heavier volumes of both queries and submissions of long-requested materials than others.

Far and away the most popular of all: just after New Year’s Day.

Why, I was just talking about that, wasn’t I? That’s not entirely coincidental: this year, like every year, Millicent’s desk will be piled to the top of her cubicle walls with new mail for weeks, and her e-mail inbox will refill itself constantly like some mythical horn of plenty because — feel free to sing along at home — a hefty proportion of the aspiring writers of the English-speaking world have stared into mirrors on New Year’s eve and declared, “This year, I’m going to send out ten queries a week!” and/or “I’m going to get those materials that agent requested last July mailed on January 2!”

While naturally, I have nothing against these quite laudable goals — although ten queries per week would be hard to maintain for many weeks on end, if an aspiring writer were targeting only agents who represented his type of book — place yourself once again in Millicent’s loafers. If you walked into work, possibly a bit late and clutching a latte because it’s a cold morning, and found 700 queries instead of the usual 200, or 50 submissions rather than the usual 5, would you be more likely to implement those knee-jerk rejection criteria or less?

Uh-huh. Our Millicent’s readings tend to be just a touch crankier than usual right about now. Do you really want to be one of the mob testing her patience?

This is the primary reason, in case I had not made it clear enough over the last couple of months, that I annually and strenuously urge my readers NOT to query or submit during the first few weeks of any given year. Let Millie dig her way out from under that mountain of papers before she reads yours; she’ll be in a better mood.

How long is it advisable to wait? Well, in previous years, I have suggested holding off on sending anything to a North American agency for a full three weeks. I did not select that length of time arbitrarily: the average New Year’s resolution lasts three weeks, so the queries and submissions tend to drop off around then. Conveniently enough, US citizens get a long weekend at that point in January, the Martin Luther King, Jr., holiday, to start stamping those SASEs.

This year, I am not recommending holding off for three weeks. In 2010, I am urging every writer within the sound of my voice to hold off for six.

No, in answer to that question 33% of my readers just shouted indignantly at my screen, I have not taken leave of my senses, thank you; I am merely trying to help you maximize your query or submission’s chances of success. I have my fingers crossed, hoping madly that by mid-February — say, just after Valentine’s Day, a holiday few aspiring writers are likely to commemorate by sending roses or chocolates to Millicent, anyway — Millie, her boss the agent, her agent’s boss who owns the agency, the editors to whom the agent habitually pitches, and those editors’ bosses will have finished freaking out at the stunning news that for the first time, e-books outsold hard copies at Amazon on Christmas.

Okay, so those sales figures were just on Christmas Day itself, an occasion when, correct me if I’m wrong, folks who had just received a Kindle as a present might be slightly more likely to download books than, say, the day before. But that’s not what the headlines screamed the next day, was it? I assure you, every agency and publishing house employee in North America has spent the intervening days fending off kith and kin helpfully showing him articles mournfully declaring that the physical book is on the endangered species list. Or ought to be.

Once again, I invite you to step into Millicent’s ballet flats. She’s been hearing such dismal prognostications as often as the rest of us while she’s been off work for the past week or two. When she steps across the agency threshold on Monday, too-hot latte clutched in her bemittened hand, the Millicent in the cubicle next to hers will be complaining about how his (hey, Millicents come in both sexes) kith and kin has been cheerfully informing him that he will be out of a job soon. So will half the people who work in the agency — including, as likely as not, Millicent’s boss.

It’s only reasonable to expect, of course, that through the magic of group hypnosis, the more everyone repeats it, the more of a threat the Kindle news will seem; the scarier the threat, the more dire the predictions of the future of publishing will become. By lunchtime, half the office will be surreptitiously working on its resumes.

Given the ambient mood in the office, do you really want yours to be the first query she reads Monday morning? Or the fiftieth? Or would you rather that your precious book concept or manuscript didn’t fall beneath her critical eye until after everyone’s had a chance to calm down?

Quick disclaimer: six weeks may well not be long enough for this particular shock to pass. I am not a necromancer of any stripe; please don’t imagine that I am typing this with one hand and clutching a crystal ball with the other. I picked six weeks because, by law, US-based agencies must issue tax documentation on royalties by the end of January. Might as well wait until the stressed people have one less reason to be stressed, right?

Will another two weeks honestly make any difference? Again, I don’t have a crystal ball — but by then, those of you who each year stubbornly reject my annual admonition to eschew writing-related New Year’s resolutions will have had a nice, long chunk of time to see if you could, say, up your writing time by an extra hour per week. Or per day. Or prepared a contest entry for that literary contest you’d always meant to enter.

Far be it from me to discourage keeping that kind of resolution, whether you choose to put it into action on New Year’s Day, the fourth of July, or St. Swithin’s day. Only please, for your own sake, don’t set the bar so high that you end up abandoning it within just a couple of weeks.

If you must resolve, resolve to set an achievable goal, one that you can pull off without wearing yourself out quickly. In the long term, asking yourself to write two extra hours per week is more likely to become a habit than eight or ten; committing to sending out one query per week is much easier than twenty. Heck, if Millicent resolved to get through those masses of queries and submissions currently completely concealing her desk from the human eye, she’d fling her latte in disgust within the first hour. Steady, consistent application is the way to plow through an overwhelming-seeming task.

Okay, if I’m sounding like Aesop, it’s definitely time to sign off for the night.

Except to say: because so many aspiring writers will be acting on their (sigh) New Year’s resolutions, and thus may be relied upon to be surfing the net rabidly for sensible guidance, I’m going to take a break from self-editing issues for the next couple of weeks to deal with the absolute basics that every writer needs to know. What a query is, for instance, and why a novelist typically needs an agent. Why generic queries seldom work. How to format a manuscript.

You know, the kind of things folks in the publishing industry assume that talented writers already know. Presumably because the muses showed up next to each of our cradles and gave us the knowledge at birth. Just in case the muses are thirty or forty years behind schedule, I’m going to start filling in the gaps with Monday’s post.

Please keep those craft and revision questions, coming, though — I’m far from done talking about how to get the best out of a manuscript. Just let me get all of these New Year’s resolutions out of the way first.

As always, keep up the good work!

Not another best and worst of the decade list!

one-way sign in graveyard

It’s certainly been a year — and a decade — of mixed blessings, hasn’t it? Why, only last month, as I was noting with annoyance that Publishers’ Weekly’s list of the top 100 new releases of 2009 did not contain a single book by a female author, I realized with a shock that the Matthew Crawford at #8 used to sit next to me in grad school seminars. Naturally, I rushed out and bought Shop Class as Soulcraft at a brick-and-mortar bookstore right away, on general principle and to boost my writerly karma, but it made me think: the dark, dark clouds of the last year have certainly had some odd silver linings.

So, belatedly: congratulations, Matt. And here’s to finding writers I like on 10-best lists, anywhere, anytime.

I’ve been mulling over those unexpected flashes of silver in the sky all month, as I’ve been gearing up to this, my last post of the decade. I had planned to come up with one of those ubiquitous best and worst lists from a writerly perspective — you know, books I hated, editors at Random House I was sorry to see take early retirement, that sort of thing.

Frankly, coming up with a worst list was no problem at all. Took about four minutes. Yet every single one of my hard-found bests — all seven of them — were charming surprises like seeing Matt’s name turn up on the PW list, not genuine trends I could laud as harbingers of good things coming to writers everywhere. And while I could follow the excellent example of other end-of-the-decade commenters like Julianna Baggott (whose recent Washington Post article on why it is so hard for female authors to crack those top ten lists is well worth reading, by the way), devoting my last post of the year purely to criticism of the status quo, I just can’t bring myself to believe that those silver linings, however few and far between, are not something worth celebrating.

But let’s not kid ourselves: we writers have a heck of a lot to complain about these days.

So here’s what I’m going to do. First, I’ll be taking a barefoot run through what I think are the ten worst things to happen to writing over the last decade, followed by what I consider the single nastiest development for aspiring writers. Then, with all of that out of our collective system, I’ll let you in on some reasons that I think all of us should continue keeping the faith.

With me? Tremendous. Let the snarly bits begin.

The Ten Worst Things to Happen to Writing in the 2000s So Far

(10) Benefit-free simplification of the language
You know what I’m talking about, right? We’ve all picked up a newspaper — remember those? — and been knocked out of an otherwise interesting article by , say, the completely gratuitous capitalization of the first word following a colon. It’s never been correct in English — so why the heck has it suddenly become so very common in recent years? Why, in fact, has it become acceptable by AP editing standards?

For heaven’s sake, it’s not a new sentence!

Okay, so maybe that’s not the type of irritant that makes folks who don’t read or write manuscripts for a living choke on their coffee, but I assure you, such creeping attacks on literacy drive those of us who do absolutely nuts. Why? Because after enough readers have seen the incorrect version often enough and in authoritative enough sources, it will begin to look correct to them.

Can the fall of civilization be far behind?

No, but seriously, the last decade has seen the dubious legitimization of quite a lot of technically incorrect practices. More nails on the proverbial blackboard:

* The use of quality as a synonym for high-quality, without the necessary modifier. Technically, quality could be high, low, or middling. The sole exception, as far as I know, is when it refers to obsolete social class distinctions: it was obvious from her bearing that she was a lady of quality.

See? I didn’t capitalize the first word after the colon in that last sentence, and the grammar gods didn’t strike me dead on the spot.

* The use of unique with a modifier, as in she is very unique. By definition, something is unique because it is the only one of its kind.

* Leaving question marks off sentences that are clearly questions, as in do you hear me. It’s a lame writer’s trick, intended to convey flatness of tone. If only the language contained some sort of descriptors for sound, so the reader could know how a speaker’s voice sounds…oh, wait, it does.

Nit-picky? You bet. But since when did wielding the language correctly become optional for good writers?

(9) Conspiracy theories whose individual elements can be adequately exposed within a three-page scene.
I’m looking at you, Dan Brown. Just once, couldn’t a necessary clue not be instantly recognizable the second our hero stumbles upon it? Followed, perhaps, by that crusty old character who has held his tongue for the past forty-three years not blurting out everything he knows the instant the protagonist happens to ask? Or sometimes even before he asks?

Call me a complexity-monger, but if a long-unsolved mystery can be revealed to the first yahoo who bothers to glance in its direction, and that within the first four minutes, I’m just not interested. I have too much faith in the inventive capacities of mystery writers to settle for boneheaded plot twists.

(8) Single spaces after periods and colons in manuscripts.
Yes, yes, I know: eliminating these necessary spaces in published books saves a lot of paper and ink. In a manuscript, however, omitting these spaces is not only an offense to the rules of punctuation, but renders text significantly harder to edit by hand.

Which, in case you’d been wondering, is generally the only way to catch the kind of errors mentioned in (10). And why it’s so obvious to most professional readers handed a manuscript without the necessary two spaces that the writer has not worked with an editor before.

(7) A radical increase in pop culture references in published books.
Now, there’s nothing wrong with this in, say, a memoir: mentioning that the protagonist’s sister is lying on the floor, watching a brand-new Gilligan’s Island episode is a legitimate way to give a sense of place and time to a scene. But using current pop references in a novel to make it seem up-to-date now will simply render it out of date in five years.

Sorry; I don’t make the rules governing the turnover rate of pop culture. Nor of the passage of time.

I object to this one, like the last, primarily for its negative effect upon aspiring writers. It can take a couple of years for a manuscript to travel the bumpy road from sale to a publishing house to a spot on a bookshelf at Borders; what’s hip today may well be dated by then. Manuscripts still do get rejected, and often, by old-school professional readers trained to spot references that readers will not necessary catch three years from now.

Yes, I know: you’ve seen plenty of published books with these references. So have I. That doesn’t mean that it’s in your best interest to follow their example.

(6) Not dividing the YA market into as strongly-defined book categories as the adult market
Didn’t see that one coming, did you? Well, I guess you might have to talk to a lot of writers, agents, and editors to notice this problem, but since YA has taken off as a major market, more and more agents who represent primarily adult fiction have, predictably, started actively seeking out the next Harry Potter or Twilight.

Which are, correct me if I’m wrong, quite different from each other. So how is an aspiring writer to know what an agent who says she’s looking for YA, any YA, to know what she’s got in mind?

Defining YA books more precisely would be very, very helpful to agent-seeking writers — and not just by guiding those who write YA paranormal romance to agencies with a more successful record with vampire stories than horse books. Lumping too many kinds of YA together makes it harder for those who write for niche markets — like, say, the book for the smartest girl in the class, rather than for the boy who has a hopeless crush on an unattainable girl — find the right homes for their books.

There is literally nothing writers can do about this one, of course. Doesn’t mean it’s not worth grumbling over.

(5) “Whatever!”
Oh, God, how I wish that this one had never entered the language — although, as a means of irritating adults, I suppose the very fact that I want to strangle the next character who utters it indicates that it has been a rousing success.

Fine; you win, whatever-ers. Now give it a rest, already.

I’m not talking to young writers here, although I must admit that I have had a younger students hand me pages where whatever played a prominent role. (Unfortunately, the pages were in a term paper on Rousseau, and the first sentence that caught my eye was In human beings’ natural state, they all lived alone or whatever. The ensuing discussion was not pretty.) I’m aiming this complaint squarely at adult writers who shove whatever into their teenage characters’ mouths in an effort to make them sound like, well, teenagers.

Personally, I find this dismissive; most of the teenagers I know are pretty interesting people. As a reader, I want to hear what a specific teenage character has to say, not to see her merely parrot what any generic teenager might say.

And don’t tell me that young people really talk that way; real-life dialogue can be pretty boring. Astonish me with how your characters are different from anyone I might overhead in a movie ticket line, rather than lulling me to sleep with a transcript.

Want to show an attitude problem? Go right ahead. Writers have plenty of other narrative tools with which to demonstrate all kinds of emotional states.

(4) The demotion of the art of memoir to mere journalism
As recently as seven or eight years ago, memoirists signed contracts with their publishers that specified that the stories they were telling were essentially true, to the best of their knowledge. Lawsuits did occasionally happen, but pretty much everyone concerned recognized that (a) every human being recollects any shared event differently, (b) one of the things that separates a gifted memoirist from the rest of the population is the ability to hone and plane reality into a story that someone might conceivably want to read, and (c) occasionally, the effective exercise of (b) might lead to a bit of narrative fudging.

In short, no one seriously believed that all memoirists did was stand around for their entire pre-publication lives, taking notes like a court reporter. Poetic license was considered legitimate. Heck, ten years ago, you’d only have to buy a junior editor at a major publishing house one drink before he’d be assuring you that the latest celebrity memoir was a good 87% poetry.

Oh, I’m sorry — should I have warned you that the emperor’s clothes were about to be affected by gravity?

Now, memoirists are not only often required to sign iron-clad contracts, taking on all legal liability for any misstatements, but sometimes have to obtain signed releases from anyone mentioned in the book. Under the threat of negative publicity, publishers have been regarding memoirs with a far more suspicious eye. And no wonder, given how the media has reacted to the news: one established memoirist after another is outed as having made up salient facts, and some hyper-literal reporter so misunderstood David Sedaris’ essays that he meticulously fact-checked them.

Sedaris writes humor, people. Comedy writers see things differently than the general population. And may I introduce you once again to the concept of poetic license? Should I invite you all over for dinner, so you may get better acquainted?

It’s tempting to blame James Frey, he of the Million Little Pieces scandal, for this rather severe shift in publishing attitude. If only those rumors that his agent sold the book as a novel, not a memoir, would stop circulating so persistently, I might be able to jump on that bandwagon. However, as a memoirist whose publisher was dogged with lawsuit threats (unfounded) over my book, I’m inclined to think that the real culprit here is a trend for authors to be saddled with more and more of the burdens of bringing out a successful book.

If an author is now expected to, say, pay for his own book tour or hire his own publicist, is it really all that astonishing that he should be saddled with all of the risk of telling his own story? The emperor needs a new wardrobe, after all.

(3) The rise of editing on computer screens
I’m placing this one near the top of my list, since it has contributed so heavily to some of the problems lower down. Long-time readers of this blog, pull out your hymnals and sing along: since the human eye reads 70% faster on a screen than on a page, it is markedly more difficult to catch typos, logical problems, and other textual errors if one edits on a computer screen.

I could — and have — unleash an avalanche of examples at this point, but I’ll restrain myself and provide only one, a little something I like to call the according to Smith problem. See if you can spot it for yourself in this (completely fictional) article opening:

For the Anderson family, this was not the New Year’s Eve they were expecting. Last year, and every year before that, Mom Sheila, Dad Egbert, twins Drucilla and Delward, and little Ermintrude had gathered around the cheerful fire on their hearth, toasting one another with the vodka-laced grog Sheila’s grandmother used to make.

That was before the fire. Like so many now-scarred Americans, the Andersons were tragically unaware that vodka is flammable.

According to Smith, however, the turning of the year was not the only time the family used to drink. “I thought the kids were a little young. I mean, grog in the baby’s bottle? But hey, who am I to tell them how to raise ‘em?”

Did you catch it? No? Here’s a hint: WHO IS SMITH?

As an editor, this sort of editing error drives me nuts — and I assure you, it is an editing error, not a writing one. To an editorial eye, it’s fairly obvious that in an earlier draft, a sentence identifying Smith, probably including his first name and his relationship to the Andersons, appeared prior to the paragraph with the quote. In a subsequent draft, the reference was cut, and nobody noticed.

Except the confused reader, that is.

Would this be a good time to remind you to read your manuscripts IN HARD COPY, IN THEIR ENTIRETY, and, if possible, OUT LOUD? No? Okay, I’ll move on to my next point.

(2) The swiftly-widening gap between advances for bestselling authors and those less established
Do I really have to explain to a readership of writers why this one is bad for our art form? I doubt it, but just in case I need to spell it out: tiny advances mean that first-time authors can’t quit their day jobs.

Am I the only one who worries that the full-time book writer is in danger of becoming obsolete? And does anyone seriously believe that eventuality will improve the overall quality of the literary market?

Especially in combination with…

(1) The rapid turnover of editors, or, the rise of the five-editor book project
Ten years ago, it was rare that the editor who acquired a manuscript did not remain with the project all the way through the publication process. Heck, it was fairly normal for an editor to stick with a successful author for half a career.

Now, a first-time author may thank her lucky stars if her book is handled by only two or three editors; the turnover rate over the last year has been so rapid that I know no fewer than three authors whose books were overseen by five editors, all of whom wanted the book to be something different. One poor novelist got assigned a new editor less than a month before his book was scheduled to be printed.

Guess how he spent the first three weeks of that month? Oh, well, his protagonist didn’t really need that lesbian sister, anyway.

I’m not casting aspersions on any of his five editors, of course; for all I know, each of their widely divergent opinions on the book could have worked — had it been the only editorial vision. I’m merely suggesting that continually asking writers to adjust their creative process to different masters’ expectations within a single project might not be the most efficient means to get the best out of talented people.

Of course, the rate of turnover isn’t really the editors’ fault — I’ve seldom meant one who actively yearned to be fired — any more than the notoriously short average tenure of agency screeners and editorial assistants is the result of some active conspiracy of the powerless. So before we leave behind the blame portion of our evening, let’s talk about one other negative development for writers that is very much within these decision-makers’ control.

Bonus: the increasingly common practice of agents and editors not responding to submissions at all
A decade ago, an agent’s using a form letter to reject a query was the most common source of complaint among aspiring writers; now, it’s far from uncommon for that same agent not to respond to a query at all if the answer is no. But until just a couple of years ago, it was unheard-of for an agency to apply the silence-means-no practice to requested materials.

The times, they have indeed been a-changin’. Now, it’s not unusual for a submitter to hear back 6 months later, or even not at all.

Obviously, this widespread policy shift has been terrible for agent-seeking writers — and not just because it’s harder to wait five months to hear back than two. How, for instance, is a writer to know whether four months of non-response means that (a) his manuscript has been rejected, (b) his manuscript has not been rejected, but has not yet been read by all of the people who need to read it before the agent can say yes, or (c) the manuscript never got there in the first place?

Yet despite this quite radical change in how some agencies — not all, thank goodness — handle requested submissions, most aspiring writers still submit to only one agent at a time. Or even — sacre bleu! — query one at a time.

In the current environment, that means that even a writer who gets picked up unusually quickly will unnecessarily waste a year or two. Once again, I implore you: unless an agent’s website or guide listing specifically says s/he will not accept simultaneous submissions, keep sending out your work.

Unless, of course, you have an extra decade or so to kill before your book gets published?

Okay, that’s enough gloom-inducement for one night. On to the reason that all of you talented writers out there should keep pushing forward, despite an increasingly difficult publishing environment.

Come closer, and I’ll whisper it: the fact that it’s become significantly more difficult to get it published has little to do with the quality of your writing; these are systemic changes. But that doesn’t mean a good manuscript isn’t still worth promoting.

Yes, yes, I know: that sounds suspiciously similar to what I’ve been saying here at Author! Author! for the last five years. It’s still true. The primary difference is that in the face of ever-heightening barriers to good writers’ getting discovered, it’s becoming harder and harder to keep the faith.

And yet you still push forward, don’t you? That’s one of the things I love most about our Author! Author! community: we don’t give up on our talent. Even when the odds are, frankly, pretty ridiculous, good writers keep writing.

Which is why, despite my deep concerns about the future of writing, I’ve decided to end the year not with my suggestions for how to keep the faith, but yours. Here, at long last, are the winners of November’s Words to Write By contest:

“Don’t look down.” — Jennifer Crusie, bestselling romance author

Submitted by Jenyfer Matthews, who adds: “Seemingly simple, I interpret this quote to mean believe in yourself. Be brave enough to take that first step and then let the magic of the writing process carry you. Keep your head up, eyes forward, and just keep putting one word in front of the other until you reach the end. Don’t second guess yourself or the story — or else. Have faith.”

I’m with you, Jenyfer. Here’s another:

“You are allowed to suck.” — Mur Lafferty

Submitted by Bart Silverstrim, who went on to explain: “I first heard that aphorism as one of Mur Lafferty’s Rules of Writing in her podcast called “I Should be Writing.” My fears of ridicule, lack of talent, not being “good enough” to deserve the chance to become a published author melt away when I remind myself of this. It is the permission that all new (or aspiring) authors need in order to face that keyboard; you cannot edit your manuscript that sucks into something better until you have a manuscript to improve upon!”

So true, Bart. In a similar spirit:

“I write this sitting in the kitchen sink.” — Dodie Smith

Submitted by Natalie Kingston, along with this charming comment: “I love this quote; it’s the opening line of I Capture the Castle by Dodie Smith (more famous for her Disney-adapted work The Hundred and one Dalmations). It reminds me that it’s always possible to find the time and space to write, if you look hard enough. It’s Virginia Woolf’s “room of one’s own” shrunk down to fit into the most prosaic, domestic space. The quote is typical of the whole novel, which contrasts romanticism of writing and the cold reality; the father takes a forty year lease on a dilapidated but charming castle in the hopes it will help him write his second novel, but it is his daughter who takes inspiration from their struggles to survive there. It reminds me not to cut myself off, and that the best ideas come from the most unexceptional places.”

Feeling more empowered already, aren’t you? Hold that feeling, because here comes the entry the judges found most inspiring of all, the winner of a brand-spanking-new copy of Askhari Johnson Hodari and Yvonne McCalla Sobers’ excellent LIFELINES: THE BLACK BOOK OF PROVERBS:

“I am a writer. I have books to write. What am I doing building a museum?”
~ Orhan Pamuk, possibly from a New York Times interview on the creation of his new museum

Submitted by Juniper Ekman, who went on to say:

“This is a quote I post to each page of my calendar, the quote I have taped to my phone. This is the quote I write in permanent marker on my palm so I can hold it up every time I answer yes to the wrong question:

“Do you have a few hours to make fifteen puppets for the holiday puppet show?”

“I know you’re already working five jobs, but would you mind coming in for an extra shift on Thursday? We forgot to hire somebody to replace the last employee we fired.”

Or when I find myself distracted by my hobbies, my friends, my feller, my life. All the things that make life worth living but prevent me from living on.

What am I doing?

No.
I am a writer.
I have books to write.”

 

I can think of no better way to end the year. Congratulations, Juniper, Natalie, Bart, and Jenyfer for trumping some pretty hefty competition for top inspiring quote, and thanks for helping all of us keep the faith for another year.

I say it at the end of every post, but never have I meant it more: keep up the good work, my friends. The world needs to hear your voice.

Exercising breath control, or, why Millicent wouldn’t spend more than a minute or two on that Ivanhoe manuscript

Ivanhoe scenes

Have you noticed a running pattern in the last week or two of posts on self-editing, campers? Have you dimly sensed that no matter where my suggestion du jour may begin, my narratives always end up taking a scenic detour through the joys of keeping the pacing tight in your manuscript? Has your significant other been shaking you awake, demanding that you cease muttering, “But does it have conflict on every page? EVERY page?” over and over again in the night? Have you found yourself clapping your hands loudly in boring work meetings, exclaiming, “Where’s the tension? Let’s get things moving here, people!” At family gatherings? At church?

Glad to hear it. My subtle indoctrination technique is working!

In case I haven’t yet dumped enough cold water on those of you intending to submit your writing to professional scrutiny any time in the foreseeable future: manuscripts or book proposal that drag their feet even a little tend to get rejected. Especially, as we discussed yesterday, those that meander within the first few pages. And while we’ve all read dozens of published books that have rocked us gently to sleep by page 4, and it truly isn’t fair that your manuscript is being held to a higher standard than THOSE evidently were, sitting around resenting the differential isn’t going to help you get your work published so effectively as making sure that YOUR manuscript is as tight as a drum.

I’m aware that the very notion makes half of you want to curl up into a protective ball around your manuscript, whimpering, “NO! You can’t cut ANY of it!” I know perfectly well that many, if not most, aspiring writers beard the heavens with bootless cries against the strange reality dictating that a manuscript should be publication-ready before it has an agent, who will probably ask the writer to change it significantly before sending it out to editors, anyway. I am even fully cognizant of the fact that from a writerly perspective, we love your writing — give us less of it doesn’t make much sense at all.

Yet a sober recognition of the extreme competitiveness of the literary market and the ability to self-edit in order to render one’s work more marketable within its ever-changing landscape are species characteristics of the professional working writer; while it’s not completely unheard-of for a first draft to be what ends up on the published page, by and large, producing a book-length manuscript purely from inspiration, without revision or even close subsequent reads by the author prior to an editor’s involvement, is roughly as rare amongst the successful author population as qualifying for the Olympics is amongst the world population.

I know you have it in you to approach this like a pro. Let’s talk conflict.

As I may have mentioned once or twice throughout this series, it’s an industry truism that a novel should have conflict — or still better, tension — on every page. While anybody who has had a half-hour conversation with me about the current state of the industry knows that I feel this standard should not be applied arbitrarily to every book in every genre, you should be aware of this axiom — because, I assure you, every agency screener is. In my conversations on the subject, the word arbitrary tends to come up, as do the phrases knee-jerk reaction, radical oversimplification of a complex array of literary factors, and power run mad. I’ve been known to question whether, for instance, BREAKFAST AT TIFFANY’S, CATCH-22, or OF HUMAN BONDAGE could find a publisher today as new books, much less an agent.

Or, indeed, virtually any of the bestsellers of the 18th or 19th centuries. Don’t believe me? Okay, here is the opening page of the absolutely last word in exciting dramatic novels in 1819, IVANHOE:

Ivanhoe first page

“What is this?” a modern-day Millicent mutters under her breath, reading for the SASE that, naturally, Sir Walter Scott had included with his submission. “A book about furniture? A manual on room decor? Where is the conflict? And what’s the deal with the punctuation? Next!”

But that’s rich array of rejection reasons would not be what Sir Walter would hear, right? No, his only clue about why his submission was rejected would be this:

Dear Scott:

I read your submission with great interest, but I’m afraid your manuscript does not meet our needs at this time. I just didn’t fall in love with the story.

Another agent may well feel differently, and I wish you every success finding a home for this book.

Sincerely,

Millicent’s boss
Great Big Agency

I’m making light of it, but honestly, I have sat up many a midnight, worrying about all of the talented aspiring writers out there currently relying upon, say, Charles Dickens or Jane Austen as pacing role models, only to have their hearts broken by rejection by agents, editors, and contest judges who, rationally enough, base their assessments about whether a book is marketable upon what has been selling within the last five years, rather than upon the kind of abstract notion of Good Literature that most of us encountered in our English classes. To say nothing of writers who chose as their lodestar books released a decade ago, or even, in some especially fast-changing genres, just a few years back.

If you doubt that, I invite you to round up all of the agents who were trawling writers’ conferences for chick lit in, say, 2002, at the height of the post-BRIDGET JONES enthusiasm, and ask them whether they still rabidly seeking chick lit today. Those genuinely enamored of the genre have stuck with it, of course, but don’t be surprised to hear that a good two-thirds of them have spent the last couple of years pursing the next big YA vampire classic.

My point is, publishing is driven as much by fads as by an appreciation for the beauty of a well-crafted sentence; in the mid-1980s, for instance, a novel’s being over 100,000 words was considered completely acceptable. Yet interestingly, the truism about conflict on every page has endured for a couple of decades now. There are plenty of agents and editors out there, and good ones, who do apply this standard to submissions, so you’re better off if you think about the pacing issue before you send your baby out the door, rather than later puzzling over a form-letter rejection, wondering if the pacing could possibly have been the problem.

Much of the time, it is. So much so that I feel a checklist coming on:

(1) If you’re editing for length, seeking out comparatively slow bits to shorten — or, dare I say it, cut altogether — should be at the top of your to-do list.

Actually, a search-and-minimize technique isn’t a bad idea even if length isn’t your particular bugbear, either, but it’s absolutely essential when editing for length.

What should go in the place of the trimmed bits? Conflict, of course.

(2) If you want to keep a slow scene, ramp up the conflict within it.

“But Anne,” those of you who write introspective books cry, “what can I do if my plot is, in fact, rather sedate? I can hardly make the church down the block blow up in order to add spice to my domestic drama, can I? It would look so odd.”

This is a good question, and prompts me to ask another: what does tension on every page mean? Should every character be fighting with every other constantly? Do you have to show things exploding at least once every 33 lines? Should the librarian in Chapter 2 pull a switchblade on your protagonist when he tries to check out a book on gardening?

No, on all counts. But how about these tension-increasers?

Some character could want something and not get it on every page, right, without gunpowder being involved.

Characters could say one thing and do another.

Every conversation could contain some seed of disagreement.

That’s all realistic, isn’t it? After all, no two human beings are ever in absolute agreement on every point, right? At least no two I have ever known.

(3) Consider having allies disagree, harbor different motivations — or having the protagonist be less sure of her own.

Trust me, your protagonist’s relationship with her best buddy will come across to the reader as stronger, not weaker — not to mention more true-to-life — if they have the occasional tiff. A person has to care more about a friend to maintain a relationship through a conflict than through periods of sunny agreement; make your characters fight a little for their friendships from time to time. They’ll seem more valuable.

Where overt disagreement is not feasible, then how about a differential between what your protagonist is saying and what she is thinking? The protagonist could habitually bite her tongue, while her angry thoughts run rampant. Internal conflict is definitely interesting.

(4) Seek out dialogue-only scenes and inspect them for lack of tension.

Yes, I’m talking about ALL scenes where the dialogue is uninterrupted by narrative text for more than, say, half a page. Reach for your manuscript, scan it for dialogue-only scenes, and check to see whether those scenes are sufficiently conflictual to maintain Millicent’s interest. Most of the time, they don’t.

Did I just hear the battle cry of all of those writers out there who were taught since their infancies that dialogue should speak for itself, and that it is inherently bad writing EVER to include a character’s thoughts in the midst of dialogue? Am I about to be on the receiving end of a body blow from those stalwart souls who have doomed readers to two or three pages on end of pure dialogue, devoid of other activity, or even markers of who is speaking when?

Oh, dear. How shall I put this gently? If you are so gifted a dialogue-writer that you can convey every nuance of a relationship between two characters at a particular moment in time purely through dialogue, do so with my blessings. But honestly, if you have that particular talent, you might want to go into writing stage or screenplays. Novels, I believe, are places to show complex characters with interesting motivations, people who think and act as well as speak.

Personally, if I want to read transcripted conversations, a novel or memoir is not the first place I look. That’s what trial transcripts are for, after all.

I am aware, though, that there are plenty of writers — and writing teachers — out there who would disagree with me. (Look, Ma: conflict on this page!) If you prefer to follow their precepts, fine. But do be aware that it’s hard to maintain a sense of forward motion throughout pages of dialogue-only text, particularly if one of the speakers is a character the reader does not know particularly well.

(5) Consider the dramatic appeal of duplicity.

This is a great way to liven up those dialogue-only scenes. In my experience, the vast majority of people do not say everything that is on their minds at any given moment. Anyone who has ever been a teenager being lectured by a parent, for instance, or an employee shouted at by a boss, has direct personal knowledge of a situation where what is said out loud and what is thought is WILDLY different, where reproducing merely the dialogue would not give an accurate picture of what is really going on between these two people.

Almost everyone holds something back when talking to others — out of politeness sometimes, out of fear others, out of strategy, out of love. The struggle to express oneself without giving away the whole candy store is one of the great human problems, isn’t it? So why not let that struggle manifest on the page?

(6) Double-check all dialogue-based scenes for tension.

Is there enough conflict in them? If no emotion is being generated on either side of a discussion, there probably isn’t.

The conflict need not be large; an argument certainly isn’t appropriate to every scene. Are there a couple of small tweaks you could make to increase the tension between these characters, or the tension within the character’s own mind?

(7) Excise dialogue that doesn’t advance the storyline or provide memorable character development.

Is the conversation providing new information, or just rehashing what the reader already knows? If the latter, could the line be cut without the reader losing a sense of what is going on?

You’d be stunned by how often the answer is yes. Remember, repetition bogs down pace considerably. Trim as much of it as possible — yes, even if real-life characters would say precisely what you already have on the page.

(8) Scrutinize fill-in-the-friend scenes for conceptual redundancy.

Pay particular attention to scenes where the protagonist is telling another character what just happened; such dialogue is notoriously redundant. In fact, know a very prominent agent, one who gives classes and writes books to give advice to aspiring writers, who insists that any scene where characters are talking over ANYTHING that has already occurred in the book should be cut outright. However, since he also counsels removing any scene where the protagonist drinks tea, sips coffee, drives anywhere alone, or thinks about what is going on, I’m not sure I would advise taking his admonitions as revealed gospel.

But the next time you find your characters sitting in a coffee shop, chatting about what has happened in the previous scene, you might want to ask yourself: would the reader be able to follow what is going on in the book if this scene were cut?

(9) Generally speaking, a manuscript that has ups and downs will be perceived by the reader as more exciting than one that does not.

Consider changing the running order of the scenes. Alternating action scenes with processing scenes, or fast-paced scenes with slower ones, will give more movement to the plot.

(10) Experiment with varied sentence structure.

If you find yourself perplexed about the drooping energy of a scene whose action would seem to dictate tight pacing, try this trick o’ the trade: at exciting moments, make the sentences shorter than at more meditative times in your plot. That way, the rhythm of the punctuation echoes the increased heart rate of your protagonist. Your reader will automatically find himself reading faster — which, in turn, will make the suspense of the scene seem greater.

Good trick, eh? You can perform a similar feat with dialogue, to give the impression of greater underlying hostility between the speakers.

(11) Let the dialogue reflect the speakers’ breathing patterns.

People breathe less deeply when they are upset; breathing shallowly, they tend to speak in shorter bursts than when they are relaxed. Also, agitated people are more likely to throw the rules of etiquette to the four winds and interrupt others. It is not a time for long speeches.

Dialogue that reflects these two phenomena tends to come across to readers as more exciting than exchanges of hefty chunks of speech. If you are trying to make a dialogue-based scene read faster, try breaking up the individual speeches, providing interruptions; the resulting dialogue will seem more conflict-ridden, even if the actual conversation is not about something inherently conflict-inducing.

Seriously, it works. Consider this tame little piece of dialogue:

“We’re having apple pie for dessert?” Albert asked. “I thought we were having cherry cobbler, the kind I like. The kids would love it; it would mean so much to them. Don’t you remember how much time and energy they put into picking those cherries last summer?”

Janie chuckled ruefully. “I certainly do. I was the one who ended up pitting them all. Even from preserves, though, the cherry cobbler you like takes a terribly long time to make. I never deviate from Aunt Gloria’s pie recipe, the one she learned from that traveling pie pan salesman during the Great Depression. Infusing the cherries with cinnamon alone takes an entire afternoon. I can throw together an apple pie in an hour.”

“And the result is divine, honey, with both: your Aunt Gloria certainly learned her lesson from that salesman well. But I’m sure that the kids would like to see the fruits of their labor, so to speak, show up on the dinner table before they’ve forgotten all about summer picking season.”

“Well,” Janie said, sighing, “you have a point, but I simply don’t have time to make another dessert before the Graysons come over for dinner.”

Not exactly a conflict-fest, is it? Now take a gander at the same scene with Albert and Janie taking shorter breaths — and some editorial rearrangement with an eye toward maximizing conflict. To make it an even higher dive, let’s maintain it as a dialogue-only scene:

“We’re having apple pie for dessert?” Albert asked.

“I simply don’t have time,” Janie replied, “to make another dessert before the Graysons come over for dinner.”

“I thought we were having cherry cobbler, the kind I like.’

“Even from preserves, the cobbler you like takes a long time to make.”

“The kids would love it. Don’t you remember how much time and energy they put into picking those cherries last summer?”

“I certainly do. I was the one who ended up pitting them all.”

“I’m sure the kids would like to see the fruits of their labor show up on the dinner table before they’ve forgotten all about summer picking season.”

Janie sighed. “Look, I never deviate from Aunt Gloria’s Great Depression cherry pie recipe…”

“Yeah, your Aunt Gloria certainly learned something from that traveling pie pan salesman.”

“…And infusing the cherries with cinnamon alone takes an entire afternoon. I can throw together an apple pie in an hour.”

“And the result is divine, honey,” Albert sneered.

Quite a different scene, isn’t it, even though the dialogue is almost identical? Hardly divorce-court material, even now, but now the scene isn’t about pie v. cobbler at all: it’s about clashing expectations within a marriage — and what does Albert have against Aunt Gloria, anyway?

If you really get stumped about where to break the speeches, try running around the block, then coming back and seeing how much of each character’s speech you can say out loud before you have to gasp for breath — thus allowing another party opportunity to speak up.

I swear that this really works.

(12) Consider the possibility that you may be able to convey the necessary tension by showing only part of the scene — or winnowing down a conversation to a quick exchange.

Sometimes, less honestly is more. If the goal is to put tension into this particular scene, do you really need more than the beginning and end of the Janie-Albert exchange?

“We’re having apple pie for dessert?” Albert asked.

“I simply don’t have time,” Janie replied, ‘to make another dessert before the Graysons come over for dinner. Your favorite cobbler takes an entire afternoon of my time, but I can throw together a pie in an hour.”

“And the result is divine, honey,” Albert sneered.

Sufficient, isn’t it? That’s four lines of pure interpersonal conflict that could be dropped into any kitchen conversation between spouses of a certain age.

And that, my friends, is enough about editing for pace for one year; as of tomorrow, I’m on to other topics. Keep up the good work!

Allowing butter to melt in your characters’ mouths, and other little revisions you can make to brighten Millicent’s day

melting-butter2melting-butter3

Hot on the heels of yesterday’s ruminations about the ever-changing state of publishing, I happened upon this article about print-on-demand going on in a local independent bookstore. Basically, the buyer picks a book off an extensive list (most of whose items are in the public domain, neatly side-stepping the whole how-does-the-writer-get-paid issue), a clerk sets up an industrial print-and-binding machine, and violà! Roughly 18 minutes later, the customer is holding a physical copy of a 19th-century novel that’s been out of print for decades.

Progress, or just another sled on the slippery slope toward authors not being paid for their writing at all? What do you think?

While you’re pondering that Gordian knot, let’s revisit yesterday’s subject, politeness as a scene-killer. In fact, while we’re already on the topic, let’s make a day of it and take a guided tour of standard agents’ euphemisms for being bored by a submission.

Why should every reviser worth her proverbial salt be aware of these euphemisms, you ask? A couple of reasons, and good ones. First, as I have pointed out several times throughout our recent discussion of self-editing tactics, writers of first drafts often don’t actively consider during the composition process the possibility that their stories or arguments, while no doubt beautifully written and new to them, may be rather similar to other stories or arguments currently making the rounds of agencies. Particularly — and it pains me to say this, but it is true — if the story or argument in question happens to bear even the slightest to a bestseller that came out any time within the last decade.

Trust me, no matter how slight the familial resemblance between your novel and, say, THE DA VINCI CODE, Millicent’s seen so many iterations of the latter come across her desk in recent years that a similar paragraph or, heaven help us, 3-page chapters may well strike her as the identical twin of something she’s seen 20,000 times before. Thus that latte Millicent, the agency screener in my examples, keeps chugging, regardless of the danger to her oft-burnt tongue. She has to do something to stay awake as she’s leafing through the fifty submissions before yours turns up to brighten her day and gladden her heart.

Which leads me to the second reason: boring Millicent is one of the most common reasons for rejection at both the submission and query stages, yet interestingly enough, when one hears agents giving advice at conferences about how to guide manuscripts through the submission process relatively unscathed, the rather sensible admonition, “Whatever you do, don’t bore me!” is very seldom heard. Partially, I think, this is due to people in the industry’s reluctance to admit in public just how little they read of most manuscripts before rejecting them.

How little? Long-time members of the Author! Author! community, chant it with me now: the average submission is rejected on page 1. Sometimes in paragraph 1, or even sentence 1. As with query letters, submissions arrive at agencies in sufficient volume that screeners are trained to find reasons to reject them, rather than reasons to accept them.

Why isn’t this fact shouted from the rooftops and hung on banners from the ceilings of writers’ conferences, since being aware of it could only help everyone concerned, including Millicent? Well, having met my share of conference organizers, I would imagine it has something to do with not wanting to discourage attendees into giving up. It is a genuinely depressing state of affairs, after all, especially for those who have been querying and submitting for a while, and I can understand not wanting to be standing in a room with 400 writers hearing this hard fact for the first time.

Also, whenever I HAVE heard the news broken at a conference, the audience tends to react, well, a trifle negatively. Which is perfectly understandable, since from an aspiring writer’s point of view, such a declaration almost invariably means one of two things: either the agent or editor is a mean person who hates literature (but loves bestsellers), or that the admitter possesses an attention span that would embarrass most kindergarteners and thus should not be submitted to, queried, or even approached at all.

Either way, writers tend to react as though the pro were admitting a personal failing. That, too, tends not to help anybody concerned.

Actually, the prevailing assumptions about Millicent’s notoriously short attention span aren’t entirely fair. She may have a super-short of attention span for the opening pages of submissions, but she’s been known to pore over the 18th draft of an already-signed writer whose work she loves three times over. So have her boss, the agent, and the editor to whom they sell their clients’ work. However, since none of the three want to encourage submitters to bore them, they might not be all that likely to admit the latter before a bunch of aspiring writers at a conference.

Something else you’re unlikely to hear: that on certain mornings, the length of time it takes to bore a screener is substantially shorter than others, for reasons entirely beyond the writer’s control. I cast no aspersions and make no judgments, but they don’t call it the city that never sleeps for nothing, you know.

But heaven forfend that an agent should march into a conference and say, “Look, I’m going to level with you. If I’m dragging into the office on three hours of sleep, your first page is going to have to be awfully darned exciting for me even to contemplate turning to the second. Do yourself a favor, and send me an eye-opening first few pages, okay?”

No, no, the prevailing wisdom goes, if the reader is bored, it must be the fault of the manuscript – or, more often, with problems that they see in one manuscript after another, all day long. (“Where is that nameless intern with my COFFEE?” the agent moans.)

As it turns out, while the state of boredom is generally defined as a period with little variation, agents have been able to come up with many, many reasons that manuscripts bore them. Presumably on the same principle as that often-repeated truism about Arctic tribes having many words for different types of snow: to someone not accustomed to observing the variations during the length of a long, long winter, it all kind of looks white and slushy.

Here are a few of the most popular — and don’t be surprised if they seem a trifle familiar, long-time readers. I cribbed them from the extremely-useful-but-utterly-horrifying list of reasons agents give for rejecting submissions on page 1 we discussed in last January’s HOW NOT TO WRITE A FIRST PAGE series (conveniently gathered under the category of the same name on the archive list at the bottom right-hand side of this page, incidentally). They include :

(1) Not enough happens on page 1.

(2) Where’s the conflict?

(3) The story is not exciting.

(4) The story is boring. (I know: not a very subtle euphemism, but bear with me here.)

(5) Repetition on pg. 1 (!)

(6) Took too many words to tell us what happened.

(7) The writing is dull.

(8) I didn’t care enough about the protagonist and/or his situation to muster the effort to turn to page 2.

Sensing a pattern here? Now, to those of us not lucky enough to be screening a hundred submissions a day, that all sounds like variations on snow, doesn’t it? But put yourself in Millicent’s snow boots for a moment: imagine holding a job that compels you to come up with concrete criteria to differentiate between not exciting, boring, and I’m just not interested.

This probably wasn’t the glamour she expected when she first landed the job at the agency.

Most of these are pretty self-explanatory, but not enough happens on page 1 might confuse, as it is often heard in its alternative incarnation, the story took too long to start. Many a wonderful manuscript doesn’t really hit its stride until page 4 — or 15, or 146. And you’d be amazed at how often a good writer will bury a terrific first line for the book on page 10.

That’s not criticism; it’s just a fact. Unfortunately, neither Millicent, her cousin Maury who screens manuscripts for editors at a major publishing house, nor their Aunt Mehitabel, the inveterate contest judge, tends to have the time or the patience to wait for a slow-moving manuscript to pick up momentum.

The screening process is not, to put it mildly, set up to reward brilliance that takes a little while to warm up — and that’s not merely a matter of impatience on the reader’s part. Remember, that burnt-tongued screener racing through manuscripts will have to write a summary of any manuscript she recommends to her boss. So will Maury. Even Mehitabel will have to jot down a little something in order to pass a contest entry on to the finals round.

Think about it for a moment: how affectionate are any of them likely to feel toward a story that doesn’t give her a solid sense of what the story is about by the end of page 1? Please, for the sake of their aching heads and bloodshot eyes, give the reader a sense of who the protagonist is and what the book is about quickly.

Yes, even if you are convinced in the depths of your creative heart that the book in its published form should open with a lengthy disquisition on philosophy instead of plot. Remember, manuscripts almost always change between when an agent picks them up and when the first editor sees them, and then again before they reach publication. If you make a running order change in order to render your book a better grabber for Millicent on page 1, you probably will be able to change it back.

Or at least have a lovely long argument with your future agent and/or editor about why you shouldn’t. In the meantime, you might want to revise those early pages with an eye to getting on with it.

Speaking of unseemly brawls, where’s the conflict? is an exceptionally frequent reason for rejecting submissions — and not merely on page 1. In professional reader-speak, this means that the opening is well-written, but lacks the dramatic tension that arises from interpersonal friction (or in literary fiction, intrapersonal friction).

Or, to put it less technically, it’s not clear to Millicent what is at stake, who is fighting over it, and why the reader should care. Oh, you may smile at the notion of cramming that much information, which is really the province of a synopsis or pitch, into the first page of a manuscript, but to be blunt about it, Millicent’s going to need all of that information to pitch the book to her higher-ups at the agency. Giving her some immediate hints about where the plot is going is thus a shrewd strategic move.

Perhaps more to the point, while that’s going to be problematic at any point in a submission or contest entry, if it’s the prevailing condition at the bottom of page 1, our Millie tends, alas, to revert by default to #8, I didn’t care enough about the protagonist and/or his situation to muster the effort to turn to page 2. Next!

Where’s the conflict? has been heard much more often in professional readers’ circles since writing gurus started touting using the old screenwriter’s trick of utilizing a Jungian heroic journey as the story arc of the book. Since within that storyline, the protagonist starts out in the real world, not to get a significant challenge until the end of Act I, many novels put the conflict on hold, so to speak, until the first call comes.

(If you’re really interested in learning more about the hero’s journey structure, let me know, and I’ll do a post on it. Or you can rent one of the early STAR WARS movies, or pretty much any US film made in the 1980s or 1990s where the protagonist learns an Important Life Lesson. Basically, all you need to know for the sake of my argument here is that this ubiquitous advice has resulted in all of us seeing many, many movies where the character where the goal is attained and the chase scenes begin on page 72 of the script.)

While this is an interesting way to structure a book, starting every story in the so-called normal world tends to reduce conflict in the opening chapter, by definition: according to the fine folks who plot this way, the potential conflict is what knocks the protagonist out of his everyday world.

I find this plotting assumption fascinating, because I don’t know how reality works where you live, but around here, most people’s everyday lives are simply chock-full of conflict. Gobs and gobs of it. And if you’re shaking your head right now, thinking that I must live either a very glamorous life or am surrounded by the mentally unbalanced, let me ask you: have you ever held a job where you didn’t have to work with at least one person who irritated you profoundly?

Having grown up in a very small town, my impression is that your garden-variety person is more likely to experience conflict with others on the little interpersonal level in a relatively dull real-life situation than in an inherently exciting one — like, say, a crisis where everyone has to pull together. Having had the misfortune to work once in an office where fully two-thirds of the staff was going through menopause, prompting vicious warfare over where the thermostat should be set at any given moment, either hot enough to broil a fish next to the copy machine or cool enough to leave meat, eggs, and ice cubes lying about on desks for future consumption, let me tell you, sometimes the smallest disagreements can make for the greatest tension.

I know, I know: that’s not the way we see tension in the movies, where the townsfolk huddled in the blacked-out supermarket, waiting for the prehistoric creatures to attack through the frozen food section, suddenly start snapping at one another because the pressure of anticipation is so great. But frankly, in real life, people routinely snap at one another in supermarkets when there aren’t any prehistoric beasts likely to carry off the assistant produce manager, and I think it’s about time more writers acknowledged that.

I’m bringing this up for good strategic reasons: just because you may not want to open your storyline with the conflict of the book doesn’t necessarily mean that you can’t open it with a conflict. Even if you have chosen to ground your opening in the normal, everyday world before your protagonist is sucked up into a spaceship to the planet Targ, there’s absolutely no reason that you can’t ramp up the interpersonal conflict on page 1.

Or, to put it a trifle less delicately, it will not outrage the principles of realism to make an effort to keep that screener awake throughout your opening paragraphs. Or, indeed, on any page of your manuscript.

What was that shopworn industry truism again? Oh, yes: in a novel or memoir, there should be conflict on every single page.

Do I spot some hesitantly raised hands out there, perhaps ones that have been waving in the air since I posted yesterday? “But Anne,” some courteous souls protest, “conflict to me equals fighting, and I’m trying to show that my protagonist is a normal person, a nice one that the reader will grow to love. How do I present my sweet, caring protagonist as likable if she’s embroiled in a conflict from page 1? Is it okay to have the conflict going on around her in which she doesn’t actually get involved?”

Ah, you’ve brought up one of the classic aspiring novelist’s misconceptions, courteous protesters, one that’s shared by many a memoirist: the notion that what makes a human being likable in real life will automatically render a fictionalized version of that person adorable. It’s a philosophy particularly prevalent in first-person narratives. I can’t even begin to estimate the number of otherwise well-written manuscripts where the primary goal of the opening scene(s) is apparently to impress the reader with the how nice and kind and just gosh-darned polite the protagonist is.

Butter wouldn’t melt in any of their mouths, apparently. As charming as such people may be when one encounters them in real life, from a professional reader’s point of view. they often make rather irritating protagonists, for precisely the reason we’re discussing today: they tend to be conflict-avoiders.

Which can render them a trifle, well, dull on the page. Since interpersonal conflict is the underlying basis of drama (you might want to take a moment to jot that one down, portrayers of niceness), habitually conflict-avoiding protagonists tend to stand in the way of both plot and character development. Instead of providing the engine that moves the plot forward, they keep throwing it into neutral, or even reverse, in an effort to keep tempers from clashing.

Like protagonists who are poor interviewers, the conflict-shy have a nasty habit of walking away from potentially interesting scenes that might flare up, not asking the question that the reader wants asked because it might offend another of the characters, or even being just so darned polite that their dialogue doesn’t add anything to the scene other than conveying that they have some pretty nifty manners.

These protagonists’ mothers might be pleased to see them conducting themselves so well, but they make Millicent want to tear her hear out.

“No, no, NO!” the courteous gasp. “Polite people are nice, and polite people really do talk courteously in real life! How can it be wrong to depict that on the page?”

Oh, dear, how to express this without hurting anyone’s feelings…have you ever happened to notice just how predictable polite interchanges are? As I mentioned last time, they’re generic; given a specific set of circumstances, any polite person might say precisely the same things — which means that if the reader happens to have been brought up to observe the niceties, or even knows someone who has, s/he can pretty much always guess what a habitually polite character will say, and sometimes do, in the face of plot turns and twists.

And predictability, my friends, is one of the most efficient dramatic tension-killers known to humankind.

Don’t believe me? Okay, take a gander at this gallant conversation in a doorway:

“Oh, pardon me, James. I didn’t see you there. Please go first.”

“Not at all, Cora. After you.”

“No, no, I insist. You reached the doorway before me.”

“But your arms are filled with packages. Permit me to hold the door for you, dear lady.”

“Well, if you insist, James. Thank you.”

“Not at all, Cora. Ah-choo!”

“Bless you.”

“Thanks. Please convey my regards to your mother.”

“I’m sure she’ll be delighted. Do send my best love to your wife and seventeen children. Have a nice day.”

“You, too, Cora.”

Courteous? Certainly. Stultifying dialogue? Absolutely.

Now, I grant you that this dialogue does impress upon the reader that James and Cora are polite human beings, but was it actually necessary to invest 6 lines of text in establishing that not-very-interesting fact? Wouldn’t it be more space-efficient if the author had used that space SHOWING that these are kind people through action? (“My God, Cora, I can’t believe you risked your life saving that puppy from the rampaging tiger on your way back from your volunteer gig tutoring prison inmates in financial literacy!”)

Or, if that seems a touch melodramatic to you, how about showing dialogue that also reveals characteristics over and above mere politeness? While you’re at it, why not experiment with letting some of that butter in your protagonist’s mouth rise to body temperature from time to time?

“But Anne,” a few consistency-huggers out there shout, “you can’t seriously mean to suggest that I should have my protagonist act out of character! Won’t that just read as though I don’t know what my character is like?”

Actually, no — in fact it can be very good strategy character development. Since completely consistent characters can easily become predictable (case in point: characters on sitcoms, who often learn Important Life Lessons in one week’s episode and apparently forget them by the following episode), many authors choose to intrigue their audiences by having their characters do or say something off-beat every so often. Keeps the reader guessing — which is a great first step toward keeping the reader engaged.

And don’t underestimate the charm of occasional clever rudeness for revealing character in an otherwise polite protagonist. Take a look at this probably apocryphal but widely reported doorway exchange between authors Clare Boothe Luce and Dorothy Parker, and see if it doesn’t tell you a little something about the characters involved:

The two illustrious ladies bumped into each other at the entrance to the theatre. As it was an opening night performance and the two were well known to be warm personal enemies, a slight hush fell over the crowd around them.

In the face of such scrutiny, Mrs. Luce tried to rise to the challenge. “Age before beauty,” she told Mrs. Parker, waving toward the door.

“And pearls before swine,” Mrs. Parker allegedly replied, sailing in ahead of her.

Polite? Not particularly. But aren’t they both characters you would want to follow through a plot?

“Okay,” my courteous questioners admit reluctantly, “I can see where I might want to substitute character-revealing dialogue for merely polite chat, at least in my opening pages, to keep from boring Millicent. But you haven’t answered the rest of my question: how can I make my protagonist likable if she’s embroiled in a conflict from page 1? What if I just show conflict going on around her, without her, you know, getting nasty?”

For polite people, you certainly ask pointed questions, courteous ones: it means you’re starting to get the hang of interesting dialogue. As you have just illustrated, one way that a protagonist can politely introduce conflict into a scene is by pressing a point that another party to the conversation wants to brush off.

Nasty? Not at all. Conflictual? Definitely.

Not all conflict entails fighting, you see. Sometimes, it’s mere disagreement — or, in the case of a protagonist whose thoughts the reader hears, silent rebellion. Small acts of resistance can sometimes convey a stronger sense of conflict than throwing an actual punch. (For more suggestions on heightening conflict, please see the CONFLICT-BUILDING category on the list at right.)

When in doubt about whether the conflict is sufficient to keep Millicent’s interest, try raising the stakes for the protagonist in the scene. As long as the protagonist wants something very much at that particular moment, is prevented from getting it, and takes some action as a result, changes are that conflict will emerge, at least internally.

Note, please, that I did not advise ramping up the external conflict, necessarily, especially on a first page. In a first-person or tight third-person narrative, where the reader is observing the book’s world from behind the protagonist’s eyeglasses, so to speak, protagonists who are mere passive observers of their own lives are unfortunately common in submissions; if Millicent had a nickel for every first page she read where the protagonist was presented as little more than a movie camera taking in ambient conditions, she wouldn’t be working as a poorly-paid screener; she’d own her own agency.

If not her own publishing house.

Should any of you nonfiction writers out there have been feeling a bit smug throughout this spirited little discussion of protagonist passivity, I should add that the conflict insufficiency problem doesn’t afflict only the opening pages of novels. It’s notoriously common in memoirs, too — as often as not, for the two reasons we discussed above: wanting to make the narrator come across as likable and presenting the narrator as a mere observer of events around him.

Trust me on this one: in both fiction and nonfiction, Millicent will almost always find an active protagonist more likable than a passive one. All of that predictable niceness quickly gets just a little bit boring.

Mix it up a little. Get your protagonist into the game from the very top of page 1.

Then keep her there. Oh, and keep up the good work!