How to format a book manuscript properly, part IV: some things just look better printed on a page than others

shakespeare-first-folio
Hey, do you know what today is? It’s the one-week anniversary of the announcement of my blog’s entrée into the serious award-granting stage of its career, First Periodic Author! Author! Awards for Expressive Excellence. Not only is that a prize win that would look awfully pretty on a query letter or in an author bio — hey, I worry about the progress of your writing career, you know — but it’s a chance for those of you who feel strongly about the subject of our ongoing series on censorship, subtle and otherwise, to get your work published side-by-side with some pretty impressive published authors.

Oh, and there are some more tangible prizes as well. You’ll find the rules here. Chief among them: in order to win or place, an entry must be in standard manuscript format.

Why, what a remarkable coincidence: we seem to be in the midst of a series on standard format! The universe sure works in mysterious ways, doesn’t it?

Which means, of course, that it’s time to get back to work. Has everyone recovered from the last few days’ worth of inoculation with professional formatting know-how?

Yes, that was a whole lot of information to absorb at once, and it may have left a bit of a sore place, but much better a one-time quick sting than engendering years of rejection without knowing why, I always say. Once you’ve gotten exposed to the correct way to format a book manuscript, chances are that you’ll be immune to formatting problems in the future.

Why, yes, I have run that metaphor right into the ground. How kind of you to notice.

There’s a reason I’m hammering on it so hard, however: one of the great fringe benefits of inoculation is that, as unpleasant as it may have been at the sticking-point, so to speak, the stuck usually doesn’t have to think all that much about smallpox or whooping cough for quite a long time afterward.

So too with standard format for book manuscripts — once a writer gets used to how a professional submission is supposed to look, everything else is going to look wacky.

No, really. As I have been threatening begging you to believe against all evidence promising you repeatedly every few minutes while running through the standard format strictures, once you get used to how a professional manuscript is put together, any other formatting is going to feel downright uncomfortable.

And to prove it to you, I’m going to spend the rest of this series let you see precisely HOW different standard format and non-standard format appears to the pros.

But first, the usual caveats: what I’m about to show you is for BOOKS and BOOK PROPOSALS only, folks. At the risk of repeating myself (and repeating myself and repeating myself), I’ve been talking for the last few days ONLY about how books and book proposals should be formatted, not about short stories, screenplays, poetry, magazine and newspaper articles, or anything else; if you’re looking for formatting tips for any of the latter, run, don’t walk, to consult with those knowledgeable souls who deal with that kind of writing on a day-to-day basis.

Translation: first, if the agent or editor of your dreams (or the agent or editor with whom you are currently signed, if they don’t happen to be the same person) has expressed a strong preference for his clients formatting in a manner opposed to what you see here, run with that — but only for submission to that particular agent.

Yes, major deviations from this format are genuinely uncommon — among manuscripts that agents are currently submitting to editors at major US publishing houses, at least — but let’s face it, you’re not going to get anywhere telling an established agent that no one else’s clients are using 18-point Copperplate Gothic Bold if he happens to have an unnatural affection for it. Part of working with an agent entails trusting that he knows more about marketing books than you do. If he doesn’t, you wouldn’t WANT to be working with him, right?

I must have misheard all of the query-weary submitters out there. The proper answer is YES.

And before my last statement sends anyone out there into that time-honored writerly I’ve just signed with an agency but what if I chose the wrong one? panic, remember this: if you’ve done your homework before you signed, and thus are certain that he has a solid recent track record selling books in your category, you have every reason to have faith in your representative.

Or so I keep telling myself when I can’t sleep at night. Handing one’s hopes and dreams to someone else to market is hard.

Second, please recognize that not everything that falls under the general rubric writing should be formatted identically. So if your favorite source — other than yours truly, of course — tells you to do something diametrically opposed to what I’m showing you here, may I suggest double-checking that the other source is indeed talking about book manuscripts and not, say, submissions to a magazine that accepts short stories?

I hate to burst anyone’s bubble, but contrary to popular belief, submission standards differ by type of publication.

Yet surprisingly often, those giving practical to aspiring writers will conflate the format for, say, short stories, one with that for book manuscripts, resulting in a first page that will look incorrect to either. (Although, generally speaking, such guidelines tend to stick closer to the short story format than to the book.)

Don’t worry; I’ll be showing you the first pages of both very soon. In the spirit of that old chestnut, SHOW, DON’T TELL, I shall demonstrate just how different a manuscript that follows the rules looks from one that doesn’t.

But not before I give you just one more reason to study these examples very, very carefully if you are planning to submit book-length work to a North American agent or editor anytime soon: writers often overlook odd formatting as a possible reason that an otherwise well-written manuscript might have been rejected.

Oh, not all by itself, generally speaking, unless the violation was truly egregious by industry standards, something along the lines of submitting unnumbered pages or not indenting paragraphs, for instance. But in a garden-variety well-written manuscript that combines non-standard format with even just a couple of the common agents’ pet peeves — a cliché on page 1, for instance, or several misspellings in the first paragraph — the result is generally fatal.

Certainly, other rejection reasons get a lot more airplay, particularly at writers’ conferences. If you want to take a long, hard look at some of the better-discussed reasons, I would urge you to gird your loins and plunge into the REJECTION ON PAGE ONE category at right. (For those of you who missed it this past January, I went over list of instant-response rejection reasons given by a group of agents going over a stack of actual submissions at a conference, one by painful one. Pretty horrifying.)

Yet surprisingly little conference time seems to be devoted to deviations from standard format for manuscripts. Why shouldn’t conference speakers take thirty seconds of their speaking gigs to pointing out, for instance, that the ways in which a professional manuscript does not resemble a published book — ways that are unfortunately quite obvious to an agent, editor, contest judge, etc., from practically the moment their eyes light upon a submission?

Why is it so very apparent, you ask? Because much of the time, submitting writers will work overtime to make it apparent.

Seriously, many aspiring writers clearly go out of their way to format their submissions to resemble published books, in the mistaken belief that this will make their work seem more professional. As we’ve already discussed in this series, the opposite is generally true — and often, it’s apparent in a professional reader’s first glance at the first page of a submission.

If the implications of that last assertion made you dizzy — if, for instance, you found yourself picturing our old pal Millicent the agency screener pulling a submitted manuscript out of its envelope, casting a critical eye over the first page, hooting, and stuffing the whole thing into the handy SASE along with a photocopied rejection letter — try placing your head between your knees and breathing slowly.

Go ahead. I’ll wait until you recover.

And then follow up with a hard truth that may get those of you new to the game hyperventilating again: the VAST majority of submissions are rejected not only on page 1, but within the first few lines of page 1. Heck, a harried Millicent will derive a negative impression of a manuscript even PRIOR to page 1.

Keep taking nice, deep breaths. That dizziness will pass shortly.

Ah, some of you have found your breaths again, haven’t you? “Oh, come on, Anne,” I hear some hard-boiled submission veterans scoff, “she makes up her mind prior to page 1? How is that even possible?”

Well, the most common trigger is the absence of any title page whatsoever. Many submitters, for reasons best known to themselves, omit the title page altogether — often, I suspect, because they are unaware that a professional book-length manuscript ALWAYS has a title page.

Why? Long-time readers (or even those who have been paying attention over the last several days), chant it with me now: a properly-formatted title page tells an agent PRECISELY how to contact the brilliant author who wrote it — and tells an editor PRECISELY how to contact the agent who represents her.

To set the minds of those of you who have title page-free submissions circulating at the moment, relax: forgetting to include a title page almost certainly won’t prevent Millicent from reading your submission at all; she tends to read even the most bizarrely-formatted submissions for at least a line or two (although often no more than that). But that initial impression of an author’s lack of professionalism — or, to call it by a kinder name, of having a lot to learn about how the publishing industry works — does often translate into a rather jaundiced reading eye for what comes next.

Why? Well, let’s take a peek through her reading glasses, shall we? The first thing Millicent sees when she opens the average requested materials package is something like this:

Or like this:

Or, heaven help us, like this:

So tell me: why might Millicent take one look at these and conclude that their respective submitters could use a good class on manuscript formatting — and thus would be time-consuming clients for her boss to sign?

I see all of you long-term blog readers out there with your hands in the air, jumping up and down, eager to tell everyone what’s wrong with this as a first page of text — and you’re absolutely right, of course. We’re going to be talking about precisely those points in the days to come.

For now, however, I want you to concentrate upon how this example has failed as both a title page and a first page of text: by not including the information that Millicent would expect to see on either.

What makes me so sure she would find this discovery disappointing, at best? Because what she (or her boss agent, or an editor, or a contest judge) would have expected to see on top of that pile of paper was this:

This is a standard manuscript title page for the same book — rather different, isn’t it? Visibly different, in fact, from several paces away, even if Millicent isn’t wearing her reading glasses.

Again, submitting the earlier examples rather than that last would not necessarily be instantly and automatically fatal to a manuscript’s chances, of course. Most of the time, Millicent will go ahead and plunge into that first paragraph of text anyway.

However, human nature and her blistering reading schedule being what they are (for those of you new to this screener’s always-rushed ways, she has a stack of manuscripts up to her chin to screen — and that’s at the end of a long day of screening queries; manuscript submission is in addition to that), if she has already decided that a submission is flawed, just how charitable an eye do you think she is likely to cast upon the NEXT problem on the page?

To use her favorite word: next!

To be fair to Millicent, while it may well be uncharitable of her to leap to the conclusion that Faux Pas’ or Ridiculous’ manuscript is likely to be unpolished because they did not include a proper title page, agencies do have a vested interest in signing writers who present themselves professionally. For one thing, they’re cheaper to represent, in practical terms: the agent doesn’t have to spend as much time working with them, getting their manuscripts ready to submit to editors.

And no agent in his right mind would send out a manuscript that didn’t include a standard title page. It serves a number of important — nay, vital — marketing functions.

To understand why, let’s take another look at the professional version. So you don’t have to keep scrolling up and down the page, here it is again:

Did you take a nice, long look? Good. While we’re at it, let’s also take a gander at a proper title page for a book with a subtitle (I haven’t forgotten your question, Harvey!):

Those formats firmly in your mind? Excellent. Now for a pop quiz: how precisely do Rightly and Collie’s first sheets of paper promote their respective books than Faux Pas or Ridiculous’ first pages?

Well, right off the bat, the good examples tell a prospective agent or editor what kind of book it is, as well as its approximate length. (If you do not know how to estimate the number of words in a manuscript, or why you should use an estimate rather than relying upon your word processor’s count, please see the WORD COUNT category at right.) Both of these are pieces of information that will tell Millicent instantly whether the submission in her hand would meet the requirements of the editors to whom her agency tends to sell.

Oh, yes, that’s important in a submission, whether to an agency or a publishing house. Really, really important.

Why? Well, think about it: if Millicent’s boss had decided not to represent Action/Adventure anymore, or if editors at the major houses had started saying that they were only interested in seeing Action/Adventure books longer than 90,000 words, Rightly Stepped would be out of luck.

But then, being a savvy submitter, ol’ Rightly would also want his work to be represented by an agent who just ADORES very long Action/Adventure novels — and regularly goes to lunch with scads and scads of editors who feel precisely the same way, right?

As I MAY have mentioned seven or eight hundred times before (in this post, it feels like), the standard title page also tells Millicent precisely how to contact the author to offer representation — and that’s a very, very good thing for everyone concerned. If I’ve said it once, I’ve said it a thousand times: it’s ALWAYS in an aspiring writer’s interest to make it easy for an agent to help her.

I might be wrong, of course, but I suspect that NOT forcing Millicent to forage through the mountain of paper on her desk to find a misplaced cover letter with your phone number on it MIGHT be a good start toward being easily helpable.

By contrast, Faux Pas’ first page doesn’t really do anything but announce the title of the book and leap right into the story. That’s one underachieving piece of paper.

Some writers attempt to consolidate the proper functions of the title page and first page of text into a single sheet of paper. This format is particularly common for contest entries, for some reason. Let’s take another look at Ridiculous and Faux Pas’ submissions:

While such a top page does indeed include the requisite information Millicent or her boss would need to contact the author (although Faux Pas’ does it better, by including more means of contact), cramming it onto the first page of text doesn’t really achieve anything but saving a piece of paper. It doesn’t even shorten the manuscript or contest entry, technically speaking: the title page is never included in a page count; that’s why pagination begins on the first page of text.

I shall go into what DOES belong on the first page of text tomorrow, with accompanying visual aids. For today, let’s keep our focus simple: all I ask is that you would look at the proper title and the unprofessional examples side by side.

Go back and look again. I’ve got some time to kill.

Got all of those images indelibly burned into your cranium? Good. Now weigh the probability that someone who reads as many manuscripts per day as Millicent — or her boss, or the editor to whom her boss likes to sell books — would NOT notice a fairly substantial difference in the presentation. Assess the probability of that perception’s coloring any subsequent reading of the manuscript in question.

The answer’s kind of obvious once you know the difference, isn’t it?

Before I sign off for today — and while you’ve got R.Q. Snafu’s example still in the front of your mind — let me briefly address the still surprisingly common writerly belief that the agents and editors will automatically take a submission by a woman more seriously if the author submits it under her initials, rather than under her given first name.

J.K. Rowling aside, this just isn’t true, at least in fiction circles.

So unless you have always hated your parents for christening you Susan, you won’t really gain anything professionally by using initials in your nom de plume instead. And even if you did, why not publish under a name you actually like instead?

That’ll show your Susan-loving parents.

I just ruffled a few feathers out there, didn’t I? “But Anne,” I hear an initialed purist exclaim, “I don’t want to be judged as a FEMALE writer — I want to be judged as a WRITER. What’s wrong with removing gender markers altogether?”

Well, there’s nothing wrong with it per se, Susan, except that these days, it almost invariably results in Millicent’s seeing such initials and thinking, “Oh, this is a female writer who doesn’t want to be identified as one,” rather than “Gee, I wonder who this mystery person without a first name is. I’m just going to leap right into this manuscript with no gender-based expectations at all.”

Why will Millie have this reaction, you ask? Because female writers — and with a few notable exceptions, almost exclusively female writers — have been submitting this way for a couple of hundred years now. It’s not all that hard a code to crack.

Historically, the hide-my-sex-for-success strategy has been used far, far less by male authors — except, of course, that hugely prolific and apparently immortal author, Anonymous, and the reputedly male writers of such ostensibly female-penned classics of wantonness (avert your eyes, children) as THE HAPPY HOOKER and COFFEE, TEA, OR ME?. Even during periods when the most popular and respected novelists have been women (and there have been quite a few in the history of English prose, contrary to what your high school English textbook probably implied), when someone named Stanley Smith wrote a novel, the title page has generally said so.

Because, you see, even back then, readers would have assumed S. Smith the novelist was a nice lady named Susan. It’s probably where your parents got the idea to christen you that.

Something else for initial-favoring fiction writers to consider: in North America, women buy the overwhelming majority of novels — and not just women’s fiction, either. Literary fiction readers (and agents, and editors) tend to have two X chromosomes — and some of them have been known to prefer reading books by Susans rather than Roberts.

I just mention.

All that being said, the choice to initial or not is entirely up to you — or, more accurately, to you and your agent. Some sets of initials look cool in print, just as some names look better than others on book jackets.

Or so claimed my father, the intrepid fellow who demanded that the maternity ward nurse convey him to a typewriter to see how my name looked in print before committing to filling out my birth certificate. You know, to see how if it would look good on a book jacket. So for those of you who have wondered: Anne Mini IS in fact my given name; it just happens to look great in print, thanks to a little forethought.

Keep your chin up, Susan — you have some say in what the literary critics will call you. And keep up the good work!

The marketability of the unexpected, by guest blogger Mary Hutchings Reed

marys-cover-jpeg.jpg

Welcome back to our ongoing-but-episodic series on the various species of censorship authors today face. While we’re going to be talking about formal, state-sponsored censorship later in this series, this month, I’ve asked a number of the most interesting authors I know to share their thoughts on ways in which writers are discouraged from writing what they want — and how they want.

Today, I am delighted to introduce the brilliantly incisive Mary Hutchings Reed, author of the startling COURTING KATHLEEN HANNIGAN a Star’s “Hot Book of the Week.” Based on Mary’s personal knowledge of what goes on behind those beautifully venerred law firm doors, lawyer Kathleen Hannigan shrewdly plays the partnership game with her whole heart until she is called to testify in a sex discrimination suit and is forced to choose between her partners and her principles.

A prolific writer, Mary writes across a wide variety of categories, from novels to short stories (including one in the most recent issue of Ars Medica to, believe it or not, a well-received musical comedy about golf. But her first novel is why I blandished her into speaking to us today.

COURTING KATHLEEN HANNIGAN is a book that flies in the face of prevailing notions of what goes on in law firms — including those behind-the-scenes thrillers written by authors who, like Mary, have spent years in the trenches. Unlike some of those glossier works, this reads like the real thing because it is.

Why might that have proven problematic for the book at the marketing stage? Well, remember our chat a few weeks ago about book categories, those conceptual containers into which a manuscript must fit in order to be marketable to a major US publisher? While the industry is always looking for fresh book concepts, as well as new spins on well-worn stories, it’s sometimes difficult to convince agents and editors that an audience exists for a kind of book that doesn’t fit comfortably into any of those boxes.

Why, you ask? By definition, the only way to demonstrate positively that there are readers already eager to buy a story would be the successful recent publication of a similar story, right? So how one prove that readers would want to buy a particular kind of book, but have not yet hat the chance.

COURTING KATHLEEN HANNIGAN was not the kind of book agents and editors tend to expect people with Mary’s staggeringly impressive credentials to write — and this made it a rather problematic to market as well. But I’ll let Mary tell you all about that. (If after you read today’s post, you want to learn more about CKH’s very interesting road to publication, please see my interview series on the subject beginning here.)

I shall only add this: women writers (especially good literary ones like Mary) often get pigeonholed, as any agented mainstream or literary fiction writer who has been stunned to find her work summarily recategorized as women’s fiction can attest. If a writer is female and so is the author, yet the novel is not genre fiction, that category assignment tends to be automatic.

And that can be limiting, because within women’s fiction, a protagonist is expected first and foremost to be likable. Of course, depending upon genre, all protagonists are subject to the criticism of not being likable Which makes some sense, since the reader is going to need to feel positively enough about the protagonist in order to want to follow him or her as the plot unfolds, right? Yet as those of you who have been pitching, querying, or submitting a novel or memoir centered on a strong female protagonist may already know from personal experience, highly educated female characters — like, say, lawyers — or ones engaged in professions where aggressiveness is a positive trait — like, say, lawyers — are often, if not dismissed out of hand as not particularly likable, are at least under suspicion of soon becoming so. That can be very limiting for a writer trying to produce a convincing protagonist acting within a realistic present-day work situation.

I just mention.

Please join me in a big round of applause for today’s guest blogger, Mary Hutchings Reed. Take it away, Mary!

marys-photo-jpeg.jpg

My first novel, Courting Kathleen Hannigan, was a disappointment to literary agents. I was a lawyer. I was female. I was from Chicago. Unread, they’d anointed me the next Scottie Turow or at least Scottoline.

But I let them down. I’d written a novel about the life of a woman lawyer in a powerful law firm—the life of any person, actually, who has to overcome the handicap of being different in order to succeed — I’d not written the novel they were looking for, a legal thriller by woman lawyer.

Adding insult to injury, more than one said how well-written CKH was, but lamented that it had a very limited audience. When I had the chance to speak with agents at literary conferences, I heard comments like, “Who wants to read about a woman lawyer in a law firm?”

My first defense of course was that there were more than 300,000 women lawyers in this country, and another couple hundred thousand paralegals, and they all had mothers and friends (check Facebook) and secretaries and husbands and brothers and fathers who might want to know what their little girl’s life was life, especially in the early years of women in law. (I also knew, from readers of the novel in manuscript form, to know that much of what was true in the seventies and eighties continues to plague women in the profession today, although perhaps in more insidious, less visible ways.)

My second response, of course, was just that Kathleen Hannigan happens to a strong and interesting woman character attempting to exercise some power over her own destiny—certainly a universal-enough theme. (It hadn’t occurred to me, until Anne asked to guest here, that “powerful woman character” was itself a no-no, but it may be.)

“Yes, but it’s not a thriller.”
One could draw several different conclusions from my first encounter with the gatekeepers. You could conclude that publishers and literary agents aren’t interested in strong female characters or women characters wielding power. You could conclude that lawyers should stick to lawyering, with the exception of Turow, Grisham, Scottoline and other former prosecutors (or criminal defense lawyers) who can translate their blood-and-guts experiences into suspenseful (and commercially viable) plots.

You could conclude, quite rightly that practicing law at that powerful law firm is a helluva lot more lucrative than writing novels.

On the other hand, you could conclude that if a novel is that limited in its appeal, it ought to be self-published, since the audience—only half a million, off the top!—is also easily targeted. You could also conclude that if you a writer, you write; you write about the things that interest you and worry later about the commercial viability of your work product.

Luckily for me, I drew these last two conclusions, publishing Courting Kathleen Hannigan in the fall of 2007, and going on to write six more novels, two of which are now placed with an agent, April Eberhardt of Reece Halsey North.

(OK, these new novels are not about lawyers, but they are about strong women characters — a street musician and a mother dealing with her daughter’s sex-change operation in a small town. My agent was intrigued with these stories, even though I warned her they were doomed to failure: How many street musicians are there? Surely, not even half a million. And small towns? Lots, of course, but people don’t read books there, do they? And they certainly don’t buy books–they go to the library!)

Self-publishing Courting Kathleen Hannigan was a wonderful experience—I get new sales every day and “fan” mail from women of my generation (Yale Law ’76) thanking me for telling their story, for validating their experiences, for writing the social history of women in law so that today’s young women might understand how hard fought were their maternity leaves and diversity committees and mentoring programs.

I also get letters from audiences I hadn’t considered: a thirtyish insurance broker who serves the legal industry, a sixty-year old gay partner at a big firm who identifies with the story because, he, too, felt he was living a “double life” in the seventies, trying to be himself and to be the person the law firm assumed him to be.

So, I’ve learned that I was right about the audience for the book, and I was wrong to give heed to the “censors.” Nurses, secretaries, boyfriends, fathers, women in corporations—all have found Kathleen Hannigan to be a character they could relate to, admire, cry with, root for. If I’ve made a mistake in marketing Courting Kathleen Hannigan, it was in listening to the literary agents/censors who dubbed the book “for women lawyers only.” (Most of the reviews on Amazon, for instance, are from attorneys.)

In marketing the book, I concentrated there; I have not reached out broadly to corporate women generally, and only recently sent out a mailing to book clubs, joined Facebook, etc. (Visit my website for the book club questions/fact sheet.)

The nice thing about self-publishing: nothing stops me from doing now what I maybe should’ve done before — having now glimpsed how my thinking about my own book was warped by other people’s characterizations of it, I can do something about it. I can reach out to non-lawyer readers and assure them that if they are looking for a book about a powerful woman character (and given that you read Anne Mini’s blog, you probably like such characters), they should rush off to Amazon and buy now — either paperback or Kindle!

The point is, I suppose, that when you are aware of censorship, you can respond to it. The more insidious is the censorship that seeps in to our consciousness, as with my marketing of my first novel.

As writers, we need to be on-guard against the censorship of the marketplace, the censorship that could prevent our strong women characters from making it to the page in the first place. It would’ve been easy to conclude that the only book the publishing world wanted from me was a legal thriller, and I suppose I could have learned enough and borrowed enough from the genre to have turned one out.

But that’s not who I am as a writer; crime stories, like criminal law, don’t interest me, except on TV when I’m too worn out to pay attention to anything else. Strong women, women who take charge of their lives, women who seek power and women who wield power—they do intrigue me, and I enjoy meeting them, both real and imagined.

So, in order to write my second novel, and the third, and each one up to the seventh, which is in progress as we blog, I’ve had to forget the market, forget that I’m a lawyer, ignore those expectations for what a woman lawyer from Chicago will write about, and write.

marys-cover-jpeg.jpgmarys-cover-jpeg.jpgmarys-cover-jpeg.jpgmarys-cover-jpeg.jpgmarys-cover-jpeg.jpg

marys-photo-jpeg.jpgEver since turning 40 a few years ago, Mary Hutchings Reed Mary has been trying to become harder to introduce, and, at 57, she finds she’s been succeeding. Her conventional resume includes both a bachelor’s and master’s degree from Brown University (both completed within the same four years, and she still graduated Phi Beta Kappa), a law degree from Yale, and thirty-one years of practicing law, first with Sidley & Austin and then with Winston & Strawn, two of the largest firms in Chicago. She was a partner at both in the advertising, trademark, copyright, entertainment and sports law areas, and now is Of Counsel to Winston, which gives her time to write, do community service and pursue hobbies such as golf, sailing, tennis, and bridge.

For many years, she has served on the boards of various nonprofit organizations, including American Civil Liberties Union of Illinois, YWCA of Metropolitan Chicago, Off the Street Club and the Chicago Bar Foundation. She currently serves on the board of the Legal Assistance Foundation of Metropolitan Chicago (and chair of its fundraising committee); Steel Beam Theatre, and her longest-standing service involvement, Lawyers for the Creative Arts.

Her current book, COURTING KATHLEEN HANNIGAN, is available on Amazon or directly from the author herself on her website.

So how does a book go from manuscript to published volume, anyway? Part IV: what happens after a writer queries or pitches?

smiling-rock

Still hanging in there? I know, I know: there’s a LOT of information in this basic overview series, but if you start to find it overwhelming, just try to concentrate on the big picture, the broad strokes, rather than feverishly attempting to memorize every detail. After all, you can always come back and refresh your memory later.

One of the many charms of the blog format lies in its archives: as long as I am running Author! Author!, these posts aren’t going anywhere. So please feel free to use this series as a general overview, delve into the more specific posts on individual topics (grouped by topic for your perusing convenience on a handy list on the lower right-hand side of this page.)

Even if you are not new to the business side of art, it’s good from time to time to distance yourself from the often-trying process of trying to get your writing published. And if you doubt that, do me a favor: rise from your chair, take two steps away from the monitor, and take a gander at the photograph above.

If you don’t see the rock smiling at you, you may be focusing too much on the small picture.

Last time, I went over the three basic means of bringing your book to an agent’s attention: querying, either by sending a letter via regular mail (the classic method), approaching by sending an e-mail (the newfangled method) or through the agency’s website (the least controlable), and verbal pitching (far and away the most terrifying. Today, I’m going to talk about the various possibilities of response to your query or pitch — which, you may be happy to hear, are relatively limited and very seldom involve anyone being overtly mean.

I heard that chortling, experienced pitchers and queriers; I said overtly mean, not dismissive. There’s a big difference. And call me zany, but I find it hard to believe that the possibility of an agent’s being genuinely rude in response hadn’t occurred at least once to all of us before the first time we queried.

So to those of you who have never queried or pitched before, I reiterate: the probability that an agent will say something nasty to you about your book at the initial contact stage is quite low. S/he may not say what you want him or her to say — which is, of course, “Yes! I would absolutely love to read the book you’ve just queried/pitched!” — but s/he is not going to yell at you. (At least, not if you’re polite in your approach and s/he is professional.) At worst, s/he is going to say “No, thank you.”

And just so you’re prepared, newbies: pretty much every writer who has landed an agent within the last decade heard “No, thank you,” many, many times before hearing, “Yes, of course.” Ditto with virtually every living author who has brought a first book out within the last ten years. (At least the ones who were not already celebrities in another field; celebrities have a much easier time attracting representation. Yes, life is not fair; this is news to you?)

That’s just the way the game works these days. Translation: you should not feel bad if your first query does not elicit a positive response. Honestly, it would be unusual if it did, in the current market.

So if an agent isn’t likely either to go into raptures or to fly into an insult-spewing rage after reading a query letter or hearing a pitch, what is likely to happen? Let’s run through the possibilities.

How can a writer tell whether a query or pitch has been successful?
As we discussed last time, the query letter and pitch share a common goal: not to make the agent stand up and shout, “I don’t need to read this manuscript, by gum! I already know that I want to represent it!” but rather to induce her to ask to see pages of the manuscript. These pages, along with anything else the agent might ask the writer to send (an author bio, for instance, or a synopsis) are known in the trade as requested materials.

So figuring out whether a query or pitch did the trick is actually very simple: if the agent requested materials, it was.

Enjoying this particular brand of success does not mean that a writer has landed an agent, however: it merely means that he’s cleared the first hurdle on the road to representation. Be pleased, certainly, but remember, asking to see your manuscript does not constitute a promise, even if an agent was really, really nice to you during a pitch meeting; it merely means that she is intrigued by your project enough to think that there’s a possibility that she could sell it in the current publishing market. So send what he asks to see, of course, but keep querying other agents, just to hedge your bets.

If the agent decides not to request materials (also known as passing on the book), the query or pitch has been rejected. If so, the writer is almost invariably informed of the fact by a form letter — or, in the case of e-mailed queries, by a boilerplate expression of regret. Because these sentiments are pre-fabricated and used for every rejection, don’t waste your energy trying to read some deeper interpretation into it; it just means no, thanks. (For more on the subject, please see the FORM-LETTER REJECTIONS category on the archive list on the lower right-hand side of this page.)

Whether the response is positive or negative, it will definitely not be ambiguous: if your query has been successful, an agent will tell you so point-blank. It can be a trifle harder to tell with a verbal pitch, since many agents don’t like watching writers’ faces as they’re rejecting them — which is one reason that a writer is slightly more likely to receive a request for materials from a verbal pitch than a written query, by the way — and will try to let them down gently.

But again, there’s only one true test of whether a pitch or query worked: the agent will ask to see manuscript pages.

If you do receive such a request, congratulations! Feel free to rejoice, but do not fall into either the trap I mentioned above, assuming that the agent has already decided to sign you (he hasn’t, at this stage) or the one of assuming that you must print off the requested pages right away and overnight them to New York. Both are extremely common, especially amongst pitchers meeting agents for the first time, and both tend to get those new to submission into trouble.

Take a deep breath. You will be excited, but that’s precisely the reason that it’s a good idea to take at least a week to pull your requested materials packet together. That will give you enough time to calm down enough to make sure that you include everything the agent asked to see.

How to pull together a submission packet is a topic for another day, however — the next day I post here, in fact. Should you find yourself in the enviable position of receiving a request for submissions between now and then, please feel free to avail yourself of the in-depth advice under the HOW TO PUT TOGETHER A SUBMISSION PACKET category on the list at right.

In the meantime, let’s talk about some other possible agently reactions.

What if a writer receives a response other than yes or no — or no response at all?
If you receive a response that says (or implies) that the agency requires writers seeking to be clients to pay for editorial services or evaluation before signing them to contracts, DO NOT SAY YES; instead, check with the agents’ guild, the Association of Authors’ Representatives, or Preditors and Editors to see if the agency is legit. You may also post a question on Absolute Write. (The last has a lot of great resources for writers new to marketing themselves, by the way.)

Why should you worry about whether an agency is on the up-and-up? Well, every year, a lot of aspiring writers fall prey to scams. Again, call me zany, but I would prefer that my readers not be amongst the unlucky many.

The main thing to bear in mind in order to avoid getting taken: not everyone who says he’s an agent is one. Some of the most notorious frauds have some of the most polished and writer friendly websites.

Scams work because in any given year, there literally millions of English-speaking writers looking to land an agent and get published, many of whom don’t really understand how reputable agencies work. Scammers prey upon that ignorance — and they can often get away with it, because in the United States, there are no technical qualifications for becoming an agent. Nor is there any required license.

Yes, really: it’s possible just to hang up a shingle and start taking on clients. Or rather, start asking potential clients to pay them fees, either directly (as in the notorious We don’t work like other agencies, but we require a paid professional evaluation up front dodge; to see a full correspondence between an actual writer and such a business, check out the FEE-CHARGING AGENCIES category at right) or by referring writers to a specific editing service (i.e., one that gives the agency kickbacks), implying that using this service is a prerequisite to representation.

Reputable agents decide whether to represent a manuscript based upon direct readings; they do not require or expect other businesses to do it for them. Nor do they charge their clients up front for services (although some do charge photocopying fees). A legitimate agency makes its money by taking an agreed-upon percentage of the sales of their clients’ work.

If any so-called agent tries to tell you otherwise, back away, quickly, and consult the Association of Authors’ Representatives or Preditors and Editors immediately. (For a step-by-step explanation of how others have successfully handled this situation, run, don’t walk to the FEE-CHARGING AGENCIES category at right.)

Heck, if you’re not sure if you should pay a requested fee, post a question in the comments here. I would much, much rather you did that than got sucked into a scam.

Better yet, check out any agent or agency before you query. It’s not very hard at all: the standard agency guides (like the Writers Digest GUIDE TO LITERARY AGENTS and the Herman Guide, both excellent and updated yearly) and websites like Preditors and Editors make it their business to separate the reputable from the disreputable.

Fortunately, such scams are not very common. Still, it pays to be on your guard.

More common these days is the agency that simply does not respond to a query at all. Agencies that prefer to receive queries online seem more prone to this rather rude practice, I’ve noticed, but over the last couple of years, I’ve been hearing more and more reports from writers whose queries (or even submissions, amazingly) were greeted with silence.

In many instances, it’s actually become a matter of policy: check the agency’s website or listing in one of the standard agency guides to see if they state it openly. (For tips on how to decipher these sources, please see the HOW TO READ AN AGENCY LISTING category on the list at right.)

A complete lack of response on a query letter does not necessarily equal rejection, incidentally, unless the agency’s website or listing in one of the standard agency guides says so directly. Queries do occasionally get lost, for instance. The single most common reason a writer doesn’t hear back, though, is that the agency hasn’t gotten around to reading it yet.

Be patient — and keep querying other agents while you wait.

Seeing a pattern here? There’s a good reason that I always urge writers to continue querying and pitching after an agent has expressed interest: as I mentioned yesterday, it can take weeks or even months to hear back about a query, and an increasing number of agencies now reject queriers through silence. A writer who waits to hear from Agent #1 before querying Agent #2 may waste a great deal of time. Because agents are aware of this, the vast majority simply assume that the writers who approach them are also querying other agents; if they believe otherwise, they will say so on their websites or in their listings in agency guides.

For some guidance on how to expand your querying list so you may keep several queries out at any given time, please see the FINDING AGENTS TO QUERY category on the list at right.

What should a writer do if her query was rejected?
Again, the answer is pretty straightforward: try another agent. Right away, if possible.

What it most emphatically does not mean is that you should give up. Contrary to what virtually every rejected writer believes, rejection does not necessarily mean that the book concept is a poor one; it may just means that the agent doesn’t represent that kind of book, or that she just spent a year attempting to sell a similar book and failed (yes, it happens; landing an agent is no guarantee of publication), or that this book category isn’t selling very well at the moment.

The important thing to bear in mind is that at the query or pitching stage, the book could not possibly have been rejected because the manuscript was poorly written . The query might have been rejected for that reason, naturally, but it’s logically impossible for an agent to pass judgment on a manuscript’s writing quality without reading it.

Makes sense, right?

One piece of industry etiquette you need to bear in mind: once a writer received a formal rejection letter or e-mail, it’s considered rude to query or pitch that book project to the same agent again. (See why it’s so important to proofread your query?) At some agencies, that prohibition extends to all of the member agents; however, this is not always the case. Regardless, unless a rejecting agent actually tells a writer never to approach him again, a writer may always query again with a new book project.

Contrary to an annoyingly pervasive rumor that’s been haunting the conference circuit for years, however, being rejected by one agency has absolutely no effect upon the query’s probability of being rejected by another. There is no national database, for instance, that agents check to see who else has seen or rejected a particular manuscript (a rumor I have heard as recently as two months ago), nor do agencies maintain databases to check whether they have heard from a specific querier before. If you’re going to get caught for re-querying the same agency, it will be because someone at the agency remembers your book project.

You really don’t want to tempt them by sending the same query three months after your last was rejected, though; people who work at agencies tend to have good memories, and an agent who notices that he’s received the same query twice will almost always reject it the second time around, on general principle. In this economy, however, it’s certainly not beyond belief that an agent who feels that he cannot sell a particular book right now may feel quite differently a year or two hence.

I leave the matter of whether to re-query to your conscience, along with the issue of whether it’s kosher to wait a year and send a query letter to an agent who didn’t bother to respond the last time around.

If your query (or manuscript, for that matter) has been rejected, whatever you do, resist the temptation to contact the agent to argue about it, either in writing or by picking up the phone. I can tell you now that it will not convince the agent that his rejection was a mistake; it will merely annoy him, and the last thing your book deserves is for the agent who rejected it to have a great story about an unusually obnoxious writer to tell at cocktail parties.

In answer to what you just thought: yes, they do swap horror stories. Seldom with names attached, but still, you don’t want to be the subject of one.

The no-argument rule is doubly applicable for face-to-face pitching. It’s just not a fight a writer can win. Move on — because, really, the only thing that will genuinely represent a win here is your being signed by another agent.

It’s completely natural to feel anger at being rejected, of course, but bickering with or yelling at (yes, I’ve seen it happen) is not the most constructive way to deal with it. What is, you ask? Sending out another query letter right away. Or four.

Something else that might help you manage your possibly well-justified rage at hearing no: at a good-sized agency — and even many of the small ones — the agent isn’t necessarily the person doing the rejecting. Agencies routinely employ agent-wannabes called agency screeners, folks at the very beginning of their careers, to sift through the huge volume of queries they receive every week. Since even a very successful agent can usually afford to take on only a small handful of new clients in any given year, in essence, the screener’s job is to reject as many queries as possible.

Here at Author! Author!, the prototypical agency screener has a name: Millicent. If you stick around this blog for a while, you’re going to get to know her pretty well.

Typically, agents give their Millicents a list of criteria that a query must meet in order to be eligible for acceptance, including the single most common reason queries get rejected: pitching a type of book that the agent does not represent. There’s absolutely nothing personal about that rejection; it’s just a matter of fit.

Why, you ask? Read on.

Book categories and why they are your friends
As I brought up earlier in this series, no single agent represents every kind of book there is: like editors at publishing houses, they specialize. While this may seem frustrating or confusing to an aspiring writer new to the agent-seeking process, in the long run, it’s actually in the writer’s interest. As we saw a few days ago, agents sell their clients’ work by taking it to editors they know already to be interested in the subject matter or genre — and because they make money only if they can sell their clients’ work, it isn’t to their benefit to show a book to anyone who isn’t likely to publish it.

Rather than relying upon vague impressions about who likes what kind of book or time-consuming descriptions of every single book on offer, everyone in the publishing industry uses specific terms when discussing them. Each type of book has a one- or two-word description known in the publishing industry as a book category.

The people an agent knows at publishing houses who she is positive will be interested in the types of books she sells AND respect her opinion about writing enough to take her calls are known as her connections. The better an agent’s track record of selling a particular type of book, the better and more extensive her connections will be. Similarly, if an agency has a long history of selling a certain type of book, even junior agents there may reasonably be expected to have pretty good connections for it.

Thus the frequent appeal of a large and/or well-established agency over a small or newer one: when the agents enjoy good connections, it’s easier for them to slip a first-time author’s manuscript under the right pair of eyes. Everyone benefits.

However, good connections require agent specialization. The publishing industry is immense and complex; it would be impossible for even the best-established agent to have connections for every conceivable type of book. By concentrating upon just a few kinds of manuscript, then, an agent can concentrate upon his established areas of strength.

What does this mean for the average aspiring writer? Glad you asked.

Writers, too, are specialists, even ones like me who write several different types of book. However broad one’s interests and capacities might be, no one is going to write in every conceivable book category, right? Therefore, it’s in each writer’s interest to have his work represented not by just any old agent, but by one who shares his interests — and, more importantly, who already has the connections to sell his books.

In other words, specialists of a feather should flock together.

Agents are well aware of the substantial benefits of such an arrangement, which is why they are seldom reticent about the kinds of books they want. They will state the book categories they represent right on their websites, in their listings in the standard agency guides, and often in their biographical blurbs in writers’ conference brochures as well. So there’s no mystery to finding out who represents what: it’s usually as easy as a straightforward Google search or opening a book.

Benefiting from knowledge so obtained, however, requires that an aspiring writer be aware of the book category into which his book most comfortably fits. If you’re not sure how to figure this out, you’ll find some guidance in the aptly-named BOOK CATEGORIES archives on the list at right.

Select one that already exists, if you please, rather than just making one up. You should also pick just one, rather than stringing a few together into an unholy hyphenate like Mystery-Women’s Fiction-Western. Generally speaking, aspiring writers agonize far too much over making the right choice: just pick one. Remember, the goal here is not to cover every topic in the book, but rather to give your future agent and editor some indication of who is likely to buy your book and on which shelf at Barnes & Noble a reader might eventually find it.

It’s a technical designation, after all, not a summary.

Do be aware, too, that many categories overlap (fiction, women’s fiction, and literary fiction, for instance, share quite a bit of common ground), so you may not find a perfect fit. That’s fine; as long as you’re close, your future agent will be able to tell you how to categorize it.

If you live in the U.S. or Canada, a good place to start is by tracking down a recently-released paperback or trade paper book similar to yours and examining the back cover. Many publishers will display the book category in one of two places, in the upper-left corner:

sarah-vowells-back-cover-ii

Actually, now that I’ve posted it, I notice that Sarah Vowell’s ASSASSINATION VACATION (a terrific book for anyone interested in political history, by the way; she’s a very funny writer) is listed in two categories: biography and travel. That makes perfect sense, because the book both talks about the lives of various murdered American presidents and follows Ms. Vowell’s journeys to their assassination sites. (Seriously, it’s funny.)

The other common locale for a book category is in the box with the barcode:

jonathan-selwood-back-cover

Okay, so that last photo was a trifle askew. However, since Jonathan Selwood’s THE PINBALL THEORY OF APOCALYPSE (six rows’ worth of passengers on an airplane thought I was having some sort of fit because I was laughing so hard at one point; once I had fended off medical assistance and read the passage in question out loud, the flight attendants came running to find out what was wrong with all of us) partially concerns the aftermath of a major earthquake, that seems rather appropriate.

I’m not sure if the photo will reproduce clearly enough for you to see it, but Mssr. Selwood’s book is designated merely as fiction. Counter-intuitively, this general-sounding moniker refers to something quite specific: novels for adults that do not fit into a genre designation. For all of you whose first thought upon my telling you that you would need to narrow down your complex 400-page book into a one- or at most two-word category choice, this might be a good selection.

It can be rather a pain to decide, admittedly, but once you have determined your book’s category, the hunt for an agent to represent it becomes substantially simpler: you don’t even need to consider approaching an agent who doesn’t represent your category.

Okay, that’s more than enough for one day. Next time, I shall give you a bird’s-eye view of what happens to requested materials after they arrive at an agency. In the meantime, keep up the good work!

Great gifts for writers with great gifts, part III: the graveyard of book contracts past, or, a few more good reasons to buy books by first-time authors, and still more evidence that a little contact with a book of quotations goes a long way

Looks like the aftermath of a major flood in Mouseville, doesn’t it? When I first caught sight of the scene, I instinctively glanced about to check if Anderson Cooper were reporting nearby, wet to the knees and disapproving.

Apparently, I am the mayor of poor, flooded Mouseville, because I took this picture about a foot and a half from where I am now sitting, inside my house. I came by the position honestly, I assure you: after my tirade the other day about the vital importance of good lighting in a midwinter writing space, the proverbial bee seems to have remained in my bonnet, buzzily nagging — nay, demanding — that I move my studio to the brightest room in the house in genteel protest of the notorious darkness of a Seattle winter and the news in the last few issues of Publishers Weekly.

As the far and away the brightest room in our house is also the biggest, the living room/library (so designated to differentiate it from the bedroom/library, kitchen/library, laundry room/library, etc.; see yesterday’s comment about serious writers always owning more books than shelves to house them), I was anticipating having to lobby my SO for the rest of the year to pull this off — by which time, of course, the darkest part of the year would be beginning to recede. However, in an odd twist that would be absolutely implausible in a novel, the very seasonal darkness of which I had been complaining abruptly made my case for me: my SO saw some doubtless light-craving soul jump off one of our region’s less lovely bridges the other day.

He’s been busily rearranging furniture in the ex-living room/library ever since. Heck, he even made an unprompted trip to Ikea for another bookshelf.

Fortunately, unlike most bits of real-life melodrama that don’t seem real on the page, the story of the jumper has ending rather an ancient Greek tragedy, complete with deus ex machina: at the particular moment the hapless jumper chose to end it all on that distinctly unpretty bridge (as opposed to the far more popular choice of suicidal aesthetes on the other side of town), an unoccupied ambulance happened to be trying to merge into the traffic jam on the bridge. If he had jumped directly into the ambulance, rather than off the bridge first, he probably would have been happier in the long run, but still, I hope that he will someday be grateful that King County evidently had the foresight to hire at least one psychic ambulance driver.

Just another service brought to you by the local New Age ordinances, presumably; we must have them. My proof: in yet another development that would make any hardened novel or memoir-reader snort with derision, I saw in the newspaper the other day that many Seattle City Council meetings open with a poetry reading.

If you have seen the poetry local government sees fit to post on buses, you are probably already trembling for democracy. Still, it’s kind of great to live in a town so stuffed to the gills with poets that there is actual competition over who gets appointed to be this month’s official City Poetry Curator.

In anticipation of a shiny new bookcase and the dislocation of my desk, my SO and I were gruntingly shifting the God-awful 1950s dresser his sainted grandmother had seen fit to bequeath to us. Until now, sentimental recollections had gilded the sublime hideousness of its multicolored veneer: Granny used to store her beloved Bible and handgun side-by-side in it.

A fact I discovered inadvertently years ago while helping her move, in case you’re curious. I had thought the revolver was a toy, the property of one of the grandchildren playing in the next room, until I picked it up — and realized that it was both real and loaded. Evidently, the phrase gun safe had never sullied Granny’s ears until I uttered them that day. If the words Communist plot featured prominently in her reply, well, far be it from me to speak ill of the dead.

Suffice it to say that before this enlightening discussion had unfolded far, I got the kids out of there, pronto.

For a variety of reasons, then, this particular dresser had slumbered for years under an embroidered tablecloth a globe-trotting friend had been kind enough to send me from Bangladesh shortly after Granny’s death, never moved and seldom even having its drawers opened. The discovery that our cats had been using it as a sarcophagus for the much-chewed remains of their furry toys thus seemed eerily appropriate.

For hours after we unearthed this mousy Valley of the Kings, the kitties prowled around protectively, snarling at us when we tried to discard the most decomposed of them. Clearly, that dresser had a preoccupation with death, and who can blame it, after the life it’s led?

I’m happy to say that it is no longer in the house — and that I have both a sunnier place to work and slightly more storage space for my books.

Speaking of which, last time, I was touting the virtues of getting into the habit of reading every (or as close to every as possible) first book published in your book category this year…and next year, and the year after that. Not only will adherence to this sterling practice give an aspiring writer a very solid sense of how editors and agents conceive of the category — thus rendering it easier to tell whether one’s work genuinely falls within it, a question that plagues many genre-crossers — but it will help develop a sense of one’s target readership as well.

Perhaps the lingering billows of dust from all that furniture moving have temporarily clogged my psychic antennae, but somehow, I felt that this sterling argument left some of you unconvinced yesterday. So I’m going to spend today elaborating.

Sometimes the Furtive Non-Denominational Gift-Giver requires more cajoling than others.

Reading the entire literary output of new authors in a particular subsection of the market may seem like a gargantuan task to some of you, but most of you have no serious reason for trepidation: the majority of book categories actually sport relatively few first-time authors in any year’s harvest of publications.

Yes, Virginia, even in the fairly large categories.

Let me share a deep, dark secret from my past: back in my thankfully long ago agent-seeking days, I made a practice of reading every first literary or mainstream novel written by an American woman under 40 published by a major US publishing house each year. Care to guess how long that took?

I wish I could report that it was a full-time job, but in truth, it wasn’t all that time-consuming. There were few years where more then 25 books answered that description; one year, there were only 7, counting new Canadian female authors. And those 7 were represented by only 3 agencies, I discovered.

Guess whom I queried the instant I uncovered THAT unsavory little fact?

The realization could have made me despair — but instead, it convinced me to sit down and take a good, hard look at the novel I was shopping around, to see if there was any way that I could legitimately make it appeal to readers of more book categories, because that opened up so many more querying possibilities. And sure enough, after I had taken most of the semicolons out of the text and readjusted the thought/action ratio a little, I found that my novel was about equally welcome to agents who represented adult fiction, women’s fiction, and literary fiction — which makes some sense, as there is considerable overlap amongst the readers of all three.

Heck, literary fiction aimed at women is considered downright redundant in some circles of the industry, since college-educated women form about 90% of literary fiction buyers.

And yet the burly writings of Phillip Roth continue to sell well. Yet another cosmic mystery. As that marketing genius Jacqueline Susann once said, “I think Phillip Roth is a great writer. But I wouldn’t want to shake his hand.” (Had I mentioned that I dug up far, far more quotes yesterday than I could ever hope to work into a single post?)

Unless a writer became awfully darned familiar with the book market, how is s/he to know that a book category filled with so many prominent male authors boasts such a largely female readership? Or that literary fiction by women featuring female protagonists is often marketed not as literary fiction, a comparatively tiny market, but as what agents like to call women’s fiction with a literary voice because the women’s fiction market is so huge?

Quoth Queen Marie Leckzinska, wife of Louis XV: “To live in peace with socieity, you must open your eyes to the qualities that are pleasing and close them to to the ludicrous and eccentric that are offensive.”

Hey, she said it; I didn’t.

Following the ever-changing boundaries of one’s chosen book category is only one of the many benefits of reading all of the first-time authors within it, of course. It’s substantially easier to produce something fresh if you know what agents and editors who represent your kind of book have been reading over the past couple of years. How about learning the current conventions of one’s genre, what’s now considered de rigeur and what’s now passé?

While you’re out snooping, why not do some research on what kind of voice have been selling of late, and which eschewed as old-fashioned? Are the Point-of-View Nazis enjoying a resurgence in your selected category, or have they fallen out of fashion? How long are first books in that category these days?

I hesitate to mention length, because it tends to be a sore spot with many aspiring writers. Don’t believe me? Okay, the next time you find yourself at an agents’ or editors’ forum at a conference, stand up and ask how many pages is too long for a submission. Even if the pros are very kind in expressing the answer, the subsequent depression amongst half the audience will be palpable — and most of the time, the writer grumbling in the row behind you will not be muttering that the limits are too high.

In answer to that inquisitive whimper I just heard out in the ether and the giant unshouted question that I suspect underlies it, the long answer is that I’ve written at length on this subject under the BOOK LENGTH category on the list on the right-hand side of this page.

The short answer: in general, 65,000 – 100,000 words — estimated, not actual — or 260 – 400 pages in standard format, is considered roughly normal for a first book. (If you don’t know how or why to estimate a word count, please see the WORD COUNT category on the list at right. If you’re unfamiliar with the restrictions of standard format for manuscripts, please see MANUSCRIPT FORMATTING 101 or STANDARD FORMAT ILLUSTRATED.)

To forestall any imminent heart problems out there, let me hasten to add that length expectations do vary quite a bit by category, genre, and even subgenre. Checking how long first books like yours are lately can save you a whole lot of uncertainty at revision time.

Am I hearing some long-suffering sighs out there? I know; that was a lot of heavy information to toss at you in a single post at the height of holiday season. I have more to say on this subject, but I’m going to sign off for today, to give you some time to digest all of this — or, for those of you whom I have already convinced of the value of stocking up on new works by first-time authors in your area, to scurry off to make a wish list for your FNDGG.

To lighten your hearts a bit before I go, let me just take a second to add: as Francis Bacon wrote so long ago, knowledge is power. In few areas of life is this as true as often as during the querying and submission stages of a writer’s career — because as painful as it may be to accept, scads of queries are rejected on sight because the book is miscategorized or sent to an agent who doesn’t represent that type of book; literally tons of manuscripts are rejected every year because they seem dated or repeat something that’s been done before or are just too long or short by current standards.

How can knowing all that make you more powerful in a situation that often seems arbitrary to aspiring writers? By spurring you to learn about the category in which you are writing, so you may market your work and revise it more effectively. That’s knowledge that can genuinely help you reduce your manuscript’s chances of rejection.

A bit depressing? Perhaps. Time-consuming? Definitely. It’s not for nothing that Lawrence Kasden said, “Being a writer is like having homework every night for the rest of your life.”

But isn’t your writing’s success worth it?

More thoughts on this subject follow tomorrow. In the meantime, keep up the good work!

Keep up the good work!

So you were considering self-publishing: some words of wisdom from guest blogger (and happy self-published author) Janiece Hopper


Good evening, campers —

In light of recent events, I’m taking a break from my ongoing series on what standard format for book manuscripts looks like — don’t worry; it will return next week, along with some tips on writing and formatting a query letter — and taking the weekend off. (I know: practically unheard-of here at Author! Author!) In order to give you some fresh material for weekend pondering, I threw myself on the mercy of FAAB (Friend of Author! Author! blog), blogger, and novelist Janiece Hopper. She very kindly agreed to help us out. Thank you, Janiece!

For those of you who missed my wholesale gloating when Janiece’s first novel, Cracked Bat, came out — I love announcing my readers’ triumphs! — here’s a brief synopsis:

Linnea Perrault is the editor of The Edge, a successful community newspaper. Happily married to Dan, Spinning Wheel Bay’s premier coffee roaster and owner of The Mill, she is the mother of an adorable four-year-old daughter who insists upon lugging a fifteen-pound garden dwarf everywhere they go.When Linnea’s wealthy father returns to their hometown to make amends for abandoning her to a cruel stepfather twenty-eight years earlier, she painfully resurrects his old place in her heart. He buys the local baseball team. Before long, fairy tales, Islamic mystics, and a host of cross-cultural avatars come into play as the team is propelled to the top of the league. After a foul pass and an accident at the stadium, Linnea finds herself locked in the stone tower of pain as she realizes how much the man she married is like the father she never knew. Doctors can’t diagnose her debilitating condition, but kind, magical strangers give her a chance to save her soul. Cracked Bat is dedicated to the approximately five million people who have experienced the mystifying and frustrating ailments of myofascial pain syndrome, fibromyalgia, and chronic fatigue.

As you may see, it’s not a novel that is particularly easy to assign to a book category — which is one of the many reasons that I’m particularly thrilled that Janiece has given in to my blandishment to share her self-publishing experiences with us. I know that many of you write between genres and thus must have given dead-of-night thought to a question haunting many fiction writers these days: what would happen if I published it myself?

It’s a great question — and here is an author who can answer it from direct personal experience. Take it away, Janiece!

Hello everyone! I am absolutely delighted to be Anne’s guest blogger. So thank you, Anne. Today, I am going to share why I created Ten Pentacles to publish my novel, Cracked Bat. Self-publishing works for me because it reflects my relationship with writing and my purpose for doing the work.

We’ve all heard agents at conferences say that good writing will always find a home. This storyline serves. It keeps aspiring authors going to conferences and certainly helps keep the United States Postal Service in business. (Just think how much you’ve spent on stamps for query letters and how much you’ve paid in return postage for bulky, boxed manuscripts.) Unfortunately, the idea that good writing will always find a publisher to finance and promote it is simply not true.

In reality, the current publishing paradigm requires authors to tweak and twist their “good” writing until an agent can see (in a split-second, mind you) exactly how it fits into a publisher’s pre-established list and how it appeals to a pre-determined market.

I’m not critiquing, but after two years of intense writing, repetitive stress injury, and a divorce, I wasn’t willing to force Cracked Bat to be anything other that what it became. Whether or not a New York agent could “fall in love” with Linnea Perrault on the first page so that she could bulldoze a bleary-eyed, overworked editor into buying it with her enthusiasm became completely irrelevant.

Cracked Bat is good, true, beautiful, quirky…and exactly what I hoped it would be. But it is different. I call it Intuit-Lit.

Intuit-Lit illuminates limiting socially-constructed and neurologically-wired thought, behavorial, and physiological patterns so that characters can recast and overcome obstacles on their life paths. By sharing the characters’ experiences, I hope my find themselves further along on their own life journeys and are more conscious of and more comfortable with their own intuitive abilities. Please see my blog for more about how the blank stare of agents actually guided me to this rewarding work.

Cracked Bat faces what is painful truth for many Gen X women and transforms what must die into new life. The painful truth in the publishing industry today is, fiction that doesn’t “fit in” with what’s out there either dies in a drawer or needs a dynamic new structure to support it.

In Cracked Bat, Linnea Perrault learns to speak her truth in an unreceptive environment. As she embraces her authenticity, she takes responsibility for the outcome of her choices and her actions. In developing her character, I strengthened that part of myself. I didn’t want Cracked Bat to stagnate on a flash drive in my safety deposit box, so I took on the responsibility of creating something new, Ten Pentacles, to bring the book into being.

Authors pitching a book often find themselves in an unreceptive environment and spend a lot of time and energy trying to figure out how to make their creative “babies” conform to a distant other’s vision. It is very dysfunctional to parent the children we birth this way and it’s a disservice to our muse to force the art our “selves” create into a marketer’s take on reality.

Just as writing Cracked Bat led me to choose a more authentic life, I want this novel to live a book’s life that is consistent with its unique energy. I’m still figuring out exactly what that means, but I love being on this path. I love that it was my choice to print on recycled paper and not to ship it out in reams of bubble-wrap. I don’t care that my cover isn’t compatible with what’s on the shelves of the local bookstore today. The fact that my cover is deeply integrated with the story is more important to me than competing with someone else’s image.

Writers with traditional publishers almost never have any say over their book covers at all. I think this is almost abusive. We ought to get to dress our “baby,” the way we want to. I always wanted my cover to have a sleeping beauty on a massage table in the middle of a baseball diamond and I loved brainstorming all the symbolic images that could be embedded in that picture. I knew I wanted the cover to look like a cracked wooden bat and to have lots of red and white on it, like a baseball. I also wanted red, white, and black because I associate these colors with the Triple Goddess. Imagine explaining the need to honor that to someone at a traditional publishing house!

Well, the Universe stepped in to help me get just the look I wanted. Just as I began to consider forming Ten Pentacles, an educational assistant was assigned to my English as a Second Language classroom. She didn’t stay long before being moved to a higher needs assignment, but she was with me long enough to mention that she was a watercolor artist. I asked to see her work and loved it. The rest is history:

Now, at first glance, some people think Cracked Bat is a children’s book. As a former school librarian I can understand the misperception. Was that horrible packaging on my part?

No, I don’t think so. Not for this novel because this book is for people who are willing to take time to look beyond the surface, who go deep, and who can remember the thrill of settling down to let the magic of a fairy tale seep into their psyche.

Of course, I want to sell a million copies of my book, but only so that I could have more time to creative what I want to create. Choosing to self-publish, self-promote, and self-distribute while single-parenting teenagers and teaching full-time does seem to diminish my chances of hitting the bestseller mark.

Yet truly “owning” my story, both literally and figuratively, is far more satisfying than I ever imagined. I love my book so much that I’m actually I’m happy to have boxes full of yet-to-be sold, sealed with joy, and delivered (yes, via USPS) copies stacked all around my writing space. I love its physical manifestation so much that I’m grateful to the bank and glad to write the checks toward paying off the hefty loan I had to take out to get it printed. I can image my dad snickering at my business sense. Go ahead. I can laugh at it, too. I’m lucky enough to have a day job that I love as much as writing.

People always ask me if this was expensive. They ask how I started a company, designed a website, edited, proofed, published, and marketed while going through a major life transition. I know Anne’s readers expect honesty, so here it goes. Financially speaking, I have excellent credit…and I have become quite talented at justifying expenses that help me grow. For about the price of flying to and participating in Maui’s Writer’s Retreat and Conference (which I’ve always wanted to do) and hanging out on the beach for a few extra days (which any new divorcee seems entitled to), I created a company and produced my books. I missed out on the leis, the sand, and the great company, but I’ve got a very significant book in print.

Energetically, I have no idea how I did everything I did to make it happen. At one point, I realized I would never feel fulfilled, no matter how many beautiful seashores I visited or how many more writing classes I took until Cracked Bat was available for people who might want or actually need to read it. All I can say is that I was propelled by the story itself to get it out there. (I also have empathetic, creative sons who cheerfully make their own dinner several nights a week and do their own laundry.)

I truly wish all of Anne’s readers the best of luck in pursuing publication and hope you sell tons of books. But, above all, I urge you to honor your good writing in your heart and then, it will always have the home it really wants.

Janiece Hopper lives in Snohomish, Washington. She met her first garden dwarf on an island in the Pacific Northwest when she was four years old. Thirty years later she met a witch in the same place. As an elementary school teacher, librarian, and book reviewer with an M.Ed. from the University of Washington and a B.A. from California State University, she always struggled with calling fairy tales fiction. Intuit-Lit has resolved her conflict nicely. If Janiece ever goes to another baseball game, she’ll be the woman in the stands, trying to drink a mocha while wearing full catcher’s gear.

Building block of the pitch #1: navigating the tricky terrain of book category identification

Yesterday, I warned you that my approach to pitching is a TEENY bit unorthodox. Contrary to the prevailing wisdom, I believe that the definition of pitching successfully is not merely being able to cram an entire 400-page book into three sentences and spit it out coherently.

Call me zany, but it’s true.

Instead, I define pitching success as the ability to speak fluently and persuasively about a book in terms that make an agent or editor likely to say, “Gee, I’d like to read that. Please send me the first 50 pages right away.” I define a pitch’s success by its results, not its conformity to a pre-set model to be used in all instances.

I know: radical.

But thinking of it this way makes it far, far easier to make it through the pitch preparation process, I find: instead of grumblingly adhering to an evidently arbitrary and difficult standard of presentation, you’re gearing up to have all of the marvelously fulfilling conversations of the rest of your life as a professional writer.

Much nicer to wrap your brain around, isn’t it?

Now that you are prepared for my advice to be a bit offbeat, I am not afraid to shock you with my first unorthodox suggestion: DON’T start the pitch-prepping process by sitting down and trying to summarize your book.

Instead, let your first step be figuring out where your book would be placed on the bookshelves of Barnes & Noble, Borders, or a similar chain bookstore.

And no, I don’t mean just in fiction, alphabetically. In a marketing display, what kind of books would be grouped around it? How would it be placed so as to suggest that if the potential buyer liked book X, he would probably be interested in your book as well?

Once you know where the pros would envision your book selling best, you will have both an infinitely easier time pitching AND finding agents to query. Suddenly, those cryptic lists of book types in agents’ guides and opaque conference bio blurbs will spring to life for you.

Unfortunately, the vast majority of aspiring writers do not do their homework in this respect — and believe me, from the pros’ perspective, it shows in their pitches. The industry defines types of books far more specifically than writers tend to do — and no agent represents every kind of book. The sad fact is, the vast majority of aspiring writers out there have only a vague idea of how their books would be marketed to booksellers.

Yet the FIRST question any editor would ask an agent about a book, or a committee would ask an editor, or a book buyer would ask a publishing house’s marketing department is, “What’s the book category?”

To put it as bluntly as possible, the book category is in fact the industry shorthand for where a book should be directed in order to sell, at every level.

Before I launch into how to figure out where your book belongs, let’s take a look at how the average pitcher deals with this primary question, and why the standard response tends not to impress agents and editors very much.

In the first place, writers often mishear the question as, “So, what is your book about?” rather than what it is, a straightforward question about marketing. Thus, they all too often give exactly the same response they would give anybody who asked the more general latter question at a cocktail party:

“Well (gusty sigh), it’s a novel…mostly, it’s women’s fiction, but I guess it’s also suspense, with thriller elements. And the writing is definitely literary.”

I hate to be the one to break it to you, but to an agent or editor, this kind of response sounds EXACTLY like that noise that Charlie Brown’s teachers used to make: Wah wah wah wah waagh…

Remember, agents and editors think about books as products, rather than merely as works of art or expressions of the inner workings of the writers’ souls. And as products, agents need to sell books to editors, and editors to editorial committees, and marketing departments to distributors, and distributors to bookstores, and bookstores to readers.

And I assure you, a vaguely-defined book is much harder to drag through that process.

So it’s an excellent idea to tell them up front — as in both your pitch and the first few lines of your query letter — what kind of book it is. But in order to make sense to people in the industry, you need to speak their language: pick one of their recognized categories.

In other words, don’t just guess, don’t lump a couple of categories together into a Frankenstein’s monster of a hyphenate, and don’t just make up a category.

How do you know where to start? Take a gander at the back jacket of most hardcover books: you will find, usually in either the upper left corner or just above the barcode, a one- or two-word description. That is the book category.

Now, think about your book. Can you come up with, say, 3-5 titles that are similar to it in subject matter, tone, approach, voice, etc., that have come out in North America within the last five years? Not similar in ALL respects, necessarily — just one or two may be enough.

If you can’t come up with any that are remotely similar, I suspect that you’re not overly familiar with the current book market — a serious liability for anyone hoping to pitch or query a book to someone who makes a living following such trends. If all else fails, start feeding relevant search terms into Amazon and see what comes up.

Once you have your list, go to a bookstore (either physically or online) and see where those books are housed. That is, most likely, where your book would be categorized, too.

You can also go through the generally accepted categories and see what intuitively seems like the best fit. Here is the standard list for fiction:

Fiction (a.k.a. Mainstream Fiction), Literary Fiction, Historical Fiction, Futuristic Fiction (that is not SF. The usual example is THE HANDMAID’S TALE.), Adventure Fiction, Sports Fiction, Contemporary Fiction; Women’s Fiction, Contemporary Women’s Fiction, Chick Lit, Lady Lit, Lad Lit; Romance, Category Romance, Contemporary Romance, Historical Romance (designate period), Paranormal Romance, Romantica, Erotica, Inspirational Romance, Multicultural Romance, Time Travel Romance; Science Fiction, SF Action/Adventure, Speculative SF, Futuristic SF, Alternate History, Cyberpunk; Fantasy, Dark Fantasy, Comic Fantasy, Epic Fantasy; Horror, Paranormal, Vampire Fiction; Thriller, Spy Thriller, Suspense, Romantic Suspense; Mystery, Police Procedural Mystery, Legal Mystery, Professional Mystery, P.I. Mystery, Psychological Mystery, Forensic Mystery, Historical Mystery, Hardboiled Mystery, Cozy Mystery, Cops & Killers Mystery, Serial Killer Mystery, British Mystery, Noir, Caper; Western; Action/Adventure; Comics; Graphic Novel; Short Stories; Poetry; Young Adult, Picture Book, Children’s, Middle Readers.

Pick one for your novel.

Specifically, pick the one that comes CLOSEST to where you envision the book being shelved in a big bookstore. (Since I’ve written about this topic quite frequently and I’m trying to get us through the pitching basics fairly quickly, for more specific tips on how to do this, please see the BOOK CATEGORIES heading on the list at right.)

But whatever you do, NEVER tell anyone in the industry that you have a “fiction novel” – this is a very, very common pet peeve amongst agents and editors. By definition, a novel IS fiction, always, just as a memoir is always nonfiction.

Technically, anyway. Don’t even get me started on how many memoirists have found their books under just-the-facts scrutiny over the last couple of years. But speaking of which, here are the main NF categories:

Entertaining, Holidays, House & Home, Parenting & Families, How-To, Self-Help, Pop Psychology, Pop Culture, Cookbook, Narrative Cookbook, Food & Wine, Lifestyle, Medical, Alternative Medicine, Health, Fitness, Sports, Psychology, Professional, Engineering, Technical, Computers, Internet, Automotive, Finance, Investing, Business, Careers, Memoir, Autobiography, Biography, Narrative Nonfiction, Historical Nonfiction, True Crime, Law, Philosophy, Religion, Spirituality, Travel, Travel Memoir, Outdoors & Nature, Essays, Writing, Criticism, Arts, Photography, Coffee Table, Gift, Education, Academic, Textbook, Reference, Current Events, Politics/Government, Women’s Studies, Gay & Lesbian (a.k.a. GLBT).

Actually, there are a few more, but these are the main ones. For more detailed analysis, again, please see the BOOK CATEGORIES heading on the list at right. Also, the major genre’s writers’ associations tend to provide precise definitions of each subgenre on their websites.

I’m sensing some disgruntlement out there. “But Anne,” I hear some confused would-be pitchers and queriers cry, “I occasionally see other categories listed on book jackets. Therefore, you must be wrong about agents and editors expecting to us to label our books.”

Oh, that old saw. Naturally, there are new categories popping up all the time, a side effect of the expansive creative impulse of the human mind.

That doesn’t mean, however, that you should make one up. All one has to do is check out any of the standard agency guides to see why: when asked what kinds of books they represent, agents don’t make up terms that are only meaningful to themselves and their closest friends; the vast majority of the time, they use the standard category designations.

Generally speaking, it’s safer to pick one of the standards rather than to insist upon a category that has only been introduced recently: if it’s too new, the agent or editor to whom you are pitching may not yet be aware of it yet.

Hey, it happens.

Believe me, if you are off just a little, an agent who is intrigued by your work will nudge you in the right direction, rather than writing you off because you picked the wrong sub-category. In fact, it’s not at all uncommon for an agent to sign a writer and then say, “You know, Ghislaine, I think your book would sell better as women’s fiction than mainstream fiction. Let’s market it as that.”

And if Ghislaine is a savvy writer, she won’t immediately snap back, “Why is it women’s fiction rather than mainstream — because the author possesses ovaries?” (Not all that an uncommon an underlying reason for the choice, actually; some of my work has been categorized that way on apparently no other pretext.) Instead, market-ready writer that she is, she will respond, “If you think it’s a better idea, William. But do you mind explaining the logic to me, so I may consider it when I’m writing my next novel?”

THAT, my friends, is language the entire industry understands. This is a business where finesse definitely counts.

When in doubt, pick the more general category. Or at any rate, the more marketable one. It increases your chances of your work sounding to an agent like something that will sell.

Just in case any of you out there sporting ovaries are assuming that women’s fiction label is automatically perjorative: women’s fiction is far and away the best-selling fiction category. It’s something of a misnomer, because the vast majority of fiction buyers in North America are women.

Hey, I don’t make up the lingua franca; I just speak it. For more on the ins and outs of defining women’s fiction (particularly when a book occupies the rather broad territory where women’s, literary, and mainstream overlap), please see the three posts beginning here.

If you truly get stuck, here is a sneaky trick: go to a well-stocked bookstore and track down a friendly-looking clerk. Describe your book to her in very general terms, and ask her to direct you to the part of the store where you might find something similar.

Then start pulling books off the shelf and examining their back covers for categories.

Hint: don’t be too specific in your description to the clerk — and whatever you do, don’t mention that you wrote the book you are describing. “My favorite book is a suspenseful romantic comedy about murderous contraltos set in the Middle Ages — would you have anything close to that?” tends to yield better results than, “I’m looking for a book about an opera diva who lives in 9th-century Milan, has scores of amorous misadventures, and strangles her conductor/lover. Where would I find that in your store?” The latter is more likely to turn up a puzzled shrug than useful directions.

Repeat in as many bookstores as necessary to start seeing a pattern in where you’re being advised to look. That location is where your book is most likely to be shelved.

Yes, this process can be a pain, but stating your category up front will simply make you come across as more professional, because it’s the way that agents and editors talk about books. Agencies do not impose this requirement in order to torment writers, you know; the category you pick will determine to a very great extent whether any given agent or editor will be even remotely interested in your work.

Because yes, Virginia, there are professionals who will simply not read a query or listen to a pitch unless it is for a book in one of their pre-chosen categories.

Agents and editors LIKE making snap judgments, you see. It saves them time. Sorry to be the one to break it to you.

To put a more positive spin on the phenomenon, think of it this way: if you tell an agent immediately what kind of book you are pitching, the busy little squirrels in her brain can start those wheels spinning toute suite, so she can instantly start thinking of editors to whom to sell your book.

Since that is precisely what you want them to be doing, what are you complaining about?

If you’re still a bit confused and want more help fine-tuning your selection, again, I would recommend taking a gander at the posts under the BOOK CATEGORIES heading at right. In the past, I have spent more time on this particular point; I could easily spend a week on this point alone. But as I mentioned above, I honestly am trying to move us through this as quickly as possible.

Whoa, I didn’t even have time to move my hand to the return key before I felt a mighty gust of cries of WAIT! coming from out there. “But Anne,” breathless voices cry, “I honestly don’t know how to categorize my novel. Is it literary, mainstream, or just plain fiction — and will agents hurt me if I guess wrong?”

This is an excellent question — one that I covered at some length in several posts last summer; I would encourage you to go back over this post, this one, and this. You might also try asking yourself few questions about your book:

(1) Does your book assume a college-educated readership? Does it try experiments with structure and language? Is character development more important to the reading experience than plot? If you answered yes to at least two of these, literary fiction would probably be the safest choice.

(2) Is your book aimed at a general adult audience, or is more heavily weighted toward a female readership? (Okay, so this is kind of a trick question, since women buy over 80% of the fiction sold in the US (and almost all of the literary fiction, but bear with me here.) If it is genuinely aimed at a general market, mainstream fiction would be a good choice.

(3) Does your book have a filmic, easily-summarized plot? Are the style and storytelling technique similar to a bestselling author’s? If so, it might be commercial.

(4) Is your protagonist relatively young — and have sex with more than one partner/do drugs/have a drinking problem? Does the plot deal with adult-themed issues that probably wouldn’t make it onto network television in the dinner hour? If so, it might be adult fiction.

(5) Are all of the criteria in #4 true, but the protagonist is female, under 35, and doesn’t pursue significant interests in the book OTHER than having sex with more than one partner/doing drugs/having a drinking problem? Does her interest in shoes and handbags border on the pathological? If so, you might want to consider the chick lit category.

(6) Are you querying an agent who likes to make this call himself? In that case, you might be best off simply labeling it fiction — but you’re unlikely to know that unless you’ve spoken to the agent personally. If this is the case, you should pick the closest label, then nod smilingly when the agent to whom you are pitching says you are mistaken.

Hey, it’s how those of us already signed with agents do it. I even know a quite prominent author who claims that she doesn’t know whether any particular piece is women’s fiction or memoir until her agent has sold it as one or the other.

All that being said, try not to get too discouraged if your book’s category does not immediately pop to mind. Often, it is genuinely a hard call. Just do your best.

Okay, I admit it: that was a MASSIVE amount of information to cover in a single post — but look at it this way: the more quickly we can race through this, the sooner we can get back to craft!

The next pitch building block follows tomorrow. In the meantime, keep up the good work!

PS: I understand that some readers may feel that it is too time-consuming to go through my fairly massive archives, but please do check that I haven’t already written a post on a subject before asking me to write a fresh one. I’ve taken care to address many of the most common questions directly in the category list on the right-hand side of this page, just underneath the blogroll. I have also provided a site search engine in the upper-right corner; please use them.

And please, archive searchers, resist the temptation to blame the site for providing too much information gratis to aspiring writers — a sentiment that, perversely enough, commenters seldom expressed until my bout of mono earlier this year. After three full years of my intensive work here, it’s a trifle unreasonable to expect NOT to have to search for the particular topic any individual out there happens to want. It’s the nature of a blog to be cumulative, after all.

The plague of passivity V: Help! I’m tied to a train track!

I always like hearing my readers’ reactions to my posts, particularly on craft; those of us who have been in the game for a while tend to think so differently about what’s on the page than those brand-new to the craft that it’s sometimes hard for editors like me to see beyond what is to us old habit. For example, the last time I ran a series on protagonist passivity, reader Ashleigh wrote in to inquire:

You encouraged us to go through our manuscripts and mark places where the protagonist is not the primary actor and where she is merely observing. What about those instances when a character is reacting to an external stimulus? Does that make her the secondary actor rather than the primary actor? Can a protagonist be passive because they are too reactive and not proactive enough?

Doesn’t that get right to the core of the matter? Before I realized it, I had written four pages (standard format) in response. Then I thought: hey, shouldn’t I be sharing this with the rest of the class? Shouldn’t I, in fact, extend it into an entire post?

That’s often true of my responses to reader questions, I notice. In the interests of conserving time and energy expenditure, I really should answer more often with a post. But when I’m in a middle of a series…So until I mend my ways, it’s often worth going back and checking the comments on recent and archived posts; there’s quite a bit of useful material lurking there.

A first baby step toward responding less there and more here: the topic for today is how active is active enough, when the perspective is focused upon a particular character?

In any story that doesn’t involve the protagonist’s floating perpetually in an isolation chamber (a premise I wouldn’t recommend), she is going to be acted upon by external sources. That’s unavoidable — but there are active ways to react to ambient conditions and inactive ones, right?

Right?

Let’s get down to brass tacks: certain matters are beyond the control of even the most active protagonist. A tree falling upon her house, for instance, or a boss’ annoying whims. Her boyfriend’s suddenly announcing that he’s gay — or her girlfriend’s abruptly declaring that she isn’t. Civil rioting. Not winning the quilting prize at the county fair. Contracting the mumps. Death, either as a result of the mumps or otherwise.

That sort of thing.

In each of these cases, it would be unreasonable to expect the protagonist to be the generator (or generatrix, in this case) of the action of the scene. Gravity made that tree fall, after all, coupled perhaps with a little root rot.

Obviously, the protagonist is going to react to these external stimuli (unless, as I mentioned, she happens to be residing in an isolation tank).

A passive protagonist will respond primarily, from the reader’s point of view, with descriptive information about the effects of the catastrophe du jour. As in: “Why did that tree have to fall on Aunt Eugenia’s tea service! God obviously hates my entire family as far as it can be traced!”
Often, this takes the form of self-recrimination (“Why oh why did I not listen to that handsome arborist?”), resentment against the cause of the problem (“Daddy never got around to retrofitting the house. Mama always told him the roof would cave in someday!”), and/or analysis (“Why THAT tree, and why now? I’d best go to graduate school to learn something about Dutch elm disease, pronto.)

Quick: which of those responses is most likely to lead to protagonist activity? Got it in one: the thought that is forward-looking, rather than backward-looking.

How so, you ask? Well, as informative and entertaining as the first two responses might be on the page, they don’t actually change the situation at hand, do they?

I might even go so far as to posit that as a grand rule of thumb when deciding whether a protagonist’s response to external stimulus is too passive: is anything within the situation DIFFERENT as a result of the protagonist’s response to it?

If not immediately, how about five pages hence? Ten? Half the book later?

Let’s look at this in action, shall we? If protagonist Angela is living through an earthquake in a scene, she is obviously not what is making the ground shake: unless she possesses some godlike powers, she is being acted upon by the ground. So far, so good.

But the writer can choose to have her just crouch under a table, riding it out (a mighty fine plan in real life, should you ever find yourself in this situation, incidentally). Or the writer could choose to show her doing something active in response — saving a puppy from falling glass, perhaps.

In neither instance is Angela the cause of the primary event of the scene, but the first case, she is passive; in the second, she is not.

That was an easy instance; it becomes more complicated when other, more action-generating people are involved. This time, let’s have Angela be acted-upon by another human being: she’s waiting in line at the bank when a robber walks in and threatens everybody.

Again, in real life, Angela would probably be best served by being passive — sensible lady that she is, she might well choose to down on the floor as requested, waiting all a-tremble for the robber to get the money and go.

On the other hand, she would be most active if she jumped up, wrestled the gunman to the floor, and once again snatched a puppy from the jaws of imminent harm.

But realistically, Angela could still be active in her response, even without canine-related heroics. She could, for instance, surreptitiously work her coat over that puppy while she is lying on the floor, ostensibly following the robber’s directions, or whisper encouragement to the hysterical old man lying next to her who might be shot if he keeps whimpering.

In both these cases, although an outside observer might consider Angela passive, the reader knows better: she is struggling against an externally-imposed fate in small, believable ways. And that makes her the primary actor in the scene, if the narrative perspective remains focused upon her.

Starting to be clearer now? Let’s take another, less dramatic example — the one in which I happen to find myself at the moment, so I suppose that makes this memoir:

I am writing this on an airplane that is either experiencing epic turbulence or is rolling over Godzilla’s back. The dear lady sitting in front of me has just reclined her seat so far that my laptop, carefully balanced on the tray table before me, keeps snapping shut onto Our Heroine’s typing hands. The Recumbent One seems to be suffering from some sort of seizure, as she keeps bashing herself against the back of her bedlike seat, as though to encourage it to flatten onto my lap still farther. All the while, the gentleman behind me snores resonantly.

By no stretch of the imagination did I cause any this, other then getting on the plane in the first place and wanting to work on my blog, right?

I ask because I tend to feel responsible no matter what happens — I felt guilty when the Soviet Union fell, for instance, because I was worried about the locals getting heating fuel in the cold winter to come — but it’s apparent even to me that I am neither the demented deity shaking the plane like some demented child with a rattle, nor the ever-dissatisfied recliner, nor the producer of those rather ghastly noises best confined to one’s private bedchamber, rather than shared public space. I am, in fact, the victim here.

As much as we might not like or even notice it, our actions affect other people, and they us. Especially, as in this case, when some people I could name are so territorial that they obviously automatically recline their chairs as far as the darned things can go JUST BECAUSE THEY CAN.

But let me ask you something about what I’ve just written: am I an active protagonist in this account, or a passive one?

Actually, it depends a bit on the genre in which I was writing it: in a thriller, my quiet resentment would have come across as pretty passive. But in a memoir — hey, I called it — the reader would probably perceive my response as active, because I put so much vim into describing my resentment of it all.

But really, in real life, what made me an active responder was my muttering under my breath after the last jerk backwards, “Lady, it doesn’t recline anymore, obviously.”

And how do we know for sure that made me a more active protagonist in my own tale? Because I evidently said it loudly enough that the seizure-haver has calmed herself. Situation changed!

Now if I could only do something about all of that turbulence…and if only I hadn’t designed these seats so only a Munchkin could fit into them comfortably….

Which is, I suppose, a long-winded way of saying that Ashleigh’s last question went right to the heart of the matter. The protagonist does not need to cause the action in a given scene to be an actor in it, for our passivity-analysis purposes — she merely has to ACT.

Necessarily, she’s not always going to be the primary actor, but she can always do or say something, however tiny, in response to what is going on, to keep herself in the game.

I’m not saying it’s always going to be easy to discover how to demonstrate this on the page, particularly for shy characters. The greater the external stimulus, the more difficult it is to find that spark of autonomy: when people feel helpless, “How can I alter this situation in an indirect manner?” is not usually the first question that leaps to their minds.

But the attempt to change the situation — not necessarily the success of that attempt — honestly does make a great difference from the reader’s perspective. On the page, whether a murder victim scratches her attacker or freezes in fear — both completely understandable reactions, right? — can be the line between an active protagonist and a passive one.

Although I applaud any author brave enough to write from the perspective of someone on the bottom end of that extreme a power differential, victims in fiction are all too commonly, well, victims. Personally, I think it is far sadder when a vibrant, complex individual character’s life is destroyed than a passive one’s; to paraphrase EF Benson, I like to see characters who are terribly interested in life until the moment they go phut.

Even if this means going away somewhere else in thought, because there is no other course of action available. (As, for instance, Our Heroine might concentrate even more intensely upon her blog, now that the seizure-haver is readjusting herself to watch the in-flight movie.)

Let’s say that Angela is now tied up on a railroad track, poor girl, à la The Perils of Pauline. Clearly, there’s not a lot of physical action she can take in this instance, or even verbal action: trains make a lot of noise, after all.

So whatever can she do? She could just lie there and scream, waiting for someone to rescue her, of course, while the villain twirls his moustache in glee: passive.

Or she could, in the face of imminent death, project herself into a fantasy of ascending the peak of Mt. Everest, seeking cool mental breezes while the locomotive’s hot breath is bearing down upon her: active.

Tell me, which would you rather read?

When your protagonist is acted-upon, concentrate upon finding that instant of autonomy, rather than trying to force the protagonist to take control of a scene that would realistically be beyond her control. Figure out where a miniscule change is possible, or where an attempt to fight back would be plausible.

Do I hear some snickering out there? “Right,” I hear some of you gigglers say. “Tell me, Anne, how is that protagonist going to find autonomy against the reality of that falling tree?”

A whole bunch of ways, O snickerers. She could get out of its way, for instance (good choice), or snatch that ubiquitous puppy away from its far-reaching branches just in the nick of time. She could drag everyone within dragging distance into the wine cellar, anticipating the end of the world.

Or she could try to run into the house to save Aunt Eugenia’s tea service — even if she’s stopped by that handsome arborist or a concerned neighbor, her attempt to do SOMETHING to save the situation is going to give her power in the scene.

So there.

If you can find the time, a great exercise for developing a sense of active response is to write a scene where your protagonist is listening to a non-stop talker, a situation where it would require actual rudeness to get in a word edgewise. How can the protagonist control or alter the interaction, if only for a second at a time?

Okay, how can she do it without picturing herself on the peak of Mt. Everest?

There are no easy answers here, my friends, only meaty challenges to your creativity. I know you’re up to it. Keep up the good work!

The plague of passivity IV: processing…processing…

Last time, I began telling you the story of Passive Paul, inert protagonist extraordinaire. Doubtless a charming fellow in real life, Paul is problematic as the center of a book’s interest because his devotion to constant courtesy, never taking even the slightest risk, however trivial, avoiding confrontation of every sort, and extensive internal monologuing render his entrance into virtually any scene of his own book a signal to the reader to start yawning now.

Or, to put it a touch more generously, a reader — particularly a professional one like Millicent the agency screener — might like him to DO a bit more and ponder a bit less.

What tends to end up on the page, in short, is a great deal of what we here on the West Coast call processing: lengthy examination of self, loved ones, and/or a situation in order to wring every last drop of psychological import from Paul’s life.

So I repeat my question from last time: why does Paul deserve to have an entire book devoted to him?

This question is infinitely harder to answer in the case of a passive protagonist than an active one. After all, the Pauls of this world almost never cause the central problems of a plot — far from it. He’s usually the guy who tries to get everyone to calm down. Passive Paul has taken to heart Ben Franklin’s much-beloved maxim, “He in quarrels interpose/must often wipe a bloody nose.”

He just doesn’t want to get INVOLVED, you know?

Oh, he SAYS he does, and certainly THINKS he does (often in pages upon pages of unsaid response to what’s going on around him), but deep down, he’s a voyeur — a very specific kind of voyeur who likes to watch the world through a magnifying glass at a safe distance.

Even when the plot thickens enough to make his life exciting, all he really wants is for the bad things happening to him to be happening to somebody else four feet away. As a result, he watches conflict between other characters without intervening, as if they were on TV.

Yes, plenty of people feel that way in real life. We all have our moments of adolescent yearning when we long to have the entire universe rearrange itself around us, in order to get us what we want. But as appealing and universal as that fantasy may be, it is very hard to turn into an exciting plot.

But oh, do aspiring writers ever try! Thus the perennial popularity of Ordinary Joes who are unwittingly drawn into Conspiracies Beyond their Ken as protagonists.

Let’s return to our hero, to get some sense of what this tendency might look like on at the plot level.

Paul encounters a thorny problem, one that would require him to

(a) make a decision,
(b) take some action that will disrupt the status quo of his life, and frequently
(c) learn an important lesson about himself/love/commitment/life with a capital L in the process.

So he dons his proverbial thinking cap…

(Insert Muzak or other appropriate hold music here. Writers LOVE working through logical possibilities in their heads, so their protagonists seldom lack for mulling material.)

…and two pages later, he’s still running through the possibilities, which are often very interesting.

Interesting enough, in fact, that they would have made perfectly dandy scenes, had the author chosen to present them as live-action scenes that actually occurred within the context of the plot. Instead, they tend to be summarized in a few lines, told, rather than shown, but analyzed to the last drop.

Did that set off warning bells for anyone but me? On about 45 levels?

Protagonists who feel sorry for themselves are particularly prone to thought-ridden passivity: life happens to Paul, and he reacts to it.

Oh, how lucidly he resents the forces that act upon him, as he sits around and waits for those forces to strike at him again! How little does the external pressure affect his basic niceness as he mulls over the problems of his life! How redolent of feeling do the juices in which he is stewing become!

This is fine for a scene or two, but remember, professional readers measure their waiting time in lines of text, not pages.

To say that they bore easily is like saying that you might get a touch chilly if you visited the North Pole without a coat: true, yes, but something of an understatement, and one that might get you hurt if you relied upon it too literally.

Don’t get me wrong — I’m not saying that Paul could not be written about well, or even that a novel or memoir in which he was the protagonist would necessarily be unmarketable, even in the current super-tight, oh-my-God-is-this-a-recession? literary market.

What I AM saying is that Paul’s creator would have to work awfully hard to make his story exciting. A pure observer’s storyline tends to be, among other things, predictable.

Yes, there are plenty of good books where the protagonists sit around and think about things for chapters at a time. But before you start quoting 19th-century novelists (or memoirists, for that matter) who habitually had their leads agonize for a hundred pages or so before doing anything whatsoever, ask yourself this: how many books of this ilk can you name that were published within the last five years?

Come up with many? Okay, how many of the ones you have in mind were written by first-time novelists or memoirists?

Okay, how about ones NOT first published in the British Isles?

Come up with many? If you did, could you pass their agents’ names along to the rest of us with all possible speed? Paul’s creator has a book that might interest ‘em.

You see, in the current very tight fiction market, there aren’t many North American agents who express this preference — and still fewer who act upon it in establishing their client lists.

They see beautiful writing about inert characters more than you might think. Especially if they represent literary fiction or memoir.

Why? Well, unfortunately, there seems to be a sizable and actively writing portion of the writing community that proceeds on the assumption that literary fiction SHOULDN’T be about anything in particular. Or if it is, it should be about the kinds of moments that work so well in short stories: exquisitely rendered instants fraught with significance.

You know, the type of hyper-examined scene that is really, really hard to sustain for longer than 20 pages or so. Partially — and see if this sounds at all familiar — because all of that observation and reaction tends to keep the narrative, if not mostly within the protagonist’s head, then at least within his body, for most of the piece.

Also, literary fiction refers to the writing style, not the plotline: Cormac McCarthy’s hyper-literary recent hit THE ROAD is a reworking of a premise long familiar to any SF/fantasy reader, after all; it’s the writing that makes it literary fiction.

So yes, Virginia, literary fiction CAN have a plot. It can even move the reader through that plot swiftly.

Memoir submissions often suffer from a similar reluctance to step outside the protagonist’s head into a full and complex world. But while literary fiction submissions tend to hold the magnifying glass up to nature (mostly the nature inside the protagonist’s head, admittedly, but still, nature), memoir manuscripts are frequently collections of loosely-drawn anecdotes.

Why is this problematic, you ask? Well, by definition, most anecdotes are told, rather than shown. Many, many memoir submissions rely so heavily upon the anecdotal style (which seems chattier than a more robust narrative) that they don’t include any fully-realized scenes or fleshed-out characters other than the protagonist.

Which can present a considerable storytelling problem.

In fact, the protagonist’s thoughts tend to be so central to the author’s conception of a memoir that memoirists often act rather puzzled when someone asks them the perfectly reasonable question, “So, what’s your book about?”

“It’s about ME,” they’ll say, astonished that anyone would feel the need to verify anything so obvious.

In a way, they’re right, but in another way, they’re wrong: a memoir is ALWAYS about something other than the narrator’s life, at least in part. People don’t grow up in a vacuum, typically, and even anecdotally, most of us will tell the story of our own lives within a context.

Which means, in practice, that the memoir can either present the narrator as a mover and shaker within that context, or as a passive (but likeable!) observer of it. Guess which most memoir submitters pick?

“But wait!” I hear some of you shouting. “Now I’m so paranoid about Passive Paul and his lethargic brethren and sistern that I’m terrified that my book will be rejected every time my protagonist pauses for breath! I’m no longer sure what’s being nice and what’s being passive!”

Never fear, my friends. When you are in doubt about a scene, ask yourself the following series of questions about it, to reveal whether your protagonist is taking an active enough role in, well, his own life. (These questions work equally well, incidentally, whether the manuscript in question is a novel or a memoir. You’re welcome.)

If you can honestly answer yes to all of them, chances are good that you don’t have a passivity problem on your hands. If you find yourself answering no to one or more…well, we’ll talk.

(1) Is it clear why the events being described here are happening to my protagonist, rather than to someone else? (Hint: “Because the book’s ABOUT Paul!” is not an insufficient answer, professionally speaking.)

(2) Does the scene reveal significant aspects of my protagonist’s character that have not yet been seen in the book? If it doesn’t, could it? Would having Paul act a little OUT of character here make the scene more revealing?

(3) Is there conflict on every page of this scene? If yes, is my protagonist causing some of the conflict? (A golden oldie from previous self-editing question lists, admittedly, but always worth asking.)

(4) Does the conflict arise organically? In other words, does it seem to be a natural outcropping of a person with my protagonist’s passions, skills, and background walking into this particular situation?

(5) Does this scene change the protagonist’s situation with respect to the plot? Is either the plot or an important interrelationship between the characters somehow different after the scene than before it? If not, is this scene absolutely necessary?

(6) Is my protagonist doing or saying something to try to affect the outcome or change the relationships here? Is the protagonist integrally involved in that change, or merely an observer of it? (Another oldie but goodie.)

(7) If the scene contains dialogue, is my protagonist an active conversational partner? (Hint: if Paul’s linguistic contributions consist of “What?” “What do you mean?” “How is that possible?” and/or “Really?” you should consider tossing out his lines and writing him some new ones.)

(8) If my protagonist is not saying much (or anything), does he honestly care about what’s going on? If he doesn’t feel that the situation warrants intervention yet, are the stakes high enough for the reader to worry about the outcome of this conflict? If not, is this scene necessary to keep?

#8 may seem like a harsh assessment, but make no mistake about it, to the eye of someone who reads hundreds of submissions, a protagonist who observes conflict, rather than getting actively involved in it, seems as though he doesn’t care very much about what’s going on.

Or, to translate this into the language of the industry: if the protagonist isn’t passionate about what’s going on here, why should the reader be?

To be fair, this assumption may not have as much to do with your manuscript as with the last fifty manuscripts the screener read, half of which opened with slice-of-life vignettes that demonstrated conclusively that the protagonist was a really nice person who did everything she could to avoid conflict. After a couple of dozen of these, a rude and pushy Paul can start to seem rather refreshing.

Yes, these are a lot of questions to ask yourself about every questionable scene in the book — but if you don’t plan to implement them right away, there are always those sweltering, sleepless summer nights ahead.

It’s a great alternative to counting sheep, after all: Passive Paul would never consider using his pondering time to such useful effect.

Keep up the good work!

The plague of passivity III: please, please, please love me?

Last time, I stirred up the deep waters of controversy underlying the placid surface of many novel, memoir, and creative nonfiction manuscripts by suggesting (and rather forcefully, too) that submissions with scene after scene spent amongst the limpid pools of smooth, conflict-free interaction — particularly if that interaction is merely observed by the protagonist (the boat in the metaphor? A passenger in that boat? A passing seagull?), rather than caused by or integrally involving him — might be less successful, in marketing terms, than ones that set the protagonist adrift amid a storm or two. (Okay, so s/he is IN the boat. Glad we got that settled.)

Oh, heck, I’m going to abandon the metaphor (toss it overboard, as it were) and just say it boldly: passive protagonists tend to bore readers, professional and unprofessional alike.

After this many posts in a row on protagonist passivity, I would hope that doesn’t come as a big shock to anybody out there.

And yet in general, aspiring writers DO tend to be shocked, or even appalled, at the very suggestion that their protagonists aren’t active enough. All too often, they hear critique of their protagonists as criticism of themselves — as if a dull character’s appearance in a manuscript must by extension mean its creator is…well, let’s just say non-scintillating, shall we?

Why? Because, many, if not most, writers have difficulty hearing manuscript critique as critique of — wait for it — their MANUSCRIPTS, rather than of themselves, their self-worth, their talent, and/or their right to be expressing themselves in print at all. (A phenomenon I have dissected at great length in the Getting Good at Receiving Feedback series, conveniently available under the category list at right, should you have happened to miss it.)

This response is equally likely, by the way, whether the manuscript is fiction, memoir, or academic book. I suppose this particular logical leap shouldn’t still give me pause at this late date. Over the years, I’ve seen writers draw similar conclusions from feedback that indicates that their work is slow-paced, too long, hard to market, or even poorly punctuated.

Your protagonist doesn’t do much, does he? seems to be an especially hard critique for many writers to swallow, though, probably since so many first books, fiction and nonfiction alike, tend to be at least partially autobiographical. Not everyone is thrilled to be told that she would be more interesting (or, heaven help us, more likeable) if she were a more active participant in her own life. Or if her life were more interesting in general.

Instead of, say, sitting at home and writing a book about it.

In answer to that very loud unspoken question all of your minds just shouted at me: yes, I can tell you from personal experience that memoirists actually are very frequently told by their agents and editors that their books’ protagonists could get into the game more.

“Wait,” I found myself thinking as my editor and I worked on my memoir, “my publisher is allowed to edit my LIFE? What am I supposed to do, travel backward in time so I may pick a few more fights?”

But I’m getting ahead of myself; writing the real to make it more interesting on the page — without, you know, lying — is near the top of my to-blog list at the moment.

(Now I’ve gone and ruined the surprise. Darn. And I wanted Flag Day to be so special this year.)

But a slight case of identification with one’s own protagonist is not the only reason that some writers squirm at the suggestion that s/he might be a tad on the inactive side. Even for non-autobiographical fiction, the very notion that something that one wrote oneself could possibly be less than marvelous seems to come as an immense shock to many aspiring writers.

I’m quite serious about this. I’m perpetually running into writers in my classes, at conferences, and online who seem to believe that the publishing industry should buy their books simply because they have written them.

“Target market?” these well-meaning souls echo, wrinkling their noses at the inference that a true artiste ever considers why someone out there might want to buy his or her art. “That’s the publisher’s job to figure out.”

Um, yes, in the long term, but in the short term, it’s very much the writer’s job to figure out.

While writing is unquestionably art — some might argue the most inherently creative one, since the writer uses fewer outside materials than other artists to create her effects — if one has any intention of doing it for a living, it just doesn’t make sense not to think about who might buy one’s books and why.

Why not, you ask? Well, would you expect an aspiring doctor to work all the way through medical school without first ascertaining that there were sick people in the world?

Again, perhaps a too-colorful analogy. But you know what I mean.

Yet many, if not most, aspiring writers seem to have genuine trouble seeing their own books as a third party might. That’s a serious stumbling-block to marketing one’s book to agents and small presses, because, let’s fact it, no matter how much a writer adores his manuscript, other people will have to admire it at least at much in order for it to get published.

Again, that’s not TOO great a shock to any of my long-term readers, is it?

So it is perfectly reasonable, and even necessary, to step outside your role as author to try to view your story as an outside reader might. (If you have trouble pulling this off — and the vast majority of writers do — you might want to take a gander at the GETTING GOOD FEEDBACK category on the list at right.)

Specifically, to make an attempt to see your protagonist as a reader might — and from a reader’s POV, an active, decisive character in the driver’s seat of the plot can be a mighty fine thing.

Why, that’s what we’ve been talking about all week, isn’t it? Funny how that worked out.

From a reader’s POV, conflict is not something to be avoided — it’s to be courted, because moving from conflict to conflict is how the protagonist typically moves the plot along. Protagonists who are purely reactive, as popular as they may be in movies (the trailer for half the dramatic films released within the last few years: “Coming soon to a theatre near you: the story of an ORDINARY MAN drawn against his will into EXTRAORDINARY events…”), are frequently frustrating.

“DO SOMETHING!” Millicent is likely to shout in their general direction.

Of course, in most book categories, you don’t want to go overboard in the opposite direction, driving the plot forward so quickly that there’s little time for character development. (Unless, one presumes, you happened to be writing THE DA VINCI CODE.) Non-stop conflict can result in a one-note narrative, one with very few dramatic highs and lows punctuating the story — but in most genres, if a book is going to be consistent, it’s much better to be consistently exciting than consistently low-key.

I’m going to make some of my higher-brow readers cringe by bringing this up, but one of the best recent examples of a protagonist who ostensibly has little control of the forces controlling his life, yet manages to fight back on practically every page is the HARRY POTTER series. (Don’t laugh; many of the English-reading adults currently in their twenties grew up on that series, and thus drew their ideas of exciting pacing from it.)

How does JK Rowling keep the tension high in books that are largely about a child with little autonomy going to school? The old-fashioned way: by including SOME kind of conflict on every page.

But not all of it has to do with fighting He Who Shall Not Be Named. More than half the time (until the last couple of books in the series, at least), Harry is beset not by the forces of ultimate evil, but by teachers who don’t like him, a crush he doesn’t know how to handle, mixed feelings about his elders, and so forth.

All that’s conflict, too.

If it’s important to your story that your protagonist is acted-upon (true in virtually every memoir professional readers see, incidentally, as well as most first novel manuscripts), adding subsidiary action can go a long way toward pepping up the pace. Why not add conflict over something very small and not related to the bigger causes of resentment in a plot, for instance?

Let’s take a story set in an office with an intensely sexist boss of the “Hey, good-looking, why don’t you sit on my lap while I discuss our new policy for file-sharing” variety. Now, our heroine and her cronies could type away in resentful silence while their boss leers at one of them for fifty pages on end, obviously.

But what if, in addition to all of that glorious silent passivity, some of the typers happened to be going through menopause — and started responding to their autocratic boss’ systematic harassment by violently quarreling amongst themselves over where the thermostat should be set during their various hot flashes?

Inherently quite a bit more dramatic, isn’t it? Lots of room for ongoing conflict there.

But not everyone out there is comfortable with this strategy, I’m sensing. “But Anne,” some of you passivity-penners cry, “you told us last time that there were a lot of reasons an agent, editor, or contest judge might take a dislike to a protagonist. Even if mine is just one of several coworkers being nasty to one another, won’t they like her even less?”

Ah, that old bugbear: the belief that a character must be a nice person to be likeable on the page.

Likeability tends to be a sore point amongst fiction writers, especially for those of us who write about female protagonists: when we include characters in our work whose political views are a bit challenging, for instance, or have sexual kinks beyond what the mainstream media currently considers normal, or even pursue their goals too straightforwardly, we fear being told that our characters are not likeable enough. So we tend to self-edit for harmony.

Translation: many writers will deliberately make a protagonist passive, on the theory that if she isn’t, this chick might not play in Peoria, according to someone in a New York agency or publishing house.

Frankly, I think the industry tends to underestimate Peorians, but the fact remains, it actually isn’t all that unusual for an agent or editor to ask a writer to tone down a particular character’s quirks. Usually, though, these requests refer to secondary characters (as in, “Does Tony’s sister really have to be a lesbian?” or “Could the Nazi brother be just a little bit right-wing instead?”) or to specific scenes (“Need she tie Bob down?”).

Occasionally, though, the request is not quite so helpfully phrased: “I liked the story, but I didn’t like the protagonist,” an editor will say. “If you fix her in X, Y, and Z ways, maybe I’ll pick up the book.”

Did I just hear some jaws hitting the floor again?

Yes, Virginia, it has become quite common for editors to ask for major revisions PRIOR to making an offer on a novel. Agents will frequent make similar requests prior to being willing to market a novel to editors. Sometimes several rounds of revisions, even, so the writer is essentially performing rewrites on command for free.

THAT’s how tight the fiction market is right now; ten years ago, most good agents would have laughed at such an editorial request before a contract was signed.

Much of the time, the author responds to such requests by making the character MORE passive — a very bad move, strategically. As I mentioned last week, it’s a common writerly misconception to believe that a passive protagonist is automatically a likeable one.

An interesting conclusion, isn’t it, given how often first novels and memoirs feature at least semi-autobiographical protagonists? Which begs the question: is the common writerly obsession with protagonist likeability at some level a cry to the industry: “Love my character — and me!”?

Bears a spot of thinking about, doesn’t it?

Psychology aside, it’s understandable that writers might mistake a propensity for avoiding confrontation for likeability: Passive Paul the protagonist is a courteous fellow, typically, always eager to step aside and let somebody else take the lead.

Courteous to a fault, he’s always doing nice things for others, generally thanklessly. A good employee, fine son/husband/potential partner, he is dependable. Almost all of his turmoil is in his head; he tends to be polite verbally, reserving his most pointed barbs for internal monologue.

Why, his boss/friend/wife/arch enemy can taunt him for half the book before he makes a peep — and then, it’s often indirect: he’ll vent at somebody else. His dog, maybe, or a passing motorist.

Romantically, Paul’s a very slow mover, too; he’s the grown-up version of that boy in your fifth-grade class who had a crush upon you that he had no language to express, so he yanked on your pigtails. He’s been known to yearn at the love of his life for two-thirds of a book without saying word one to her. Perhaps, his subconscious figures, she will spontaneously decide she likes me with no effort on my part.

And astonishingly, half the time, his subconscious ends up being right about this! Go figure, eh?

A delightful person to encounter in real life, in short; the kind of person you might like to see serving on your city council, library board, or living next door to you in a time of natural disaster.

But think of Paul from a reader’s point of view: he makes so few moves that he’s practically inert.

So why, if you’ll pardon my asking, would someone pay $25 to read a story in which he is the central figure — other than the beauty of the writing, of course?

That may sound like a cruel or dismissive question, but actually, it isn’t — it’s precisely the question that Millicent the screener is going to need to be able to answer if she’s going to recommend that her boss, the agent of your dreams, should read it, right? Isn’t it exactly the case the agent of your dreams is going to have to make to the editor of your fantasies in order to get her to acquire it?

And isn’t it, ultimately, a question your target reader will, at the very least, find of interest between the shelf and the cash register?

Next time, I shall talk a bit more about Passive Paul — and what, short of challenging him to a duel (for which he would probably not show up, we can only assume), his creator can do to get him into the game of his own life a bit more.

In the meantime, keep up the good work!

Book marketing 101: literary and women’s fiction, part II

Okay, I’ll admit it: I’m gloating today — three regular blog readers have let me know that they have been named finalists in this year’s PNWA literary contest. All three in major categories, no less. Not all wanted to be congratulated here, so I am holding off on specifics, but really, I couldn’t be more tickled.

And if there are more of you out there with good news, please let me know! I love being able to report that hard work and talent are being recognized.

Back to work. Yesterday, I unearthed the spectre of books that might theoretically belong in one category, but might be placed for non-content reasons in another. Since (as I pointed out yesterday) female authors are often surprised find their work labeled as women’s fiction by their agents, I thought that I should revisit the issue again today to show that there might be very good marketing reasons for reclassification — and that in many instances, either category can be justified.

The marketing reasons are simple: as I mentioned yesterday, women’s fiction is the single best-selling category, year after year after year. Selling how well, you ask? Well, of the five best-selling novels of the 20th century, three of them would now most likely be marketed as women’s fiction — but if sales are any indication (and they are), these books are as mainstream as mainstream can get.

I’m going to show you the first fifty words (the limit of fair use) of each, to show you how thin the line between mainstream and women’s fiction can be. See if you can guess what they are from these openings, and who their target market would be. In ascending order of sales, here is the first:

Scarlett O’Hara was not beautiful, but men seldom realized it when caught by her charm as the Tarleton twins were. In her face were too sharply blended the delicate features of her mother, a Coast aristocrat of French descent, and the heavy ones of her florid Irish father. But it…

I’m assuming that you guessed at the first word that it was the best-selling novel in America for more than 20 years, GONE WITH THE WIND. But judging just from this opening, how would you categorize it? Women’s fiction? Mainstream? Romance?

See why agents and editors like to be told what the category is on the title page? It’s often hard to tell. On to the next:

When he was nearly thirteen, my brother Jem got his arm badly broken at the elbow. When it healed, and Jem’s fears of never being able to play football were assuaged, he was seldom self-conscious about his injury. His left arm was somewhat shorter than his right; when he…

Wild guesses? Hint: when they made it into a movie, the script transformed this first-person narrative from the point of view of a little girl into being primarily the story of her father.

It’s TO KILL A MOCKINGBIRD; your high school English teacher probably told you it was literary fiction. But if you had to categorize this on those first 50 words alone, though, would you place it there? Or would it be women’s fiction, because it’s a coming-of-age story told by a girl? (And from these first few lines, who is the protagonist?)

Not so easy, is it? Okay, one more:

Indian summer is like a woman. Ripe, hotly passionate, but fickle, she comes and goes as she pleases so that one is never sure whether she will come at all, nor for how long she will stay. In northern New England, Indian summer puts up a scarlet-tipped hand to hold…

Anyone? Would it help if I told you the critics nicknamed the author Pandora in blue jeans? Or that the mainstream press hailed this 1957 book’s success in as the end of literature?

It’s PEYTON PLACE — but if you did not know that, how would you categorize it for pitching and querying purposes?

My point, of course, is that book categories are not always cut-and-dried; ultimately, the book’s category is going to be a matter for discussion between you, your agent, and potentially your editor as well. (A MILLION LITTLE PIECES was, if memory serves, dubbed fiction by its author and agent; the publishing house, I’m told, made the decision to release it as a memoir.) So you’re not necessarily going to be stuck with your choice forever.

Be flexible — and choose the category that seems most likely to serve your book best at the agent-finding stage.

“But Anne,” I hear the literary-minded amongst you crying out, “what if my work genuinely IS literary fiction? Should I lie and say it’s something else, in order to make it seem more marketable in my pitch or query letter?”

Whoa, Sparky — no need to go that far that fast. Before you make any rash decisions, I would advise making absolutely sure that the book IS literary fiction.

While that may seem like a strange statement — after all, no one goes around challenging writers of mysteries to prove their chops — the fact is, the vast majority of books pitched or queried with a literary label are not. Without reading all of their work — which, as we saw above, is really the only way to categorize any book properly — it’s impossible to tell whether a book so pitched honestly is experimenting with new directions in style and construction (which is not a bad definition of literary fiction), or if its author merely want to convey that they believe their work is well-written.

The latter, as I mentioned yesterday, tends to fall upon the ears of agents and editors like the buzzing of housefly: persistent and attention-grabbing, yes, but ultimately not a pet you’re likely to bring home with you to cuddle.

But there’s something very sexy in the label literary fiction being applied to one’s own work, though, isn’t there? Let’s be honest about it: most of us like to think our writing has literary value, and critical opinion about what is High Literature changes with alarming frequency. It definitely sounds cool when you say at parties, “Oh, I write literary fiction,” as opposed to that stuff that sells in the millions.

Listen sometime to how people use the term at writers’ conferences; it’s almost a synonym for high-quality, especially amongst those who believe that most successful mainstream books are not very good. To these folks, the label says loud and clear that they haven’t sold out their talent; they are more than content to cultivate a small but devoted readership, without sullying their keyboards with all of that sordid commercial appeal. Quite the counter-culture roués, they are, with their goatees and bongos and poetry readings in basements.

Having been raised by parents who actually WERE beatnik artists, I feel eminently qualified to give a salient little piece of advice: be careful what you wish for your books. The literary fiction market is consistently very, very small, so small that many excellent published writers do not make a living at it.

Which brings me back to my point from yesterday: labeling your work as literary will NOT necessarily make it more marketable in the industry’s eyes, but less. Think very carefully about your desired target market before you label your work. If you really think it has broad appeal, label it as mainstream.

If I am hammering on this point with unusual vigor, because so many aspiring writers believe all really good fiction is literary. That’s just not true: there is excellent writing out there in every category. To set the needle on that broken record yet again: these are marketing categories, not value judgments, and mislabeling your work will most likely result in its ending up on the wrong desk — and you in the wrong pitch meeting.

So why don’t the pros simply listen to pitches and suggest alternative labeling, as I did above? Because, as I said, the only way to tell for sure whether a book is literary fiction is from the writing — and that would require investing far, far more time in a book than either hearing a pitch or reading a query letter.

Also, literary is the least-defined major category; I have yet to meet an agent or editor who can give me a definition of literary fiction less than a paragraph long. Like the Supreme Court’s famous definition of pornography, they can’t tell us precisely what it is, but apparently they know it when they see it.

Or so they claim. Ask any three agents whether THE WORLD ACCORDING TO GARP, THE SHIPPING NEWS, and THE COLOR PURPLE are mainstream or literary, and you will probably get at least two different answers on each book.

How would I categorize these three? Well, none of these crossover books would be well enough known for all of us to have a discussion about them if they hadn’t been mainstream successes. So my instinct would be to label them all as mainstream, in retrospect. I don’t know if I would have been that wise, though, before they hit the big time.

If you find yourself in a serious quandary over whether your book is sufficiently literary to need to be marketed as literary fiction, apply one of two tests. First, take a good, hard look at your book: under what circumstances can you envision it being assigned in a college English class?

I’m completely serious about this. If the subject matter or plot is the primary factor, chances are the book is not literary; categorize it by content. If you can honestly picture an upper-division undergraduate seminar spending a few hours discussing your symbolism and word choices, it probably is, and should be labeled as such.

The other test — and I swear I am not suggesting this merely to be flippant; industry professionals use it — is to open your manuscript randomly at five different points and count the number of semicolons, colons, and dashes per page. Especially the semicolons. If there are more than a couple per page, chances are your work is geared for the literary market.

Or you should disable the colon/semicolon button on your keyboard.

Don’t believe me? Spend an hour in any reasonably well-stocked bookstore, wandering from section to section, pulling books off the shelf randomly, and applying the punctuation test. Seeing a lot of semicolons in novels that aren’t literary?

Almost certainly not — and here’s why: mainstream fiction assumes a roughly tenth-grade reading level; literary fiction assumes an audience educated enough to use a semicolon correctly, without having to look up the ground rules. If you are writing for most genre audiences (science fiction and fantasy being the major exceptions), most agents and editors prefer to see simpler sentence structure.

Do be careful, however, when applying this second test, because we writers LOVE fancy punctuation, don’t we? Oh, I know this is going to break some tender hearts out there, but if you want to write fiction professionally, you need to come to terms with an ugly fact: no one but writers particularly LIKE semicolons. If you are writing for a mainstream audience, you should consider minimizing their use; if you are writing most genre fiction, you should consider getting rid of them entirely.

Again, I don’t make the rules: I merely pass them along to you.

And yes, Virginia, I DO use a lot of fancy-pants punctuation here in this blog. I am writing for an audience composed entirely of writers, so I can use all of the punctuation I please. Heck, I can even use an emdash if I want to—take that, standard format!

Next time, I shall discuss the another building block to your pitch: identifying your target market. For those of you out there who thought that I was just going to cut to the chase and head right for the pitch proper: keep your shirts on. Or don’t, if you’re trying to get a suntan. But either way, be patient, because following me through all of these interim steps will ultimately help you construct a stronger pitch.

Keep up the good work!

Book marketing 101: literary and women’s fiction

For my last couple of posts, I have been proceeding on the assumption that most of you intending to pitching books whose subject matter would dictate a fairly comfortable fit in just a couple of book categories. A novel might legitimately walk the line between suspense and thriller, perhaps, but it is unlikely to fit in the uneasy triangle where horror, chick lit, and Western intersect, right?

Although I would dearly love to take a gander at the latter book.

For the next couple of days, I want to talk about the two categories where content is not necessarily the deciding factor, literary fiction and women;s fiction. The first has to do with HOW a particular novel is written, not what it’s about; the second label is sometimes applied because of who is expected to read the book, and sometimes by whom it was written.

See why I saved these two for last?

Let’s take literary fiction first, because it is the less understood. Remember how last time, posing as your literary fairy godmother, I waved my magic wand and knocked, “…but it is written like literary fiction,” out of your pitching vocabulary? I removed it, I said, because saying it during a pitch (or within the context of a query letter) can confuse the hearer, an agent or editor who is undoubtedly thinking in terms of a single label for the book.

Why did I single out this phrase in particular? Pervasiveness: by my count, it is muttered apologetically within the context of somewhere between a third to a half of all pitches. Because, you see, most of us deep down secretly long for an agent to read a paragraph of our work, spring to her feet, and shout, “My God, this is the most beautiful prose I have ever read!”

Okay, maybe it’s not so secret a wish. But the fact is, from the industry’s point of view, MOST beautiful writing is NOT literary fiction.

Yes, you read that correctly. Contrary to popular belief, no one in the publishing industry uses the term “literary fiction” as a secret code for “very nicely written prose.” Instead, it is non-secret code for a specific book category of novels whose PRIMARY appeal lies in the interesting use of language, rather than plot.

Literary fiction tends to win awards, but actually it represents a miniscule proportion of the domestic fiction market — about 4%, in a good year. Its readership is almost exclusively female, and largely college-educated; these are the books that win Pulitzers and are taught in English classes, after all.

Or, to cast it in the mindset of the industry, these are the books that sell the least. No kidding: a first literary fiction work that sells 10,000 copies is considered a pretty roaring success.

See why you might want to think twice about insisting that your novel is literary fiction, rather than the mainstream or genre fiction its subject matter might suggest it is? To the ears of agents who do not represent literary fiction, this is like arguing that Mickey Mouse should be marketed to only an elite group of effete poets who, like Emily Dickinson, prefer to scribble away in their garrets, occasionally sending away for the latest in literary fiction to feed their rarified souls.

“My dear,” the industry pictures such souls simpering to one another, “you must cast your languid eye over this exquisite line of prose! No, no, don’t buy your own copy — I’m sure that the library has one.”

Now, admittedly, those who write on the literary/mainstream fiction cusp have an especially tough time with categorization: in a prettily-written, character-driven novel, it can genuinely be hard to tell. So time and time again, I meet writers at conferences who tell me, “Well, my book walks that thin line between mainstream and literary.”

They say it proudly, as if book category ambiguity were in itself a selling point — and as if literary fiction typically sold BETTER than mainstream fiction. To market-oriented ears, this sounds, well, backwards.

It’s perfectly understandable pride, though: they’re identifying with those rare American literary writers who’ve hit the big time. Alice Walker, for instance, or Annie Proulx. Thomas Pynchon. Philip Roth. Toni Morrison. Some might suggest early John Irving as well, say pre-1976. (Although if you want to start a vigorous debate in any circle of publishing professionals, ask whether they consider THE WORLD ACCORDING TO GARP literary or mainstream fiction. I’ve seen grown men come to blows over this burning issue.)

Feel free to start a list of your own, counting on your fingers and toes, but remember to include only living American writers: no fair wiggling a piggie for Alice Munro, Salman Rushdie, or anyone currently occupying space under sod.

How did you do? Unless you are the type of reader who rushes out and buys every volume on the Pulitzer short list, or are an inveterate fan of literary fiction, I’m guessing that you probably didn’t run out of tootsies before names stop popping to mind. Bless the writers who have experienced major success with literary fiction, but there aren’t all that many making a spectacular living at it.

And frankly, pretty much all of them published a few largely unrecognized books before hitting the big time. Some of them, too, are literary fiction authors who have written mainstream books, rather than making it big with their former style of literary prose.

Pop quiz: who out there read Alice Walker’s MERIDIAN before THE COLOR PURPLE came out? Step forward, so literary fiction writers can add you to their mailing lists. Heck, so they can build you a monument.

To cite a more recent crossover book, the pros categorize THE ROAD as literary fiction, because that’s what its author’s previous books were. But if it were a new book by an unknown writer, I think there would be genuine debate over how it should be labeled: its use of language is undoubtedly literary; its essential storyline is classic futuristic fantasy; it’s a bestseller. So should the title page say that it’s literary fiction, SF/fantasy, or mainstream fiction?

There’s no easy answer, but if I were pitching it, I would take the cynical route. I would bill it as mainstream most of the time, since that’s a category that sells well, as fantasy to agents who represented that, and as literary to the tiny fraction of agents interested in it.

Because calling a book literary will not help sell it to most agents. Or editors, for that matter, unless they are specifically interested in literary fiction.

The moral: ALWAYS check if an agent has a proven track record of representing literary fiction before even BREATHING the phrase.

Another group of writers who have an especially hard time categorizing their work are writers who write literate books about female protagonists, aimed at female readers. Even if the writing is very literary indeed, they often find their work billed by agents and editors as women’s fiction.

Why might this be problematic, potentially? In the popular mind, women’s fiction tends to be (incorrectly, from the industry’s point of view) regarded as synonymous with romance, it can come as something of a shock to the writers in question.

Often, they’re insulted, but take a look at the statistics: women’s fiction is far and away the consistently largest category, in terms of sales. However, that’s a trifle misleading, because women buy roughly 80% of the fiction sold in this country.

Including, incidentally, virtually all of the literary fiction. But then, if we were just going by sales, all fiction EXCEPT suspense, thriller, some mysteries, and some SF should properly be called men’s fiction; women are the primary readers of almost everything else.

So if a book is about a woman, and intended for female readers, is it automatically women’s fiction, no matter how it is written? Well, no, not necessarily: if it falls more comfortably under the rubric of a specific genre, it belongs there. (If you do not know whether your novel belongs under women’s fiction or romance, go ask the Romance Writers of America; they will be able to tell you a whole lot more about the various and ever-expanding subgenres of romance than I could.)

Technically, the differential between mainstream fiction with a female protagonist and women’s fiction really depends how important the relationships are in the book: if we’re hearing a lot about the protagonist’s mother or her children, chances are it’s women’s fiction; if we’re hearing primarily about her work, it’s probably not. But truth compels me to say that I have seen what I would consider very mainstream fiction about female doctors and professors labeled as women’s fiction, evidently simply because the author was female.

I suspect this may sound rather familiar any woman under the age of 45 who attended a writer’s conference during the height of the chick lit boom. Remember, ladies? To fill you in, gentlemen: back then, to walk into a pitch meeting with active ovaries was to be told that if one was not writing chick lit, one ought to be. It was grim.

Or, as one agent put it to me after hearing my pitch for some very serious political fiction, “Honey, why do you want to be poor? If you call it literary fiction, maybe a thousand people will read it, but add some humor and slap another label on it, and it could be the next BRIDGET JONES’ DIARY.”

And although I believe that my response to her contained several pointed references to going over to the dark side (I am no fan of the Jones), from a marketing point of view, she definitely had a point. Labeling work as literary DOES render it harder to sell; insisting upon calling a book mainstream when there’s a women’s fiction agent clamoring for it is a bit quixotic.

If you’re uncomfortable with the women’s fiction label — which, again, is an indicator of a book’s target market, not a value judgment about its writing quality — you could engage in a bit of strategic equivocation. When in doubt, “mainstream fiction that will appeal especially to women” is about as much as it is safe to waffle in a pitch; if you really want to be Machiavellian, you could always pitch such a book as mainstream to agents who represent mainstream and as women’s fiction to those who represent that.

Hey, I’m on your side, not theirs. I want to see you land an agent.

I think situational category-hopping is a legitimate strategy in general, to tell you the truth: if your book honestly falls into more than one major category, use the category that best suits your needs in the moment. If you have written a comic horror novel, there’s nothing to stop you from billing it as humor when you were pitching or querying an agent who represents humor, and describing it as horror when you are approaching one who represents that.

After all, the book category label is there to help market your book, not limit it. Right?

But don’t worry, literary fiction writers — I’m not going to leave you in the lurch. Tomorrow, I shall give you some tips about how to tell if a book is in fact literary fiction, or just well-written, and how to present it if it’s the former.

In the meantime, keep up the good work!