Partials, part II: slicing the pie attractively and stuffing it in a box. Or envelope.

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We open today with two pieces of bittersweet news from the embattled world of brick-and-mortar bookstores. First, a local tidbit: this weekend would be a phenomenal time to hurry on in to Seattle indie stalwart Elliott Bay Books, because in preparation for their relocation, all used books are 80% off though Monday, March 22; EBB’s last day of business in its beloved Pioneer Square location will be March 31. Booklovers need not despair, however: EBB plans to reopen in its new (smaller?) Capitol Hill location by April 14th.

In other creative-response-to-a-wildly-changing-market news, the Borders chain has just instituted a policy of offering free meeting space to book groups — and no, they’re not going to dictate what books the groups so housed will read. (A policy they tried out last year, I’m told.) I think this is a stupendously smart idea: hang a medal on the marketing executive who stood up in a meeting in the best Judy Garland/Mickey Rooney tradition and cried, “Wait! We’ve got a bookstore…and they love books…let’s put on a show!”

So now would be a great time for those of you currently congregating in an overstuffed living room to relocate. It’s unclear whether the megastores would be equally open to hosting, say, a weekly or monthly writers’ group, but it couldn’t hurt to track down a manager to ask the next time you’re in your local Borders, could it?

And to any indie bookstore owners who happen to be reading this: if you would willing to match this offer — or, better yet for the Author! Author! community, to host a writers’ group on a semi-regular basis — please feel free to leave a comment with your location, the link to your website, and the person whom local writers should contact at the end of this post. Let’s see if we can’t hook you up with some serious writers looking for a home to commune over craft.

Okay, that’s enough matchmaking for one day. Back to the business at hand, talking about how a savvy writer should respond to a request for a partial manuscript.

REQUESTED MATERIALS — and well, everything else
To be absolutely clear, I’m not talking about sending pages to an agency whose guidelines specify that queriers should include the first chapter, a few pages, or a synopsis with a query — all of these would, in the industry’s eyes, be unsolicited manuscript pages. Yes, yes, I know: it’s a bit counter-intuitive that a blanket statement that the agent would like to see these materials from all queriers doesn’t constitute solicitation, but it doesn’t.

Why am I raining on the partials parade by bringing this up right now, you ask? Because the consequences of confusing solicited and unsolicited manuscripts tend to be very, very high for the submitter. So let’s run over the difference in a touch more detail, shall we?

A solicited submission consists of manuscript pages that an agent is waiting to see, usually following a successful pitch or query. An unsolicited submission consists of a stack of manuscript pages from a writer who has not yet been personally asked to send anything.

Ne’er the twain shall meet, my friends. If an agency or small publishing house’s submission guidelines do not SPECIFICALLY state that it wants to see pages, sending unsolicited materials almost universally results in those pages being rejected immediately, unread.

Everyone clear on the distinction? Okay, here’s a pop quiz, just to be sure: why is a partial invariably a solicited submission? For bonus points, work into your answer the magic words a savvy submitter always writes on the outside of an envelope or places in the subject line of an e-mail bearing the partial to an agent.

If you immediately leapt to your feet and shouted, “By jingo, a partial in the sense we’ve been discussing it for the past two days is a solicited submission by definition, because a partial is the precise number of pages the agent in question asked to see,” pat yourself on the back three times. If you took a deep breath and added, “And I would never dream of sending any manuscript, partial or otherwise, that an agent or editor had asked to see without whipping out my trusty black marker and writing REQUESTED MATERIALS in 3-inch-high letters on the front of the envelope and/or in the subject line of the e-mail,” award yourself another couple of hearty congratulatory slaps.

Then fling yourself onto the nearest chaise longue and take a few nice, deep breaths. That lulu of a second answer must have used up every square millimeter of oxygen in your lungs.

Now that you’ve caught your breath, shall we enlighten the rest of the class about why a savvy writer always scrawls those particular words on a requested submission? The answer to this one’s as easy as pie: so the requested materials can’t possibly be mistaken for an unsolicited submission.

That, and so those pages the agent asked to see will end up on the right end of Millicent’s desk — or, at a large agency, on the right Millicent’s desk, period. As painful as it may be for aspiring writers to contemplate, submissions can and sometimes do get misplaced; good labeling renders that dreadful eventuality less likely.

(It’s less painful for agented writers to contemplate, typically; most of us have already lived through having a manuscript go astray. A certain agency that shall remain nameless as long as I remain signed with them not only lost one of my manuscripts once; it sent me another writer’s rejected manuscript in my SASE. They were quite apologetic when I returned it to them, along with a note suggesting that the author might be a better recipient for it.)

Oh, did the implication that submitting electronically might require some different steps catch you off-guard? Let’s rectify that with all deliberate speed.

Submitting your partial via e-mail
When submitting via e-mail — a route a savvy writer takes only when an agent specifically requests it; even at this late date, many are the agencies that do not accept electronic submissions at all, even if they accept e-mailed queries — include your partial as a Word attachment. (As much as some writers may prefer other word processing programs, Word is the industry standard.) If you work on a Mac, make sure to check the Send Windows-friendly attachments box; most agencies operate on PCs, and not particularly new ones at that.

You want the agent of your dreams to be able to open your document, don’t you? Millicent tends to be very, very cranky when she can’t open an attachment — and the sooner any writer gets used to the idea that any computer compatibility problems are considered the writer’s problem, not the agent’s, the happier your working life will be.

Speaking of difficulties opening files — or, as Millicent likes to call them, “what happens when writers don’t know what they’re doing” — it’s also an excellent idea for those working on the newest generation of Word to send the document in an older version. Specifically, send it as .doc file (Word 97-2004), not as a .docx file (anything more recent). The Save As… option under the FILE menu will allow you to make this switch easily.

Yes, I know it’s 2010. Try explaining that to a Millicent who’s stuck working on a decade-old PC that’s running a 2003 operating system.

If you are submitting requested materials via e-mail, use the body of the e-mail for your cover letter, but include any additional requested materials as separate attachments. In other words, unless the agent actually asked you to combine elements or place the whole shebang into the body of an e-mail (rare, but it happens; agents are as reluctant to download viruses as anybody else), the author bio should not be in the same document as the partial, and Millicent should be able to open your synopsis without having to scroll through the first 50 pages of your manuscript.

The sole exception: include your title page in the partial’s file, not as a separate document. Or, to put it another way, the title page should be the first page in the partial document, followed by the first page of text. Remember, though, that the title page should neither be numbered nor carry a slug line:

Austen title P&P2

Unlike the first page of text — or any other page of text, for that matter:

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Is that wheezing sound an indicator that those of you who meticulously constructed your title pages as separate documents have begun to hyperventilate? Not to worry — adding your title page to your partial file is as easy as copying it, pasting it into the beginning of the partial, and adding a page break. No fuss, no muss, and very little bother.

And yet the wheezing continues. “But Anne,” a few of you gasp, “if I send the title and the body of the partial in the same Word document, won’t the title page automatically have a slug line — and be numbered, too?”

Not necessarily — but there is a trick to it. Under the FORMAT menu, select Document, then Layout. Here, select the Different First Page option, then click OK. That, as the option’s name implies, will give your first page a different header and footer than the rest of the partial. After that, it’s simply a matter of placing the slug line in the header for the first page of text.

Before you have to waste breath asking, allow me to add: in order to prevent Word from counting the title page as page 1 and the first page of text as page 2, use the Format Page Number option under VIEW/Header and Footer to set the Start at… number to zero. Voilà! The first page of text is now page 1!

Hey, what did you mean, any additional requested materials?
As I mentioned last time, just as some agencies’ guidelines call for pages to be included in a query packet and some do not, some partial-requesting agents ask writers to slip additional materials into a submission packet. Obviously (and I do hope that it is indeed obvious to you by this point in our discussion), you should not include any extra materials unless the agent asks for them — but it never hurts to have any or all of the following on hand at querying time, just in case somebody requests one of them.

To continue the lengthy tradition that I started yesterday — ah, those were good times, were they not? — let’s run through the most popular additions in the order they should appear in a hard-copy submission packet:

1. Cover letter

2. Title page

3. The requested pages in standard format.

4. Synopsis, if one was requested, clearly labeled AS a synopsis.
Here again, terminology may not be the writer’s friend: with fiction or memoir, when an outline is requested, they usually mean a synopsis, not an annotated table of contents. For nonfiction, an outline means an annotated table of contents.

Most of the time, though, what an agent will ask to see for any types of book is a synopsis: a 1-5 page (double-spaced) overview of the basic plot or argument of the book. If you don’t already have one handy, you’ll find a step-by-step guide to writing one in the HOW TO WRITE A REALLY GOOD SYNOPSIS category at right. (How do I come up with these category titles?)

5. Marketing plan, if one was requested.
These were all the rage a few years ago for fiction and memoir, but since the economy slowed down, they seem to have fallen out of favor as a submission-packet request, especially for partials. But just in case you get asked to produce one, a marketing plan is a brief (2-5 pages, double-spaced) explanation of who the target audience is for a particular book, why this book will appeal to those readers, and what you — not the publishing house’s marketing department, but YOU, the author — will do in order to alert potential readers to that appeal.

Sound familiar? It should –there’s an entire section of the book proposal devoted to this very subject. That’s where fiction agents got the idea. And if a first-time novelist happens to have a terrific platform for the book she’s writing — if she’s the world’s leading authority on drive-in movie theatres, for instance, and her novel happens to be set in one — an agent may well wish to tuck a marketing plan that talks about all the lectures on drive-ins (and in drive-ins) the author is going to be giving over the next couple of years.

As I said, though, it’s largely fallen out of fashion. But let me turn it around to you: have any of you novelists been asked to provide marketing plans with your submissions lately? If so, let me know, and I’ll run a brief series on how a novelist might go about pulling one together.

6. Author bio, if one was requested.
An author bio is a one-page (double-spaced) or half-page (single-spaced) plus photo account of the submitting writer’s professional credentials. Typically, when an agent submits a manuscript or book proposal to editors, the author Since these are far from easy to write, I always recommend that aspiring writers construct them well in advance, so they have a great one on hand to tuck into the submission packet.

I suspect that I’m going to yield to those nagging voices in the ether and revisit how to write an author bio soon — but dag nab it, I really want to get back to craft. For those of you who need to toss one together while this internal debate rages, you can find a step-by-step guide to writing one under the AUTHOR BIO category on the list at right.

7. A SASE big enough that everything you’re sending the agent can be returned to you
That’s a self-addressed, stamped envelope, for those of you new to the game. Always use stamps, not metered postage, for the SASE.

Why? Because since 9/11, someone who wants to mail a pre-metered package that weighs over two pounds via USPS has to tote it to a post office. Due to the paper-consumptive rigors of standard format, one rarely, if ever, meets a full-length manuscript that weighs less than two pounds.

“But Anne,” my formerly-wheezing readers point out, and rightly so, “isn’t the whole point of this mini-series to address the specific challenges of the aspiring writer who hasn’t been asked to send the entire manuscript? Correct me if I’m wrong, but wouldn’t the first three chapters of most manuscripts fit into a 10″ x 17″ Manila envelope?”

You are far from wrong, ex-wheezers: a nice, crisp Manila envelope is just the thing for submitting a partial. Fold a second envelope in half and poke it into the first for the SASE.

8. Optional extras.
If you want to send a second, business-size envelope SASE as well, to make it easy for them to request the rest of the manuscript, place it at the bottom of the packet (and mention it in your cover letter.)

Since the vast majority of agencies are congenitally allergic to submitters calling, e-mailing, or even writing to find out if a manuscript actually arrived — check the agency’s website or guide listing to be sure — it’s also a fair-to-middling idea to include a self-addressed, stamped postcard for the agency to mail to you to acknowledge receipt of the manuscript. To generate a chuckle in a hard-worked Millicent, I always liked to send a SASP that looked like this — although with a stamp attached, of course:

Don’t worry about this causing trouble; it doesn’t, provided you do it courteously, and you will have proof that they received it. This is important, because as I MAY have mentioned, manuscripts do go astray from time to time.

Want to get the same information without running the risk that a witty postcard won’t elicit a chuckle? Pay a little more at the post office for the Delivery Confirmation service; they’ll give you a tracking number, so you may follow your submission’s progress through the mail.

What you should most emphatically not do is send your submission via a delivery service that will require someone at the agency end to sign for the packet. This is one of Millicent’s most notorious pet peeves — why, she reasons, should she (or the guy in the mail room) have to take time out of her (or his) busy day just because a writer’s nervous?

9. Pack it all in your Manila envelope and write REQUESTED MATERIALS on the front.
Straightening up the stack of paper will minimize the possibility of in-transit mutilation, incidentally. If the envelope you have selected is a tight fit — snug enough, say, that the pages might get wrinkled in the stuffing-in process — for heaven’s sake, find yourself a larger envelope. It’s in your interest for it to arrive pretty.

Oh, and no matter how many pages or extra materials you were asked to send, do remember to read your submission packet IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD before you seal that envelope. Lest we forget, everything you send to an agency is a writing sample: impeccable grammar, punctuation, and printing, please.

Next time, we’ll be wrapping up this discussion via a quick tour of the major mistakes submitters make in constructing their partials. Until then, slice that pie and pack it for traveling nicely, everybody, and keep up the good work!

The skinny on partials — at least the ones that are skinnier than entire manuscripts

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Okay, so I didn’t actually set out to bring a skeletons’ disco extravaganza to you today, even if it is St. Patrick’s Day. You’d be surprised at what comes up in a web search of skinny; it was either this or models, interestingly enough. (All of these fabulous animated bones appear courtesy of Feebleminds, by the way.)

No, I have a much nobler goal for today: answering a good question from a reader. Quoth the intrepid Kim a few posts back:

An agent recently requested a partial of ms. and not being able to find much on how to format that I just included the title page, and the requested pages of the ms. Is there a correct format or protocol for partials?

I’m very glad you brought this up, Kim. Although a partial always refers to a manuscript by definition — the term is shorthand for partial manuscript — this is yet another one of those situations where aspiring writers often get confused by publishing industry terminology.

Yes, I said yet another, because as so often seems to happen in the rumor echo chamber in which those trying to break into the biz must operate, many are the terms that mean more than one thing, or which would mean one thing to an agent and another to, say, a submitting writer. Here we have a prime example of the former: a partial can refer to two different kinds of manuscript, depending upon the context.

So let’s start this discussion by defining our terms before we really give the skeletons something to cavort about, shall we?

The two distinctly different flavors of partial: the first pages
The first kind of partial, the kind to which Kim refers here, is the a specified number of pages an agent may request from a successfully querying or pitching writer who is not yet a client. Emphasis on specified: no agent is simply going to tell an aspiring writer, “Send me a partial,” leaving the writer to guess how many pages and from what part of the book.

Instead, she will typically say, “Send me the first chapter/first 50 pages/first three chapters/first 100 pages.” In this context, then, a partial is precisely the number of pages an agent has requested to see.

Again, emphasis on precisely: if an agent asks to see the first 50 pages, don’t make the mistake of sending 52, even if page 50 ends in mid-sentence or the chapter ends on page 56. From an agent’s point of view, an ability to follow directions well is a very, very desirable trait in a potential client.

Basically, this type of partial is a writing sample, similar in function to the pages agents sometimes list in their submission requirements as addenda to the query packet or the 5-page writing sample agents sometimes ask pitchers to produce: the agent is asking for these pages primarily in order to see whether this aspiring writer can write; judging whether the book would be a good fit for the agency comes a close second, but if the agency’s screener (our old pal, Millicent, naturally) isn’t caught by the style, even a perfect plotline for that agent’s interests is likely to be rejected.

Oh, should I have warned you not to take that great big sip of coffee just before you read that rather disturbing paragraph? Go ahead and clean up; I don’t mind waiting.

I understand your shock at hearing it so bluntly put, oh spit-takers, but as we have discussed throughout our recent series on standard format, ruling out 90% of submissions as quickly as humanly possible is a big part of Millicent’s job. Her boss can only take on a handful of new clients in any given year, right? In order to save the agent time, she makes sure that the only requested materials to reach his desk are well-written, properly formatted, and the kind of story or argument the agent is actively looking to represent.

When an agency requests a partial rather than the entire manuscript, it’s essentially a means of streamlining this winnowing-down process even further. Not to mention saving her from having to shuffle, and thus lift, a ton of paper: instead of Millicent’s desk being piled up to her chin at any given moment with boxes of full manuscripts, the monthly influx of requested partials may reach only up to her sternum. Once she has screened those, her boss can decide which of the surviving partials have piqued their interest sufficiently to request the entire manuscript.

A process known, both colloquially and within the industry, as asking to see the entire manuscript.

So asking for a partial adds an intervening step between the initial query or pitch and the request for the full manuscript — but before those of you who would prefer your work to be judged in its entirety invest too much energy in glowering in Millicent and her boss’ general direction for sending writers jumping through this additional hoop, let me hasten to add that until fairly recently, most agencies almost always asked for a partial first; requesting the entire manuscript right off the bat used to be a sign that an agent was really, really excited about a book project and wanted to get the jump on any other agent who might have merely requested a partial.

Nowadays, the decision whether to request a partial or entire manuscript is less often an indicator of enthusiasm than a matter of agency policy. In fact, contrary to pervasive writerly opinion, being asked for a partial rather than a full can sometimes be an advantage: at some agencies, having the entire manuscript on hand earlier can enable even speedier rejection of a near-miss project. Think about it: instead of having to ask for pages 51-372 and wait for them to arrive in order to pass a final judgment on a book, Millicent can simply read to page 60.

If the verdict is yes, this can lop quite a bit of time off the agent-seeking process, from the writer’s perspective. Unfortunately, if the verdict is no, and the agency is one of the vast majority that utilize form-letter rejections, the submitter ends up with no idea whether the impetus to reject came on page 1 or page 371.

Renders it rather hard to improve the manuscript prior to the next submission, doesn’t it?

Before that rhetorical question depresses anybody too much, let’s return to defining our partials. 99% of the time, the kind of partial an aspiring writer will be asked to provide is this first kind: a requested number of pages, beginning on p. 1 of the manuscript, for submission to an agent. There is, however, another kind.

The two distinctly different flavors of partial: the taste of what is to come
After a novelist is already established, it is not unheard-of for her agent to be able to pull off a conjuring trick known as selling the next book on a partial. This is pretty much what it says on the box: the author produces the first X number of pages of a not-yet-completed novel, and the agent convinces an editor that it will be to the publishing house’s advantage to snap the book up before the author has polished it off.

This can be a good deal for the publisher: buying a book on a partial prevents other publishers from bidding on the finished work. Also, earlier involvement in the writing process often enables the editor to help shape the book more, in much the same way as an editor on a nonfiction book (typically sold on a book proposal, not the full manuscript, lest we forget) is able to dictate which of the proposed chapters will and will not be in the finished manuscript.

Not to mention the fact that if the book happens to be written by a famous author or celebrity in another field, the bidding could potentially get quite high. This is why, in case you’d been wondering, we all occasionally hear of a publisher’s acquiring a half-written novel at a cocktail party, because some celebrity simply handed ten pages to him along with his seventh martini: the publisher recognizes the potential marketing value of the name.

For your garden-variety serious novelist, however, such a situation is unlikely to arise. If her agent manages to sell her next book on a partial, it’s generally to the editor who acquired her last. Since so many first-book publishing contracts grant the publisher right of first refusal over the author’s next book, anyway — meaning that the publisher gets an exclusive peek at the book before anyone else can place a bid on it — selling on a partial is mostly a means to speed up the approval process.

Everyone clear on the difference between that kind of partial and the first kind? Excellent. Now let’s assume for a moment that, like Kim, you have just been asked to submit a partial to the agent of your dreams. What specifically are you being asked to do?

Let’s further assume that your manuscript (or whatever portion of it an agent or editor has requested that you send to be perused by Millicent, the Platonic agency screener) is already in tip-top formatting shape, all typos and logic problems removed, and thus what the industry calls clean — and if you’re not absolutely positive that your pages meet ALL of those conditions, stop right here and make a plan for tidying up your pages.

Trust me, this is a situation where spelling counts. As does grammar, punctuation, and everything else your 9th grade English teacher begged you to take seriously.

But once your work is in apple-pie order, as Louisa May Alcott used to say so frequently, what next?

What should a partial submission packet include, and in what order?
In part, this is a trick question, because — chant it with me now, readers — any submission packet should include precisely what the agent asked you to include, no more, no less. In the words of the immortal Fats Waller, find out what they like and how they like it, and let ‘em have it just that way.

Okay, so he wasn’t talking about literature when he sang that. Roll with me here.

As I mentioned above, agents are usually quite specific about what they want in a submission, up to and including how many pages they want to see. If you doubt this, check out an agency’s website or one of the standard agency guides, then attend a conference where agents are scheduled to speak. Raise your hand and ask whether it’s okay to send, say, the 55 pages it would take to round out a chapter when an agent has asked to see the first 50. You will be astonished at how people who say their preferences in clients are as vague as writers who produce “good writing in any genre” will suddenly transform into rule-hugging lovers of draconian efficiency, appalled at the very notion of extending the length of the partial.

To save you the trouble of asking, let me tell you what they will say: never, ever, EVER send what you THINK they want to see instead of what they have ASKED to see. Of course, you may offer in your cover letter to send more, but that is all.

So pull out your hymnals and sing along, campers: if you’ve been asked for the first 50, and the chapter ends in a blow-your-socks-off cliffhanger on p. 51, you should still only send the first 50, exclusive of the title page. (Since the title page is not numbered, it is not included in the page count, either.)

Of course, if you wanted to be Machiavellian about it, you could always perform a little strategic snipping prior to that, so said cliffhanger topples just on the bottom of p. 50. No one would fault you for that, for the very simple reason that it’s extremely unlikely that Millicent will ever sit down with your partial and full manuscript simultaneously. Partially, this is due to the fact that if an agency approves enough of a partial submission to want to see the rest of the novel, they’re going to ask for the entire manuscript, not, say, pages 51 through 373.

Oh, you thought Millicent was going to invest time in digging out your partial, unpacking your second submission, and fitting the two together like a jigsaw puzzle? Does that really sound like reasonable behavior to expect from the person too impatient to allow her latte to cool before taking her first sip?

Again, send precisely what you are asked to send. However — and this should sound familiar on the secret handshake front — any agent is going to assume that a writer of your caliber is already aware that certain requests imply certain inclusions. Here are the extra bits, in the order in which they are generally expected to appear in a packet containing a partial:

1. Cover letter
An astonishingly high percentage of submissions arrive without a cover letter, and often without a title page as well, begging the question: what makes these writers so positive that the requesting agent will still remember their queries or pitches well enough to render page one of chapter one instantly recognizable?

I hate to burst anyone’s bubble, but it’s not going to be — in fact, in many agencies, the person who heard the pitch or read the query won’t even be the first person to screen the submission. There may even be several Millicents who need to approve it before it gets anywhere near the agent of your dreams. So it doesn’t honestly make sense to assume that everyone who sets eyes on your manuscript will already be familiar with your work.

Besides, including a cover letter is polite. No need for a long-winded missive — a simple thank-you to the agent for having asked to see the materials enclosed will do. Something, perhaps, along the lines of this little gem:

cover letter for partial

A miracle of professional blandness, is it not? That’s all right — the cover letter isn’t where you’re going to wow Millicent with your sparkling prose and trenchant insight, anyway. All you have to be here is polite.

If you met the agent at a conference, mention that in the first paragraph of the letter, to help place your submission in context. (As crushing as it may be to the writerly ego to contemplate, an agent who spent days on end listening to hundreds of pitches probably is not going to remember each one. No need to re-pitch, but a gentle reminder never hurts.

If another agent is already reading all or part of the manuscript you’re sending — or has asked to see it — mention this in your cover letter. No need to say who it is or how long s/he has had it; just tell the recipient that s/he’s not the only one considering representing this book. Unless the agency has a policy forbidding simultaneous submissions, withholding this information will only generate resentment down the line if more than one agent wants to represent your book.

Yes, even if that agent to whom you submitted 9 months ago has just never responded. Actually, it’s in your strategic interest to contact that non-responder to let her know that another agent is interested; it often speeds up the evaluation process. (If you’re unclear on why, please see the WHAT IF MORE THAN ONE AGENT ASKS TO SEE MY MANUSCRIPT? category on the archive list at right.)

Most importantly, make sure all of your contact information is on the letter, either in the header (letterhead-style, as in the example above) or just under your signature, and do be absolutely certain that the letter includes the title of your book, just in case the letter and the manuscript end up on different desks.

Yes, it does happen. You want them to be able to get ahold of you to tell you how much they love your writing, don’t you?

2. Title page
Always include this, if any manuscript pages have been requested — yes, even if you have already sent the first 50 pages, and are now sending the rest of the book.

No need to state on the title page that it’s a partial, either — Millicent will be able to figure that out from your cover letter and the thickness of the stack of paper. Just use the same title page that you would have used if the agent of your dreams had requested the entire manuscript, and you’ll be fine:

Austen title good

Again, not precisely a thrill-fest, but undoubtedly professional-looking. Just make sure that it’s in the same typeface as the rest of the attached manuscript. (If this all sounds completely cryptic to you, or if you have never formatted a professional manuscript before, don’t panic — you’ll find a step-by-step explanation of what to do under the HOW TO FORMAT A TITLE PAGE category at right.)

Why is it so very important to include the title page? Long-time readers, chant it with me now: because the submission looks more professional that way. Also, like the cover letter, the title page renders it easy for an agent to track you down. Believe me, if the agent of your dreams falls in love with your manuscript, you’re going to want to hear about it right away.

3. The requested pages in standard format.
Again: only the pages they’ve asked to see, beginning on page 1, professionally formatted. No substitutions, unless the agency website specifically asks for something else. (If you’re new to reading this blog, or have somehow avoided the last few weeks of repeated and vehement posts on standard format, please see the HOW TO FORMAT A MANUSCRIPT and STANDARD FORMAT ILLUSTRATED categories on the list at right._

For the benefit of those of you who are going to blow off that last piece of advice because you’re in a hurry — oh, I know that you’re out there — allow me to add something you would have learned from those posts on formatting, had you been paying attention: a manuscript intended for submission should not be bound in any way.

Oh, and do use at least 20-lb, bright white paper when you print it out. Cheaper paper can begin to wilt after the first screener has riffled through it. Yes, it does increase the already quite substantial cost of submission, but this is one situation where being penny-wise can cost you serious presentation points.

“So basically what you’re saying, in your patented lengthy and meticulously-explained manner,” those of you who have been paying close attention point out, and rightly, “is that Kim did everything right. Aren’t you?”

Why, yes, I am — kudos for your submitting savvy, Kim! You’re an example to aspiring writers everywhere, all the more so, in my opinion, because you were brave enough to ask the question. Now, everyone who has been wondering about it can benefit.

Sometimes, though, agents ask to see additional materials slipped into a submission packet with a partial. Next time, we’ll be taking a swift barefoot run through the usual suspects, as well as revisiting the difference between a partial and a writing sample — or a partial for a contest entry and a writing sample, for that matter.

Hard to contain the excitement, isn’t it? No wonder the skeletons are dancing up a storm. Happy St. Patrick’s Day, everyone, and keep up the good work!

A problem even a writer’s favorite muse cannot solve

children of paradise

The characters change, but the basic plot is always the same, just like a nightmare or a film that Hollywood can’t seem to stop remaking. Seven or eight times per year, I receive a frantic call or e-mail from a hard-working writer, usually someone close to polishing off a book. “Please help me!” this anguished soul begs. “Something’s happened to my computer, and I’ve just lost my entire manuscript!”

Sometimes, the culprit is mechanical: a computer crash, a virus, a hard drive meltdown. Other times, it’s a side-effect something larger, more generally life-changing, like a fire, an earthquake, or an ex who nabbed the shared computer on his way out the door. Yet every single one of these stories share a single common denominator: the writer had not made a back-up recently — or if she had, it was sitting on a shelf right next to her writing desk, and thus was equally inaccessible once the firefighters pushed her out the door.

I hate to be the one to break it to you, but firefighters, rescue workers, and other emergency personnel are notoriously more interested than saving your life than the only copy of the novel you’ve been writing for the past eight years. They’ll be very nice about it, but they will not allow you to run back into a collapsing building to rescue your computer.

In a not entirely unrelated note, when’s the last time you backed up your writing files? And if, heaven forbid, something happened to your home while you were not there, would you still have access to either an electronic or hard copy of the most recent draft of your manuscript?

That second question’s the rub, isn’t it? Many a writer who is pretty good about making back-ups in case her hard drive melts down or a fellow traveler spills gin on her laptop halfway between Atlanta and Barcelona — both of which have happened to yours truly, I’m sorry to say — doesn’t stop to think about where she’s storing those back-ups, or how hard a time she would have getting to them if the roof collapsed on her habitual writing space.

Remind you of anything you might have seen on the news lately?

Because I have spent so much of my life hobnobbing with writers, the permanently lost manuscript is the first thing I think about when I see a reporter standing in front of a shattered building or smoldering foundation. Not to minimize any of the terrible damage on every level in a crisis, but I can’t help but picture the additional pain of the displaced aspiring writers. How many those bereft writers, I wonder, either had an easily portable back-up ready to snatch up at a moment’s notice or stored at a back-up off-site?

Those poor, poor people: as anyone who has ever lost an entire document can tell you, trying to recreate even a few pages from memory can be a nightmare. Imagine losing an entire novel or memoir.

I don’t want to depress you — okay, I do, but only for your own eventual good. Put yourself in one of those unlucky writers’ shoes for a moment: if something happened to your primary computer and your filing system right now, would you have a copy of your book? One that incorporated your most recent changes?

If not, let me ask you a painful but necessary follow-up question: how long would it take you to reproduce it from scratch?

Try breathing into a paper bag until the hyperventilation stops.

Breathing normally again? Good. Keep taking nice, deep breaths while you ponder my next difficult question: if your hard drive suddenly gave up the ghost right now, how recent a version of your book-in-progress would you have with which to replace your current version?

Come on, be honest about it: a week old? A month old? That hard copy of the first three chapters that agent sent back in your SASE?

Hands up, everyone who felt the chill realization that you would not have ANY version of your novel or NF book.

If you could see your fellow readers, you’d notice that a good 9 out of 10 of you had your hands raised. Which is, alas, normal, as anyone who works in a computer repair facility could tell you. They, too, are constantly meeting traumatized writers who plead, “What do you mean, my hard disk can’t be salvaged? The only copy of my book is on it!”

Please, please don’t make the mistake of thinking that computer failure, theft, or — again, heaven forefend — a larger disaster could not happen to you. Make back-ups of your writing early and often.

I was fortunate enough to learn the value of compulsive back-up generation young. When I was in college, my thesis advisor, a jolly fellow named Dave, had been working on his dissertation for years. Every time we met, he used to present me with a disk containing his latest draft, requesting that I keep it in my dorm room. If he kept his only copy of his back-up in his house, he explained, and something awful happened to his home, he did not want to be left without a copy of the latest version.

Truth compels me to admit that my initial response to the notion was disrespectfully flippant; to be blunt about it, I thought Dave was being paranoid. But given how long he had been working on his dissertation, was he really being over-cautious? Or merely far-sighted?

At the time, I definitely wrote it off to paranoia, and not without good reason: to be on the ultra-safe side, Dave asked me to keep each week’s version in my dorm refrigerator, just in case my dorm and his entire suburb were somehow simultaneously engulfed in flames that miraculously spared both of our lives. “The insides of refrigerators seldom burn,” he explained, “unless someone opens them during the conflagration. They’re also rarely completely crushed during earthquakes.”

Looking over the footage Chile, I wondered if he was right about that. There certainly doesn’t seem to be much left of some of those buildings.

Even though I did, in fact, keep his work in my tiny dorm fridge, I used to smile secretly at the intensity of his fear that his work would disappear. Until I was in graduate school myself, and a knife-wielding mugger approached me on my way home from the library.

“Give me your backpack,” he advised, none too gently.

“No,” I said, crushing it to my trembling chest.

I then explained very glibly and at great length that I had a draft of my master’s thesis in my bag, and that it was positively covered with hand-written notes and footnotes-to-be that I had not yet entered into my soft copy. (Yes, I know now how silly that was.) It would take me weeks to recreate all of that material. Would he accept the contents of my wallet instead? What if I made the cash my gift to him, a little token of my thanks for leaving my thesis intact, and didn’t file a police report?

The mugger, who apparently had never attempted a major writing project, was quite astonished by my vehemence; I gather he thought I simply did not understand the situation. He reminded me several times throughout my frantic monologue that he could, in fact, kill me with the knife clutched in his hand, and that only a crazy person would risk her life for a bunch of paper.

But tell me: if you were holding the only extant copy of your book, would you not have made a similar argument?

The story ended happily, I’m glad to report: I ended up with both a whole skin and my draft. And to tell you the truth, I no longer remember if he got my money or not. (I do, however, remember him begging me to stop telling him about the argument in my thesis — I had become embroiled in an especially juicy part of Chapter Two — and admitting that he would, in fact, just be dumping the manuscript into the nearest trash can rather than turning it in for credit.)

The dual moral of these stories: it’s ALWAYS a good idea to have more than one copy of your manuscript, just in case the unthinkable happens. And the best place to keep a back-up is NOT immediately adjacent to your computer, or in your laptop case along with the laptop.

This is an area where I definitely practice what I preach, practically to the point of obsession. Oh, you may chuckle over the fact that I literally never leave my house without either my laptop or a full back-up of it on my portable hard drive (which aren’t particularly expensive these days, by the way), but when that merry Barcelonan baptized my keyboard with gin, I didn’t have to turn around and fly back to the United States in order to produce another copy of the novel-in-progress from which I was supposed to be reading after we landed, nor did I have to place a frantic transatlantic phone call to ask my neighbor’s sweet teenage son to break into my house to e-mail me another copy of it. It’s also the reason that a couple of years earlier, when my hard disk completely disintegrated overnight, I was able to flabbergast the guy at the computer repair place by saying, “Well, it would be nice if you could save my information and photos, but I can always restore them from my back-ups.”

How flabbergasted was he, you ask? He actually said, “Wow, I’ve never had a customer say that before.”

My thesis advisor’s strategy is sounding less and less zany to you, isn’t it?

Fortunately, backing up is easier than ever these days. For under $200, I was able to pick up an external hard drive that even comes with software that automatically backs up my computer for me. I don’t even have to think about it.

Since I do think about it all the time, though — thank you, seven or eight unfortunates per year — I am very aware that is not enough. Because I’m generally working on a novel of my own, editing several others, and am constantly on call for making revisions on whatever of my projects my agent happens to be circulating at the moment, I tote around a mirror image of my laptop’s innards on my portable hard disk — which takes up less room in my purse than my wallet does, incidentally. That way, I can always carry the most current version with me — unless I’m taking my laptop with me, in which case I leave the back-up at home.

Yes, it’s a bit time-consuming, but at least I have my answer ready the next time I run into a literary-minded mugger, right?

Your method does not need to be complicated — in fact, it’s better if it isn’t, since simple procedures are easier to work into your daily life. Playing it safe can be as simple as burning a recordable CD once a week and popping it into your backpack or glove compartment (crude, but effective), copying your files onto your iPod (hey, that thing is essentially a hard drive, right?), or even just e-mailing your chapter files to yourself on a regular basis (effectively turning your ISP into a remote storage facility).

Many writers prefer an off-site back-up method, such as saving to storage space online; there, too, you can set up automatic back-ups. Check with your Internet provider — mine offers storage space as part of its standard connection package.

Don’t panic if you’re not very computer-savvy: this really does not need to be difficult. For an easy-to-follow, well-explained run-down of back-up and security options for the PC, I would highly recommend checking out longtime reader and computer whiz Chris Park’s blog post on the subject.

However you decide to make your back-ups, I would recommend getting into a regular schedule as soon as possible. The best way to protect your writing is to save it often, after all, and any security system works best if it is applied consistently.

How often is often enough to save your work? Well, think back to the scenarios above: how many pages of text are you willing to beg your muse to help you recreate from memory?

It’s a good idea, too, to save more often while you are in the throes of revising a manuscript — and to save both before and after copies of each major revision. Yes, it takes up space, but as most of us who have lived through serious revisions can tell you, it’s not all that uncommon to decide a week, month, or year down the line that a cut scene is indispensably necessary to the work.

Or for the editor, agent, or writing group that advised a particular cut in the first place to change his, her, or its mind. Believe me, if anyone is more frantic than a writer whose agent promised an editor at a major house that the first third of that novel would be revised three weeks hence, it’s the writer whose agent promised it three days before the writer’s three-year-old decided to raid the toolbox and make dents in that shiny computer screen.

But you know who is most frantic of all? The writer being held back by the firefighters, because the only copy of his novel is inside that burning building.

Those kinds of things only happen to other people, right?

Please, for your own sake, don’t put off getting into the habit of making frequent back-ups. Large-scale disasters are not very frequent, thank goodness, but computer meltdowns are. A few minutes of preparation every week or so can save you a tremendous amount of pain down the line.

Here’s devoutly hoping that my fevered imagination is radically overestimating the number of manuscripts lost in the current rounds of earthquakes and floods. Be safe, everyone, and keep up the good work!

Entr’acte: how not to win friends and influence people, or what good writers can learn from bad author interviews

only a flesh wound

I hope you will pardon a brief digression from the topic at hand — standard format for manuscripts — but something I saw on television last night was such a marvelous example of what not to do in an author interview that I couldn’t resist seizing the opportunity to talk about how to do it better. So while I very rarely comment on pop culture in this forum, I am breaking into our series already in progress to spend a day chatting about what does and does not work in an author interview.

I’m thinking ahead, you see. When you give your first filmed or recorded interviews, I’d like to see you pull it off effectively — and, if possible, in a manner that might conceivably help you sell a few books. (I’m funny that way.)

The interview I saw last night did not, in my opinion, meet those minimal criteria for interview success. For the sake of those who do not have time or be in a space that allows for running acrimonious video clips, though, I shall give a general description of what happened before starting to talk theory.

Basically, this author (who shall remain nameless throughout, as I have not read his book, and I don’t want any of this to be construed as a review of it) fell into a trap that book-promoting authors — particularly first-time authors — tumble into all the time: he seemed to forget that what he was doing there was promoting his book.

Oh, you may laugh, but it happens all the time. In the excitement of dealing with public attention, it’s very, very easy to forget that the person in front of you — be it talk show host (as in this instance), radio host, a freelancer who picks up extra cash by interviewing authors, or even a question-asking audience member at a book reading — did not walk into the room because you’re a fascinating person. If you’re an author booked for an interview, the interviewer is there to talk about your book.

As, incidentally, are you, if you’re on a book tour. If you should also happen to be a fascinating person, well, that’s just icing on the cake.

The cake itself is your book and your ability to talk about it in such a way that readers, hearers, and/or audience members will remember your name and the book’s title after the interview ends. If you can also manage to talk about your subject matter in such a way that it causes these people to murmur, “My, but that sounds like an interesting book; I think I shall check it out,” well, let’s just say that your publisher will be grateful.

True, your mother may wonder why you didn’t mention your fourth-grade softball team, but trust me, everyone else who participated in your book’s road to publication will be happy that you remembered that the author’s job in the interview is to make the book, not himself, look good.

I can say it in three or four more ways, if it’s still not sinking in. Trust me on this one: if you have any significant success in a writing career — and I sincerely hope that you do — it’s advice that will serve you well.

Seriously, if you take nothing else from this post, please, I implore you, cling like a leech to the notion that a book-promoting author is first and foremost a marketer. That way, you’ll never find yourself in the hideously embarrassing (yet disturbingly common) position of realizing after an interview is over — or, sacre bleu! after it’s already aired or been published in a magazine — that you were chatting away as if everyone in the audience were waiting breathlessly to hear your opinion on everything but your subject matter.

“Book?” audience members and readers say after such interviews. “What book? I just thought that guy was there as a pundit. Was I supposed to remember anything else but what side he took in the debate?”

Speaking of erring on the side of punditry, as you may already have gathered from my vehemence on this particular point, the author in today’s example did not, in my opinion, consistently bear in mind that he was at least ostensibly there to promote his newly-released book. Stepping almost completely into the role of opinion-giver, he got into an argument with the interviewer, not a bad strategy for a pundit, but almost always a losing proposition for an author promoting a book.

The result: the author lost his cool during a nationally televised interview, so much so that by the time the segment ended, he was actively arguing that the host should waive the length restriction and allow him to keep talking uninterrupted “to make the points I came here to make.”

As someone who has both conducted and given many, many interviews, I’m here to tell you: that’s not a request that’s at all likely to be granted by a friendly interviewer. The chances of an interviewer the interviewee has already insulted agreeing to such an arrangement are roughly equivalent to the probability that dinosaurs will spontaneously appear in each of our back yards first thing tomorrow morning, bearing gift baskets of freshly-baked croissants.

Let’s just say that your flowerbeds are safe from dinosaur-trampling.

The weird thing, from a book-promotion perspective, was that in promoting this book on this particular talk show, an argument was 100% predictable, and thus could have been prepared for with ease. The author was promoting an overtly political book on a television show whose host (and studio audience, apparently) did not concur with his political opinions. Which happens all the time, right? Surely, anyone who had watched the show before — as any reasonably prudent author should always do before giving an interview on it — would have been able to predict the likelihood of a political debate ensuing.

As, indeed, an author of any kind of controversial book might reasonably expect in any interview situation. If one of your book’s selling points is its potential to spark debate, you would walk into any interview prepared for a debate to be sparked, right?

But as so often occurs in both television and radio interviews, the author in this case did not seem particularly well prepared for this contingency. Or so I surmise from the fact that by roughly a minute and 45 seconds into the 11-minute interview, the author clearly began to become flustered by the host’s wanting to have a political debate.

On a show that takes as its daily subject matter political news. Who could have seen that coming, eh?

So already, we should be grateful to this author, for he has taught aspiring authors everywhere something about preparing for an interview: watching (or in the case of radio, listening) to at least a handful of episodes of the show is essential to the preparation process. For print interviews, there’s no substitute for reading some recent articles by the interviewer.

Why? Well, can you think of a better way to become aware of any slant the interviewer might have? Or — and this is even more important for an author promoting a book — any particular kind of response that interviewer’s established audience might expect?

As today’s example illustrates so beautifully, it’s really not a good idea to wait until the interview is actually in progress before finding out these things. By 1:45 in, what had been a fairly intelligent exchange of ideas directly related to the topic of this poor author’s book began to degenerate into just another political argument of the type that anyone who has turned on a cable news program within the last couple of years has seen a dozen times over.

Hey, I have nothing against political debates — although I hasten to add that my point here is not to prompt my readers to start arguing about who was right and wrong politically in this instance; we’re here to talk about how to present and promote writing, right? — but in this case, allowing the interview to devolve into one cost the author rather dearly: in the minds of the viewers (who are, he hopes, his potential readers, right?), his book has become just another argument for his side of a political debate, rather than a book about his subject matter.

In other words, his message became generic, rather than book-specific, and therefore much, much easier for potential readers to tune out.

Now, as I mentioned above, I have not read this book; I have no idea how it does or doesn’t resemble other books produced by authors of a similar political stripe. But as someone who frequently promotes books, I can say for certain that when an author presenting himself as an expert on a particular topic stops talking about that particular topic in an interview, it’s usually harder for potential readers to remember what the book’s about after the interview ends.

Tell me: would you feel that was an effective use of your book’s promotional time?

Let’s return to the arguing author — who, regardless of how one might feel about his politics, was by this juncture in an exceptionally hard position for a book-promoting writer. There were 8 minutes and 15 seconds remaining in the televised interview, the argument in progress was veering farther and farther away from the subject matter of his book, and in order to make his book sound authoritative, he needed to make sure viewers understood just how and why he was a credible expert — or, to put it in terms the whole industry could understand, to establish his platform.

Which, frankly, I’m still rather at a loss to explain — and I re-watched this interview three times, in preparation for writing this post. From what I saw in the first 1:45 of this interview, it wouldn’t even have occurred to me that in order to understand his particular corner of the political world, I should rush right out and buy his book.

In other words: the interview up to that point had failed the litmus test of any author interview. It did not interestingly promote the book he was there to promote.

How, then, could he have turned the interview around? What would you have done in his place?

Since my readers are a pretty savvy bunch, I’m guessing that your first answer to that question was not, “Why, I’d start talking over the host, in order to win the argument, with an eye toward talking about my book after I had reduced the host to silence.” That would be a strategically poor choice, right? Not only would virtually any interviewer resent it, but since it renders both sides of a discussion substantially harder for onlookers or listeners to follow, it tends to annoy even a sympathetic audience.

But guess what our exemplar du jour did?

Uh-huh. For most of the rest of the interview. Punctuated, unwisely, by statements like, “Let me get a word in edgewise,” and “Let me make my point.”

Not the best way to endear oneself to any interviewer, and usually not a particularly effective means of garnering sympathy from an audience. Audiences are smart: they can tell for themselves when an interviewee is being bullied.

Which was not, to my eye, the case here, incidentally; I could be wrong about the motivation here, but as nearly as I could tell the author merely seemed to be unused to making his case to people who did not already agree with his political views. Again, rather strange, given that even a passing familiarity with the show would have lead him to expect that.

Here again, though, we writers can learn something from this situation: in preparing for any interview situation, an author should always practice in mock interviews with both friendly and hostile interviewers.

Established authors do this all the time, and for very good reason: if they’re not prepared to parry wittily off-camera and off the record with someone they already know, experience tells them that making being grilled by a total stranger under a studio’s worth of bright lights look easy is going to be, well, hard. Hey, being urbane requires some serious practice.

Besides, it’s a great way to get your more passive-aggressive kith and kin involved in promoting your book. Come on — don’t you have a cousin or former college roommate who wouldn’t just love the opportunity to try to get your goat under the guise of interview prep? Right before you embark on a book tour is a dandy time to put ‘em to work.

Do I see a few hands raised out there in the ether? “But Anne,” some timid souls point out, “what makes you think that last night’s interviewer was not trying to be a bully? I’ve just watched the interview, and the host kept firing questions at the author.”

Good point, timid souls — but if a writer is going on a book tour, or even talk to readers at a book signing, he’s going to need to steel himself to the possibility of being asked questions related to his book. Especially in an interview, because, let’s face it, it’s the interviewer’s job to keep asking questions.

In this case, though, I have another reason for thinking well of the interviewer’s motivations: after the frustrated author had been increasingly talking over him, even mid-question, for quite some time, at 6 minutes and 10 seconds into the interview, the host changed the subject rather pointedly back to, you guessed it, the general subject matter of the book. Which, considering that both parties were visibly annoyed by that point, was actually rather generous of him.

Need I even say that the author did not respond to it that way? Having gotten into an argumentative rhythm, he reacted not by eagerly seizing the opportunity to talk about his book — the reason he had come on the show in the first place, lest we forget — but as an invitation to further debate. But by then, the author was clearly in it to win the argument, period.

Always a bad move in an interview, by the way, even if you’re 100% positive that you are right and the interviewer is wrong. Why? Well, think about it: even in a televised or radio interview, the host is inevitably going to have the last word, right? He can talk about you after you have left; the show’s directors, producers, and editors are going to have the power to edit what you said. And in print, an unfriendly interviewer can simply not reproduce what you said correctly.

Tell me, would you rather have these people on your side, or to win the argument?

Before you answer that, allow me to add that I’m not asking your heart here; I’m asking your head. Specifically, the part of your brain that wants to convince potential readers to go out and pick up a copy of your book.

Winning a short-term argument at all costs no longer sounds like the best long-term strategy, does it? Again, we can extrapolate a general rule: feel free to make your case in an interview, but if the discussion gets nasty or personal, turn the talk back to the book. Remember, your goal here is to get the interviewer to help you promote it, not beat him in an argument.

What can happen if an interviewee loses sight of that goal? Fortunately for our learning curve, today’s example shows us a frequent outcome: about a minute after the host threw the author that lifeline, he visibly gave up on trying to talk about the book. For the next several minutes, the interview once again devolved into a political debate between two people who do not agree about politics.

Good television? Perhaps, but again, I ask you: is this the most efficient use of televised promotional time, from the author’s point of view?

Obviously, this interview was not going well, either on a promotional or personal level, and time was running out. The author had things he wanted to say, so he kept speaking faster and faster, reacting to questions as distractions, rather than invitations to elaborate. Whenever the host tried to jump in, the author kept repeating that he wasn’t being allowed to talk — and kept right on talking.

Sometimes, an author being interviewed in front of a studio audience (as was the case in our example) will respond to conflict by trying to appeal to the audience, rather than the interviewer. Sometimes this works, sometimes it does not. In this case, the latter. Unfortunately — yet absolutely predictably, to anyone who had ever seen the show before — the audience sided with the host, not the author.

How did the author respond to that? Not in a manner at all likely to win any member of that audience over as a potential reader: at one point, he held up his hand to stop the audience from applauding something the host said.

Oh, dear. Need I even tell you how that went over with the audience?

Because I know all of you are kind people and sensitive souls, I tremble to relate what happened in the minute or so that followed this imperious gesture. Suffice it to say that voices were raised, and the host had to hush him in order to announce that they were going to have to break for a commercial. The author made fun of the host for wanting to break for a commercial, wasting still more time that he could have used for, say, making one last attempt to sell his book.

Since the interview had, in fact, already worn on longer than average for this show, the host apparently did need to wrap things up, so as interviewers tend to do, he gave a brief summary of his last point in order to round out the segment. Throughout, the author just kept calling the host’s name, trying to get him to stop.

And then it got worse, from a book-promoting perspective. No, really.

Since the scheduled interview time was over, the host did something he had frequently done before with problematic interviews: told the author and audience that although he had to break here, they would continue to tape the interview and post it in its entirety, unedited, on the show’s website. (As indeed they did: roughly 30 minutes of footage of this interview is posted there, should you wish to see it.) Again, even a fairly cursory review of past interviews on this show would have led a well-prepared book-promoting author to expect this move.

You can feel it coming, can’t you?

The author began protesting posting the rest of the interview, instead of televising it in its entirety. “So I can’t make my points on the air?” he demanded, as if the show — or indeed, any television or radio show — would have had infinite time at its disposal. (Word to the wise: any taped interview will need to fit within a pre-scheduled segment. If you talk longer, it will have to be edited down, so either limiting the length or editing are the two available options.) To bolster his case, he revisited his earlier mantra about not being allowed to speak uninterrupted: “You did most of the talking,” he said — unwisely, I thought, because any viewer at home with TiVo would not be able to go back and check the veracity of this statement. “I didn’t get a chance.”

What happened next was something that I have actually never seen, heard, or read before in any author interview — which, considering that I have listened to authors talk about their promotional interviews before, after, and sometimes even during them since before I could talk myself, is genuinely saying something. (Hey, you didn’t think I would have interrupted our ongoing series for a merely pedestrian example of an interview snafu, did you?)

What happened next was this — and I swear I’m not making this up: the author and interviewer spent over a minute of air time debating about who had talked more during the interview. The author kept claiming that the host had “talked right through me”; the host was so astonished that he apologized, then said, “Geez, I’m just trying to think of a way…can I remove what I said and just have you speak.”

The audience laughed, of course: no one seriously believes that the proper definition of an interview is an uninterrupted monologue by the interviewee. Although that was precisely the implication of the author’s protests, wasn’t it?

I’m not bringing this up to castigate the author or the interviewer — as I said, I have not read the guy’s book, and I have no wish to say anything that might lead any potential reader to eschew his book, or indeed, any fellow author’s book. I suppose, too, that a case could be made that by engaging in an unseemly public fight, an author of a political book is promoting his work, although personally, I seldom see someone being rude on TV and immediately think, “Wow, I’m finding that fellow strangely credible. Bring me any books he may have happened to have written, and pronto, that I may imbibe more of his point of view!”

But none of that is why I decided to devote today to what in all honesty was a pretty annoying interview to watch. This is: of all of the interesting things a habitual viewer of that particular program could have taken away from this interview, very few of them would, in my opinion, have made the book more memorable. And that, in my opinion, is a wasted book promotional interview.

“But Anne,” some of you point out, and who could blame you? “From what you’ve said here, the author made himself plenty memorable. Isn’t that, you know, good enough for a book tour stop?”

It might have been enough — barely — if the televised interview had seared the author’s name into the viewer’s consciousness by its end; it is indeed true that an intelligent viewer is perfectly capable of typing an author’s name into a search engine, coming up with the title of his book, and ordering it. But I’d be kind of surprised if most viewers found the author’s name the most memorable thing about this interview. More importantly from a promotional perspective, it’s almost certainly not what they’ll mention first about this interview if they talk to their kith, kin, and/or coworkers about it.

You know what they’ll say? “This guy was interviewed on the Daily Show, and there was this incredible fight.”

Correct me if I’m wrong, but isn’t the Daily Show being promoted by interpersonal communications like this, not the book the author went on the show to push?

Sadly, this outcome is far from rare; even Q&As at book signings occasionally go hideously wrong. So much has been written about the culture of celebrity and the mixed blessing of punditry that I’m sure all of you are more than capable of drawing your own conclusions about why authors so frequently confuse presenting their viewpoints — or personalities — with promoting their books.

But please, when your time comes, don’t make that mistake. Yes, the book is your baby, but the goal of any book-promotion exercise is to interest potential readers in the book, not just the author. If you can’t make the darned thing sound fascinating, who can?

In other words, respect your writing enough to be willing to talk about it in a way that will attract readers. On TV, on the radio, in print, at public readings, at book signings, online, and anywhere else anyone’s willing to listen. Because that, my friends, is how effective book promotion is done.

Oh, and when that happy day comes, humor me: do your homework about anyone who might conceivably interview you; remember, you’re trying to turn at least some of that person’s audience into yours. You’d be surprised at how far just research can go toward charming a potentially hostile interviewer.

Don’t believe me? Okay, go out and find me an interviewer who would not be pleased to hear her next subject say, “Oh, I just loved your interview with X, and here are the 14 reasons why,” and then we’ll discuss the matter further.

In the meantime, isn’t it about time that we got back to the pressing matter of manuscript format? Join me next time for more close examination of technicalities — and as always, keep up the good work!

The mysteriously mysterious strictures of standard format, part XIV: contested real estate, or, the battling schools of thought on chapter headings

Dempsey fight drawing

“In all matters of opinion,” Mark Twain tells us, “our adversaries are insane.”

Nowhere in modern life is this axiom more apt than in the vicious battleground that is airline seating. In recent years, most airlines have opted to make the space between rows of passengers smaller; in order to cram more seats per plane, many have also quietly made the window seats and even the seatbelts on window seats slightly smaller as well. (Try comparing sometime.)

The result for anyone who, like your humble correspondent, enjoys glancing out a window from time to time, is a seat tray rammed directly into one’s solar plexus if one happens to be trying to, say, use a laptop in flight. And that’s if the window-lover in the row ahead of me decides not to recline his seat.

On the particular flight upon which I am typing this, the last condition did not, alas, apply. A honeymoon couple — he awash in some pepper-based cologne, she beamingly bouncing her ring upon every row she passed, so all might see it glimmer in the light — evidently mistook their seats for two single beds. Not only were their activities in them not, as my grandmother would have said, appropriate for every audience, but they seemed disappointed — nay, convinced — that their seats would not recline into a completely flat position, presumably so they could (ahem) elevate their performance art piece to the next level.

After the first time the lady in question caused my laptop to emit a loud crack of protest, I politely explained through the crack in the seats (now about five inches from my face) that the nearness of the rows rendered their desired level of reclining impossible. Even if I had not needed to be working on my computer throughout the flight — an absolute necessity, I assured them, due to the standard formatting educational needs of all of you fine people waiting impatiently for me to land — the only way I could possibly accommodate the angle they desired would involve my balancing my paperback on the bride’s forehead as it hovered a few inches above my lap.

Apart from the book part, the honeymoon couple thought that would be just fine. How nice of me to suggest it.

The hard-argued subsequent compromise involved my turning sideways, twisting one of my legs underneath me while resting, if it could be called that, my back against the window-side armrest. If I gingerly balanced my laptop on the tray table of the seat to my left, I could barely manage to type. My left hip and elbow swiftly fell asleep, and the position required my staring fixedly at the profile of the guy in 23C (whose wife, you will be astonished to hear, apparently doesn’t understand him), but that was a small price to pay for the approximately 19 degree incline my gymnastics permitted the honeymooners.

At least for the first twenty minutes or so. After that, they kept trying to recline their seats farther. Apparently, I was being unreasonable to expect enough personal space to keep my laptop open the 90 degrees recommended by the manufacturer for optimal screen visibility. I can now tell you from personal experience that while it’s still possible to read the screen down to roughly 49 degrees, the lower the lid, the less accurate the typing.

Also, the lower the lid, the more one is tempted to draw conclusions about the fundamental difference between content producers and content consumers. To the recliners, the notion that I would so need to express myself on any subject that it could not wait until after we had landed was, I gathered, completely incomprehensible.

Oh, wasn’t I done yet? They’d like to lean back and enjoy themselves properly.

As much as I would like to blame the honeymooners’ frankly not-very-neighborly attitude upon either a poor set of upbringings (raised by airline-phobic wolves, perhaps?) or some bizarre wedding-induced solipsism that made them sincerely believe that no other human happiness was important compared to theirs, I suspect something very simple was happening here: all three of us were basing our expectations of personal space not upon the current lay-out of the airplane, but our sense memories of what air travel had been in the past.

My body remembers fondly being able to operate a laptop in comfort on an airplane, and not all that long ago. And I can only assume that somewhere deep in the honeymooners’ musculature, their forms remembered equally well being able to flop backward with impunity, without violating anyone else’s space bubble.

Or they were appallingly brought up. Either way, nobody was happy with the outcome.

A similar failure to communicate often characterizes the initial interactions between an aspiring writer and those he hopes will help his work get into print: agents, editors, contest judges, freelance editors, and of course, our old pal, Millicent the agency screener. From the new writer’s point of view, many of the hoops through which he’s expected to jump seem arbitrary, if not actively hostile to his progress; from the other side of the divide, it’s practically incomprehensible that any serious writer would not be aware of prevailing standards.

Each side, in short, typically expects something different from the other than what the other believes he is expected to provide. If the communication gap is severe enough, each may even begin to suspect the other of violating expectations on purpose, just to be annoying.

But that’s very seldom the case, on either end. The expectations are simply different, as often as not because each side has in mind some mythical period when perfect communication was the norm, rather than the exception. Millicent sighs for the days when the truly gifted tumbled out of the womb with a complete understanding of both standard format and changing market conditions; the aspiring writer longs for the era when every submission was read in its entirety, every time, and editors took the time to work with promising new authors.

Both sides are perfectly at liberty to sigh nostalgically, of course. But the fact is, none of these conditions ever prevailed on a large scale.

Oh, well-advertised submission standards used to render looking professional a trifle easier, admittedly; back when the slush pile still existed at major publishers, a new author could occasionally leap-frog over a few levels of testing. And undoubtedly, editors formerly had more time to work with writers. Things change. But contrary to what many an aspiring writer would like to think, there’s never been a point in publishing history when mainstream publishers were purely non-profit enterprises, devotes solely to bringing new voices to the admiring masses, nor have the bulk of submissions ever been completely professional and market-oriented.

Those seats never reclined as fully as you remember them doing, either. And those tray tables have never been particularly spacious.

All of which, I devoutly hope, will place you in the right frame of mind for confronting what seems to be a perennial controversy amongst aspiring writers: whether to place a chapter title (or just “Chapter One”) on the first line of a page or twelve lines below that, on the line just above where the text proper starts.

Don’t laugh, those of you who are new to this particular debate: this one has generated quite a body count over the years. Former comrades in arms, veterans of the writing trenches, have ceased speaking altogether over this issue; even judges within the same literary contest have been known to differ sharply on the subject.

Which is a trifle puzzling to those of us who deal with professional manuscripts for a living, frankly, because there actually isn’t a debate on our end. Nor do the Millicents gather over steaming lattes to debate the niceties of labeling a chapter. One way looks right to us for a book manuscript, period: the first page of a chapter should be formatted

What does that mean in practice? The chapter title belongs at the top of the page (centered) if the manuscript is a book; as with the first page of a manuscript, the title appears at the top, with the text beginning twelve lines below. In a short story or article, by contrast, the title belongs ten lines from the top of the page, on the double-spaced line above the text.

So yes, the spacing honestly does matter to the pros. As always, it’s to an aspiring writer’s advantage to use the format appropriate to the type of writing because it will look right to the Millicent screening it.

The answer really is as simple as that. Why, then, the rampant confusion? And why, given that the difference is a relatively small one not necessarily reflective of the quality of the writing involved, might a professional reader like Millicent or Mehitabel the contest judge particularly care if a talented aspiring writer chose the wrong version?

As is my wont, I shall let you see for yourselves. To place the two vitriol-stained possibilities before you in all of their lush magnificence, the question here is should the first page of a book chapter look like this:

Or like this:

Quite a visceral difference, no? The first version is in standard format for a book manuscript; the second is for a short story or article.

Oh, how tempting it is to leave it at that…but truth does compel me to tell you that Millicents, the agents who employ them, and contest judges see far, far more examples of version #2 than #1 in book submissions. Many, many times more. So much so that — prepare to rejoice, because I haven’t said this very often throughout this series — although an agent would almost certainly make you move a low chapter title aloft, at this point in publishing history, you could probably get away with either in a book submission.

I know — it sort of creeps me out to hear myself saying such a thing, too.

I hasten to add, though, that I would be reluctant to buy into the astonishingly pervasive theory that if masses and masses of people do something, it automatically becomes correct. No matter how many times all of us see apostrophe + s used to make a noun plural, it’s just not proper — unless, of course, we’re talking about the Oakland A’s, where the erroneous apostrophe is actually part of the proper name.

Ditto with manuscript submissions: as anyone who screens manuscripts for a living could tell you, a much higher percentage of them are incorrectly formatted than presented properly. But that doesn’t make improper formatting right, does it? Nor does it render it reasonable to expect that Millicent will be pleased to see a chapter title lolling about just above the text.

As everyone’s mother was wont to say (at least on the West Coast), if everybody else jumped off the Golden Gate Bridge, would you, too?

I was delighted to discover when I moved to the East Coast for college that the moms out there were prone to asking the same question with reference to the Empire State Building. There must be something about that particular period of architecture (the GGB was built in 1933-37, the ESB in 1930-31) that promotes suicidal ideas.

Speaking of body counts.

The weird thing about this particular formatting oddity — I’m back to talking about chapter titles now, not suicide attempts, in case you found that last segue a mite confusing — is how often the incorrect version appears in otherwise perfectly presented manuscripts. That fact sets Millicent’s little head in a spin. As, I must admit, it does mine, as well as the brainpan of virtually every other professional reader I know.

Why is it so very puzzling to us, you ask? Because at least in my case — and I don’t THINK I’m revealing a trade secret here — although I have literally never seen an agent submit a manuscript to a publishing house with format #2, I’m constantly meeting aspiring writers who have been told by writing teachers and even contest judges that #2 is the only acceptable version. And that’s just weird to me, as I have literally never even heard of an agent, editor, or anyone else in the publishing industry’s asking for a chapter heading to be moved from the top of the page to just above the text. Although as I said, I do know agents who routinely ask for the shift in the other direction.

And believe me, I’ve heard some pretty strange requests from agents and editors in my time; I’m not easily shocked anymore. But to hear a professional reader insist upon placing the chapter heading where you have to skip down a third of a page to read it…well, that would have me reaching for my smelling salts.

(Do they even make smelling salts anymore? And if everyone else jumped off the Golden Gate Bridge clutching them, would I?)

Clearly, somebody out there is preaching the place-it-just-above-the-text gospel, because agents, editors, and contest judges are simply inundated with examples of this formatting anomaly. We see bushels of ‘em. Hordes of aspiring writers are apparently absolutely convinced that the sky will fall in if that chapter heading is located anywhere but immediately above the text. Sometimes, when those die-hard advocates become contest judges, they even dock correctly-formatted first pages for having the title in the right place.

In fact, many aspiring writers are so convinced of the rightness of the drooping title heading that it’s not all that uncommon for an editor to find that after she has left a couple of subtle hints like this that the writer should change the formatting…

…the subsequent drafts remain unchanged. The writer will have simply ignored the advice.

(A word to the wise: editors universally HATE it when their advice is ignored. So do agents. Contest judges probably wouldn’t be all that fond of it, either, but blind submissions mean that in order to get dunned for brushing off a judge’s feedback, a writer would have to submit the same chapter two years running to the same contest, have the entry land in the same judge’s pile — in itself rather rare — and the judge would have to remember having given that feedback. Oh, and for the entrant to hear about it, the contest would have to be one of the few that gives editorial feedback.)

The up v. down debate may seem like a rather silly controversy — after all, in the cosmic scheme of things, why should it matter if the white space is above or below the title? — but sheer repetition and writerly tenacity in clinging to version #2 have turned it from a difference of opinion into a vitriol-stained professional reader pet peeve.

See earlier comment about how we tend to react to our advice being ignored; it’s seldom pretty.

Which, unfortunately, tends to mean that in discussions of the issue at conferences degenerate into writing-teacher-says-X, editor-at-Random-House-says-Y: lots of passion demonstrated, but very little rationale produced, beyond each side’s insisting that the other’s way just looks wrong.

However, there is a pretty good reason that moving the chapter heading information to just above the text looks wrong to someone who edits book manuscripts for a living: short stories’ first pages are supposedto look quite, quite different from those belonging to book manuscripts or proposals. Take a gander:

As you may see, for a short story like this one, there’s a mighty fine reason to list the title just above the text: a heck of a lot of information has to come first on the page, because short stories, unlike book manuscripts, are not submitted with a title page.

But that would not be proper in a book-length manuscript, would it? Let’s see what Noël’s editor might have said upon viewing this as the first page of a book:

Ouch. (That last bit would have been funnier if the entire page were readable, by the way, but my camera batteries were running low. Sorry about that.) Yet you must admit that at some level, the editor’s ire would have been justified: as Millicent and that angry mob of pitchfork-wielding ignored editors would be only too happy to tell you, short stories don’t HAVE chapters, so who on earth are they to be telling those of us in the book world how to format our manuscripts?

So I say it again: for a book manuscript, stick with version #1.

Which is not to say, of course, that this particular small deviation will automatically and invariably result in instantaneous rejection. It won’t, even in the latté-stained hands of the most format-sensitive Millicent. (See, she spilled coffee on her hands after she took a sip while it was still too hot — and if you didn’t get that joke, you probably haven’t been reading this blog for very long.) If a submission is beautifully written and technically correct in every other respect, she might only shake her head over the location of the chapter heading, making a mental note to tell you to change it between when her boss, the agent, signs the writer and when they will be submitting the manuscript to editors at publishing houses.

But if you don’t mind my saying so, that’s a mighty hefty set of ifs.

While I’ve got the camera all warmed up (and miles to go before I’m ready to let the honeymooners recline into my lap), this would probably be a good time to illustrate another ubiquitous agent and editor pet peeve, the bound manuscript — and you’re going to want to pay close attention to this one, as it is almost universally an automatic-rejection offense.

Manuscript submissions, and I don’t care who hears me say it, should not be bound in any way. Ditto with book proposals.

There’s an exceedingly simple reason for this: binding renders it impossible (or at least a major pain in the fingertips) to pull out a chapter, stuff it in one’s bag, and read it on the subway. Hey, paper is heavy. Would you want to lug home ten manuscripts every night on the off chance you’ll read them?

As with other ploys to make a manuscript appear identical to a published book, binding the loose pages of a manuscript for submission will not win you friends in the publishing world. Not only does this not look right (I spared you the chanting this time), but it seems so wrong that Millicent will be positively flabbergasted to see a submitter to do it.

She might, for instance, forget that her latte is still too hot to drink, take a sip, and scald her tongue. It’s been known to happen.

Seriously, the unbound manuscript is one of those rules so engrained in the professional reader’s mind that it seldom even occurs to authors, agents, or editors to mention it as a no-no at writers’ conferences. Heck, I’m not sure that I’ve mentioned it once within the first two years I was writing this blog — and by anyone’s standards, I’m unusually communicative about how manuscripts should be presented.

Talk about it all day, I will.

So I’m going to repeat myself, because you’re not going to hear this very often: by definition, book manuscripts should NEVER be bound in any way. Not staples, not spiral binding, not perfect binding. If you take nothing else away from this series, binding-lovers, I implore you to remember this.

Why am I making you swear to follow my advice this time around? Well, in practice, I’m sorry to report, a bound manuscript will seldom survive long enough in the screening process for the chapter-separation dilemma to arise, because — and it pains me to be the one to break this to those of you who’ve been submitting bound manuscripts, but if I don’t tell you, who will? — those pretty covers tend never to be opened at all.

Did you just exclaim, “Ye gods, WHY?” again? I can’t say as I blame you, but try for a moment to envision what a bound manuscript might look like from Millicent’s perspective.

To ramp up your stress levels to the proper level to understand her, envision a desk simply smothered with an immense pile of submissions to screen before going home for the day. Envision further that it’s already 6:30 PM, and eyeballs already dry as dust from a long, hard day of rejecting query letters.

Just lost your sympathy, didn’t she? Try, try again to place yourself in her proverbial moccasins.

Picturing that immense pile of envelopes clearly again? Okay, now slit open an envelope that reads REQUESTED MATERIALS on the outside. (You do know that you should ALWAYS scrawl that in two-inch letters in the lower left-hand corner of a submission envelope, don’t you, so your requested materials don’t get buried in the slush pile?)

If you’re Millicent — and right now, you are, singed tongue and all — you fully expect to see something like this lurking between the cover letter and the SASE tucked underneath:

But in the case of the bound manuscript, you would instead encounter something like this:

Kind of hard to miss the difference, isn’t it? Unfortunately, 999 times out of 1000, the next sound a bystander would hear would be all of that nice, expensive binding grating against the inside of the SASE, just before Millicent tucks a photocopied form rejection letter on top of it.

Honestly, it’s not that she is too lazy to flip open the cover; she just doesn’t see why she should.

Her logic may not seen particularly open-minded, from a writerly perspective, but it’s a fairly common argument throughout the industry: if this submitter does not know this very basic rule of manuscripts, how likely is he to know the rules of standard format? And if he does not know either, how likely is he to be producing polished prose? If he hasn’t taken the time to polish his prose, is this manuscript really finished?

And if it isn’t finished, why should I (you’re still Millicent, remember?) bother to invest my time in reading it before it is?

I know, I know — this logic may well not hold water when it comes down to an individual case. Despite my best efforts over the last few years, there are plenty of good writers out there who happen to be clueless about the rules of standard format.

But even if they all jump off the Golden Gate Bridge, you shouldn’t.

Here’s why: this is yet another expectation-differential problem. From Millicent’s perspective, the fact that good writers aren’t necessarily born aware of the norms of the industry matters less than we writers would like — because, as unpleasant as it is for aspiring writers to realize, her agency is going to see enough technically perfect submissions this week to afford to be able to leap to unwarranted conclusions about this one.

The moral: don’t waste your money on binding.

Seem arbitrary? From a professional reader’s point of view, it isn’t — the enforcement of standard formatting isn’t actually any more complicated than the simple axiom that any game has rules, and you will play better if you take the time to learn them.

Think about it: if you saw a batter smack a baseball, then dash for third base instead of first on his way around the diamond, would you expect his home run to count? Would an archer who hit the bulls-eye in her neighbor’s target instead of her own win the grand prize? If you refused to pay the rent on Park Place because you didn’t like the color on the board, would you win the Monopoly game?

I can go on like this for days, you know. Please, I beg you, say that you are getting the parallels, so I may move on. The flight attendant’s about to tell me to shut off my computer in preparation for landing.

Submitting art to the marketplace has rules, too, and while your fourth-grade P.E. teacher probably did not impart them to you (as, if I ran the universe, s/he would have), you’re still going to be a whole lot better at playing the game if you embrace those rules, rather than fight them.

You’ll also, in the long run, enjoy playing the game more. It may not seem that way the first time one is struggling to change an already-written manuscript into standard format, but trust me, it will be much more fun when you finish your next manuscript and realize that there’s nothing that needs to be changed.

Let all of those other folks jump off the Golden Gate Bridge without you, I say. Remember, you’re playing this game by choice: you could, after all, make your own rules and publish your book yourself. If you want to play with the big kids, you’re going to need to abide by their rules.

At least at the submission stage.

Until you know the expectations of the lovely folks seated in the row behind you, don’t assume you can recline all the way back into their laps. Everyone on the plane is trying to get to the same place, after all. By following the rules, you can make it a more enjoyable trip for all concerned.

Okay, okay, flight attendant; I’ll stop milking that metaphor and shut down my laptop. Just promise me that you’ll make the honeymooners straighten up their seats for the trip to the ground.

Keep up the good work!

The mysteriously mysterious strictures of standard format, part XI: page 137 deserves your loving scrutiny, too, or, no time for napping yet, gargoyle!

napping gargoyle in Carcassonne

Have you been enjoying our in-depth guided tour of the manuscript from the top down? Literally: so far, we’ve talked about the piece of paper on top of the submission stack, the title page; we’ve talked about the next sheet of paper, the first page of text and how it differs from both the title page and the pages that come after it; we’ve extrapolated from that first page to standards for the first page of each chapter and any titled section breaks.

Now, it’s time to talk about all of those pages in the middle, don’t you think? Perhaps, while we’re at it, we could engage in some more of those nifty compare-and-contrast exercises we engaged in so fruitfully yesterday.

I know, I know: hard to contain your enthusiasm, isn’t it?

Okay, so it’s not a particularly sexy topic, but as I mentioned yesterday, it’s a really, really good idea for an aspiring writer to devote a spot of time in comparing properly and improperly formatted manuscripts. Yes, yes, writing time is precious for all of us — and scarce for most of us — and school compare-and-contrast exercises left most graduates with but think of it as an investment in your writing career: once you’re learned to spot formatting problems easily, you’ll be a much, much more effective proofreader. Not to mention being able to format your manuscripts correctly from the get-go.

Oh, that doesn’t sound like much of a door prize to you? Just wait until you’re trying madly to pull a submission packet together in response to a request for materials, or frantically constructing a contest entry four hours before it needs to be postmarked. Or, even more stressfully marvelous, responding to a last-minute revision request from your editor. Believe me, you’ll be very grateful then for every nanosecond that you don’t have to devote to wondering if your margins are consistent.

With an eye to building up those vital professional skills, I have been running through the strictures of standard manuscript format and some common deviations from it, to demonstrate just how clearly our old pal, Millicent the agency screener, discerns the differences between a professionally-formatted manuscript and, well, everything else. At the end of a long day’s reading, they definitely jump out at her, and with good reason: once a professional reader gets used to seeing the similarities that pretty much all professional manuscripts share, submissions formatted in other ways might as well have UNPROFESSIONAL stamped on them in bright red ink.

And while Millicent may strive valiantly not to allow that impression to color her reading of the submission itself, it’s just not a good idea to assume that it won’t. She’s only human, after all.

It’s an even worse idea to assume a charitable reading for a contest entry, by the way. If anything, contest judges tend to be even more sensitive to the beauty of standard format than Millicent, for the simple reason that they’ve usually been reading a whole lot longer. The agency gig may well be Millie’s first job out of college, but the judge handed your entry may well have just retired from a long and fruitful career teaching English composition.

Her fingers positively ache for the red pen of correction.

This is not entirely accidental — most well-respected contests require some professional credentials from their judges, either as writers, editors, or teachers. Which means, in practice, that judges have often been writing in standard format themselves for years or bludgeoning other writers into compliance with its requirements.

Translation: other kinds of formatting won’t look right to them, either. By now, you’re having a similar reaction, aren’t you?

Don’t think you’re developing professional eyes? Or don’t want to believe you could conceivably share any traits with Millicent? Let’s test the proposition by trying a little Aphra Behn on for size.

If you don’t know her work, you should, at least historically: as far as we know, she was the first woman paid for writing in English — which, as Virginia Woolf pointed out, means that every female writer who earns so much as a sou from it now should be laying wreaths on her grave in gratitude.

Our girl Aphra’s also hilarious — and if you think it’s easy for a joke written in 1688 to remain funny today, well, I look forward to reading your comedic stylings in the year 2332.

Don’t believe me? Here is a page from THE FAIR JILT. (If you’re having trouble reading the small writing, try double-clicking on the image, then enlarging the resulting window.) Try not to be too distracted by the story to notice how the page is put together.

You clever souls could tell instantly that there was something wrong here, couldn’t you, and not just because Miranda’s trying to seduce her priest? (For convent, read monastery.) Set aside Aphra’s practically Dickensian affection for semicolons for the moment — which would tend to turn off a modern Millicent pretty quickly — why might this page have a hard time as a submission.

Before you commit to a final answer, here’s what it should have looked like in standard format:

Let’s take the problems in the first version from the top of the page: the incorrect version does not have a proper slug line. Seeing this lone page out of context, it’s quite obvious why a slug line is a dandy idea, isn’t it? Without it, how would it be even remotely possible to return this wandering page back into the manuscript from whence it came.

“Who wrote this?” Millicent cries in ire, glaring around her cubicle at the 47 manuscripts lying there. “This stray piece of paper could be from any of these!”

At least Ms. Behn thought to number the pages of Example #1 — but did you catch the problem with how she did it? The page number is in the bottom right-hand margin, rather than in the slug line, where it belongs.

Okay, that’s enough review from my last post. Did you catch any other problems that might register on Millicent’s umbrage meter??

What about the 10-point type, which will strain Millicent’s already overworked eyes? Or the Ariel typeface? There is nothing inherently wrong with either, but when she’s used to see practically every manuscript that heads out of the agency to publishing houses in 12-point Times New Roman, (chant it with me here) it just doesn’t look right.

Anything else? What about that right margin? Mighty straight, isn’t it? That look proper to you?

What’s going on here is called block-justification, another problem that can be laid squarely at the feet of those who insist that a manuscript and a published book should be identical. The text in many published books, and certainly in many magazines and newspapers, is spaced so that each line begins at exactly the same distance from the left-hand edge of the page and ends (unless it’s the last line of a paragraph) at exactly the same distance from the right-hand edge of the page.

Which, to let you in on why this type of neatness bugs the heck out of professional readers, renders skimming quite a bit more difficult.

Why? Well, as you may see for yourself, block formatting provides fewer landmarks, as it were; to the glancing eye, practically every line of narrative text resembles every other. To those of us used to the ragged right margins and even letter spacing of standard format, it’s actually kind of hard to read.

So there’s quite a bit in Example #1 that’s distracting from the actual writing, isn’t there? Doesn’t help sell the text, does it?

Okay, all of these rhetorical questions in a row are beginning to make me dizzy, so I’m going to wind down for the day. But before I do, let’s take one more look at Example #2, the one Millicent and a contest judge would like:

Now, let’s take a gander at the same page in — ugh — business format; if you don’t know why it’s ugh-worthy, you might want to revisit this series’ earlier post on the immense value of indentation.

Startlingly different, isn’t it, considering that I made a grand total of two formatting changes?

You did catch both of them on your skim through, right? All I did was I eliminate the indentations at the beginning of each paragraph and skipped a line between paragraphs to produce the norm for business correspondence, as well as for most of the text currently posted on the Internet.

Including this blog, unfortunately. As a professional writer and reader of manuscripts, it drives me nuts that my blogging program won’t allow me to indent paragraphs.

Why? Because — wait for it — it just doesn’t look right. So much so that in a contest entry, as in a submission, business format is often grounds all by itself for knocking a manuscript out of finalist consideration.

Finding yourself asking why again? Well, technically, indented paragraphs are grammatically requisite, so to a judge, non-indented paragraphs may well seem as great a violation of everything we hold dear as frequent misspellings or use of the wrong form of there, their, and they’re.

Fortunately for judges and Millicents who care deeply about the health of the language, errors seldom come singly in entries and submissions. Like spelling errors, formatting mistakes are apparently social: they like to travel in packs, roving all over a manuscript like Visigoths sacking Rome.

As a result of this convenient phenomenon, a manuscript that contains errors within the first few lines (or on the first page) is easy for a professional reader to dismiss; statistically speaking, it’s a pretty good bet that if Millicent kept reading after a technically flawed opening, she would find more causes for umbrage.

Given how many submissions she has to screen between now and lunch, do you think she is going to (a) press on in the hope that the first error was a fluke, or (b) leap to the (perhaps unwarranted) assumption that there is more of the same to come and reject it right away?

I leave that one to your fine critical faculties to answer. Let’s just say that her umbrage-taking threshold tends to be on the low side.

Why am I bringing this up in the middle of a discussion of the perils of business format, you ask? Well, for starters, an ever-increasing number of agents are not only accepting e-mailed queries (a genuine rarity until astonishingly recently), including some who ask queriers to include the opening pages, a synopsis, and/or other writing samples with their queries. Since few agents open attachments from writers with whom they’ve had no previous contact, many request that those opening pages be included in the body of the e-mail, pasted just below the letter.

See a potential problem there? That’s right: most e-mail programs are not set up for easy tabbing; consequently, business format is the norm for e-mail communications. But that doesn’t mean that the Millicent assigned to screen those queries won’t turn up her nose at non-indented paragraphs in those pages.

Again, why? Are you sitting down, dislikers of indentation?

I hate to be the one to break this to you, but there are Millicents out there (and agents, editors, and contest judges as well) who will leap directly from noticing a lack of indentation and unwarranted spaces between paragraphs to our friend, option (b): if the submitter is not aware of how to format a paragraph of English prose properly, she reasons, aren’t there inevitably more snafus to come?

Not every Millicent — or agent, judge, etc. — will have this knee-jerk reaction, of course. But do you really want to take the chance that she’s not going to seize the opportunity to save herself a little time?

The specter of illiteracy is not the only reason using business format is likely to cost you, either. To a professional reader, the differences between the last two examples would be more than visually jarring — they’d be downright confusing. In standard format, the only reason for a skipped line between paragraphs would be a section break, so Millicent would be expecting the second paragraph to be about something new.

Okay, so a misconception like that might distract her attention for only few consecutive seconds, but let’s not kid ourselves: your garden-variety Millicent is spending less than a minute on most of the submissions she rejects — it’s actually not all that uncommon for her not to make into the second or third paragraph before reaching for the SASE and a copy of that annoying form rejection letter.

Take a moment for the implications of that to sink in fully. Don’t worry; I’ll wait.

While those of you new to the speed with which rejection typically occurs are already in shock, let me add for the sake of anyone who doesn’t already know: those who regard business format as a symptom of creeping illiteracy — hey, I just report the news; I don’t dictate it — are every bit as likely to frown upon it just as much in a query letter or synopsis as in a manuscript submission.

Time loss is not the only reason she might take umbrage at momentary confusion. Let me let you in on a little secret: professional readers, especially those who inhabit agencies and publishing houses, tend not to be overly fond of having their mental image of the story they are reading at the moment jarred. How do I know this? Well, for one thing, they commonly refer to it as being tricked.

As in, “I hate being tricked by a first paragraph that is about someone other than the protagonist.”

There’s a practical basis to this dislike, of course, but it’s kind of complicated. I wrote a couple of fairly extensive posts on the subject a while back (here’s a link to the first, and here’s a link to the second, in case you’re interested), but I’ll run over the thumbnail version now.

Is everybody comfortably seated? My thumbnails are a tad long. (Just try to get THAT image out of your head anytime soon.)

To get through all of those manuscripts she’s assigned to screen each week, Millicent has to read quite quickly, right? If she doesn’t, she’ll get buried in paper, as basically, she’s got to make it through WAR AND PEACE several times over in a week.

That’s a whole lot of material to remember, by anyone’s standards — and remembering actually is important here. If she decides to allow a manuscript to make it to the next level of consideration, she is going to need to be able to tell her boss what the book is about: who the protagonist is, what the conflict is, why that conflict is important enough to the protagonist for the reader to be drawn into it, and so forth.

In essence, she’s going to need to be able to pitch it to the higher-ups at the agency, just as the agent is going to have to do in order to sell the book to an editor, and an editor is going to have to do in order to convince his higher-ups that the publishing house should acquire the book.

And, often, as first-round contest judges will need to do on an evaluation form in order to pass an entry onto the next round.

Okay, brace yourself, because explaining what comes next involves delving into one of the great cosmic mysteries that has long perplexed aspiring writers the world over. It’s not for the faint of heart.

Remember earlier in thus series, when I mentioned that agents and editors don’t read like other people? Well, one of the primary differences is that from line one of page one, they’re already imagining how they’re going to pitch this book. So if paragraph 2 or 3 (or page 2 or 3) suddenly informs them that their mental patter has been about the wrong character, they feel as if they’ve been backing the wrong horse.

And while there may have been any number of perfectly reasonable narrative reasons for the text to concentrate upon an alternate character for the opening, unless the writing and the story have already really wowed Millicent, her resentment about being tricked mistaken about the identity of the protagonist is often sufficient to make her reach for that SASE and form letter.

Feel free to go scream into the nearest pillow over that last piece of convoluted logic; you don’t want to keep that kind of existential cri de coeur pent up inside. I’ll wait until it’s out of your system.

Feel better? Good.

Before you go rushing off to see if your opening paragraphs might possibly be laying you open to a charge of trickery — because, for instance, you might have taken the bold authorial step of noticing that there is more than one human being in the world, and written about an interpersonal relationship accordingly — let’s return to the formatting issue that prompted my little segue into the psychology of resentment. Can we extrapolate any practical lesson about business format from it?

You bet your boots we can: it’s not a good idea to give the impression of a section break where there isn’t one. And when producing pages for people who read all day, you might want to stick to the rules governing written English and indent your paragraphs.

Starting to feel more at home with standard format? Excellent; my evil plan plot for world domination teaching strategy is working. More compare-and-contrast exercises follow in the days to come, so keep up the good work!

The mysteriously mysterious strictures of standard format, part VIII: but I see it done in published books all the time!

Seattle moss

Okay, I’ll admit it: I’m a big fan of artists’ looking at ordinary, everyday things and showing us the beauty of them. Take the photograph above, for instance: that’s perfectly ordinary moss on a perfectly ordinary concrete wall, photographed during a perfectly ordinary Seattle rainstorm. (And while I was clicking away, crunching my body sideways in order to get this particular shot, a perfectly ordinary mother told her perfectly ordinary wee daughter to veer away from the crazy lady. Yet another case of a misunderstood artist — and another a child being warned that if she tries to look at something from an unusual perspective, people are bound to think she’s strange.)

Perhaps not astonishingly, writers tend to find beauty in found words. An overhead scrap of conversation, perhaps, or a favorite phrase in a book. And often — far too often, from Millicent the agency screener’s perspective — aspiring writers celebrate these words lifted from other places by quoting them at the beginning of their manuscripts.

That’s right, campers: today, I’m going to be talking about proper formatting for that extremely common opening-of-text decoration, the epigraph.

You know, those nifty little quotes from other sources that we writers so adore — and it’s not as though the publishing industry doesn’t encourage us to think of them this way: in a published book, the epigraph, if any, is almost always presented in a place of honor, either at the top of each chapter or by itself on the page before the text proper starts. Take, for example, the placement of the well-known epigraph to Alice Walker’s THE COLOR PURPLE, an excerpt from Stevie Wonder’s DO LIKE YOU:

The color purple's epigraph

Okay, so that picture didn’t really do the words justice; not all of my photos can be winners, you know. (In case you don’t happen to have a copy of the book handy, the epigraph runs thus: Show me how to do like you/Show me how to do it.) It does, however, show the prominent placement the epigraph affords: even in my cheap, well-worn paperback edition, it scores a page all to itself.

In other words, not only is it allocated space; it’s allocated white space, to set it off from the other text. In an age when acknowledgments pages are routinely omitted, along with the second spaces after periods and colons, in order to save paper, that is quite an honor. Especially since nobody but writers like epigraphs much — of that, more later.

But we writers think they’re great, don’t we? Especially if they’re from obscure sources; they feel so literary, don’t they? Or deep-in-the-national-psyche, know-your-Everyman populist, if they’re from songs. By evoking the echo of another writer’s words, be it an author’s or a songwriter’s, we use them to set the tone for the story to come.

I don’t think conceptual aptness is all there is to the appeal, though. There is something powerfully ritualistic about typing the words of a favorite author at the beginning of our manuscripts; it’s a way that we can not only show that we are literate, but that by writing a book, we are joining some pretty exalted company.

Feeling that way about the little dears, I truly hate to mention this, but here goes: it’s a waste of ink to include them in a submission. 99.9998% of the time, they will not be read at all.

Stop glaring at me; it’s not my fault. I don’t stand over Millicent with a bullhorn, admonishing her to treat every syllable of every submission with respect. (Although admittedly, it’s an interesting idea.)

The sad fact is, most Millicents are specifically trained not to read epigraphs in manuscripts; it’s widely considered a waste of time. I’ve literally never met a professional reader who doesn’t simply skip epigraphs in a first read — or (brace yourselves, italics-lovers) any other italicized paragraph or two at the very beginning of a manuscript, even if it was .

Oh, dear — I told you to brace yourselves. “Why on earth,” italics-lovers the world over gasp in aghast unison, “would any literature-loving human do such a thing? Published books open all the time with italicized bits!”

A fair question — but actually, there’s a pretty fair answer. Most Millicents just assume, often not entirely without justification, that if it’s in italics, it doesn’t really have much to do with the story at hand, which (they conclude, not always wrongly) begins with the first line of plain text.

Of course, there’s another reason that they tend to skip ‘em, a lot less fair: at the submission stage of the game, no one cares who a writer’s favorite authors are. A writer’s reading habits, while undoubtedly influential in developing his personal voice, are properly the subject of post-publication interviews, not manuscript pre-screening time. After all, it’s not as though Millicent can walk into her boss’ office and say, “Look, I think you should read this submission, rather than that one, because Writer A has really terrific literary taste,” can she?

Whichever reason most appeals to the Millicent who happens to have your submission lingering on her desk (just under that too-hot latte she’s always sipping, no doubt), she’s just not going to be reading your carefully-chosen epigraph. She feels good about this choice, too.

Why? Well, the official justification for this practice — yes, there is one to which Millicents will admit in public — is not only reasonable, but even noble-sounding: even the busiest person at an agency or publishing house picks up a submission in order to read its author’s writing, not somebody else’s.

Kinda hard to fault them for feeling that way, isn’t it, since we all want them to notice the individual brilliance of our respective work?

Sentiment aside, let’s look at what including an epigraph achieves on a practical level, as well as its strategic liabilities. Assume for a moment that you have selected the perfect quotation to open your story. Even better than that, it’s gleaned from an author that readers in your chosen book category already know and respect. By picking that quote, you’re announcing from page 1 — or before page 1, if you allocate it its own page in your manuscript — you’re telling Millicent that not only are you well-read in your book category, but you’re ready and able to take your place amongst its best authors.

Sounds plausible from a writerly perspective, doesn’t it? That’s one hard-working little quote.

But what happens when Millicent first claps eyes on your epigraph? Instead of startling her with your erudition in picking such a great quote, the epigraph will to prompt her to start skimming before she gets to the first line of your text — AND you will have made her wonder if you realized that manuscript format and book format are not the same.

So you tell me: was including it a good idea? Or the worst marketing notion since New Coke?

If that all that hasn’t convinced you, try this on for size: while individual readers are free to transcribe extracts to their hearts’ contents, the issue of reproducing words published elsewhere is significantly more problematic for a publishing house. While imitation may be the sincerest form of flattery, reproduction of published text without the author’s permission is known in the biz by another, less flattering name: copyright infringement.

What does that mean in practice? Well, if the epigraph is from a book that is not in the public domain, the publisher will need to obtain explicit permission to use any quote longer than fifty words. Ditto for any quote from a song that isn’t in the public domain, even if it is just a line or two.

So effectively, most epigraphs in manuscripts might as well be signposts shouting to an editor: “Here is extra work for you, buddy, if you buy this book! You’re welcome!”

I’m sensing some disgruntlement out there, amn’t I? “But Anne,” I hear some epigraph-huggers cry,
“the material I’m quoting at the opening of the book is absolutely vital! The book simply isn’t comprehensible without it!”

Before I respond, let me ask a follow-up question: do you mean that it is crucial to the reader’s understanding the story, or that you have your heart set on that particular quote’s opening this book when it’s published?

If it’s the latter, including the epigraph in your manuscript is absolutely the wrong way to go about making that dream come true. Like any other book formatting issue, whether to include an epigraph — or acknowledgements, or a dedication — is up to the editor, not the author. And besides, a submission manuscript should not look like a published book.

Consequently, the right time to place your desired epigraph under professional eyes is after the publisher has acquired the book, not before. You may well be able to argue successfully for including that magically appropriate quote, if you broach the subject at the right time.

And just to set my trouble-borrowing mind at ease: you do know better than to include either acknowledgements or a dedication in your manuscript submissions, right? It’s for precisely the same reason: whether they’ll end up in the published book is the editor’s call. (I wouldn’t advise getting your hopes up, though: in these paper-conserving days, the answer is usually no on both counts, at least for a first book.)

Quite a few of you were beaming virtuously throughout those last three paragraphs, though, weren’t you? “I know better than to second-guess an editor,” you stalwart souls announce proudly. “I honestly meant what I said: my opening quote is 100% essential to any reader, including Millicent and her cohorts, understanding my work.”

Okay, if you insist, I’ll run through the right and wrong ways to slip an epigraph into a manuscript — but bear in mind that I can’t promise that even the snazziest presentation will cajole Millicent into doing anything but skipping that quote you love so much. Agreed?

For starters, do not, under any circumstances, include a quote on the title page as an epigraph — which is what submitters are most likely to do, alas. Let’s take a gander at what their title pages tend to look like:

Does that leave you wondering Millicent will notice the quote at all, much less find it obnoxious? I’m guessing she will, because this is was what she was expecting to see:

Actually, that was sort of a red herring — that wasn’t precisely what she expected. Pop quiz: did you catch the vital piece of information he left off his title page?

If you said that Eeyore neglected to include the book category on the second example, award yourself a pile of thistles. (Hey, that’s what he would have given you.) His title page should have looked like this:

Eeyore good title

And yes, I am going to keep showing you properly-formatted title pages until you start seeing them in your sleep; why do you ask? Take a moment to compare the third example with the first: the quote in the first example is going to stand out to Millicent like the nail in a certain critter’s tail, isn’t it?

Other submitters choose to eschew the title page route in order to place an epigraph on the first page of text. The result is immensely cluttered, by anyone’s standards — especially if the submitter has made the very common mistake I mentioned in my discussion of title pages last time, omitting the title page altogether and cramming all of its information onto page 1:

Where did all of our lovely white space go? Into quoting, partially.

The last popular but ill-advised way to include an introductory epigraph is to place it on a page all by itself in the manuscript, between the title page and the first page of text. In other words, as it might appear in a published book:

What’s wrong with this, other than the fact that Poe died before our boy D.H. wrote Sons and Lovers? Chant it with me now, everyone: a manuscript is not supposed to look just like a published book; it has its own proper format.

At best, Millicent is likely to huffily turn past this page unread. At worst, she’s going to think, “Oh, no, not another writer who doesn’t know how to format a manuscript properly. I’ll bet that when I turn to page one, it’s going to be rife with terrible errors.” Does either outcome sound especially desirable to you?

I thought not. So what should an epigraph-insistent submitter do?

Leave it out, of course — weren’t you listening before?

But if it is absolutely artistically necessary to include it, our pal Mssr. Poe actually wasn’t all that far off: all he really did wrong here was include a slug line. The best way to include an introductory epigraph is on an unnumbered page PRIOR to page 1. On that unnumbered page, it should begin 12 lines down and be centered. But I’m not going to show you an example of that.

Why? Because I really, truly would advise against including an epigraph at all at the submission stage. Just in case I hadn’t made that clear.

That doesn’t mean you should abandon the idea of epigraphs altogether, however. Squirrel all of those marvelous quotes away until after you’ve sold the book to a publisher — then wow your editor with your erudition and taste. “My,” the editor will say, “this writer has spent a whole lot of time scribbling down other authors’ words.”

Or, if you can’t wait that long, land an agent first and wow her with your erudition and taste. But don’t be surprised if she strongly advises you to keep those quotation marks to yourself for the time being. After all, she will want the editor of her dreams to be reading your writing, not anyone else’s, right?

If you are submitting directly to a small press, do be aware that most publishing houses now place the responsibility for obtaining the necessary rights squarely upon the author. If you include epigraphs, editors at these houses will simply assume that you have already obtained permission to use them. Ditto with self-publishing presses.

This expectation covers, incidentally, quotes from song lyrics, regardless of length.

I’m quite serious about this. If you want to use a lyric from a song that is not yet in the public domain, it is generally the author’s responsibility to get permission to use it — and while for other writing, a quote of less than 50 consecutive words is considered fair use, ANY excerpt from an owned song usually requires specific permission, at least in North America. Contact the American Society of Composers, Authors, and Publishers (ASCAP) for assistance in making such requests. (For a very funny first-hand view of just what a nightmare this process can be, please see FAAB Joel Derfner’s guest post on the subject.)

Have I talked you out of including an epigraph yet — particularly an excerpt from a copyrighted song, like Alice Walker’s? I hope so.

I know that it hurts to cut your favorite quote from your manuscript, but take comfort in the fact that at the submission stage, no cut is permanent. Just because you do not include your cherished quotes in your submission does not mean that they cannot be in the book as it is ultimately published.

Contrary to what 99% of aspiring writers believe, a manuscript is a draft, not a finished work. In actuality, nothing in a manuscript is unchangeable until the book is actually printed — and folks in the industry make editing requests accordingly.

In other words, you can always negotiate with your editor after the book is sold about including epigraphs. After you have worked out the permissions issue, of course.

There’s nothing like a good practical example to clarify things, is there? More follow next time. Keep noticing the beauty in the everyday, everybody, and keep up the good work!

The mysteriously mysterious strictures of standard format, part V: let’s start from the top — of the submission stack, that is

sagrada familia construction

Has everyone recovered from the last few posts’ worth of inoculation with professional formatting know-how? Yes, that was indeed a whole lot of information to absorb at once, now that you mention it. It may have left a bit of a sore place, but much better a one-time quick sting than engendering years of rejection without knowing why, I always say. Once you’ve gotten exposed to the correct way to format a book manuscript, chances are that you’ll be immune to formatting problems in the future.

Why, yes, I have run that metaphor right into the ground. How kind of you to notice.

There’s a reason I’m hammering on it so hard, however: one of the great fringe benefits of inoculation is that, as unpleasant as it may have been at the sticking-point, so to speak, the stuck usually doesn’t have to think all that much about smallpox or whooping cough for quite a long time afterward.

So too with standard format for book manuscripts — once a writer gets used to how a professional submission is supposed to look, everything else is going to look wacky. As I have been threatening begging you to believe promising you repeatedly every few minutes while running through the standard format strictures, once you get used to how a professional manuscript is put together, any other formatting is going to feel downright uncomfortable.

And to prove it to you, I’m going to spend the rest of this series let you see precisely HOW different standard format and non-standard format appears to the pros. In the spirit of that old chestnut, SHOW, DON’T TELL, I shall be sliding in front of your astonished eyes pages that follows the rules right next to ones that don’t.

That way, you’ll learn to tell which is which when I don’t happen to be standing next to you, whispering in your ear. I find that writers tend to work better with minimal nearby murmurings.

But before I launch into it, the usual caveats: what I’m about to show you is for BOOKS and BOOK PROPOSALS only, folks. At the risk of repeating myself (and repeating myself and repeating myself), I’ve been talking for the last few posts only about how books and book proposals should be formatted, not about short stories, screenplays, poetry, magazine and newspaper articles, or anything else.

If you’re looking for formatting tips for any of the latter, run, don’t walk, to consult with those knowledgeable souls who deal with that kind of writing on a day-to-day basis. By the same token, it would be a trifle silly to look to those who deal exclusively with other types of formatting for guidance on constructing a book manuscript, wouldn’t it?

Yes, I’ve mentioned this before, and recently. I shall no doubt mention it again, because I’m constantly meeting aspiring writers who believe, mistakenly, that writing is writing, and thus all of it should be formatted identically. That’s just not the case. Book manuscripts should be formatted one way, short stories (to use the most commonly-encountered other set of rules) another.

Please recognize that not everything that falls under the general rubric writing should be formatted identically. So if your favorite source — other than yours truly, of course — tells you to do something diametrically opposed to what I’m showing you here, may I suggest double-checking that the other source is indeed talking about book manuscripts and not, say, submissions to a magazine that accepts short stories?

I hate to burst anyone’s bubble, but contrary to popular belief, submission standards differ by type of publication. Yet surprisingly often, those giving practical to aspiring writers will conflate the format for, say, short stories, one with that for book manuscripts, resulting in a first page that will look incorrect to either. (Although, generally speaking, such guidelines tend to stick closer to the short story format than to the book.)

So if you have encountered conflicting bit of advice on the internet — and if you’ve done even the most minimal search on the subject, I’m sure you have — consider the source. And if that source does not make a distinction between book and short story format, be wary.

Everyone clear on that? Good, because I wouldn’t want any of you to be submitting short stories to magazines using the format we’ve been talking about here.

Caveat #2: check submission guidelines before you submit. I’ve been presenting standard format here, but if the agent of your dreams (or the agent with whom you are currently signed, if they don’t happen to be the same person) has expressed a strong preference for his clients formatting in a manner opposed to what you see here, for heaven’s sake, run with that.

But only for submission to that particular agent. Long-time readers, chant it with me now: not every piece of formatting advice writers hear at conferences or online refers to a hard-and-fast rule. Sometimes, an expressed preference is merely personal.

Which is to say: major deviations from standard format are genuinely uncommon — among manuscripts that agents are currently submitting to editors at major US publishing houses, at least — but let’s face it, you’re not going to get anywhere telling an established agent that no one else’s clients are using 18-point Copperplate Gothic Bold if he happens to have an unnatural affection for it. Part of working with an agent entails trusting that he knows more about marketing books than you do. If he doesn’t, you wouldn’t want to be working with him, right?

I must have misheard all of the query-weary submitters out there. The answer you meant to give is a resounding yes.

And before my last statement sends anyone out there into that time-honored writerly I’ve just signed with an agency but what if I chose the wrong one? panic, remember this: if you’ve done your homework before you signed, and thus are certain that he has a solid recent track record selling books in your category, you have every reason to have faith in your representative.

Or so I keep telling myself when I can’t sleep at night. Hey, handing one’s hopes and dreams to someone else to market is hard.

Please study the examples to follow very, very carefully if you are planning to submit book-length work to a North American agent or editor anytime soon: writers often overlook odd formatting as a possible reason that an otherwise well-written manuscript might have been rejected.

Oh, not all by itself, generally speaking, unless the violation was truly egregious by industry standards, something along the lines of submitting unnumbered pages or not indenting paragraphs, for instance, the kind of faux pas that might actually cause Millicent to cast the entire submission aside unread. But in a garden-variety well-written manuscript that combines non-standard format with even just a couple of the common agents’ pet peeves — a cliché on page 1, for instance, or several misspellings in the first paragraph — the result is generally fatal.

Certainly, other rejection reasons get a lot more airplay, particularly at writers’ conferences. If you want to take a long, hard look at some of the better-discussed reasons, I would urge you to gird your loins and plunge into the REJECTION ON PAGE ONE category at right. (Not for the faint of heart: I went over list of instant-response rejection reasons given by a group of agents going over a stack of actual submissions at a conference, one by painful one.)

Yet surprisingly little conference time seems to be devoted to deviations from standard format for manuscripts. Why shouldn’t conference speakers take thirty seconds of their speaking gigs to pointing out, for instance, that the ways in which a professional manuscript does not resemble a published book — ways that are unfortunately quite obvious to an agent, editor, contest judge, etc., from practically the moment their eyes light upon a submission?

Why is it so very apparent, you ask? Because much of the time, submitting writers will work overtime to make it apparent.

Seriously, many aspiring writers clearly go out of their way to format their submissions to resemble published books, in the mistaken belief that this will make their work seem more professional. As we’ve already discussed in this series, the opposite is generally true — and often, it’s apparent in a professional reader’s first glance at the first page of a submission.

If the implications of that last assertion made you dizzy — if, for instance, you found yourself picturing our old pal Millicent the agency screener pulling a submitted manuscript out of its envelope, casting a critical eye over the first page, hooting, and stuffing the whole thing into the handy SASE along with a photocopied rejection letter — try placing your head between your knees and breathing slowly.

Go ahead. I’ll wait until you recover.

And then follow up with a hard truth that may get those of you new to the game hyperventilating again: the VAST majority of submissions are rejected not only on page 1, but within the first few lines of page 1. Heck, a harried Millicent will derive a negative impression of a manuscript even prior to page 1.

Keep taking those nice, deep breaths. That dizziness will pass shortly.

Ah, some of you have found your breaths again, haven’t you? “Oh, come on, Anne,” I hear some hard-boiled submission veterans scoff, “she makes up her mind that this isn’t a submission to take seriously before to page 1? How is that even possible?”

Well, the most common trigger is the absence of any title page whatsoever. Many submitters, for reasons best known to themselves, omit the title page altogether — often, I suspect, because they are unaware that a professional book-length manuscript always has a title page.

Why? Long-time readers (or even those who have been paying attention over the last several posts), pull out your hymnals and sing along with me now: a properly-formatted title page tells an agent precisely how to contact the brilliant author who wrote it — and tells an editor precisely how to contact the agent who represents her.

Was that gargantuan gasp a signal that those of you who have title page-free submissions circulating at the moment are just a teeny bit worried? If so, relax: forgetting to include a title page almost certainly won’t prevent Millicent from reading your submission at all. She tends to read even the most bizarrely-formatted submissions for at least a line or two (although often no more than that). But that initial impression of an author’s lack of professionalism — or, to call it by a kinder name, of having a lot to learn about how the publishing industry works — does often translate into a rather jaundiced reading eye for what comes next.

Why? Well, let’s take a peek through her reading glasses, shall we? The first thing Millicent sees when she opens the average requested materials package is something like this:

If you’re having trouble reading the fine print, try double-clicking on the image.

Have it in focus now? Good. Our Millie might also encounter a first page like this:

Or, heaven help us, like this:

So tell me: why might Millicent take one look at these and conclude that the respective submitters of these three first pages could use a good class on manuscript formatting — and thus would be time-consuming clients for her boss to sign?

I see all of you long-term blog readers out there with your hands in the air, jumping up and down, eager to tell everyone what’s wrong with this as a first page of text — and you’re absolutely right, of course. We’re going to be talking about precisely those points in the days to come.

For now, however, I want you to concentrate upon how this example has failed as both a title page and a first page of text: by not including the information that Millicent would expect to see on either.

What makes me so sure she would find this discovery disappointing, at best? Because what she (or her boss agent, or an editor, or a contest judge) would have expected to see on top of that pile of paper was this:

good title

This is a standard manuscript title page for the same book — rather different, isn’t it? Visibly different, in fact, from several paces away, even if Millicent isn’t wearing her reading glasses.

Again, submitting the earlier examples rather than that last would not necessarily be instantly and automatically fatal to a manuscript’s chances, of course. Most of the time, Millicent will go ahead and plunge into that first paragraph of text anyway.

However, human nature and her blistering reading schedule being what they are (for those of you new to this screener’s always-rushed ways, she has a stack of manuscripts up to her chin to screen — and that’s at the end of a long day of screening queries; manuscript submission is in addition to that), if she has already decided that a submission is flawed, just how charitable an eye do you think she is likely to cast upon that typo in line 13?

To use her favorite word: next!

To be fair to Millicent, while it may well be uncharitable of her to leap to the conclusion that Faux Pas’ or Ridiculous’ manuscripts are likely to be unpolished because they did not include a proper title page, agencies do have a vested interest in signing writers who present themselves professionally. For one thing, they’re cheaper to represent, in practical terms: the agent doesn’t have to spend as much time working with them, getting their manuscripts ready to submit to editors.

Let’s face it, no agent in his right mind would send out a manuscript that didn’t include a standard title page. It serves a number of important — nay, vital — marketing functions.

To understand why, let’s take another look at the professional version. So you don’t have to keep scrolling up and down the page, here it is again:

good title

Did you take a nice, long look? Good. While we’re at it, let’s also take a gander at a proper title page for a book with a subtitle):

Those formats firmly in your mind? Excellent. Now for a pop quiz: how precisely do Rightly and Collie’s first sheets of paper promote their respective books than Faux Pas or Ridiculous’ first pages?

Well, right off the bat, a good title page tells a prospective agent or editor what kind of book it is, as well as its approximate length. (If you do not know how to estimate the number of words in a manuscript, or why you should use an estimate rather than relying upon your word processor’s count, please see the WORD COUNT category at right.) Both of these are pieces of information that will tell Millicent instantly whether the submission in her hand would meet the requirements of the editors to whom her agency tends to sell.

Oh, yes, that’s important in a submission, whether to an agency or a publishing house. Really, really important.

Why? Well, think about it: if Millicent’s boss had decided not to represent Action/Adventure anymore, or if editors at the major houses had started saying that they were only interested in seeing Action/Adventure books longer than 90,000 words, Rightly Stepped would be out of luck.

But then, being a savvy submitter, ol’ Rightly would also want his work to be represented by an agent who just adores very long Action/Adventure novels — and regularly goes to lunch with scads and scads of editors who feel precisely the same way, right?

As I may have mentioned seven or eight hundred times before (in this post, it feels like), the standard title page also tells Millicent precisely how to contact the author to offer representation — and that’s a very, very good thing for everyone concerned. If I’ve said it once, I’ve said it a thousand times: it’s ALWAYS in an aspiring writer’s interest to make it easy for an agent to help her.

I might be wrong, of course, but I suspect that not forcing Millicent to forage through the mountain of paper on her desk to find a misplaced cover letter with your phone number on it might be a good start toward being easily helpable.

By contrast, Faux Pas’ first page doesn’t really do anything but announce the title of the book and leap right into the story. That’s one underachieving piece of paper, isn’t it?

Starting to get the hang of how a title page is supposed to look? Don’t worry, if not — I’ll give you a little more title-spotting practice next time, when, I assure you, I have a good deal more to say on the subject. Keep up the good work!

The mysteriously mysterious strictures of standard format, part III: pretty is as pretty does

yard with petals

Another pretty picture for you today, campers, to soothe the fractured soul and as a refresher for those you trapped in that magnificent East Coast blizzard. As Shelley wrote, if winter comes, can spring be far behind?

It’s also a reward for virtue, both for those brave enough to be learning the contours of standard format for the first time and those dedicated many who stick with it every time I revisit the topic. Believe me, feedback and questions from both categories of intrepid reader have made Author! Author! an infinitely better, more useful, and friendlier place for writers. You all deserve far more than a nice photo of my back yard, of course, but I am, as always, most grateful.

So here’s another gift, a little trifle that I was going to save for the end of this series: working your way first through this series, then through your manuscript, while undoubtedly time-consuming, will in the long term save you a whole heck of a lot of time.

Was that massive sound wave that just washed over my studio two-thirds of you suddenly crying, “Huh?”

It’s true, honest. While the applying these rules to a manuscript already in progress may seem like a pain, practice makes habit. After a while, the impulse to conform to the rules of standard format becomes second nature for working writers. Trust me, it’s a learned instinct that can save a writer oodles of time and misery come deadline time.

How, you ask? Well, to a writer for whom proper formatting has become automatic, there is no last-minute scramble to change the text. It came into the world correct — which, in turn, saves a writer revision time. Sometimes, those conserved minutes and hours can save the writer’s proverbial backside as well.

Scoff not: even a psychic with a very, very poor track record for predictions could tell you that there will be times in your writing career when you don’t have the time to proofread as closely as you would like, much less check every page to make absolutely certain it looks right. Sometimes, the half an hour it would take to reformat a inconsistent manuscript can make the difference between making and missing a contest deadline.

Or between delighting or disappointing the agent or editor of your dreams currently drumming her fingers on her desk, waiting for you to deliver those minor requested changes to Chapter 7. (You know, that lighthearted little revision changing the protagonist’s sister Wendy to her brother Ted; s/he is no longer a corporate lawyer, but a longshoreman, and Uncle George dies not of a heart attack, but of 12,000 pounds of under-ripe bananas falling on him from a great height when he goes to the docks to tell Ted that Great-Aunt Mandy is now Great-Uncle Armand. If only Ted had kept a better eye on that load-bearing winch!)

Or, for nonfiction writers, delivering the finished book you proposed by the date specified in your publishing contract. Trust me, at any of these junctures, the last thing you’ll want to have to worry about are consistent margins.

Perversely, this is a kind of stress that makes writers happy — perhaps not in the moment we are experiencing it, but on a career-long basis. The more successful you are as a writer — ANY kind of writer — the more often you will be in a hurry, predictably. No one has more last-minute deadlines than a writer with a book contract.

Just ask any author whose agent is breathing down her neck after a deadline has passed. Especially if the writer didn’t know about the deadline until it had already come and gone. (Oh, how I wish I were kidding about that.) And don’t even get me started on the phenomenon of one’s agent calling the day after Thanksgiving to announce, “I told the editor that you could have the last third of the book completely reworked by Christmas — that’s not going to be a problem, is it?”

Think you’re going to want to be worrying about your formatting then? Believe me, you’re going to be kissing yourself in retrospect for learning how to handle the rote matters right the first time, so you can concentrate on the hard stuff. (What would many tons of bananas dropped from that height look like, anyway?)

That’s the good news about how easily standard format sinks into one’s very bones. The down side, is that once people — like, say, the average agent, editor, or Millicent — have spent enough time staring at professionally-formatted manuscripts, anything else starts to look, well, unprofessional.

The implications of this mindset are vast. First, as I mentioned yesterday, if an agent or editor requested pages, it would behoove you to send them in standard format, unless s/he SPECIFICALLY tells you otherwise. Ditto with contest entries: it’s just what those who read manuscripts professionally expect to see. It’s so much assumed that s/he probably won’t even mention it, because most agents and editors believe that these rules are already part of every serious book-writer’s MO.

So much so, in fact, that agents who’ve read my blog sometimes ask me why I go over these rules so often. Doesn’t everyone already know them? Isn’t this information already widely available? Aren’t there, you know, books on how to put a manuscript together?

I’ll leave those of you reading this post to answer those for yourselves. Suffice it to say that our old pal Millicent the agency screener believes the answers to be: because I like it, yes, yes, and yes.

Second, this mindset means that seemingly little choices like font and whether to use a doubled dash or an emdash — of which more below — can make a rather hefty difference to how Millicent perceives a manuscript. (Yes, I know: I point this out with some frequency. However, as it still seems to come as a great surprise to the vast majority aspiring writers; I can only assume that my voice hasn’t been carrying very far the last 700 times I’ve said it.)

I hate to be the one to break it to you, but professional-level critique is HARSH; it’s like having your unmade-up face examined under a very, very bright light by someone who isn’t afraid to hurt your feelings by pointing out flaws. In the industry, this level of scrutiny is not considered even remotely mean.

Actually, if your work generates tell-it-like-it-is feedback from a pro, you should be a bit flattered — it’s how they habitually treat professional authors. Yet the aforementioned vast majority of submitting writers seem to assume, at least implicitly, that agents and their staffs will be hugely sympathetic readers of their submissions, willing to overlook technical problems because of the quality of the writing or the strength of the story.

I’m not going to lie to you, though — every once in a very, very long while, the odd exception that justifies this belief does in fact occur. If the writing is absolutely beautiful, or the story is drool-worthy, but the formatting is all akimbo and the spelling is lousy, there’s an outside chance that someone at an agency might be in a saintly enough mood to overlook the problems and take a chance on the writer.

You could also have a Horatio Alger moment where you find a billionaire’s wallet, return it to him still stuffed with thousand-dollar bills, and he adopts you as his new-found son or daughter. Anything is possible, of course.

But it’s probably prudent to assume, when your writing’s at stake, that yours is not going to be the one in 10,000,000 exception.

Virtually all of the time, an agent, editor, contest judge, or screener’s first reaction to an improperly-formatted manuscript is the same as to one that is dull but technically perfect: speedy rejection. From a writerly point of view, this is indeed trying. Yet as I believe I may have mentioned once or twice before, I do not run the universe, and thus do not make the rules.

Sorry. No matter how much I would like to absolve you from some of them, it is outside my power. Take it up with the fairy godmother who neglected to endow me with that gift at birth, okay?

Until you have successfully made your case with her, I’m going to stick to using the skills that she did grant me, a childhood surrounded by professional writers and editors who made me learn to do it the right way the first time. As in my fifth-grade history paper was in standard format; I can still hear my mother blithely dismissing my poor, befuddled teacher’s protests that none of the other kids in the class were typing their papers with, “Well, honestly, if Annie doesn’t get into the habit of including slug lines now, where will she be in twenty years?”

Where, indeed? The strictures of standard format are hardly something that she would have wanted me to pick up on the street, after all.

So let’s start inculcating some lifetime habits, shall we? To recap from earlier posts:

(1) All manuscripts should be printed or typed in black ink and double-spaced, with one-inch margins around all edges of the page, on 20-lb or better white paper.

(2) All manuscripts should be printed on ONE side of the page and unbound in any way.

(3) The text should be left-justified, NOT block-justified. By definition, manuscripts should NOT resemble published books in this respect.

(4) The preferred typefaces are 12-point Times, Times New Roman, Courier, or Courier New — unless you’re writing screenplays, in which case you may only use Courier. For book manuscripts, pick one (and ONLY one) and use it consistently throughout your entire submission packet.

(5) The ENTIRE manuscript should be in the same font and size. Industry standard is 12-point.

(6) Do NOT use boldface anywhere in the manuscript BUT on the title page — and not even there, necessarily.

(7) EVERY page in the manuscript should be numbered EXCEPT the title page.

(8) Each page of the manuscript (other than the title page) should have a standard slug line in the header. The page number should appear in the slug line, not anywhere else on the page.

(9) The first page of each chapter should begin a third of the way down the page, with the chapter title appearing on the FIRST line of the page, NOT on the line immediately above where the text begins.

(10) Contact information for the author belongs on the title page, NOT on page 1.

(11) Every submission should include a title page, even partial manuscripts.

Everyone clear on all that? If not, this would be a dandy time to pipe up with questions. While you’re formulating ‘em, let’s move on.

(12) The beginning of EVERY paragraph of text should be indented .5 inch. No exceptions, ever.
The usual way this rule is expressed — and, indeed, the way I expressed it as recently as the last time I went over standard format — is indent every paragraph 5 spaces. MS Word, however, the standard word processing program of the publishing industry, automatically sets its default first tab at .5 inch.. Yet unless you happen to be using an unusually large typeface like Courier, you’ve probably noticed that hitting the space bar five times will not take you to .5 inches away from the left margin; in Times New Roman, it’s more like 8 spaces.

This discrepancy leaves some aspiring writers perplexed, understandably. Clearly, a choice needed to be made here — so why is standard indentation at .5 inch now, rather than at five characters?

History, my dears, history: the five spaces rule is from the days of typewriters. Back in the days when return bars roamed the earth, there were only two typefaces commonly found on typewriters, Pica and Elite. They yielded different sizes of type (Pica roughly the equivalent of Courier, Elite more or less the size of Times New Roman), but as long as writers set a tab five spaces in, and just kept hitting the tab key, manuscripts were at least consistent.

After the advent of the home computer, however, computer-generated manuscripts have become the norm. The array of possible typefaces exploded. Rather than simply accepting that every font would have slightly different indentations, the publishing industry (and the manufacturers of Word) simply came to expect that writers everywhere would keep hitting the tab key, rather than hand-spacing five times at the beginning of each paragraph. The result: the amount of space from the left margin became standardized, so that every manuscript, regardless of font, would be indented the same amount.

So why pick .5 inch as the standard indentation? Well, Elite was roughly the size of Times New Roman, 12 characters per inch. Pica was about the size of Courier, 10 characters per inch. The automatic tab at .5 inch, therefore, is pretty much exactly five spaces from the left margin in Pica.

All of which is a long-winded way of saying that in this instance, at least, Word’s default settings are the writer’s friend. Keep on hitting that tab key.

Which brings me back to the no exceptions, ever, part: NOTHING you send to anyone in the industry should EVER be in block-style business format. And for a pretty good reason: despite the fact that everyone from CEOs to the proverbial little old lady from Pasadena has been known to use block format from time to time (blogs are set up to use nothing else, right?), technically, non-indented paragraphs are not proper for English prose.

Period. That being the case, what do you think Millicent’s first reaction to a non-indented page 1 is likely to be?

That loud clicking sound that some of you may have found distracting was the sound of light bulbs going on over the heads of all of those readers who have been submitting their manuscripts (and probably their queries as well) in block paragraphs. Yes, what all of you newly well-lit souls are thinking right now is quite true: those submissions may well have been rejected at first glance by a Millicent in a bad mood. (And when, really, is she not?)

Yes, even if the writer submitted those manuscripts via e-mail. (See why I’m always harping on how submitting in hard copy, or at the very worst as a Word attachment, is inherently better for a submitter?) And that’s a kinder response than Mehitabel the veteran contest judge would have had: she would have looked at a block-formatted first page and sighed, “Well, that’s one that can’t make the finals.”

Why the knee-jerk response? Well, although literacy has become decreasingly valued in the world at large, the people who have devoted themselves to bringing good writing to publications still tend to take it awfully darned seriously. To publishing types, any document with no indentations, skipping a line between paragraphs, and the whole shebang left-justified carries the stigma of (ugh) business correspondence — and that’s definitely not good.

Why, you ask? Well, do you really want the person you’re trying to impress with your literary genius to wonder about your literacy?

I thought not. And which do you think is going to strike format-minded industry professionals as more literate, a query letter in business format or one in correspondence format (indented paragraphs, date and signature halfway across the page, no skipped line between paragraphs)?

Uh-huh. And don’t you wish that someone had told you THAT before you sent out your first query letter?

Trust me on this one: indent your paragraphs in any document that’s ever going to pass under the nose of anyone even remotely affiliated with the publishing industry.

Including the first paragraph of every chapter, incidentally. Yes, published books — particularly mysteries, I notice — often begin chapters and sections without indentation. But again, that lack of indentation was the editor’s choice, not the author’s, and copying it in a submission, no matter to whom it is intended as an homage, might get your work knocked out of consideration.

(13) Don’t skip an extra line between paragraphs, except to indicate a section break.

I’m serious about that being the ONLY exception: skip an extra line to indicate a section break in the text, and for no other reason.

Really, this guideline is just common sense — so it’s a continual surprise to professional readers how often we see manuscripts that are single-spaced with a line skipped between paragraphs (much like blog format, seen here in all of its glory).

Why surprising? Well, since the entire manuscript should be double-spaced with indented paragraphs, there is no need to skip a line to indicate a paragraph break. (Which is, in case you were not aware of it, what a skipped line between paragraph means in a single-spaced or non-indented document.) In a double-spaced document, a skipped line means a section break, period.

Also — and this is far from insignificant, from a professional reader’s point of view — it’s practically impossible to edit a single-spaced document, either in hard copy or on screen. The eye skips between lines too easily, and in hard copy, there’s nowhere to scrawl comments like Mr. Dickens, was it the best of times or was it the worst of times? It could hardly have been both!

So why do aspiring writers so often blithely send off manuscripts with skipped lines, single-spaced or otherwise? My guess would be for one of two reasons: either they think business format is proper English formatting (which it isn’t) or they’re used to seeing skipped lines in print. Magazine articles, mostly.

But — feel free to shout it along with me now; you know the words — a professional book manuscript or proposal is not, nor should it be, formatted like any published piece of writing.

A few hands have been waving urgently in the air since I started this section. “But Anne!” those of you who have seen conflicting advice point out, “I’ve always heard that there are specific markers for section breaks! Shouldn’t I, you know, use them?”

I wouldn’t advise including these throwbacks to the age of typewriters — the * * * section break is no longer necessary in a submission to an agency or publishing house, nor is the #. So unless you’re entering a contest that specifically calls for them, or the agency to which you’re planning to submit mentions a preference for them in its submission requirements, it’s safe to assume that professional readers won’t expect to see them in a book manuscript or proposal.

Why were these symbols ever used at all? To alert the typesetter that the missing line of text was intentional.

That being said, although most Millicents will roll their eyes upon seeing one of these old-fashioned symbols, they tend not to take too much umbrage at it, because the # is in fact proper for short story format. A writer can usually get away with including them. However, since every agent I know makes old-fashioned writers take these markers out of book manuscripts prior to submission, it’s going to save you time in the long run to get into the habit of trusting the reader to understand what a skipped line means.

(Actually, I do know a grand total of one agent who allows his clients to use short-story formatting in book manuscripts. But only if they write literary fiction and have a long resume of short story publications. He is more than capable of conveying this preference to his clients, however.)

One caveat to contest-entrants: do check contest rules carefully, because some competitions still require * or #. You’d be amazed at how seldom many long-running literary contests update their rules.

(14) NOTHING in a manuscript should be underlined. Titles of songs and publications, as well as words in foreign languages and those you wish to emphasize, should be italicized.

Fair warning: if you consult an old style manual (or a website that is relying upon an old style manual), you may be urged to underline the words and phrases mentioned above. And just so you know, anyone who follows AP style will tell you to underline these. As will anyone who learned how to format a manuscript before the home computer became common, for the exceedingly simple reason that the average typewriter doesn’t feature italic keys as well as regular type; underlining used to be the only option.

DO NOT LISTEN TO THESE TEMPTERS: AP style is for journalism, not book publishing. They are different fields, and have different standards. And although I remain fond of typewriters — growing up in a house filled with writers, the sound used to lull me to sleep as a child — the fact is, the publishing industry now assumes that all manuscripts are produced on computers. In Word, even.

So DO NOT BE TEMPTED. In a submission for the book industry, NOTHING should be underlined. Ever.

Professional readers are AMAZED at how often otherwise perfectly-formatted manuscripts get this rule backwards — seriously, it’s a common topic of conversation at the bar that’s never more than 100 yards from any writers’ conference in North America. (You already knew that the conference center’s bar is the single best place to meet most of the agents, editors, and authors presenting at the average writers’ conference, didn’t you?) According to this informal and often not entirely sober polling data, an aspiring writer would have to be consulting a very, very outdated list of formatting restrictions to believe that underlining is ever acceptable.

Again, since your future agent is going to make you change all of that underlining to italics anyway, you might as well get out of the habit of underlining now. Like, say, before submitting your manuscript — because if Millicent happens to be having a bad day (again, what’s the probability?) when she happens upon underlining in a submission, she is very, very likely to roll her eyes and think, “Oh, God, not another one.”

Italics are one of the few concessions manuscript format has made to the computer age — again, for practical reasons: underlining uses more ink than italics in the book production process. Thus, italics are cheaper. So when should you use them and why?

(a) The logic behind italicizing foreign words is very straightforward: you don’t want the agent of your dreams to think you’ve made a typo, do you?

(b) The logic behind using italics for emphasis, as we’ve all seen a million times in print, is even more straightforward: writers used to use underlining for this. So did hand-writers.

(c) Some authors like to use italics to indicate thought, but there is no hard-and-fast rule on this. Before you make the choice, do be aware that many agents and editors actively dislike this practice. Their logic, as I understand it: a good writer should be able to make it clear that a character is thinking something, or indicate inflection, without resorting to funny type.

I have to confess, as a reader, I’m with them on that last one, but that’s just my personal preference. There are, however, many other agents and editors who think it is perfectly fine — but you are unlikely to learn which is which until after you have sent in your manuscript, alas.

Which means — again, alas — there is no fail-safe for this choice. Sorry. You submit your work, you take your chances.

I have a few more rules to cover, but this seems like a dandy place to break for the day. Don’t worry if you’re having trouble picturing what all of this might look like on the page: next week, I’m going to be showing you so many images of actual manuscript pages that you’re going to feel as if you’d gotten locked inside Millicent’s mailbag.

You want to be able to recognize a pretty manuscript when you see one, right? Keep up the good work!

Let’s continue with the basics: how do professional writers format manuscripts, anyway?

Buster Keaton reading

Some of you are already yawning, aren’t you? “Manuscript formatting?” I hear many an aspiring writer grumbling. “What on earth does that have to do with landing an agent and/or getting my book published?”

Plenty, actually; submitting the way professional authors do gives an aspiring writer a competitive advantage in submission. Before I go into why, bear with me for a moment while I share a little editorial anecdote.

Remember how I was telling you that a hefty percentage of the aspiring writers of North America tend to gird their loins, ratchet up their nerves, and send out queries and requested materials in early January of each year, in fulfillment of New Year’s resolutions to get cracking on getting published? These same resolutions lead freelance editors’ desks, or at any rate their e-mail inboxes, to groan under the weight of clients eager to seek their counsel. It’s also the time of year when we can get a preview of what Millicent the agency screener is likely to see for the next eleven months.

I can already tell you this year’s trend, alas: not double-spacing manuscripts. Last year, it was not indenting paragraphs.

A few of my fellow editors laughed at me when I brought it up at lunch last month, deploring that so many aspiring writers had apparently not done their homework on how manuscripts should be formatted. “Oh, come on, Anne,” they scoffed. “The formatting isn’t really the problem for most of those writers. Most of the manuscripts you’re talking about would have gotten rejected by agencies, anyway; the ones who don’t double-space tend not to spell-check, either.”

I sensed a bit of buck-passing. “But what about the ones who do spell-check — and proof-read, and take the time to get feedback on their work before sending it out? Improper formatting can as easily be the result of simple ignorance as of authorial laziness. I’m constantly meeting good writers new to the biz who haven’t the vaguest idea about what a professional manuscript looks like, for the exceedingly simple reason that they’ve never seen one.”

More scoffing. One of the editors even trotted out that old agents’ truism: “If a writer’s serious about getting published, he’ll take the time to learn what the formatting norms are. There are books that explain how to do it.”

“Not to mention your blog, Anne,” another quipped. “How often are you revisiting the rules of standard format these days? Once a year? Twice?”

Actually, it used to be three, but that was before I learned to keep reminding readers to check the archive lists. Still, I wasn’t about to let my friends off that easy. “I’m not denying that it’s possible to learn how to do it right; I’m just pointing out that most of the time, the writers whose manuscripts get rejected unread because of formatting problems have no idea that they’re not getting rejected on the writing itself.” Half the table looked skeptical. “Okay, fine — let’s do a little survey. Hands up: how many of you would read a single-spaced manuscript, if a potential client sent it to you? Or even one-and-a-half spacing? What about non-indented paragraphs?”

Crickets.

And that, my friends, should tell you a lot about just how seriously people who read manuscripts for a living take formatting. Even amongst the open-minded, there is a deep, pervasive prejudice against manuscripts that don’t look right cosmetically. Millicent the agency screener, Maury the editorial assistant, Mehitabel the contest judge: all of these readers whose approval a manuscript must get in order to land an agent, get picked up by a publisher, or make the finals of a contest are so conditioned to expect professional formatting that when they see one that deviates from the rules in any significant respect, they tend to assume, as did the editors above, that the writer is falling down on the job in other respects.

What does that mean in practical terms? Usually, that incorrectly-formatted manuscripts and contest entries are rejected unread.

Why? Well, it’s one of the easiest ways conceivable to narrow the submission pool — which is, if you think about it, job #1 for Millicent, Maury, and Mehitabel. Do the math: if the average agent receives 800-1200 queries per week and agrees to read even five percent of the manuscripts (high for most agents, by the way), that’s 40-60 manuscripts per week, and thus somewhere in the neighborhood of 2,000-3,000 per year. Since even a very successful agent could take on, at most, 4-5 new clients per year, Millicent had better narrow down that applicant pool, pronto, hadn’t she?

So had Maury. So had Mehitabel. Isn’t it fortunate, then, that the vast majority of submitters help these first readers out by presenting their writing unprofessionally?

Yes — really: the majority of submissions are not professionally formatted. They either resemble published books (which is not correct for a manuscript submission), short stories (ditto), or just whatever the submitter happens to think looks nice on the page (extrapolate the answer from the previous two).

All of which makes Millicent, Maury, and Mehitabel shout, “Hallelujah,” especially of late, when both query and submission rates have been skyrocketing. A lot of closet writers for whom writing a book has always been plan B — and with the economy in its current state, many folks seem to be pulling partially-finished manuscripts out of desk drawers these days. (Well, okay, off their hard disks, but it amounts to the same thing.) Because of the aforementioned books coming out of drawers, agencies and small publishing houses are seeing more queries than usual right now. The timing’s a tad unfortunate, since this is also a period where publishing houses have been laying off editors and other staff.

Translation: you know how fierce the competition to get picked up by an agent already was before the economy went south? It’s become even tougher.

While those of you who have been at it awhile are still reeling from the implications of that last statement, let me slip a few hard facts under the noses of those who have yet to submit for the first time:

(1) There exists a standard format for manuscripts to which US-based agents and editors expect submissions to adhere, regardless of whether those manuscripts are produced by seasoned pros with many book sales under their belts or those brand-new to the biz, and thus

(2) using fancy typefaces, including cover artwork, printing manuscript pages on colored paper, and/or any other deviations from standard format in one’s submission will NOT be regarded as interesting expressions of the author’s individual point of view, but rather as evidence that the author doesn’t know about (1). As a result,

(3) manuscripts submitted in standard format tend to be treated with SUBSTANTIALLY more respect by agency screeners, editorial assistants, contest judges, and pretty much everyone who happens to read unpublished prose for a living. Despite this fact,

(4) one does occasionally hear agents and editors ask for deviations from standard format; one should definitely give them precisely what they ask to see. However, it’s never advisable to generalize what one individual says s/he wants into a brand-new trend sweeping the industry. Nor is it a good idea to ape the formatting choices one sees in a published book, because

(5) book manuscripts do not resemble published books in many important respects, and for many excellent, practical reasons. That being the case, those who screen manuscripts for a living tend to draw unfavorable conclusions about submissions that do aspire to book formatting, much as they do when aspiring writers are not aware that

(6) standard format for book-length manuscripts is NOT business format, either, and just using what you learned about short stories won’t do, either. Nor is it necessarily identical to what your word processor’s grammar checker will ask you to do, or even the AP style one sees in newspapers and magazines. None of these will look correct to an agent or editor who deals with book manuscripts, because the norms there are very specific. This may seem nit-picky and irrelevant to the quality of the writing in question, but think about it:

(7) if a host asks you to a formal dinner, it’s only polite to wear formal attire; a guest who shows up in flip-flops and a Hawaiian shirt is going to stand out like the proverbial sore thumb. (If it’s not clear to you why, review point 2.) Similarly, when placed side-by-side with professional manuscripts, as a successful submission inevitably will, a wackily put-together manuscript will stand out as unprofessional, a phenomenon that all too often leads to

(8) most manuscript submissions get rejected on page 1. Not always because it deviates from standard format — although the vast majority of submissions do — but because an unprofessionally-formatted manuscript already has one strike against it, and who needs that? Ultimately,

(9) it’s just not worth your while to try to fudge your way out of these standards, since the price of a submission’s annoying a professional reader can be so high. And as I mentioned above, no matter how many times my readers, students, and editing clients ask me if agents, editors, and contest judges are REALLY serious about them, I’m not going to give you permission to ignore any single one of the standard format strictures. No way. Stop asking, already.

Why might knowing all this — and, more importantly, acting upon this knowledge — translate into higher acceptance rates, typically? Well, the aspiring writer who acts upon this information conscientiously is probably producing submissions within the top 2% of what crosses Millicent the agency screener’s desk on any given day.

Yes, really. So if any of the information on the list above came as a surprise to you in any way, it’s incredibly important that you should join me on a tiptoe through the intricacies of standard format.

I implore those of you who have been through this material with me before: don’t just skip these posts on standard format. I see manuscripts all the time by experienced albeit unpublished writers that contain standard format violations; heck, they occasionally turn up in the work of published writers, if the complaints their agents and editors make in those bars that are never more than a hundred yards from any writers’ conference in North America are to be believed.

Seriously, all of us could use a review from time to time — say, the twice per year I bring the matter up here. Because, you see, I am far from the only professional reader who takes umbrage, when manuscripts deviate from certain time-honored restrictions. Trust me, Millicent started twitching at the very sight of them before she’d had her job three weeks.

Yes, even if the formatting in question would be perfectly legitimate in other writing environments. (See points 2, 3, 5, and 6 above, for instance.) And yes, yes, oh, yes, even if the deviation is precisely what some agent, editor, writing guru, or darned fool writing expert like me has suddenly announced to the world is the new norm.

Millicent didn’t get that memo.

Think about it: why would she, unless she happens to work for the agent-who-blogs or editor-who-is-trying-to-be-helpful who promulgated the new advice? Indeed, why would anyone who works with manuscripts for a living go out looking to see what folks outside the industry — or, at minimum, outside her agency’s office — are demanding of writers these days, when the basics of standard format have actually changed very little for decades?

Actually, it would be very much against her self-interest to go trolling for such information, because –chant it with e now — it’s so much easier just to regard submissions that don’t adhere to standard format as inherently unprofessional, and thus (by implication) less likely to contain writing destined to take the publishing world by storm.

To put it bluntly, it would slow her per-submission rejection time.

I hope no one out there fainted, because this is a vital fact for any submitting writer to understand: the folks who read submissions (and queries) in order to decide who gets a break and who doesn’t are in a HURRY. Remember the stats above; these people have a heck of a lot of reading to do.

As we saw in our series on how manuscripts get published, in the face of that many pieces of paper to plow through, even the reading of submissions tends to be awfully rushed: the goal becomes to weed out as many as possible as quickly as possible, rather than seeking out gems. Once a professional reader like Millicent has been at it for a while, s/he will usually develop a knack for coming to a conclusion about a piece of writing within the first paragraph or two.

Sometimes even within the first line or two. (For a fairly frightening run-down of the common first-page rejection reasons, you might want to check out the HOW NOT TO WRITE A FIRST PAGE category on the list at right.)

What does this trigger-happiness mean for aspiring writers who scoff at standard format, or just don’t know about it? Well, it’s not good: agency screeners, agents, editors, and contest judges tend to regard submissions formatted in any other way as either unpolished (if they’re feeling generous) or unprofessional (if they’re not).

And unfortunately for writers unaware of the rules, a non-standard manuscript is child’s play to spot from the moment a professional reader lays eyes upon it. That can be an extremely serious problem for a submission, because — wait for it — being identified as not professionally formatted renders it FAR more likely to be rejected.

Why? Shout it with me now: agencies and publishing houses get so many submissions that a screener’s primary goal is to weed out the one she is reading at the moment.

The faster she can do that, the better, to move through that mountain of paper on her desk. So a first page that cries out the moment Millicent lays eyes on it, “This writer is brand-new to the game and will require quite a bit of your boss’ time to coach into being able to produce a manuscript that an agent would be comfortable submitting to an editor!” is a downright gift to her: she can feel completely comfortable rejecting it at the very first typo, cliché, or word choice she doesn’t happen to like.

Heck, she might not even wait to spot any of the above. She might just say, “Oh, look — single-spacing. Next!”

This dark, dark cloud is not without its proverbial silver lining, however. By logical extension, the more professional your manuscript looks, the more likely it is to be read with interest by a screener in a hurry.

See now why aspiring writers cognizant of points (1) – (9) enjoy a considerable competitive advantage at submission time?

I don’t know about you, but I’m all for anything that helps a good writer’s work get taken more seriously, especially in the current super-tight submission environment, which is more rejection-happy than I’ve ever seen it — and I’ve been listening to writers, agents, and editors complain about the state of the literary market since I was in my cradle. (Literally. Long story.)

Right now, Harry Houdini himself would have extreme difficulty sneaking a non-standard manuscript past an agency screener, even though he undoubtedly has the world’s best platform to write a book on extricating oneself from tight situations. (And if that last quip didn’t make you groan, if not chuckle, it’s time to brush up on your industry-speak.)

So to help give you that competitive edge, I’m going to start running though the rules of standard format — and no, Virginia, none of them are negotiable.

(1) All manuscripts should be printed or typed in black ink and double-spaced, with one-inch margins around all edges of the page, on 20-lb or better white paper.

No exceptions, unless someone in the industry (or a contest’s rules) SPECIFICALLY asks you to do otherwise. And I’m dead serious about using ONLY white paper: ecru paper, no off-white, no Dr. Seuss-type stripes.

Yes, yes, buff or parchment can look very nice, but there’s a strategic reason to use bright white paper: very sharp black-white contrast is strongly preferred by virtually every professional reader out there, probably as a legacy of having read so many dim photocopies over the course of their lifetimes.

The ONLY colored paper that should ever go anywhere near a manuscript is the single sheet that separates one copy of a submission or book proposal from the next, so it is easy for an agent to see where to break the stack. (But you don’t need to know about that until your agent asks you to send 15 copies of your book for submitting to editors. Put it out of your mind for now.)

Nice, clear, dark print is optimal here, so do spring for a new printer cartridge. You’d be amazed (at least, I hope you would) at how poor the printing quality is on some submissions; it’s as though the author dunked in a swiftly-flowing river several times before popping it in the mail.

Which is sad, because submissions with poor print quality are — you’re ahead of me on this one, aren’t you? — almost never read.

Speaking of never, never, ever, eversubmit a dim photocopy; print out an original, every time, You’d be amazed (at least, I hope you would) at how poor the printing quality is on some submissions; it’s as though the author dunked in a swiftly-flowing river several times before popping it in the mail.

Oh, you may chuckle at the notion of sending out a grainy photocopy, but believe me, any contest judge has seen many, many entries submitted that way. Mehitabel likes them, actually: for every one that pops up, her reading time is shortened. Any guesses why?

(2) All manuscripts should be printed on ONE side of the page and unbound in any way (again, unless you are specifically asked to do otherwise)

Yes, this IS criminally wasteful of paper, especially when you consider the literally millions of pages of submissions that go flying into the agencies and publishing houses every month. Most agencies do not even recycle; as I mentioned in my last series, the vast majority of agencies did not even consider accepting e-mailed queries at all until the anthrax-in-envelopes scare.

I assure you, if I ran the universe, paper conservation would be the norm, and recycling mandatory. Also, writers would all be granted an extra month a year in which to write, excellent and inexpensive child care while writing, a cedar-lined cabin on the shores of Lake Michigan in which to do it, and a pineapple upside-down cake on Kurt Vonnegut’s birthday. Perhaps some hard candies on Agatha Christie’s birthday as well, in affluent years, and dancing on Mme. de Staël’s.

But since the unhappy reality is that I do NOT run the universe (see disclaimer above), we shall all have to live with the status quo.

Which is to say: the publishing industry is one vast paper-wasting enterprise. Sorry.

Unbound means precisely what it says: no binding of any kind. You’d be surprised at how often writers violate the thou-shalt-not-bind rule, including paper clips, rubber bands, or even binders with their submissions. Since agents always circulate manuscripts without any sort of binding, these doohickeys just scream, “I’m unfamiliar with the industry.”

SASE, open wide: here comes a returned manuscript.

The ONLY exception to this rule is a nonfiction book proposal — not the manuscript, just the proposal — which is typically presented UNBOUND in a black folder, the kind with horizontal pockets. (For tips on how a book proposal should be presented, please see the aptly-titled BOOK PROPOSALS category on the list at right.)

Which doesn’t mean that you aren’t perfectly welcome to print double-sided or bind copies for your own purposes; just don’t show your work to the pros that way. As Author! Author!’s very first commenter Dave tends to chime in when I bring this up — and helpfully — if you wish to make double-sided, 3-hole-punched, be-bindered drafts for circulating to your first readers for ease of toting around, be my guest.

But NEVER submit in that manner to a professional reader unless s/he has asked you to do so. Trust me on this one.

(3) The text should be left-justified, NOT block-justified, as published books, e-mails, business letters, and online writing tend to be.

Translation: the left margin should be straight; the right margin should not.

Many fledgling writers find (3) nearly impossible to accept, because it is one of the most visually obvious ways in which a professional manuscript differs from a printed book. They believe, wrongly, that anything that makes their submission look more like what’s on the shelves at Barnes & Noble is inherently professional. In practice, quite the opposite is true.

Yes, books feature text that runs in straight vertical lines along both side margins, and yes, your word processing program can replicate that practically effortlessly, if you ask it nicely to do so. Bully for it.

But don’t take advantage of that pleasing capacity, I beg you: the straight margin should be the left one; the right should be ragged, as if you had produced the manuscript on a typewriter.

Fear not if you’re having trouble picturing this: I shall be showing you concrete examples later in this series. For now, you’re just going to have to trust me when I tell you that block-justifying your submission is going to appeal to your garden-variety Millicent about as much as a slap in the face.

Speaking of things I’m going to demonstrate in the days to come, NEVER format a query or cover letter to someone in the industry in business format: indent those paragraphs. (And yes, now that you bring it up, I do intend to show you why. Hold your proverbial horses, already.)

(4) The preferred typefaces are 12-point Times, Times New Roman, Courier, or Courier New; pick one and use it consistently throughout your entire submission packet.

Even if you have a strong preference for the lettering in your book when it is published, use one of these typefaces for submission purposes. Personally, I would never dream of allowing a client of mine to submit a manuscript in anything but Times New Roman, nor would I ever submit any of my work in anything else. It is the standard typeface of the publishing industry, just as Courier is the norm of screenwriting.

A tad silly, you say? Perhaps, but it’s one of the bizarre facts of publishing life that manuscripts in these fonts tend to be taken far more seriously, and with good reason: these are the typefaces upon which the most commonly-used word count estimations are based. (Psst: if you don’t know why you should be estimating the length of your manuscript rather than using actual word count, please see the WORD COUNT category at right.)

To forestall the usual question someone brings up at this point: yes, most published books ARE in typefaces other than Times or Courier, but typeface decisions for published books are made by the publishing house, not the author. Submission time is not the appropriate period for making your preferences known.

Why? Shout it with me now, understanders of point (5) at the top of this post — MANUSCRIPTS AND PUBLISHED BOOKS AREN’T SUPPOSED TO LOOK THE SAME.

If you’re very nice down the line, after a publishing house has acquired your book, they may listen to your suggestions. They may giggle a little, true, but they might listen. Ditto with the cover and the title, which are — brace yourselves — almost never under the author’s control.

Why? Because these are considered matters of packaging and marketing, not content.

All of which begs the question, of course: why do word processing programs tempt us so many typefaces from which to choose, if we’re not supposed to use them?

Answer: because the people who make word processing programs are not the same people who decide what books get published in North America. Which is why, in case you’re wondering, what Microsoft Word means by word count and what the average agent or editor does are not typically the same thing.

Again, so there.

There are a few agents out there who have their own font preferences (usually Courier, and usually because they also represent screenplays) so do check their websites and/or listings in the standard agency guides. As ever, the golden rule of dealing with an agent you want to represent you is GIVE ‘EM PRECISELY WHAT THEY ASK TO SEE, not what you would like them to see.

Fair warning: if you are a writer who likes to have different voices presented in different typefaces, or who chooses boldface for emphasis, a submission is not a forum where you can express those preferences freely. Yes, one sees this in a published book occasionally, but I assure you, the choice to indulge in these formatting differences was the editor’s, not the author’s.

Sorry. (See my earlier disclaimer about proprietorship of the universe.)

I’m still sensing some skepticism out there on the font issue, but that may be a hangover from reader reactions to previous series on standard format. Almost invariably, around the time that I bring up Rule #4, someone posts a comment informing me huffily that website X advises something different, that this agent said at a conference she doesn’t care what typeface you use, that a certain manual said that standards have changed from the traditional guidelines I set out here, or some other observation presumably intended to make me rend my garments and cry, “Finally, I see the error of my ways! I guess I’ll disregard the fact that I’ve never seen the change you mention actually in use in a professional manuscript and declare it to be the new norm!”

To save you the trouble and sound like a broken record at the same time: it’s not gonna happen.

I have no doubt that all of these comments are indeed pointing out legitimate differences in advice, but it is not my purpose here to police the net for standardization of advice. If you like guidelines you find elsewhere better, by all means follow them.

All I claim for these rules — and it is not an insubstantial claim — is that nothing I advise here will EVER strike an agent or editor as unprofessional; even if any give agent, editor, or contest judge should happen to harbor personal preferences for other formatting choices, anyone who has been in the biz for a while will recognize pages in standard format as the industry norm.

Why is that important? Adhering to these rules will mean that your writing is going to be judged on your writing, not your formatting. And that, my friends, is nothing at which to sneeze.

Speaking of which: my apologies for being a trifle slow to get to this topic, campers — that flu I had last week has developed into bronchitis, and I try not to post when I’m feverish. Tends to make me a trifle testy. So if I’m a trifle slow in answering questions left in the comments over the next week or so, I’m sure you’ll understand. Rest assured, I’ll get to them just as soon as I stop coughing.

More rules follow next time, of course, as well as buckets more explanation. In the meantime, keep up the good work!

The getting-a-book-published basics, part XVII: the fine art of figuring out what you want, or, planning for life inside the chocolate factory

Willy-Wonka-in-Chocolate-Factory

We have so much time and so little to see. Wait a minute! Strike that…reverse it! Thank you.

Has this series on how manuscripts move from great idea to publishing contract left your collective heads spinning, campers? It wouldn’t be surprising — as we’ve seen over the past few weeks, the prevailing notion of how, and even why, books get published is frequently at odds with what first-time authors actually experience. I constantly meet aspiring writers who walk in expecting to land an agent with their first query, their agents to generate a bidding war for their books within days of having signed them, their unchanged manuscripts bound and available for sale at Barnes & Noble a month after that, and their smiling visages filling the screen next to Oprah a week later.

It’s the writer’s version of that magical moment in Charlie and the Chocolate Factory when our downtrodden little hero realizes that he — yes, HE — is one of the lucky few who will get to see first-hand how Willie Wonka makes his marvelous candy. Suddenly, all of Charlie’s troubles are over, and a magical world opens up to him.

As those of you who read the book may recall, it wasn’t that simple for Charlie. It isn’t for a writer who lands an agent, either.

Believing otherwise while trying to get published will just leave an aspiring writer feeling astonished, bruised, and undervalued. And hurt feelings aren’t the only danger here: if a writer insists upon clinging to the amazingly pervasive twin fantasies that (a) agents and editors are workers in a non-profit industry solely devoted to the discovery and revelation of literary talent, and (b) therefore the only possible reason a manuscript might meet resistance is low writing quality, he often ends up concluding, wrongly, that it’s not worth his while to keep trying.

Many a marvelous manuscript has been lost to the world as a result. That should sadden all of us who love good writing.

What should a talented newcomer expect instead? Well, for starters, a great deal of homework, to ferret out which agents have the best track records for selling her kind of book and learn how to present her work professionally; a fairly high percentage of rejections on the way to acceptance; an agent who demands changes to the manuscript or book proposal before submitting it to editors; months of submission to editors; further revisions after a publishing house acquires the book, and an expectation that she will have to do a good deal of the legwork to market her own book after it comes out.

In other words, a long, hard road. And when you get inside the chocolate factory, it isn’t all that magical; it’s just a business, albeit a glamorous one.

Accepting that, and learning not to stress too much over the vast majority of the process that’s completely outside a writer’s control, is crucial to writerly happiness. The stress-control method I recommend may not be as immediately appealing as some of the ostensibly sure-fire quick query fixes out there, but it has been road-tested: find out what the pros expect and learn how to present your writing in that way.

I know, I know: I may be fighting a losing battle here, urging creative people to be practical. For many, many writers — published and aspiring both — concentrating on the creation of beautiful prose to the exclusion of dealing with mundane practicalities is not only a way of life; it’s a point of pride.

Case in point: last April, I was sharing a delightfully steamy bowl of Thai coconut soup with an exceptionally talented author of literary fiction (who shall remain nameless for the nonce, but rest assured, I’ll let you know when his next novel comes out) when the waitress informed us that we had just spent many hours discussing things writerly, and the kitchen would like to close. At the end of a roughly ten-minute discussion of the locations of places that might conceivably be willing to serve us coffee at that hour, the author sighed and said, “Well, maybe I should just go home and start my taxes.”

Since it was by then 10:30 pm on the night before said taxes were due, I naturally assumed that he was joking. Judging from his reaction to my hearty guffaw, though, he hadn’t meant it as a joke: he honestly had not begun to think about his imminently-due return.

I would be tempted to think of this reluctance to plan for the hard realities of life as merely part of his substantial and complicated personal charm, but the fact that most of the working artists of my acquaintance seem to indulge in this particular form of procrastination leads me to suspect that it may be endemic to our breed of creative dreamers.

Let’s face it: as a group, we tend to defer serious thought on the business side of being an artist until we actually find ourselves in the situation, don’t we? As we’ve discussed throughout this series, many, if not most, aspiring writers long for publication with a major house, but don’t take the time to learn what that would actually mean in practical terms, let alone prepare for it.

For example, several years ago, I had the great pleasure of teaching a class on how to craft attention-grabbing queries to a room stuffed to the gills with intelligent, well-read writers. These folks had really done their homework, and most of them had novels, memoirs, and nonfiction proposals very close to being ready to be sent out the door.

As widely diverse as their writing projects were, I was struck, as I always am, by the great similarity of their descriptions of their dream agents. Everyone, without exception, wanted a well-established agent at a well-known agency to fall in love with the book in question, particularly with the writing, and represent it with intelligence and verve.

“That’s great,” I said, when the last student had expressed this hope. “What else do you want from your agent?”

The room fell silent, as if I’d just said something tremendously rude. And no wonder: like most aspiring writers, my students wanted desperately to believe that once Willie Wonka had cracked the gate for them, all of their dreams would come true.

I am used to this; it always happens at this point in my classes. “What about an agent with experience in selling your type of book?” I suggested. “An agent who has built up the connections to be able to get your book or book proposal under the right eyes right away?”

Well, yes, the students conceded, that would be nice. As we discussed why that might be a plus, however, I could tell that they were uncomfortable with the prospect of adding something this specific to their wish lists — an interesting reluctance, considering that as we saw earlier in this series, an agent who does not have those connections is going to have a significantly harder time selling a writer’s manuscript than one that does.

So I persisted: “What about an agent who is hungry? Would you be happy to be represented by someone with a hundred clients, so the success of your book will be only a small proportion of her year’s income, or would you prefer to be one of twenty, where each sale counts more to the agent?”

This one was difficult even to get the students to talk about in theory, let alone express a personal preference; again, these are bright, talented, well-read people, yet their body language made it obvious that the very idea of setting anything but the most minimal expectations for representation scared them a little. It was unfamiliar territory, and in a sense, by even asking them to think about it, I had broken one of the most sacred of the writers’ conference taboos: implying the possibility that not every agent who likes an author’s work is necessarily a good fit for it.

This truth is so important to a writer’s happiness in working with an agent that I’m just going to go ahead and restate it as a rule: a writer needs not just any agent to represent her work; she needs the right agent.

Given that most aspiring writers give up before they’ve given their manuscripts a sufficient chance to succeed, I’m going to round out this series by talking about how they can falter after they do succeed, at least at clearing the first major hurdle on the path to publication. Today, we’re going to discuss the often astonishingly disorienting moment when a writer receives an offer of representation.

Yes, yes, I know: we’ve already talked about this. I’m revisiting it because in this decision, above all others, it’s vital for a writer to be practical, rather than romantic.

Because, really, do you know much more about what goes on in that agency than what Charlie knew about how Willie Wonka made his chocolate? Most of the time, all a writer offered representation really knows is that the agent in question sells books to publishers for a living.

Pardon me for asking, but are there Oompah-Loompahs involved?

Seriously, process is important to consider. As we discussed earlier in this series, how an agent chooses to handle a manuscript can have almost as strong an impact upon its market prospects as whether he chooses to handle it in the first place. It’s not all that uncommon for good writers to end up feeling that their careers are being stymied by agents who, while not actually bad at their jobs, at least do not apparently share the same goals for the book in question. Anyone who has ever attended a writing conference has probably met at least one writer who gave her soul to an agent for a year or two, only to find herself dropped when the book did not sell right away.

For a writer who has yet to find representation — and if you are one of these, don’t be hard on yourself; there are plenty of brilliant writers out there who are unrepresented or between agents — it may be hard to feel sympathy for a writer in this situation. After a long, hard spell of querying and/or submission, ANY agent willing to represent a book can start to look pretty good. So when the aspiring hear such complaints, they may be tempted to conclude that if the complainer’s book did not sell, or if the agent stopped sending it out, or if the agent never sent it out at all, it was because the manuscript itself had some irredeemable fault.

Sound familiar? They should: if you’ve ever queried or submitted, you’ve probably heard one or more of them ringing in your head throughout countless hours of self-doubt. They’re the same set of justifications aspiring writers often level at themselves when their queries or submissions don’t immediately get picked up.

Whether the writer thinks these things of herself or others think it of her, these unwarranted critiques stem from the same source — those twin fantasies I mentioned above, the myths about how publishing is supposed to work. And why shouldn’t we think that of one another? Most of the writing manuals and pretty much all of the classes and conferences teach us to believe that the blame must lie with either the book or the writer.

There is a perfectly good reason that this is the case: what the manuals and experts are selling, generally speaking, are ways in which the writer can alter the book, the pitch, the query letter, even her own work habits, in order to make the book more marketable. Many, many self-styled experts make quite good livings in this manner.

And more power to the ones who are gifted at it, I say: when aspiring writers improve the aspects of the road to publication that actually lie within their control, while learning not to obsess about the myriad aspects of querying, submission, marketing, and publication that are utterly outside the author’s ability to affect them, the process becomes not only easier, but substantially less frightening. Like using language correctly and effectively, promoting one’s writing utilizes a set of learned skills.

I regularly teach this type of class myself (for both writers’ organizations and small writers’ groups, should any of you be interested), regarding it as a way to arm writers with the tools that will help them succeed in a genuinely difficult endeavor: getting their work noticed by people who can bring it to publication. After all, it would make little sense to teach Ten Tips on Being a Better Agent or Sharpen Your Eye for Talent: Make Yourself a Better Editor to groups of aspiring writers. The fact remains, though, that even the best-prepared author of the best-written book is hugely dependent upon the skills, tastes, and connections of her agent and ultimately, her editor.

The power that agents wield has gone up astronomically within our lifetimes, as we saw earlier in this series. The reason for this easy to explain — the consolidation of the major publishing houses, abetted by fears about the recent contraction of the economy and the perceived threat of electronic publication — but hard for a gifted writer trying to break into the biz to accept. Agents and editors at small publishing houses (who sometimes also prefer to work with agented writers, but often make exceptions) have become the arbiters of what does and doesn’t get published in the United States. The editors at the major houses see only a hand-picked minority of the writing actually being produced.

This should all sound familiar to you by now, right? Since you are already aware of the importance of having an agent, I shall not continue to harp upon this point, except to say: since the author now does not participate in the selling process, it is more vital than ever to find an agent who will represent your work well.

Whenever I point this out to my classes, however, my students do not like this conclusion at all. “If an agent loves my work,” one of them will inevitably ask, “won’t he automatically represent it well?”

The short answer is a resounding NO, but the long version requires a two-part answer. First, a certain percentage of the people working in any field will be still learning how to do it, and in the publishing industry, where success is so heavily based upon connections and luck, the agent who likes your book best (or, as usually happens, the one who likes your book FIRST) may not necessarily be the one with the right connections.

Thus, that story writers so often hear at conferences: the agent falls in love with a book, signs the author pronto, sends the book out to an editor or two — then sits helpless after the first few contacts reject it.

Since it is traditional for a book to be submitted to only one editor at each imprint, having your work sent out by an agent with the wrong contacts may actually endanger its chances of being seen by the right editor. Especially if the agent has a track record of giving up after just a handful of submissions.

What may an aspiring writer learn from this? As with querying, until a manuscript has been circulated for a while, no one can really say for sure how marketable it actually is.

The second answer to the question is less well-recognized amongst writers. Now, it is the norm for good agents to ask for significant revisions on a book or a book proposal before sending it out to editors. Effectively, this means that the agent you choose — and who chooses you — is your first editor.

Which means — chant it with me now, campers – it is absolutely vital to sign with an agent whose taste and integrity you trust.

I want to get the word out there about the edited-by-the-agent phenomenon, because I have found that most unagented writers are quite unaware of it (or were before we discussed it in this series). Not all agents require up-front revisions, but a significant minority amongst those who work with previously unpublished writers do. I spent the first two and a half months of my memoir’s representation contract revising and re-revising my book proposal, at her behest; one of the best novelists I know spent a YEAR AND A HALF in agent-required revisions before her agent so much as photocopied it.

Other agents prefer to suggest only minor tweaking before sending out the first round of submissions, then, once they have garnered significant editorial feedback, ask the author to revise the book in accordance with the changes editors said they would like to see. (Be warned in advance: if three editors saw it, in all probability two of them will ask for mutually contradictory changes. A good agent can help you figure out which advice is worth taking.) Here again, many first-time authors are astonished to find themselves, a year or two after signing with a terrific agent, still in the throes of revising an as-yet unsold book.

Naturally, I explain all of this to my classes. By this point, my students are usually sitting speechless, aghast and disappointed. As much as I would like to reassure each and every one of them that their work would sell well and immediately, the fact is, a quick sale of an unrevised work to a major publishing house has become quite rare.

As I MAY have intimated once or twice earlier in this series, I think it is quite unfair to aspiring writers everywhere that the prevailing wisdom so often says otherwise. Yes, from the agents’ and editors’ points of view, publishing is a fast-moving business, but from the authors’, it sometimes seems as if it barely runs on electricity.

I feel a trifle disingenuous saying this, because actually, my first book was one of the few exceptions: from winning a major nonfiction award at a conference to signing with my agent to book sale was only eight months, positively lightning speed. To put this in perspective, though, my book was only being circulated to editors for the last two of those months. The period between when I signed the agency contract through when the book was first sent out to editors was entirely devoted to tweaking my book proposal my agent’s behest.

Let that sink in for a moment: that revision time was unusually rapid, with my getting pages back to her significantly prior to the deadlines we had agreed upon.

This realization, as you may well imagine, made my students groan, as it would many writers. We all like to think that once the inspiration fairy has bonked us on the head often enough to get us to churn out a complete manuscript, that’s that. Since attracting an agent’s interest is so very arduous, the vast majority of unagented writers tend to idealize just how much of a relief it will be to sign that contract. (Again, I know I’m reviewing material we’ve covered already in this series, but since this is the last post, I’m entitled to a spot of review.)

“Phew!” these writers tend to think. “I’m working my fingers to the elbow now, but once I sign with an agent, my period of hard work will be over. I can just hand my finished book (or book proposal) to my agent, and wait for her to sell it. And because she will adore my writing, that will happen in a matter of weeks.”

With such expectations, it’s no wonder that so many writers give little thought to the personality of their dream agent: they are not expecting to have much interaction with this paragon. The agent, in this fantasy, is just a one-time broker.

Now that you know from having slogged faithfully through this series that working with an agent is quite a bit more complicated — and lengthier — than that, I ask you the question I put to my students: what do you want your agent to do for you other than to sell your book?

Ponder that for a moment, please. It honestly couldn’t be more important to your long-term happiness as a writer.

Remember a few posts ago, when I mentioned that too many aspiring writers take the time to learn a little about their soon-to-be agent before gasping a grateful “YES!” to that long-awaited offer of representation from someone who may or may not be the agent of their dreams? The best antidote to an uninformed decision, I suggested, is to ask the offerer a few questions: will you be working with the agent directly, for instance, or an assistant? (If the latter, it is definitely worth your while to have a conversation with the assistant before you decide, too.) Will the agent want revisions to what you submitted, and if so, would she be open to setting aside some serious time to discuss them? What exactly does the agent LIKE about your book, your ideas, your writing style? If you are not a person who likes hand-holding, is the agent willing to give you your space to work?

Again, this should all be sounding familiar, right? So why am I bringing up this discussion yet again?

For practical reasons, I assure you. While the answers are important to figuring out how the agent will expect you to work with her, the ensuing discussion actually serves an even more important secondary purpose: it gives you are foretaste of what it will be like in the weeks and months after you sign, when your new agent is ruling your writing life.

Strange to think of your future agent that way, isn’t it? It’s a pragmatic view of working with an agent, rather than a romantic one.

How might a savvy writer go about being pragmatic in this conversation? Well, by asking practical questions. It behooves you, for instance, to make very sure that this person is someone with whom you would be willing to be in frequent e-mail contact; is this a person you would be comfortable picking up the phone to call if you run into problems with your editor? If you’re the type of person who is driven crazy by uncertainty, for whom no news is definitely not good news, you will want to know whether the agent prefers to issue periodic updates on the status of books being circulated, or whether you should feel free to ask whenever the wait starts to seem long. Knowing in advance how frequent contact has to be before the agent starts to feel hounded can save a writer a heck of a lot of chagrin down the line.

Ask about her taste in literature, to get some indication if this is a person you can trust to give you writing feedback. (You should ask the same question, incidentally, of ANYONE you ask for feedback, from your best friend to a freelance editor. If you do not like the same kinds of writing, chances are lower that the feedback will be truly useful to you.) Find out whether the agent likes to give extensive, line-specific feedback, general feedback, or no feedback at all on a manuscript. If you are the kind of writer who hesitates to change so much as a comma without double-checking with someone else, you’ll probably be happier with a heavier commenter.

If, on the other hand, you tend to fly into an ungovernable rage at the slightest suggestion that your work is less than perfect…well, you’re probably going to want to see a doctor about your blood pressure before you sign either an agency or publication contract; the professional writer’s life tends to be stuffed to the gills with agents, editors, marketing specialists, etc., suggesting forcefully that changes really ought to be made to a manuscript. But if you already know that you would prefer to keep editorial input minimal, a more hands-off agent may be a better choice for you.

You should also ask for a current list of clients — listings on agency websites are not always up-to-date — and for a few days to rush to the bookstore and see what those writers’ books are like. (Don’t even CONSIDER skipping this step; skimming over the first chapter of several of an agent’s clients’ books can tell you a great deal about both her literary tastes and how heavy-handed an editor she is.) You would even be well within your rights to ask if the agent to pass your phone number along to another client who writes similar books, so you can chat about what it is like to work with this particular agent.

That’s not to say, of course, that what makes another author happy will necessary work for you. Just as all of our manuscripts are different, so are each of our needs and desires for this peculiarly intimate relationship. It is, however, more information for you to consider as you walk into representation with your eyes wide open.

So I ask you again: what do you want from your agent, other than to sell your books? How do you want to work together? Or, if you’re being honest about it, has your only criterion been that the agent in question would say yes to you?

Bears a bit of thought, I think.

Especially for those of you who are hoping to be career writers, rather than simply the authors of a single, well-respected book. While the common fantasy of being swept off one’s feet by someone spouting fabulous promises of fame, fortune, and a spot on Oprah’s book club list is all very nice, being aware of the realities of how books actually get published, what role your agent will play in that process, and how you would like your work to be handled will enable you to come up with realistic expectations that will help preserve you from the awful fate that often dogs aspiring writers who suddenly find themselves with agent: having gotten precisely what you thought you wanted, yet still feeling disappointed because what you got was not a fairy tale.

Down-to-earth expectations can, perversely, render it easier to achieve magnificent outcomes — and not just for you. If you choose well, aligning yourself with an agent who both has the connections to sell your work, expectations for it that similar to yours, and communication preferences compatible with your own, you’re probably going to end up being a better client. By approaching finding an agent deliberately, cautiously, and with an understanding of your own goals and working style, rather than blindly rushing into a contract with anyone who is interested in representing you, you are much, much likelier to feel supported throughout the publication process — and end up with the results you want.

So investing some thought in figuring out just what it is you do want is writerly time well spent.

If all of this sounds like dating, well, it is: writer-agent relationships often outlast the average marriage. You don’t want to wake up in a year and find yourself in a long-term relationship with an agent who no longer makes you feel your work is special, do you?

Why am I bringing this up at the very end of a dense series on publishing realities, you ask? So you may lift your eyes from the long, hard road to publication and ponder not only the ultimate goal of seeing your book in print, but the professional marketer — which is, after all, what an agent is, right? — you hope will help you get it there.

Congratulations on making it all the way through this long, serious series; I hope it will prove helpful to you. May each and every one of your books end up in the chocolate factory best suited to it.

Next week, I shall get even more practical, delving into the often-misunderstood nitty-gritty of how professional writers present their work. As always, keep up the good work!

The getting-a-book-published basics, part XV: the rapidly-changing face of self-publishing, or, objects in motion may not look the same as objects at rest

sunshine-moving-in-trees

This, believe it or not, is a photo of something exceedingly straightforward: a wind-blown stand of trees alongside a rural road in Oregon, shot as I was driving by at sunset. Unfortunately — or fortunately, depending upon how one chooses to look at it — my camera has an annoyingly stubborn propensity to assume, contrary to all empirical input, not only that any object I might choose to photograph is going to be stationary, but that I am as well.

News flash, camera: I move occasionally. So do objects in the material world.

(And I don’t appreciate how judgmental you’ve become lately, camera. Yes, I am a writer, and like so many of my breed, may generally be found in front of my computer, day and night. It’s my natural habitat, but I’m not a mushroom. I’ve been known to uproot myself and walk around. Look, I’ve just wiggled my toes. But did you bestir yourself to capture it? Not a chance.)

To give the camera creative credit, sometimes the clash of logically-exclusive presuppositions can lead to unexpectedly interesting results. Since both the trees and I were moving, the camera elected to move from the realm of realism, its usual forte, to impressionism.

Keep this heavy-handed (and tree-filled) metaphor in mind as you read merrily through today’s post, please: clinging too rigidly to preconceived notions of how things are supposed to work may lead to a distorted view of what’s actually going on. So can taking a brief preliminary peek at a process in motion and assuming that momentary snapshot is in fact representative of the whole.

I assure you, forests in Oregon don’t really look like that. My camera’s opinion notwithstanding.

That observation should feel at least a trifle familiar by now: throughout this series, we have seen a number of ways in which the prevailing wisdom about how books get published is, to put it charitably, a tad outdated, if not outright wrong. Contrary to popular opinion, sheer speed of landing an agent or garnering a publishing contract is not a particularly reliable indicator of how good a manuscript is, presenting a manuscript or book proposal professionally does make a difference in how agency screeners respond to it, and advances, particularly for first books, are seldom so large that the writer can afford to quit her day job and live on it, unless she happens to have an unusually developed capacity for deriving nutrition from the air she breathes. If it was ever true that the instant a brilliant writer wrote THE END, agents and editors magically appeared on her doorstep, clamoring to represent and publish, respectively, the just-finished book, well, let’s just say that it hasn’t happened recently.

To be precise, since the days when Cinderella’s fairy godmother was still making regular house calls. If you catch my drift.

At least, it doesn’t work that way for writers who weren’t already celebrities in another medium. If you happen to have won the Nobel Prize in economics, spent your formative years starring in movies, or are the recently-deposed dictator of some interesting small country, I’m afraid that different rules apply; you’re going to need to find guidance somewhere else.

For the rest of us, getting our writing recognized as marketable by those in a position to do something practical about it — like, say, an agent with connections to editors who regularly handle your book category — is darned hard work. And, as I pointed out earlier in this series, all of that nerve-wracking labor and waiting doesn’t stop once one lands an agent to represent one’s manuscript. What the work entails may change, but the imperative to produce one’s best writing, presented in the best possible manner, never goes away.

It’s part of the job description of the professional writer. (Sorry to be the one to break that to you. But if I don’t, who will? Last I heard, the fairy godmothers’ guild was still on strike. Must have been all of those house calls. )

But that does not necessarily mean that someone else will be calling the shots.

Which brings be back, thank goodness, to the matter at hand. Last time, I touched upon several reasons that an aspiring writer might decide to bypass the traditional agent-to-major-publisher route to publication in favor of other options such as approaching a small publisher directly or self-publishing. A writer might conclude that his life was too short to spend querying every agent in the last three years’ editions of the Guide to Literary Agents, for instance; rather than shooting for the big publishing contract, he might be thrilled to see his book in print, even sans advance, through an indie press.

Or, to borrow the rather more poetic rendering of the late, great Hilaire Belloc: When I am dead, I hope it may be said, “His sins were scarlet, but his books were read.”

Strategic reasons might weigh into the decision to go indie as well. A writer might feel, for example, that a regional press would be a better bet for her book on migratory waterfowl of the Mississippi delta. (There must be some, right?)

Or the writer might just find the prospect of an agent’s having the right — nay, the obligation — to dictate changes in his manuscript, changes that may well be countermanded by the editor who acquires the book. Even that’s not necessarily the end of the revision road: since editors come and go with dizzying frequency at the major houses these days, the editor who acquires the book may not be the editor in charge of the project when it’s time for the writer to deliver the manuscript, or when she’s finished making the changes requested in the initial editorial memo. Or in the days before the book goes to print.

Yes, it’s been known to happen. So have requested revisions — sacre bleu! — after the review copies have gone out to the advance reviewers (i.e., the one that review books before distributors get them, such as Kirkus, Library Journal, and Publishers Weekly). If those reviews are dismal enough, editors have been known to get a mite nervous, and the editorial memos start flying.

The moral: what a writer regards as a finished book — which is how most aspiring writers think of their books prior to submission, right? — often isn’t. In the traditional publishing world, a whole lot of people have the right to request changes, right up to the point that the spine is about to be pressed against the pages. And sometimes even after.

If I haven’t already hammered this particular point home throughout this series, let me do it now — and since it’s a truth that long-time readers of this blog should find familiar, feel free to open up your hymnals and sing along: in the eyes of the publishing industry, no manuscript is beyond revision until it is actually sitting on a shelf in Barnes & Noble.

Some writers find this rather trying, as you might imagine. Being a writer, Lawrence Kasden wrote, is like having homework every night for the rest of your life.

I am hardly the first to point out that art and the business of promoting it have not invariably been on the friendliest of terms, historically speaking. One of the perennial frustrations of the aspiring writer’s life is the paradoxical necessity of bringing one’s submissions into conformity with what an unknown agent (or agency screener, editor, editorial assistant, contest judge, etc.) expects to see on the page without unduly compromising one’s authorial voice and artistic vision.

Last time, I brought up an increasingly attractive way out of this dilemma: self-publishing.

Don’t roll your eyes, those of you dead-set on traditional publishing — it’s an increasingly attractive option, especially for nonfiction. These days, you can hardly throw a piece of bread at a respectable-sized writing conference without hitting an aspiring writer who, exasperated by the ever-increasing difficulty of breaking into the world of the major houses, are at least toying with striking out on his own.

Self-publishing has come a long way in the last few years. The rise of print-on-demand (POD) and Internet-based booksellers’ increasing openness to featuring POD books has rendered the self-publishing route a viable option for those who balk at the — let’s face facts here — often glacial pace of bringing a book to publication via the usual means, working with the usual suspects.

Yet if you wander into a writers’ conference and ask representatives of the traditional publishing houses about self-publishing, you’re likely to receive a dismissive, if not overly scornful, answer. Often, agents and editors will act as though self-publishing was purely an act of vanity reserved for those who couldn’t hack it in the big time– unless, of course, the book about which you are inquiring happened to sell exceptionally well and ultimately got picked up by a major publisher as a result.

Which does indeed happen — not often, but from time to time.

In case you were wondering, exceptionally well in this context usually translates into something over 10,000 books, give or take a hundred or two depending upon book category. That’s not only good ECQLC (Eye-Catching Query Letter Candy, for those of you new to the Author! Author! community); that’s a statistic that an agent can carry to an editor at a publishing house as evidence that there’s already a demonstrated readership eager for your next book.

Those are the exceptions, though. The last time I checked, the average self-published book was selling less than 500 copies.

Yes, even the ones posted on Amazon. Just as the mere fact of throwing up a website doesn’t automatically result in the world’s beating a path to one’s virtual door, having a book available for sale online doesn’t necessarily translate into sales. The web is, after all, search-oriented: if a potential reader doesn’t know that a particular book exists, s/he’s unlikely to be Googling it, right?

Someone needs to give that reader a heads-up. Increasingly, that someone is the author.

The many, many obstacles facing the self-published book
There’s a reason for the comparatively low sales statistics, of course: self-publishing generally means that the author is solely responsible for promoting his own book — and placing it in bookstores. At a traditional publishing house, large or small, while authors are increasingly expected to invest their own time and resources in hawking their writing (it’s fairly common now for an author to be responsible for setting up her own website, for instance, and to handle virtually all web promotion), but the publisher will handle getting the book to distributors and book buyers.

A self-published book, on the other hand, almost always has a promotional staff of one: the author.

In practice, this can make self-publishing a pretty hard row to hoe, unless the author happens already to have her pretty mitts on some hefty promotional credentials, a mailing list of thousands, or connections at bookstores nationwide that would make the late Jacqueline Susann weep with envy. (Any writer seriously considering self-publishing, or even promoting her own book, should run, not walk, to rent the uneven but often very funny Susann biopic, Isn’t She Great?. It has some problems on a storytelling level, as real people’s lives often do, but there’s no denying that it’s a great primer on how to promote a book, based upon the undisputed mistress of the art. Seriously, she would stop in every bookstore she passed, sign every copy of her books they had, and send individual thank-you notes to everyone who worked in the bookstore afterward. The lady worked for her sales.)

Also, as I mentioned yesterday, self-published works (as well as POD books) currently face some pretty formidable structural obstacles in a literary world that is still very much oriented toward traditional publishing. Most US newspapers and magazines won’t even consider reviewing a self-published or POD book, for instance; even the standard advance review sources won’t do it.

So there goes the standard source for free publicity. But what about distribution?

In practice, anti-review policies mean it’s harder to convince a library or bookstore to carry a non-traditionally published book. And since fiction is traditionally more review-dependent than nonfiction — it all depends on the writing, right? — almost anyone in the traditional book selling or buying biz will tell you that self-publishing a novel is just a poor idea. (Which isn’t necessarily true anymore — as tomorrow’s guest blogger will be here to attest. But shh; I’m not letting that particular cat out of the bag just yet.)

Then, too, since bookstores must purchase self-published and POD books up front, they don’t have the option to return them to the publisher if they don’t sell. As a result, it can be substantially more expensive for a bookstore to carry them than books from a traditional publisher. So both big chains and small indie stores tend to shy away from self-published books; the author tends to have to talk his book into some shelf space, venue by venue.

And then there’s the conceptual barrier
As if all that didn’t present an intimidating enough obstacle course for the self-published writer, there’s also quite a bit of lingering prejudice against self-published work — an attitude still strong enough in literary circles that an author’s already having brought out even a comparatively successful self-published book will not necessarily impress an old-school agent or an editor.

Yes, really. Despite some notable recent successes, reviewers, librarians, agents, and editors still remain, at least overtly, relatively indifferent to the achievements of self-published books, to the extent that not all of them even make the decades-old distinction between so-called vanity presses (who print short runs of books, often at inflated prices, solely at the author’s expense, so the author may distribute them), subsidy presses (who ask authors to contribute some portion of the printing expenses; the press often handles distribution and promotion), desktop publishing (where the author handles the whole shebang herself), and print-on-demand (which refers to how the books are actually produced, rather than who is footing the bill to produce them).

Why would any reasonable human being lump all of those quite disparate categories together, you ask? Well, practical reasons, mostly: as I mentioned above, the average self-published book does not sell awfully well, so the whole species tends to be dismissed by those who sell books for a living as irrelevant to the book market as a whole.

Interestingly, the prevailing opinion on this point hasn’t changed all that much over the last decade or so, despite the fact that many POD and self-published works have proved quite profitable. Remember what I said above about rigid assumptions sometimes leading those who cling to them to misapprehend reality?

The other reason is philosophical: they just don’t think self-published books are inherently as good as those produced by traditional publishers. If the book in question were genuinely of publishable quality, they reason, why didn’t an agent pick it up? Why didn’t a mainstream publisher bring it out?

Yes, what you just thought is absolutely correct: this logic is indeed circular. However, that doesn’t mean the argument doesn’t have any merit — we’ve all seen dreadful self-published books that have only too obviously never passed under the eyes of a reasonably competent proofreader, let alone editor. — or that the publishing industry and those who feed it for a living are simply hostile to any book they didn’t handle themselves.

Like so much of reality, it’s substantially more complicated than it appears at first glance.

So what precisely do they have against self-publishing, other than that it’s not what they do?
In essence, the underlying objection here is that for a book to be self-published, only its writer has to consider it of publishable quality — which is to say, it has inherently violated the rules by which traditional publishing operates. Breaking into print via single person’s say-so is, as we have seen throughout this series, a far, far cry from how mainstream publishing works. Traditionally published books must jump through a rigorous series of hoops before hitting print, hurdles intended (at least ostensibly) to sift out the manuscripts that are not yet up to professional standard by passing them through an increasingly fine set of mesh screens, as it were.

A trifle startling to think of it that way, isn’t it? To try to understand the traditional publishing industry’s view of self-publishing, let’s take a gander at why they might consider it their selection process akin to panning for gold:

The querying stage: agencies evaluate hundreds of thousands of queries and verbal pitches in order to weed out book projects that don’t fit easily into an established book category (if you don’t know what that is, I implore you to peruse the BOOK CATEGORIES posts on the archive list at right without delay), concepts that have been done too many times (every bestseller spawns thousands of copycats), premises that are unlikely to sell well in the current literary market (which changes all the time), and works by writers that cannot write clearly (I’m sure that all of my readers are sending off gems, but you’d be amazed at how many query letters border on the incoherent).

Based upon these assessments — and other criteria, of course, but we’re thinking in generalities for the moment — the agent (and her Millicents) select a small fraction of the queried or pitched projects to read in manuscript form. In theory, then, any book project that makes it past this stage is considered to be conceptually acceptable and in accordance with professional querying standards.

The agency submission stage: Millicent and her boss agent remove from the pool of possible manuscripts that exhibit grammatical errors, spelling mistakes, formatting problems, storytelling difficulties, pacing angst, a not-very-compelling voice, and a whole host of composition problems. Not to mention those that just don’t grab the agent’s interest or he doesn’t think he can sell in the current market.

By this point, the initially immense applicant pool has been narrowed down to just a few thousand of any year’s queriers — or, depending upon book category, possibly a few hundred. Ostensibly, the manuscripts that make it past this stage are all professionally formatted, grammatically impeccable, are written in a voice and style appropriate to the chosen book category, and are stories well told and/or arguments well made.

Yes, yes, there are other criteria at play, too. Keep picturing those sieves and prospectors panning for gold.

The editorial submission stage: agents take manuscripts and book proposals to editors (and their assistants, known here at Author! Author! as Maury, Millicent’s cousin; their aunt Mehitabel is a veteran contest judge) who assess the submissions for voice, content, and pacing appropriateness for the audience the imprint or press is already targeting (like agents and editors, imprints within major publishing houses specialize, right?), potential marketing pluses and minuses, cost of publishing (one of the primary reasons too-long manuscripts have a hard time making the cut), and what the publishing house’s powers that be believe readers will want to buy a year or two hence.

The miniscule fraction of the original querying pool that clear the hurdles of this stage AND impress an editor more than books by already-established authors (whose books always make up the overwhelming majority of releases in any given year) will then move on to the editorial committee. Every book that makes it to this stage should be of publishable quality by professional standards; in theory, the selections from here on are amongst the best the current aspiring writers’ market has to offer right now.

The decision-making stage: editors pitch the books they have selected of an editorial committee and/or higher-ups at the publishing house who will make the ultimate decision about which books to publish, possibly after consultation with the good folks in the production, marketing, and legal departments. By now, the original querying pool has usually been narrowed so much that the group of accepted first-time authors in a given year could fit quite comfortably into a good-sized movie theatre.

Contrast all of this to the process of self-publishing a book, as an agent or editor might conceive it:

Step 1: write book.

Step 2: pay publisher.

Step 3: receive a stack of books with one’s name on the cover.

Of course, there’s far, far more to it than that, but you can see their point, right? Unless a self-published book really wows the market, the streamlined road to publication itself more or less guarantees that the mere fact that it is in print is not going to impress those who work in traditional publishing.

Again, sorry to be the one to report that, aspiring self-publishers. But wouldn’t you rather know the pros and cons up front, rather than finding out about them after you have already invested in bringing out your book yourself?

Criminy.
Yes, yes, I know: I could feel many of you slowly going pale throughout that last part. I’m sorry to sadden anybody, but if we’re going to understand the odds that render self-publishing attractive to many aspiring writer, it’s vital to bear in mind that in traditional publishing, it’s rare that the annual percentage of releases by first-time authors exceeds 4% of the books sold in the United States.

That statistic, by the way, is from before the recent economic downturn.

Try not to let that depress you into a stupor. Instead, take a deep breath and remember what we learned earlier in the series: draconian winnowing-down techniques are not the result of agencies and publishing houses being inherently hostile to promoting new voices, but the flat necessity of narrowing down the avalanche of book projects to the relatively few that publishers, even behemoth ones, can actually publish in a given year.

When you’ve recovered sufficiently from the shock, I would invite you to consider two possibilities that fly in the face of some of the prevailing wisdom floating around out there. Time to squint our eyes and try to pick out some trees.

First, in the unlikely event that none of you out there has noticed, it’s been getting harder and harder for a new writer to land an agent, much less get a first book published. The hurdles a first book (particularly a first novel) must clear are high and numerous enough that at least considering self-publishing is a fairly rational response to a difficult situation, if one happens to have the resources to pull it off.

Second — and this one is going to challenge some of the prevailing notions floating around the writers’ conference circuit — those who work in traditional publishing honestly do have legitimate reason to regard their acquisition process as literarily rigorous. Yet as recent literary history has shown, that does not necessarily mean that self-published books are invariably less polished than their traditionally-published counterparts.

Which is to say: just because traditional publishing types sneer at self-publishing doesn’t mean that it might not be the right route for your book. Believe me, if you have the gumption, push, and creativity to sell enough copies, they might actually be more impressed than if you’d sold the same number via a traditional publisher.

And then there’s the control
Many self-published authors report that they’re quite happy that they grabbed the proverbial bull by the horns and released their books themselves. Nowhere in the publishing world can a writer enjoy such complete control over what will and will not appear on the page; as most first-time authors working with traditional publishers can tell you to their cost, marketing departments change book titles all the time, and while authors sometimes have consultation rights over their book’s covers, it’s rare that they enjoy much actual input into the finished image.

By contrast, such decisions lie entirely in the hands of the self-publishing author. (Go ahead, take a moment to bask in the glow of that mental image. It’s a pretty one.)

While many presses that cater to self-publishers do offer design services (at a price, of course), the final call is the author’s. If a writer was absolutely married to a particular typeface — something that would be utterly beyond his control at a traditional publisher, right? — it’s his for the asking. DItto with the cover art, or the title.

Heck, if he wanted to have each character’s dialogue appear in a different font, while a press might try to talk him out of it, it would be up to him.

But how might an interested writer get started?
As always, tread with care in pursuit of your dreams. This is yet another area of publishing where it genuinely pays to do your homework.

As with any other aspect of publishing, it really does behoove a writer to think very seriously about what she wants out of the publishing process, which type of publication is most likely to meet those expectations, and to do her homework very thoroughly before committing to any route to publication. Never having self-published anything myself, I don’t pretend to be an expert, but I have collected advice from a number of happily self-published authors under the SELF-PUBLISHING category on the archive list at right. These posts do not constitute an exhaustive how-to by any means, but they will give you some tips on what to expect, how to get started, and ways to avoid getting burned.

Remember, not all presses are equally reputable, and the range of charges can vary wildly. While there are many presses that work very well with writers for a reasonable per-copy price, there are also many that operate on the assumption that self-published books should be glossy, high-cost personal calling cards. So even if you don’t have your heart set on leather binding, you’re going to want to inspect very carefully what you’ll be getting for your money.

Ask lots of questions. Not only of any press that you’re considering entrusting with your work, but of successfully self-published authors as well. Don’t be shy — trust me, if you’re willing to show up for a book reading she’s set up at great trouble, she’ll be more than happy to tell you all about her experience with her press.

But please, be kind: if you ask her for advice, buy a copy of her book. She’s probably hand-selling each one.

As a first step toward learning more about self-publishing — and as a reward for your virtue in sticking with this series to close to the bitter end — I’ve recruited a successful self-published author, the erudite and charming James Brush, to give us the low-down on what he wishes he had known before plunging into the wonderful world of doing it for himself. I’ve taken an advance peek at his guest post, and trust me, each and every one of you who has ever given a passing thought to self-financing a book is going to want to see what he has to say.

So don’t forget to tune in this weekend — same Author! Author! time, same Author! Author! channel.

I’ll be wrapping up this series next week, you’ll probably be delighted to hear, and then be moving on to that topic most vital to submitters, how to format a manuscript. Yes, it’s not a very sexy topic, but as long as I have the energy to blog, not a single one of my readers is going to get her submission rejected because she didn’t know how professional authors present their work to agents.

Besides, after all the forest-gazing of recent weeks, I thought it might be rather refreshing to zero in on some individual trees. Keep up the good work!

The getting-a-book-published basics, part XIV: and then there are the alternate — dare I say more scenic? — routes

to the village center

We’re nearing the end of our crash course on how manuscripts do — and don’t — move from the writer’s fingertips to publication, you’ll be glad to hear. And boy, have we covered a lot of territory over the last few weeks! Admittedly, I could conceivably have guided you over this trail with a somewhat speedier step, dwelling a bit less on the important details, but I consider a working knowledge of how the publishing industry in general, and agencies in particular, function an absolutely essential prerequisite for any aspiring writer intending to market her work.

If by some chance I hadn’t already made that abundantly clear. If I had my way, every writers’ association in the English-speaking world would regularly offer free weekend seminars on this stuff, to discourage any talented writer from walking into the querying and submission process blind.

Heck, I’d love to see this information taught in high schools, along with the basics of standard manuscript format. Now that would be one great English composition course.

Glancing back through the posts in this series, I was reminded of the old joke about the reporter interviewing the famous college professor about how long it typically takes him to write a half-hour lecture.

“Oh, all day,” the professor says, “if it’s a topic I’ve never lectured on before. Sometimes several days. Even a week, if I need to do background research.”

The reporter is awfully impressed at that level of dedication. “Wow, that’s a lot of work. How long to write an hour-long lecture on the same topic?”

The professor shrugs. “About three hours.”

The reporter wonders if the professor misunderstood the question, but after all, this is a learned man; no need to insult his intelligence. Slyly, he asks, “Well, how long would it take you to prepare a three-hour lecture, then?”

The professor smiles. “Would you like me to start right now?”

I suspect that I was reminded of this joke because I couldn’t help noticing that most of the posts in this series are approximately the length of my usual notes for an hour-long lecture, factoring in time for digression and questions — you can take the professor away from the rostrum, but not the rostrum out of the professor’s mind, apparently. But there’s more to it than that: I also believe that there’s a vital lesson here for those who are used to receiving their information about getting published in the kind of sound bites one hears the pros spouting at writers’ conferences and online.

It’s this: while brief, snappy advice may seem simpler, it’s actually significantly harder to produce, at least if it’s done thoughtfully. Unless, of course, the advice-giver is merely parroting the conventional wisdom on the subject, often expressed in dismissive one- or two- sentence bursts. Or as single-page, bullet-pointed to-do lists cribbed from a handout from another conference lecture or website.

Brevity may be the soul of wit, but it’s hardly best tool for explanation.

Trying to follow sound-bite advice is rather like gnawing on cubes of bouillon instead of drinking broth: the two substances may well contain the same ingredients, but it’s certainly easier to digest in the watered-down form. Particularly when, as is often the case for advice aimed at writers, the prevailing aphorisms are deceptively simple.

That’s why it’s both difficult and profoundly important for aspiring writers to come to understand that the much prevailing wisdom you hear glibly passing from mouth to mouth is the bouillon version, not the broth itself.

And frankly, the easy availability of bouillon can lead good writers astray. The combination of those over-concentrated pieces of advice that every writer has heard — the full range from basic writing tips like write what you know and show, don’t tell to the types of things agents and editors like to say at writers’ conferences like good writing will always find a home and it all depends on the writing — with the flat-out wrong popular conception that any genuinely good book will automatically find a publisher instantly can (and frequently does, alas) prompt an aspiring writer to conclude, wrongly, that the process should be easy for a genuinely marketable book. Because all that’s necessary to land an agent and/or editor is to have talent, right? So why bother to learn how to format the manuscript professionally, or to figure out the book category, or even to proofread? Isn’t it the agent and editor’s job to ferret out talent despite how it’s presented?

Um, no. It’s their job to discover writers who can reliably produce marketable prose, adhere to industry standards, and have talent. Even then, the writer’s going to have to take direction well.

Other aspiring writers who have imbibed the bouillon assume that if their manuscripts don’t get picked up right away at the query stage, the problem must be in the quality of the writing. If true talent always gets spotted, then why even speculate that an unprofessional query letter might be the culprit?

These conclusions are completely understandable, of course: it’s what the truisms have taught many aspiring writers to believe. But they are not the whole story, any more than a packet of bouillon is a vat of delicious soup.

Some of you are scratching your heads, aren’t you? “Hmm,” you muse, “is Anne being profound, or is she merely hungry?”

A little of both, I expect. Yet because I have dropped so much potentially quite intimidating information about how books typically get published upon all of you so quickly, I would imagine that the comparatively simple standard aphorisms might be sounding pretty good right about now. Just the facts, ma’am.

I could bore you all at this juncture with some ennobling platitudes about knowledge being power and valuable for its own sake — see my earlier comment about the difficulty of taking the professor out of the girl — but I’m not going to do that. Anyone with the dedication to have plowed through this, let’s face it, often-depressing series doesn’t need that pep talk. You’re all bright enough, I’m sure, to have picked up from my SUBTLE HINTS throughout this series that the archive list at right is so extensively categorized precisely so my readers may find answers to specific practical questions as they come up.

Instead, allow me to suggest something the bouillon-mongers seldom remember to mention: the primary reason that it often takes even excellent manuscripts quite a long time to find agents and a home with a major publisher is that this process is hard.

Anyone who tells you otherwise is probably either trying to promote a book or classes on how to get published — or is attempting to encourage all of the discouraged good writers out there to keep on going in the face of some pretty steep odds. Here’s an aphorism that you’re unlikely to hear at a writers’ conference that is nevertheless true: most aspiring writers give up on finding a home for their manuscripts too quickly.

Given how deeply affected by mercurial market fads agents’ and editors’ choices necessarily are, that’s truly a shame. Especially right now, when the economy is forcing the major publishing houses to be even more cautious than usual in what they acquire.

At the risk of repeating myself: hang in there. To recycle some bouillon of my own, the manuscript that gets rejected today may well not be the one that will get rejected a year or two from now.

But some of you may not be willing to wait that long to see your books in print. This, too, is completely understandable: contrary to what agents often seem to believe, most aspiring writers care more about having their writing available for others to read than about making scads of money on the deal.

Although a few wheelbarrows full of money would be nice, of course.

Which is why — to return to yesterday’s topic — it might make perfect sense to an agent to set aside a manuscript that he professes to love if it doesn’t elicit a fairly lucrative offer in its first circulation, in favor of marketing a client’s next book. In the agent’s mind, the first book hasn’t been discarded; it’s merely waiting to be part of a future multi-book deal.

Seriously, it happens all the time. If an agent thinks a writer has a voice that might hit it big someday, continuing to market that first manuscript to smaller or regional presses might seem like a bad career move, even though going with a smaller press might bring the book into print years earlier. (If these last two paragraphs sound like gibberish to you, you might want to go back and re-read the earlier posts in this series.)

Obviously, this is not necessarily logic that would make sense to a frustrated writer, particularly one who may have spent years and years landing that agent. Heck, even the expectation that there would be a second book ready to go by the time a handful of editors at big publishing houses have had a chance to take a gander at the first would make a lot of aspiring writers turn pale.

If not actually lose their respective lunches. Especially a writer who might have only intended to write one book in the first place.

Authoring only one book is a publishing strategy that often appeals to aspiring writers, particularly memoirists: you have a story to tell, and you tell it. Done. But that’s a career strategy that might not even occur to an agent excited by a new author’s voice.

There’s a reason that “So, what’s your next book?” is such a common question before the ink is dry on the representation contract, after all. Since even authors whose books are released by major publishers seldom make enough to quit their day jobs — remember, few books are bestsellers, by definition — agents tend to be on the lookout for career writers, ones ready, able, and eager to keep launching fine books into the marketplace. From their perspective, planning to write several marketable books is simply very good career sense for a writer who wants to make a living at it.

But that’s not every aspiring writer’s goal, is it? Is it?

Okay, so it is for a whole lot of aspiring writers. But if getting that first — and possibly only — book into print is a writer’s highest priority, investing a great deal of time and energy in landing an agent might not seem like a reasonable trade-off.

And that’s not the only reason a reasonable writer might have qualms about pursuing the standard major publisher route, either. Some might balk at all of the hoops through which large or mid-sized publishers expect first-time authors to leap, up to and including landing an agent first, for instance, or not be too thrilled about the prospect of an agent’s insisting upon changes to the manuscript in order to render it more marketable to the majors. Still others might feel, and rightly, that the time for their books to reach readers is now, not some dim, uncertain time several years hence.

The good news is that, contrary to the underlying assumptions of the bouillon trade, writers do have options other than the big publisher route. And I imagine those of you who have spent much of this series muttering, “Oh, God, NO!” will be overjoyed to hear that a great deal of what I’ve said so far will not apply to the next two sub-topics on our publishing hit parade: publishing through a small house and self-publishing.

No need to conceal your joy; I know, I know.

The small publishing house
Also known as an independent publisher because they are not affiliated with any of the major publishing houses (as imprints are), small presses are often willing to work with authors directly, rather than insisting upon receiving submissions only through agents. Typically, indie houses offer relatively small advances — or sometimes no advance at all — but that’s a calculated risk for an author. Sometimes, it can pay off big time: in recent years, some of the most exciting new fiction has started its printed life at a small press and gotten picked up later by a major publisher.

And because some of you will be able to think of nothing else until I answer the question you just mentally screamed two sentences ago, a writer should approach a small publisher precisely as one does an agent: after having done some research on who publishes what, find out how they prefer to be approached, and send a query.

In other words: as with an agency, it’s never a good idea to send unsolicited manuscripts. Ask first.

By the same token, it’s just as important to do a little research on an indie publisher as on an agent. A well-stocked bookstore is a great place to start; see who is bringing out books like yours these days. Both the Herman Guide and Writer’s Market have good listings of reputable small publishers. So does Preditors and Editors, a fine source for double-checking that the press whose website looks so appealing is in fact a traditional publisher, and not a printer of self-published books for pay.

Hey, you’d be surprised at how often their websites look similar.

I cannot stress sufficiently how important it is to doing your homework, and not merely to avoid being presented with a printing bill. Many an aspiring writer has wasted time and resources approaching a major house’s imprint in the mistaken impression that it’s an independent press, ending up summarily rejected.

How can a savvy writer tell which is which? Check the copyright page of a published book — you know, the one on the flip side of the title page — to see if the press that produced it is an indie or an imprint of a larger house. If it’s affiliated with a major, the copyright page will say.

Select a small press that has a track record of publishing books like yours before you approach. Rather than publishing across a wide variety of book categories, the smaller publishing house tends to specialize. This often turns out to be a plus for authors, as targeting a narrow market often means that a small press can afford to take more chances in what it acquires.

Why can they afford to take more chances, you ask with bated breath? Generally speaking, because their print runs are smaller and they spend less on promotion. And remember how I was telling you that their advances were usually small or non-existent?

Another cost-cutting move: the author usually ends up arranging — and financing the book tour himself. If, indeed, there are public readings at all. (For some useful tips on posts about how writers can set up their own readings, check out the guest posts by FAAB Michael Schein beginning here.)

In fact, over the last couple of years, it’s gotten downright common for small publishers, especially those who market primarily online, to employ the print-on-demand (POD) method, rather than producing a large initial print run, as the major houses do, and placing it in bookstores. (For an explanation of how print-on-demand works, please see the aptly-named PRINT ON DEMAND category on the archive list at right. Hey, I told you that the archive list was broken down into very specific topics!)

Check about this in advance, because POD carries some definite marketing drawbacks: POD books have an infinitely more difficult time getting reviewed (check out the GETTING A BOOK REVIEWED category for more details), and most US libraries have strict policies against buying POD books. So do some bookstore chains that shall remain nameless. (They know who they are!) Even some online retailers won’t carry POD books.

Why, you exclaim in horror? Well, for a lot of reasons, but mostly for because POD still carries a certain stigma; many, many bookbuyers who should know better by now still regard POD as the inevitable marker of a self-published book.

More on why that impression might present marketing problems follows next time. For now, what you need to know is that a small publisher that does not go the POD route is going to have an easier time placing your book on shelves and into the hands of your future readers.

Just something to keep in mind when you’re rank-ordering your list of indie publishers for querying purposes.

On the bright side, an author often has significantly more input into the publication process at a small press than a large one. Because it is a less departmentalized operation than a major publishing house, editors at indie presses often have the time to work more intensively with their authors. For a first-time author who gets picked up by a really good editor who genuinely loves the book, this can be a very positive experience.

It can also, perversely, render an author more attractive to agents and editors at the majors when he’s trying to market his next book. (Since indie presses seldom have much money to toss around, multi-book contracts are rare; see that earlier comment about miniscule advances.) A recommendation from an editor will give you a definite advantage in the querying stage for book #2: a query beginning, Editor Y of Small Publisher X recommended that I contact you about representing my book… is probably going to get a pretty close reading from any agent’s Millicent.

Why? Well, having a successful track record of pleasing an editor at an indie press is a selling point; I tremble to report it, but not all authors are equally receptive to editorial commentary. Also, from an agent’s point of view, the fact that there is already an editor at a press out there who is predisposed to read and admire your work automatically means her job will be easier — if the majors pass on book #2, the editor who worked on book #1 probably will not.

Which is to say: if your first book with a small press does well, they will probably want you to stick around — and might even become a trifle defensive if you start looking for an agent for book #2, especially if it is a press that ONLY works with unagented authors, or who prefers to do so. (Such presses are rare, but they do exist; it is undoubtedly cheaper to work with unagented writers — again, see that earlier comment about advances.)

Don’t be scared off by a presumption that signing with them would that you’re committing to a lifetime relationship. It doesn’t. Small publishers are aware their authors may HAVE to leave them in order to pursue larger markets. Consequently, they expect it. Also, people who work for small presses also understand that it’s not at all unheard-of for a writer to start out at a small press and move up to a big one with the help of an agent.

Actually, the more successful they are at promoting your first book, the more they could logically expect you to move onward and upward. Authors move from press to press all the time, without any hard feelings, and when well-meaning industry professionals genuinely respect an author, the last thing they want to do is to harm their future books’ chances of commercial success. In fact, if your subsequent books do well, the small press will benefit, because new readers will come looking for copies of your first book.

Everybody wins, in short.

That being said, a right of first refusal over your next book is a fairly standard contractual provision for publishers of any size, large or small. It means that when you sell them the first book, you agree to let them look at next before any other publisher does.

That can be very valuable to a small publisher, if your first book takes off. They already know that they like your writing (which means that it is not at all presumptuous for you to assume that they might want your next, incidentally), and they would rather not have to compete in order to retain you.

Translation: you might not see an advance for your next book, either. But if getting your work out there is your primary priority, is that really going to annoy you all that much?

The regional publishing house
This is industry-speak for small publishers located outside the publishing capitals of the world — unless you happen to be talking to someone who works at a major NYC agency or publishing house, in which case pretty much any West Coast publisher would fall into the regional category, too. Sometimes, these presses are affiliated with universities, but many are not.

I bring up conversational use of the term advisedly: if you’ve attended any reasonably large writers’ conference within the last two decades, you’ve probably heard at least one agent or editor talking about regional publishing houses as an alternative to the major publishers. Specifically, you may have heard them answer an attendee’s question with something along the lines of, “Well, I wouldn’t be interested in a romantic thriller about wild salmon conservation, but you might try a Pacific Northwest regional press.”

If you’re like most conference attendees, this response probably felt like a brush-off — which, in fairness, it almost certainly was. Most NYC-based agents who deal with major publisher houses prefer to concentrate on books (particularly novels) that have what they call national interest, rather than what they call mere regional appeal.

Basically, national interest means that a book might reasonably be expected to attract readers from all across the country; books with regional appeal, by contrast, might enjoy a fairly substantial market, but it would be concentrated in one part of the country. Or, to put it another way, books of national interest will strike agents and editors in New York City (or, to a lesser extent, Los Angeles, San Francisco, Toronto, and/or Chicago) as universally appealing.

Interestingly, books set in any of the boroughs of New York are almost never deemed of merely regional interest, even though novels set in Brooklyn do not, as a group, enjoy a demonstrably higher demand than those set in, say, Minneapolis. As far as I know, readers in Phoenix have not been storming bookstores, clamoring for greater insight into daily life in Queens, Chelsea, or Ozone Park. Yet it’s undeniable that many a Manhattan-based agent or editor would find such insights more accessible than those of the fine citizenry of eastern Nevada or the wilds of British Columbia.

Why? Well, it’s not all that uncommon for an NYC based agent or editor, as well as their respective Millicents, never to lived anywhere but the upper eastern seaboard of the United States. My agent boasts that he’s never lived more than ten miles from the hospital where he was born (and if you want to keep on his good side, learn from my sad example and don’t instantly exclaim, “Oh, you poor thing. You really need to get out more.” Trust me on this one.)

The moral: regional marketability, like beauty, most definitely resides in the eye of the beholder.

Which is precisely why a writer of a book with strong regional appeal should consider approaching a local small publisher — which, in most cases, means the local publisher, singular — or at any rate one based in your time zone. A book on homelessness in San Francisco may well strike a Bay Area editor as being of broad interest in a way that it simply wouldn’t to an agent in Manhattan; an incisive novel on the domestic trials of a Newfoundland fishing village might well make more sense to a Canadian editor, or at least can at least find Newfoundland on a map on the first try.

Unless, of course, that last book is by an author who has already won the Pulitzer Prize. Then, you have THE SHIPPING NEWS, and its interest is global. Name recognition is a great dissolver of borders.

Just because a regional press’ editors are more likely to understand the market appeal of your book, however, doesn’t necessarily mean that regional press will be able to get such a book national exposure (although it’s been known to happen.) Like other small publishers, regional presses that concentrate on a particular part of the country usually don’t have much money for book promotion.

What they have tends to be concentrated within a small geographical area. For some books, this works beautifully, but it’s unlikely to land an author on the New York Times’ bestseller list. Again: calculated risk.

Fair warning: contrary to the agent’s comment I reproduced at the beginning of this section, few regional presses actually publish fiction these days, at least in novel form. Some presses who specialize in regional nonfiction do publish short story collections; others will publish regional children’s books. But so few have published novels within the last ten years that I am always astonished when a NYC-based agent implies that they do.

Again, you’re going to want to do your homework before you query or submit. At least more homework than the agent who dismissed the Pacific Northwest novelist above.

Speaking of shifts in publishing, there’s something else you might want to know about approaching a small publisher.

Remember how I had said that things change? Well…
As pretty much any writer whose agent has been circulating a book for her recently could tell you (but might not, for fear of jinxing the submission process), selling a book to a major publisher has gotten a heck of a lot harder over the last couple of years. So much so that agents who would have huffily rejected the very notion of taking their clients’ work to an indie publisher just a few years ago have been thinking about it very seriously indeed of late.

More importantly for those of you who might be considering approaching a small publisher on your own behalf, some of them are actually doing it.

What does that mean for the unagented writer? Well, more competition, among other things, and more polished competition. In other words, an unagented writer’s book usually has to be even better than usual to land a spot in the print queue.

Also, as you may recall from earlier in this series, reputable agents only make money when they sell their clients’ books, so it’s very much in their interest to try to haggle up the advances on books sold to small publishers. In a company where there isn’t, as I mentioned above, much money to throw toward authors, guess what that tends to mean for the advances available for unagented books?

Uh-huh. But again, if your primary goal is to see your work in print, is that necessarily a deal-breaker?

Speaking of money, do make sure before you submit to a small publisher that it isn’t a subsidy press, one that requires authors to put up some percentage of the costs of publication. Unfortunately, not all subsidy publishers are up front about this; the latter’s websites can look awfully similar to the former’s. Before you cough up even one red cent — or, ideally, before you approach them at all — check with Preditors and Editors to see whether the publisher charges authors fees.

Which a traditional small publisher should not. But if chipping in to get your book published sounds like a reasonable idea to you, just you wait until next time, when I’ll be talking about self-publishing.

In any case, you’re going to want to proceed with care — and do your homework. Naturally, this swift overview isn’t the last word on small publishers: as I said, an aspiring writer thinking about going that route owes it to herself do extensive research on the subject. So hie yourself to a well-stocked bookstore, start pulling books in your category off the shelves, and see who published them. Then find out whether any of those presses are open to queries from unagented authors.

And then, who knows? Remember, the only manuscript that stands no chance of getting published is the one its writer never sends out.

I just mention. Keep up the good work!

The getting-a-book-published basics, part XIII: submission strategies under a microscope, or, many roads diverged in a yellow wood, and sorry Cerise could not travel them all…

Viewpoint sign

Still hanging in there, campers? I know, I know: this series hasn’t exactly been a beach read. We’ve been covering a massive amount of information — how manuscripts move from a bright idea to the published page, with significant stopovers at the querying, submitting, agency, revision, and publishing house stages — very rapidly, with an eye to bringing those new to trying to get published up to speed as soon as possible.

Why? Chant it with me now, long-time readers: because an aspiring writer who understands how publishing does and doesn’t work tends to have a far, far easier time treading the road to successful authorship than one who doesn’t. Not to mention being infinitely less likely just to give up on a manuscript that really does deserve to see print.

Because it often is a long and complicated road, even for the most brilliant of writers, realistic expectations are, to my mind, one of the most important — and, unfortunately, least often taught — tools in the career writer’s tool bag. Think about it: even if an aspiring writer lands the best agent currently residing in North America for her type of book, won’t it be significantly harder for her to work with that agent if she doesn’t have a clear notion of what good agents do for their clients?

To that end, I waxed poetic last time about the many, many factors that play into an agent’s decision about when and to whom to submit a book. That’s right: I said the agent’s decision: it comes as a great, big, stunning surprise to most newly-agented writers just how little say they have in how the agent handles their work. Or when the agent starts (or finishes) submitting it to editors.

See why I spent the first couple of weeks of this series harping on the importance of finding not just any agent to represent you, but the right one? I can tell you from long, long experience: a writer who doesn’t feel he can trust his agent to know the market well enough to trust her sense of when to submit his manuscript to which editor is not going to sleep well at night.

But let’s say for the sake of argument that the stars have aligned: your agent decides that your book’s submission date has arrived. What happens next?

How agents submit their clients’ work to editors
Your agent (let’s dub her Cerise, just for the heck of it) has made up a list of editors likely to be interested in it, and either spoken with each editor or communicated by letter or e-mail.

Your book is thus expected, a necessary precondition to its getting read in any of the major US publishing houses. Cerise nods her wise head, the agency sends out the manuscript, and you sit down for a nice, soothing month or two (or twelve) of gnawing your fingernails down to the elbow.

But that’s not all there is to the story, not by a long shot. As I mentioned last time, submission strategies differ from agency to agency, and sometimes agent to agent. Some popular choices:

(a) Some agents like to give a manuscript to their top pick for the book and leave it there until the editor in question has said yea or nay. If the answer is no, the agent will send the book out to the next editor on his list, and the process is repeated elsewhere.

While this can be a great approach if the agent happens to have a true sense of what that particular agent might like, it has its downsides. Most notably, time consumption: one-at-a-time submissions can stretch the submission process out, slowing it to a pace that even your average snail would find maddening.

But there’s good reason for that, so kindly resist the temptation to mutter imprecations at the editor under your breath, and still less Cerise: since editors have every bit as much material to read as agents do, garnering a definitive answer on a particular manuscript can take months.

And that’s assuming that the manuscript landed on the best desk for it in the first place. It’s not at all uncommon for an editor to pass a submission along to another editor in-house for which the project might be better suited (or, in the last couple of years, for it to show up in the inbox of the editor taking up the slack for the one who has just been laid off or quit). since most publishing houses employ editorial assistants to screen submissions, it can take a long time for a manuscript to make it up the ladder, as it were.

If you’re thinking that it could conceivably take a couple of years for a book to make the rounds of the relevant editors at the Great Big New York City-Based Publishing House (or, as it’s known around here, GBNYCBPH), congratulations: you’re beginning to understand the wait-HURRY UP!-wait rhythm inherent to the submission process.

Again, try not to take turn-around times personally. A slow response is not necessarily a reflection on your book’s quality, its ultimate marketability, or even how much the editor likes your manuscript. It’s just the way the system currently works.

While you’re pondering that, let’s move on to another submission option Cerise might choose.

(b) Some agents like to generate competition over a manuscript by sending it out to a whole list of editors at once — informing each, naturally, that she is reading the work competitively.

Cerise’s logic on this one: if somebody else is interested in what you have in your hand, it’s more likely to seem desirable to you. Human nature. And to give due credit to Cerise and her Psych 101 professor, she’s often right about this. But that doesn’t always mean a speedy turn-around time: since the editors are aware that other editors are reading it at the same time, the process tends to run a bit faster, but still, the manuscript is going to need to make it past those editorial assistants. Not to mention working its way up that to-read stack on the editor’s desk.

See my earlier comment about turn-around times. It’s not about you.

If you’re now thinking that because there are so few major publishers — and the mid-sized presses keep getting gobbled up by larger concerns — an agent who chose strategy (b) could conceivably exhaust a fairly extensive submission list in quite a short time, and thus might give up on the book earlier than an agent who embraced strategy (a), congratulations are again in order.

Hey, Cerise’s options honestly aren’t unlimited here. Cut her some slack, please.

(c) Some agents will send out a client’s work to a short list of editors — say, 3 or 4 — who are especially hot for this kind of material, or with whom the agent already enjoys a close relationship.

Although this strategy tends to pay off best for well-established agents with excellent connections, as well as those who pride themselves on identifying and pouncing on the latest new writing trend, it is also much favored by agents relatively new to the game. For good reason: its primary advantage is speed; if none of those 3 or 4 is interested in acquiring it, the agent can simply relegate the book onto the inactive list and move on to the writer’s next project.

Those of you who missed yesterday’s post just did a spit-take with your coffee, I’m guessing. “Next project?” writers across the English-speaking world gasp, wiping liquid from their chins, their computer screens, and any of their pets that happened to be passing fifteen seconds ago. “I poured my heart, soul, and two-thirds of my free time into my present book project! I’m just supposed to be able to produce the next one on command? How? By slight-of-hand?”

No, by advance planning. Pull out your hymnals, readers of yesterday’s post, and sing along with me now: it’s always to a serious career writer’s advantage to have another manuscript or two waiting in the wings.

Or at least a well fleshed-out next book idea. And not just because Cerise might decide after just a few tries that your current project would be easier to sell if you already had another book out first. (Hands up, all of you agented writers who have heard this argument, especially within the last couple of years.) It’s also possible that one of the editors will fall in love with your writing style, but decide to pass on the current manuscript.

“I like the voice,” the editor will sometimes say thoughtfully, “but this book’s not right for our list. Has this writer written anything else?”

If Cerise already knows what’s in your writing pipeline, so to speak, she’s obviously going to be in a better position to leap on this opportunity for you. Perhaps less obviously, you are going to be a much, much happier camper if that next book you’ve gushed to her about is already written. Or at least mostly.

Five thousand writerly hands have been waving madly in the air throughout the last two paragraphs, haven’t they? “But Anne!” writers of marvelous prose everywhere shout as one. “Isn’t what we’re selling here our writing? How is it even possible for an editor to love the writing, but reject the book?”

Oh, quite easily; I’ve had this happen to me several times. Remember what I was telling you yesterday about how often and how radically the literary market changes? A novel that would have flown off Barnes & Noble’s shelves three years ago might well be hard to sell to an editorial committee today.

But that novel you finished eight years ago, then set aside after it had that near-miss with the agent of your dreams? You know, the one that your new agent said might be transformable into a good second novel of a two-book deal? The market may well have changed sufficiently that it’s absolutely right for a particular publishing house now.

Chant it with me now, campers: things change. A savvy writer plans for that when strategizing a writing career.

While a third of you are leaping up to scrabble frantically through desk drawers, cabinets, and the recesses of your basements, trying to find the last extant revision of a long-ago novel, why don’t the rest of us get back to the subject at hand?

As I mentioned, short-list submission strategies tend to appeal to gents who pride themselves on keeping up with the latest publishing trends, where speed of submission is of the essence. Unfortunately from a writer’s perspective, it’s also popular with agents who are looking to break into selling the latest hot book category, regardless of what they have had been selling before.

Which, surprisingly, isn’t usually the biggest objection that writers tend to have with this technique. Where conflict usually arises is over different expectations; unfortunately, agents who embrace this strategy are often not very communicative with prospective clients about the logic they have embraced.

Even more unfortunately, lack of communication between agent and writer is not solely the province of the speed-oriented. Even very patient agents often decide after a reasonable number of submissions to table a project until the market is better for it.

Or even — are you sitting down? — to give up on a manuscript permanently. Either way, chances are slim to none that the writer of the book in question will agree in her heart of hearts with the decision.

Predictably, conflict sometimes ensues. It’s even more predictable if the writer had already been of the opinion that his Cerise had held onto the manuscript too long prior to submitting it. Or was submitting it too slowly. Or just didn’t understand in advance what the agent’s submission strategy was.

Doubt that this is stressful for the writer? Ask a few writers whose agents have found their books hard to sell. Actually, If you’ve been to many writers’ conferences, you’ve probably met a writer or two who has been on the creative end of an agent-client relationship like this.

How can you pick them out of the crowd? Easily: they’ll be the ones rending their garments and wailing about how they didn’t know that the agent who fell in love with their chick lit manuscript had previously sold only how-to books.

Make a point of listening to these people — they have cautionary tales to tell. (Hey, one of the points of attending writers’ conferences is to glean wisdom from those who have trodden the hard path before you, right?) Don’t worry about rubbing salt in the wound by asking about their experiences with their agents; if it’s been remotely negative, believe me, they’ll be only too eager to talk.

One of the things they are likely to tell you: given the downsides of short attention spans, it’s a terrific idea to ask an agent offering to representing your work if you may have a chat with a couple of his clients before signing the contract. Even if the agent cherry-picks only his most satisfied clients — and he will, if he has the sense God gave a green tomato — if he tends to discard manuscripts too quickly, his clients will probably mention it.

If asking an agent making an offer whether you can speak with several of his clients seems audacious to you, remember: a savvy writer isn’t looking for just any agent to represent her work; she’s looking for the RIGHT agent.

Is it time yet to talk about the best-case scenario?
Yes, impatient writers who have had their hands raised for a nice, long time now? “But Anne,” authors of the surprise bestsellers of 2013 inquire, “what about all of those books we hear about that make editors drool? How does an agent generate a bidding war?”

Glad you asked, future blockbuster-mongers. There is yet another way an agent might choose to handle a book.

(d) If a manuscript generates a lot of editorial interest — known as buzz — an agent may choose to bypass the regular submission process altogether and sell the book at auction.

This means just what you think it does: a bunch of representatives from GBNYCBPH get together in a room and bid against each other to see who is willing to come up with the largest advance.

I can’t come up with any down side for the writer on this one. Sorry.

Yes, eager producers of future bestsellers? “Hey, Anne: I sometimes see, in Publisher’s Marketplace, that a book was sold in a preempt. Is that some fancy industry euphemism for an auction?”

Excellent question, writers-for-the masses, but no. Actually, a pre-empt (short for preemptive offer) is an attempt to prevent a book from going to auction — or to stop another publisher from acquiring it. Pre-empts also can occur when the publisher wants more rights — North American plus world, for instance — than the agent is trying to sell at the moment.

Basically, the publisher tries to make it worth the agent’s while not to offer the book up for competitive bidding. So it will offer a bid that it hopes is high enough to tempt the agent not to take the book to auction.

Usually, though, a pre-empt comes with a catch: it’s only good for a short time, generally 24-48 hours. That way, the agent doesn’t have the option of coming back after a disappointing auction and daying, “Okay, Pre-empt Offerer, I’m ready to deal now.

Okay, you can stop drooling now; you can always return to that alluring mental picture later. Let’s get back to less-green pastures.

I’m confused. Can you tell me more about what happens if my agent decides she can’t sell the book?
Regardless of the strategy an agent selects, if she has gone all the way through her planned submission list without any nibbles from editors, one of four things can happen next. Ideally, Cerise would talk through these options with you before proceeding, but again, an inclination to issue regular informational bulletins is not standard equipment for an agent.

Which points us to yet another great set of questions to ask in that first conversation: how often do you give your clients updates on your progress selling their manuscripts? Will you be contacting me only if something exciting happens, or will we be communicating regularly? Will you call me, or should I e-mail you?

And so forth. The earlier in your working relationship you can establish realistic mutual expectations, the less likely a communication breakdown is to occur down the line.

Back to those end-game submission options. First, the agent can choose to submit the work to small publishing houses; many agents are reluctant to do this, as small publishers can seldom afford to pay significant advances. Second, as we discussed above, the agent can choose to shelve the manuscript and move on to the client’s next project, assuming that the first book might sell better in a different market.

Say, in a year or two. Remember, things change. And that’s only natural.

Third, the agent may ask the writer to perform extensive further revision before sending it out again. (Speaking of common sources of agent-client conflict.) Fourth — and this is the option most favored by advocates of strategy (c) — the agent may drop the client from his representation list.

Wait — my agent might give up on me, and not just my manuscript?
Well may your shapely jaw drop. Again, see how it might be to a writer’s advantage to have a few book projects in the pipeline, rather than staking his entire sojourn at the agency with just one?

And that’s not the worst of it, I tremble to report. Remember how I mentioned that some (c) adherents are not, shall we say, the best communicators who ever logged into e-mail? Here is where that paucity tends to shine with its most baleful splendor: it’s not at all unusual for agents fond of this strategy not even to notify their clients that they’ve been dropped. The writer simply never hears from them again.

Yes, this last is lousy to live through, now that you mention it. But in the long run, a writer is going to be better off with an agent who believes enough in her work to stick with her than one who just thinks of a first book as a one-off that isn’t worth a long try at submission.

I’m mentioning this not to depress you, but so if your agent suddenly stops answering e-mails, you will not torture yourself with useless recriminations. Either pitch that next book project to Cerise, pronto, to try to rekindle her interest, or start querying other agents right away, preferably with your next book. (It can be more difficult to land an agent for a project that has already been shopped around for a while.)

In other words: you’ll be a much, much happier human being if you’ve already been working on your next book while your agent has been submitting your current one.

But enough dwelling on the worst-case scenario. I know that I’m running long today, but I hate to end on such a grim note. On to happier topics!

What happens if an editor decides that she wants to acquire my manuscript?
Within a GBNYCBPH, it’s seldom a unilateral decision: an editor would need to be pretty powerful and well-established not to have to check with higher-ups. The vast majority of the time, an editor who falls in love with a book will take it to editorial committee, where every editor will have a favorite book project to pitch. Since we discussed editorial committees earlier in this series, I shan’t take the time to recap now. Suffice it to say that approval by the committee is not the only prerequisite for acquiring a book.

Let’s assume for the sake of brevity that the editorial committee, marketing department, legal department, and those above the acquiring editor in the food chain have all decided to run with the book. How do they decide how much of an advance to offer?

If you have been paying close attention throughout this series, your hand should have shot into the air, and you should already be shouting the answer: by figuring out how much it would cost to produce the book in the desired format, the cover price, how many books in the initial print run, and what percentage of that first printing they are relatively certain they could sell. Then they calculate what the author’s royalty would be on that number of books — and offer some fraction of that amount as the advance.

All that remains then is for the editor to pick up the phone and convey the offer Cerise.

What happens next really depends on the submission strategy that’s been used so far. If the agent has been submitting one at a time, she may haggle a little with the editor over particulars, but generally speaking, the initial offer tends not to change much; after the terms are set, the editor puts the offer in writing.

Here’s the part you’ve been waiting for, campers: the agent will then contact the writer to discuss whether to take it or to keep submitting.

With a multiple-submission strategy, events get a little more exciting at this juncture. If there are other editors still considering the manuscript, the agent will contact them to say there’s an offer on the table and to give them a deadline for submitting offers of their own. It’s often quite a short deadline, as little as a week or two — you wouldn’t believe how much receiving the news that another publisher has made an offer can speed up reading rates. If there are competing offers, bidding will ensue.

If not — or once someone wins the bidding — Cerise and the acquiring editor will hammer out the terms of the publication contract and produce what is known as a deal memo that lays out the general terms. Among the information the deal memo will specify: the amount of the advance, the date the editor expects delivery of the manuscript (which, for a nonfiction book, can be a year or two after the contract is signed), an approximate word count, the month of intended release, and any other business-related details.

Basically, it’s a dry run for the publication contract. After all of the details are set in stone, the publisher’s legal department will handle that — or, more commonly, they’ll use a boilerplate from a similar book.

What neither the deal memo nor the contract will say is how (or if) the author needs to make changes to the book already seen or proposed. Typically, if the editor wants revisions, she will spell those out in an editorial memo either after the contract is signed (for fiction) or after the author delivers the manuscript (for nonfiction). Until the ink is dry on the contract, though, it’s unlikely that your agent will allow you to sit down and have an unmediated conversation with the editor — which is for your benefit: it’s your agent’s job to make sure that you get paid for your work and that the contract is fulfilled.

Which brings us full-circle, doesn’t it? The publisher has the book, the writer has the contract, the agent has her 15%, and all is right in the literary world.

I could tell get into the ins and outs of post-contract life — dealing with a publisher’s marketing department, the various stages a manuscript passes through on its way to the print queue, how publishers work with distributors, how authors are expected to promote their books — but those vary quire a bit more than the earlier steps to publication do. Frankly, I think those are topics for another day.

If not another series. This has been a lengthy one, hasn’t it?

And besides, things are changing so much in the publishing world right now that I’d hate to predict how the author’s experience will be different even a year from now. All any of us can say for certain is that writers will keep writing books, agents will keep representing them, and publishing houses will keep bringing them out. As the author’s responsibilities for the business side of promoting her own work continue to increase — it’s now not at all unusual for a first-time author to foot the bill both for freelance editing and for at least some of the promotion for the released book, for instance — how much publishing with a GBNYCBPH will differ from going with a smaller press five or ten years from now remains to be seen.

Conveniently enough, that brings me to our next topic. Next time, I shall talk about some of the other means of getting a book into print: small presses and the various stripes of self-publication. Keep up the good work!

The getting-a-book-published basics, part XII: things change — but not as fast as many writers would like

Yes, yes, I know: I usually open our discussion and gladden your hearts with a pretty picture, or at any rate one to get you thinking about our topic du jour. Today’s marginally pretty pictures, however, require a bit of initial explanation. Specifically, I want to give you a heads-up about how I would like you to use them.

So: please stare at the photos I am about to show you for a good, long minute before moving on to the rest of the post. I would like these images burned into your cranium before we return to our ongoing topic, how manuscripts move from the writer’s brainpan, through an agency, through a publishing house, to end up on your local bookstore’s shelves.

Never mind why; just stare. First, at this snapshot I took in my yard a year ago:

a-windchime-in-the-snow

Clear in your mind? Excellent. Now contemplate, if you will, the same view at a later date (and from slightly farther away, I now notice):

crabtree-blossoms-and-windchime

Four months separate those pictures — either a very short time for such a radical alteration of the environment or an interminable one, depending upon how you choose to look at it. But whatever your attitude, the fact remains that both the wind chime and its observer feel quite different sensations now than they did then, right?

Bear that gentle observation in mind for the rest of this post, please. This series has, after all, been all about gaining a broader perspective on a great, big, time-consuming process whose built-in delays aspiring writers all too often — mistakenly — regard as completely personal.

Yes, it’s all happening to you, but the upcoming change of seasons will happen to you, too. Does that mean that nobody else experiences it? Or that today’s frosty blast of winter air was aimed at you personally?

Realistic expectations and the management of resentment
For the last couple of weeks, I’ve been sticking to the basics: an overview of the trajectory a manuscript typically travels from the writer’s hands to ultimately sitting on a shelf at your local bookstore. Since what most aspiring writers have in mind when they say they want to get their books published is publication through great big New York City-based publishing houses — GBNYCBPH for short, although admittedly, not very short — I’ve been concentrating upon that rather difficult route.

As we have seen, in order to pursue that particular path — which is, as we shall see later in the week, not the only possible route to publication; people merely act as though it is — a writer needs an agent. Yet as we also saw earlier in this series, that was not always the case: aspiring writers used to be able to approach editors at GBNYCBPH directly; until not very long ago, nonfiction writers still could. Instead, writers seeking publication at GBNYCBPH invest months — or, more commonly, years — in attracting the agent who can perform the necessary introduction.

So a historically-minded observer could conclude that over time, the road to publication has become significantly longer for the average published author, or at any rate more time-consuming. Should we writers rend our garments over this, bearding the heavens with our bootless cries, complaining to an unhearing collection of muses that it’s just a whole lot more difficult to get good writing published than it used to be?

Well, we could — and a startlingly high percentage of the public discussion of the writing life is devoted to just that. One can hardly walk into any writers’ conference in North America without tripping over a knot of writers commiserating about it. Certainly, you can’t Google how to get a book published without pulling up an intriguingly intense list of how-to sites and fora where aspiring writers complain about their experiences, sometimes helpfully, sometimes not. And don’t even try to total up all of the blogs on the subject.

Two things are clear: there’s quite a bit of garment-rending going on, and this process is hard.

Although I am never averse to a little light self-inflicted clothing damage if the situation warrants it, I am inclined to think that most aspiring writers expend too much energy on resentment. Without question, most take it too personally, given that the GBNYCBPH didn’t suddenly rearrange their submission policies the day before yesterday in order to avoid having to deal with any individual submission they might otherwise have received within the next six months. Using agents as the North American literary world’s manuscript screeners, effectively, has been going on for quite some time.

Did I just hear a few dozen cries of “Aha!” out there? Yes, your revelation is quite correct: at one level, an agency is to a major NYC-based publishing house what Millicent the agency screener is to the agent, the gatekeeper who determines which manuscripts will and will not be seen by someone empowered to make a decision about publishing it.

But it’s laughably easy for an aspiring writer in the throes of agent-seeking to forget that, isn’t it? All too often, aspiring writers speak amongst themselves and even think about landing an agent as though that achievement were the Holy Grail of publishing: it’s a monumentally difficult feat to pull off, but once a writer’s made it, the hard work’s over; the sweets of the quest begin.

It’s a pretty image, but let me ask you something: have you ever heard a writer who already has an agent talk about it this way?

I’m guessing that you haven’t, because I’m hear to tell you: seldom are garments rent more drastically than amongst a group of agented writers whose books have not yet been picked up by GBNYCBPH.

Why, the agent-seekers out there gasp, aghast? Because typically, signing with an agent doesn’t mean just handing the manuscript over to another party who is going to do all the work; it means taking on a whole host of other obligations, frequently including biting one’s lip and not screaming while absolutely nothing happens with a manuscript for months at a time.

To put it lest histrionically, working with an agent is work. Just not the same work that a writer was doing before.

In other words: things change. And that’s only natural.

Okay, so what is it like to work with an agent?
Are you sitting down? You should, because the answer to that question generally comes as a gargantuan surprise to those in the throes of agent-seeking: the main change most newly-agented writers report is no longer feeling that they have control over what happens to their books.

That’s not paranoia talking, by the way, nor is it merely the inevitable emotional letdown inherent in reaching a goal one has pursued for an awfully long time. It’s a ruthlessly accurate perception, usually.

How so, you ask with horror? Well, for starters, the agent, not the writer will be the one making decisions about:

* when the manuscript is ready for submission to editors at GBNYCBPH;

* given that the agent’s initial answer to that first question will almost certainly be not yet, what revisions need to be made in order to render it ready;

* when the market is ripe for this particular submission (hint: not necessarily when the country’s flailing its way out of a serious recession);

* what additional materials should be included in the submission packet, and your timeline for producing them (because yes, Virginia, you will be the one producing most of marketing materials your agent will wield on your behalf);

* which editors should see it and in what order;

* how it should be submitted (one at a time, in a mass submission, or something in between);

* how soon to follow up with editors who have been sitting on the submission for a while (in general, quite a bit longer than strikes an impatient first-time author as appropriate);

* whether it’s even worth bothering to follow up with certain editors (especially if it’s rumored that they’re about to be laid off or are toying with an offer from another publishing house);

* whether to pass along to the writer the reasons that an editor gave for rejecting the manuscript (not all agents do — and not all agents who do pass along all of the feedback they receive from editors, especially if it contradicts their own views of the book);

* whether enough editors have given similar excuses that the writer really ought to go back and revise the manuscript before it gets submitted again;

* when a manuscript has been seen by enough to stop submitting it, and

*when to start nagging the writer to write something new, so s/he can market that.

I make no pretense of foretelling the future, but I don’t need to be the Amazing Kreskin to state with 100% certainty that those of you who land agents between the time I post this and two years from now will disagree with those agents on at least one of the points above. Probably more. And the vast majority of the time, you will not win that particular debate, because the agent is the one who is going to be doing the submitting.

Oh, you would rather not have known about this until after you signed a representation contract? And aren’t you glad that you already had those nice, peaceful windchime images rattling around in your head? (I thought you might like a brain-soother right about now.)

Now that you’ve calmed down — oh, like the list above didn’t make you even the teensiest bit angry — let’s take another gander at it. Notice how much work the writer is expected to do under this arrangement? You produce the manuscript or proposal, revise it according to the agent’s specifications, write any additional marketing material (trust me, you’ll be glad that you already have an author bio — and if you don’t, consider devoting next weekend to going through the HOW TO WRITE AN AUTHOR BIO category on the list at right to come up with one), make any subsequent revisions (editors have been known to ask for some BEFORE they’ll acquire a book)…

And all the while, you’re supposed to be working furiously on your next book project. Why? Because “So, what are you working on now?” is one of the first questions any editor interested in your current book will ask.

Nice, deep breaths. That dizzy feeling will pass before you know it.

In fact, don’t be surprised if your agent starts asking about your next book roughly 42 seconds after you deliver the full manuscript of the book that attracted his attention in the first place. A career writer — one who has more than one book in him, as they say — is inherently more valuable to an agent or a publishing house than one who can only think in terms of one book at a time; there’s more for the agent to sell, and once a editor knows she can work with a writer (not a self-evident proposition) whose voice sells well (even less self-evident), she’s going to want to see the next book as soon as humanly possible.

And no, at that point, no one will care that you still have a day job. It’s a reasonable objection, though.

A word to the wise: you might want to start working on your next during that seemingly endless period while your agent is shopping your book around — that’s agency-speak for showing it to editors — or getting ready to shop your book around. Yes, it’s a whole lot of work to wrest your fine creative mind out of the book currently in your agent’s beefy hands — but it’s a far, far more productive use of all of that nervous energy than sitting around and fretting about whether your agent is submitting your last book quickly enough.

Or rending your garments. Trust me on this one.

Wait — so what will my agent actually do with my manuscript once s/he deems it ready to go?
Let’s assume that you’ve already made the changes your agent requests, and both you and he have pulled it off in record time. Let’s also say that he’s taken only three months to give you a list of the changes he wanted, and you’ve been able to make them successfully in another three.

If that first bit sounds like a long time to you, remember how impatient you were after you submitted your manuscript to the agent? The agent has to read all of his current clients’ work AND all of those new submissions; it can take a long time to get around to any particular manuscript.

What happens next? Well, it depends upon how the agency operates. Some agencies (like mine, as it happens) will ask the writer to send them 8-15 clean copies of the entire manuscript for submission.

Other agencies will simply photocopy the manuscript they have to send it out and deduct the cost of copying from the advance. Sometimes the per-page fee can be rather steep with this second type of agency; if it is, ask if you can make the copies yourself and mail them. Many agents will also ask for an electronic copy of the manuscript, for submission in soft copy.

While some of you are cringing, furtively adding up how much it would cost to produce 15 impeccable copies of a 400-page manuscript, I can feel others of you starting to get excited out there. “Oh, boy, Anne!” a happy few squeal. “This is the part I’ve been waiting for — the agent takes my writing to the editors at the GBNYCBPH!”

Well, probably not right away: agencies tend to run on submission schedules, so as not to overtax the mailroom staff. It also makes keeping the submission lists straight easier — because you don’t want your manuscript to be sent to either the wrong editor or the same editor twice, do you?

In a large agency, it may take a while for a new client’s book to make its way up the queue. Also, not all times of the year are equally good for submission.

That just made half of you sit up ramrod-straight in your chairs, didn’t it? Remember how I told you that much of the publishing industry goes on vacation between the second week of August and Labor Day? And that it’s virtually impossible to get an editorial committee together between Thanksgiving and the end of the year? Not to mention intervening events that draw editors away from their desks, like the spring-summer writers’ conference season and the Frankfurt Book Fair in the autumn?

The inevitable result: your manuscript may be in for a wait. Depending upon your relationship with your new agent, you may or may not receive an explanation for any delays.

But the usual reason is — shout it with me now — things change. The manuscript that couldn’t interest an editor even if the agent did a striptease during the pitch (oh, there are stories) five years ago might get snapped up in a flash two years from now. And while the bookstores may be crammed with vampires and zombies now, they will be just as crammed with future fads next year.

See why it’s of critical importance to sign with not just any agent, but one whose judgment you trust, one who believes in your talent? A good agent is not just some guy who can take a brilliantly-written book and sell it — ideally, he’s the writer’s partner in long-term strategic planning of the literary variety.

And that kind of partnership, my friends, is well worth searching a while to find.

Because although this is a hard business, it’s also an ever-changing one. You want an agent who understands that ultimately, literary success is a long-term game. Myopically insisting that is true today is eternally true of the book market is just, well, historically ill-informed.

Things change — and that’s only natural. Keep up the good work!

The getting-a-book-published basics, part XI: a few more observations on offer-acceptance etiquette, and a cautionary tale

lily tomlin operator

There I was, peacefully enjoying some well-deserved rest this weekend, when a prime specimen of that species so justly dreaded by writers, the hobgoblins of self-doubt, abruptly pulled up a pillow and sat down on my bed. “Um, Anne?” the wily fellow asked, playfully poking at my cat with his tail. “You know those last couple of posts about what to say and do when an agent calls and offers representation. What if some gifted writer out there mistakenly believes that the questions you recommended are the only ones it’s polite, reasonable, and necessary to ask?”

I yanked the pillow out from under him. “Demon Joe,” — that’s the name of the hobgoblin who specializes in tormenting advice-giving bloggers in the dead of night, so you’ll know should you ever run into him — “Author! Author!’s readers are much, much smarter than that. They know that just as every manuscript requires different revision, and that every book category requires a slightly different kind of agent, every offer from an agent and every subsequent conversation will differ. Now unhand my cat and get out of here.”

Demon Joe slithered across the comforter until he was nose-to-nose with me. “Perhaps. But did you talk about what a writer’s supposed to say if she has manuscripts out with other agents at the time that she receives the offer?

“I talked about that indirectly,” I said defensively, extracting my cat’s tail from Joe’s grasp. “Last weekend, when I was discussing what to do if an agent asks for an exclusive while another agent is already reading the manuscript. You ought to remember — you yanked me out of bed to write it.”

“True enough.” Demon Joe stroked his small, pointed beard thoughtfully. “And I wouldn’t want to disturb your sleep. I Just can’t help worrying about whether an excited aspiring writer, burbling with glee over a phone call from a real, live agent, is going to be in any mood to, you know, extrapolate. But if you’re confident that you’ve covered all of your bases…”

I hate it when Demon Joe is right. If you’ve ever wondered why some of my posts bear timestamps at three or four in the morning, blame him.

I certainly do.

Here, then, is an extra-special bonus middle-of-the-night end-of-the-weekend post, devoted to that most burning of problems most aspiring writers pray someday to have: what you to say to an agent who wants to represent you, when one or more other agents are also considering your manuscript?”

Seem like an unlikely scenario? It isn’t, actually, for any aspiring writer sending out simultaneous submissions. Any time more than one agent is considering the same manuscript, one possible outcome — the best one, actually — is that the writer will need to say something along the lines of, “Gee, I’m flattered, but I’m afraid that I shall have to talk to the X number of other agents currently reading my book. May I get back to you in, say, two weeks?”

The very idea of saying that to an agent who wants to represent you made some of you faint, didn’t it? Believe me, I’ve been there.

Seriously, I have. I wish I had known from the very beginning that having more than one agent reading a manuscript at a time is actually a very good thing for a writer. At least, if all of the agents concerned are aware that they’re in competition over the book.

“What makes you do darn sure of that?” Demon Joe demands. “Stop eyeballing that head-shaped indentation in your pillow and share your experience.”

Okay, okay — I’ll tell the story, but then I’m going back to sleep. Everybody but me comfortable? Excellent. Let’s proceed.

Many years ago, I had just sent out a packet of requested materials — memoir book proposal plus the first three chapters of a novel — when another agent asked to see my book proposal as well. Naturally, when I sent off the second package, I mentioned in my cover letter that another agent was already considering the project.

Thanks, Demon Joe, but I’m way ahead of you on this one: all of you multiple submitters do know that you should always mention it in your submission cover letter if another agent is already reading any part of your manuscript or book proposal? And that you should always drop any agent already reading your work an e-mail if you submit your work to another agent thereafter?

Well, now you do.

Although I knew to be conscientious about that first part, back in those long-ago days of innocence, I was not aware of the second. Indeed, the hobgoblin of doubt dedicated to torturing aspiring writers waiting to hear back on their submissions — Demon Milton, if you must know his name — would have forbidden my acting upon it if I had known: unfortunately, the old conference-circuit advice about never calling an agent who hasn’t called you first was deeply engrained in my psyche.

In other words, I was too afraid to bug Agent #1 to let her know that Agent #2 was looking at my book proposal. Big, big mistake.

Okay, Demon Joe, stop battering my head with your tail: I’m going to show them how to avoid that particular pitfall before I reveal the hideous consequences of not playing by this particular not-very-well-known rule.

So what should I have done instead? If more than one agent asks to see my manuscript (or, in this particular case, book proposal), I should have informed all of them, pronto, so they could adjust their reading schedules accordingly.

No need to name names, of course, or even to go back and tell Agents #1 and #2 that Agents #4-6 also asked to see it a month later. All that any given agent in the chain needs to know is that she’s not the only one considering it.

But I didn’t know that; frankly, I was too tickled to have attracted so much interest. Having stumbled into this rather common error, I set myself up for another, more sophisticated one.

A month later, Agent #2 called me to offer to represent the book. Since Agent #1 had at that point held onto the proposal for over six weeks without so much as a word, I assumed — wrongly, as it turned out — that she just wasn’t interested. So I accepted the only offer on the table, and sent Agent #1 a polite little missive, thanking her for her time and saying that I had signed with someone else.

Demon Joe is prompting me to pause here to ask: did that sweeping, unjustified conclusion make you gasp aloud?

It should have, especially if you have been submitting within the last couple of years. Six weeks really isn’t a very long time for an agent to hold onto a manuscript, after all; now, six months isn’t an unusual turn-around time. But even back then, when about eight weeks was considered the outside limit of courtesy, I should not have leapt to the conclusion that Agent #1 had simply blown me off.

Two days later, the phone rang: you guessed it, an extremely irate Agent #1. Since she hadn’t realized that there was any competition over the project, she informed me loudly, she hadn’t known that she needed to read my submission quickly. But now that another agent wanted it, she had dug my materials out of the pile on her desk, zipped through them — and she wanted to represent it.

I was flattered, of course, but since I had already told her that I’d accepted another offer, I found her suggestion a trifle puzzling. I had, after all, already burbled an overjoyed acceptance to Agent #2. I couldn’t exactly un-burble my yes, could I?

Yet when I reminded her gently that I’d already committed to someone else, all Agent #1 wanted to know was whether I had actually signed the contract. When I admitted that it was in the mail, she immediately launched into a detailed explanation of what she wanted me to change in the proposal so she would be able to market it more easily.

Had I been too gentle in my refusal? What part of no didn’t she get? “I don’t think you quite understood me before,” I said as soon as she paused to draw breath; #1 must have been a tuba player in high school. “I’ve already agreed to let another agent represent this book.”

“Nonsense,” #1 huffed. “How could you possibly have made up your mind yet, when you haven’t heard what I can do for you?”

I’ll spare you the 15-minute argument that ensued; suffice it to say that she raked me over the coals for not having contacted her the nanosecond I received a request for materials. Agent #1 also — and I found this both fascinating and confusing — used every argument she would invent to induce me to break my word to Agent #2 and sign with her instead.

Unscrupulous? Not exactly. She was merely operating on a principle that those of you who have been following this series should have by now committed to heart: until an agent offers a representation contract and a writer actually signs it, nothing that has passed between them is binding.

As I so often tell first-time pitchers who have just been asked to send pages: until there’s a concrete offer on the table, that nice conversation you just had with that agent about your book is just that, a nice conversation.

Of course, #1 may have taken the axiom to heart a little too much — I had, after all, already said yes to another agent, somebody equally enthusiastic about my proposal — but as it turned out, I should have listened to her. I should also have done my homework better: Agent #2, a charming man relatively new to my book category, actually had very few connections for placing the book.

Yes, Demon Joe: that is something I might have learned had I asked him a few more questions before saying yes. Thank you for pointing that out. Now stop rolling around on my flannel sheets.

What happened here? Well, my initial mistake in not keeping both agents concerned equally well-informed allowed an agent who probably knew that acting quickly was his best chance of competing in a multiple submission situation to shut out a better-qualified agent by the simple expedient of asking first.

So what should I have done instead? Contacted Agent #1 as soon as I received the second request, of course — and called her before I gave Agent #2 an answer.

Admittedly, that second part would have required some guts and finesse to pull off; if #2 was deliberately rushing me to commit before I asked too many questions about his track record in selling my type of book, I doubt that he would have been particularly thrilled about my asking for some time to make up my mind. (His agency went out of business within the year, after all; he gave up on my proposal after showing it to only five editors. I received a letter from one of them, saying that he had not submitted it through the proper channels.)

In the long run, though, it would have clearly been far better for me and my book proposal had I taken the time to make sure that I knew what my options were before I took what I deemed to be an irrevocable step. (For a more tips on handling simultaneous submissions far, far better than I did that first time around, please see the WHAT IF MORE THAN ONE AGENTS ASKS TO SEE MY MANUSCRIPT? category on the archive list at right.)

The story does have a happy ending, however: fortunately, the next time I was lucky enough to be in this position, right after having won a major award for my memoir, I had the experience to know how to handle it. I was also fortunate enough to know several previous winners of that particular contest who were kind enough to give me excellent advice on what to do if I won. (It’s always worth tracking down past winners, if you happen to be a finalist: it’s amazing how nice most authors are one-on-one.)

Just so I can convince Demon Joe to remove his pitchfork from my foot region, let’s recap what a writer should do if more than one agent is considering a manuscript when a representation offer gladdens his heart:

(1) Thank the offering agent, but remind her that other agents are currently considering the manuscript.
That should not be news to her, right?

(2) Ask for 3 weeks to check in with the others and make up your mind.
Since this is precisely what she would expect you to do for her if another agent had made an offer first, she should be fine with this. If she isn’t, offer not to commit to anyone else until you have spoken to her again — and set up an appointment a couple of weeks hence to do just that.

Why as much as three weeks? Because it’s entirely possible that none of the other agents have yet so much as glanced at the manuscript. You don’t expect them to make a representation decision before they’ve read your book, do you?

Demon Joe likes that so much that he’s doing a little jig on my bedroom slippers. “Let me be the one to draw out the implication here: yes, some agents who are aware that a manuscript is being multiply-submitted will wait to hear that someone else has made an offer before they give the manuscript a serious once-over.”

The hobgoblin in charge of that particularly nasty (from the writer’s point of view, anyway) game of chicken is called Harold, in case you were wondering. You might want to mutter at him under your breath, should you ever be the writer caught in this situation.

Which is, lest we forget, a good outcome for a submitter. Back to our to-do list:

(3) Then ask all of the other questions you would have asked Agent #1 if she had been the only agent to whom you submitted.
You want to have a basis to decide between her and any of the other agents who say yes, don’t you?

(4) As soon as you get off the phone with #1, e-mail ALL the other agents currently reading any part of your manuscript. Let them know that you have had another offer — and that if they are interested, you will need to hear from them within the next ten days.
Seem fast? It is. It’s also a reasonable amount of time for a rush read, and it gives you a little leeway if any of the other agents needs more time.

After all, the fact that others are reading it isn’t going to come as a surprise to any of them, right? Besides, you don’t want to keep Agent #1 waiting too long, do you?

Stop poking me in the kidneys, Demon Joe. I was getting to the leeway issue.

It’s not uncommon for agents in this situation to ask for more time to read your work. That’s up to you, but do be aware that if you grant extensions, you’re going to have to tell Agent #1 about them.

Doesn’t sound like such an attractive prospect, does it? Wouldn’t you rather build a little extra time into your arrangement with #1, so #2-16 can miss the mark by a few days without sending you into a nail-gnawing panic?

(5) Try to obtain similar information from every agent who makes an offer.
That way, you will be comparing apples to apples, not apples to squid. So if you ask one for a client list — and you should — ask each one that makes an offer. If you talk to a client of #1, talk to #3′s client as well. Otherwise, it’s just too tempting to sign with the one who spontaneously offered you the most information — who may or may not be the best fit for your work.

(6) Make up your mind when you said you would — or inform everyone concerned that it’s going to take a little longer.
But don’t push it too long, and don’t try to use what one agent has said to hurry another. (Over and above simply informing them that another has made an offer, that is.) This is not a bargaining situation; it’s a straightforward collection of offers from businesspeople about whom you should already have done your homework.

And try not to move the deadline more than once. Why? Well, you’re going to want to have a pleasant working relationship with whomever you choose — and although writers often feel helpless when torn between competing agents, that is not how they will see it. The last impression you

(7) After you’ve chosen, inform the agent with whom you will be signing first.
This is basic self-protection, especially if you’ve had to push the decision deadline back more than once. It’s unusual for an agent to change her mind after making an offer, but if she does, you will be a substantially happier camper if you have other offers in reserve.

(8) After you have sealed the deal with your favorite, inform the others promptly and politely.
Do this even if some of the others didn’t bother to get back to you at all — some agents do use silence as a substitute for no, but it’s not courteous to bank on that. They honestly do need to know that they’re no longer in the running.

Resist the urge — and believe me, you will feel it — to explain in thanks, but no thanks e-mails why you selected the agent you did. The agenting world is not very big, after all, and the other agent(s) really don’t need to know anything but that you have indeed made a decision.

Above all, make sure to thank them profusely for their time. After all, they were excited enough about your writing to consider representing you; don’t you want them to buy your book when it comes out?

Hey, my cats are asleep, my various body parts seem to be free of pitchforks, and the hobgoblin all-clear has sounded. (It sounds a lot like a snore from my SO.)

That means it’s time for me to turn in, campers. Good night, sleep tight, and don’t let the hobgoblins of self-doubt bite. Oh, and keep up the good work!

The getting-a-book-published basics, part X: the agency contract revisited, or, excuse me, sirs, but could any of you tell me which one of you will be representing my book tomorrow?

police line-up

Last time, I broached the seldom-discussed issue of agency contracts — you know those handy documents that spell out explicitly what the agent offering to represent you will do for you in exchange for how much. While most aspiring writers simply squeal and shout, “Yes! Yes! Yes!” the nanosecond an offer emerges from an agent’s mouth, it’s very much in your interest to know what you’re agreeing to before you agree to it.

In other words: not all agencies are created equal. Nor do they all operate in the same manner.

There are, however, some norms. As those of you who pored over yesterday’s post may recall to your sorrow, in going over how (and how much) US-based agents typically get paid for representing their clients’ work, I mentioned that US agency contracts typically specify 15% for books sold to a North American English-language publisher, 20% or more for sales to non-North American publishers, whether the book is published in English or not.

“Um, Anne?” a small, confused chorus has been piping out there in the ether ever since I first brought it up. “Was the bit about English-language North American sales just a really complicated, drawn-out typo? Aren’t there other people in the world who read English — like, say, the people in England? Why aren’t all of the English-language sales lumped together, and the foreign ones together?”

Ah, because that would make sense, my friends. The industry likes to keep all of us guessing by throwing a cognitive curve ball every now and again, so this is going to require a fairly extensive and rather convoluted explanation.

Before I launch into it, you might want to pop into the kitchen and make yourself some tea, or fluff up the pillows on your ottoman. I’ll wait.

Okay, everybody comfortable? Here goes.

North American vs. world rights
From the point of view of your garden-variety US publisher, books published in the English language fall into three categories: those sold in North America (meaning in the US and Canada), those sold in Great Britain, and those sold in other countries. So when folks in the industry speak about a US-based agent selling a book to a US-based publisher, they’re generally talking about the first North American rights: the publisher has bought the ability to be the only source of the first addition of the book in the US and Canada.

Of the three categories, only North American rights are considered English-language sales, for contractual purposes. The last two are considered foreign-language sales, which is why — pay close attention here — if your agent manages to sell your book to a UK-based publisher, you will be selling the world rights. Believe it or not, the world excludes North America — which I imagine might come as something of a surprise to those of us who live here.

There — and you thought it wasn’t going to make sense.

What might all of this rigmarole mean for the writer? Perversely, if EXACTLY the same English-language book by a US author was sold in Canada and Great Britain, the author’s US agent would take 15% of the royalties on the first and 20% on the second. Sometimes, the Canadian rights are subsumed in the world rights (if, say, the publisher is UK-based), instead of under the North American rights.

Before you laugh out loud, I should warn you that this scenario is not particularly far-fetched: all of the books in the HARRY POTTER series were sold in a slightly different form in the former Commonwealth than in the U.S. Why? Well, chips mean one thing to a kid in London and another to a kid in LA, and while apparently the industry has faith that a kid in Saskatchewan could figure that out, it despairs of the cultural translation skills of a kid in Poughkeepsie or Omaha.

This is why, in case you were curious, you will see the notation NA in industry discussions of book sales — it refers to first North American rights, minus Mexico. Rights to sell books south of the border, in any language, fall under foreign language rights, which are typically sold on a by-country basis. However, occasionally an American publisher will try to score a sweet deal on a book expected to be a bestseller and try to get the world rights as part of the initial deal, but this generally does not work out well for the author.

Why? Well, do the math: if a book is reprinted in a second language and a North American publisher owns the foreign rights, the domestic house scrapes an automatic 20% off the top of any foreign-language royalties accrued by the author. (If this discussion seems a trifle technical, chalk it up to the rather extended struggle I had to retain my memoir’s foreign rights; back in the day, my now-gun-shy publisher wanted ’em, big time. But they’re mine, I tell you, all mine!)

I cannot stress enough, though: read your contract. Ask some questions. Norms are just norms; individual agencies’ policies do vary.

But what if I am represented by an agent based outside North America — or if I’m unsure if a North American one is asking me to agree to legitimate terms?
Obviously, what constitutes a domestic sale would vary depending upon the country in which the agent does his primary business. So if you are reading this somewhere outside North America, or translated into a language other than English, you should not blithely assume that what I am saying here applies to your home country; it’s always worth your while to check with your national literary agents’ association. For the English-speaking world, the top ones are:

In the United States, contact the Association of Authors’ Representatives.

In the United Kingdom, contact the Association of Authors’ Agents.

In Australia, contact the Australian Literary Agents Association.

I couldn’t find a specific association for Canada (if anyone knows of one, please let me know, and I’ll be delighted to update this), but the Association of Canadian Publishers’ website does include information about literary agencies north of the border.

Not all agents are members of these organizations, but if there have been complaints from writers in the past, these groups should be able to tell you. They are there to help writers make crucial decisions about who should represent their work. So are writer-protection sites like Preditors and Editors or the Absolute Write Water Cooler, excellent places to check who is doing what to folks like us these days. Writer Beware, a website sponsored by the Science Fiction and Fantasy Writers of America, provides a wealth of resources for those who want to learn about scams aimed at writers.

Please don’t dismiss the notion doing some minimal checking to assure the agents reading your work are on the up-and-up as writerly paranoia — who represents your work is too important to your writing career to leave to chance. Remember, not everyone who slaps up an official-looking website is actually an agent, and good writers too nice to want to seem confrontational get burned all the time.

In case it might influence the decision-making process of those of you quietly rolling your eyes at the prospect of investing even more of your scant writing time in researching folks whose ostensible purpose in life is to help writers, I should add: all but the last site I listed are also pretty good places to learn about agents’ specialties, on the off chance that you might be looking for someone to query now that the Great New Year’s Resolution Plague of 2010 is fast receding into memory.

I just mention.

Let’s assume for the moment, though, that the agency lucky enough to land you as a client — strange to think of it that way, isn’t it? — is as reputable as reputable can be. Most agencies are. Even under that happy circumstance, it’s very much in your best interest to understand how and to whom an agent might market your book before you read, much less sign, an agency contact. Not only because these distinctions are rather counter-intuitive, but because they’re the criteria used to determine what percentage your agent will take out of your advance and royalty checks.

Again: read your representation contract before you sign it. Ask some questions. The only way this relationship is going to work to both your benefit and the agent’s is if both parties understand precisely what each of them is supposed to do.

Tell me again how I’m supposed to cover all of this in my first conversation with a prospective agent without sounding like a paranoid jerk?
I sense that some of you have gone a bit pale over the course of the last dozen or so paragraphs. “Um, Anne?” a few queasy souls inquire. “You’re kidding about expecting me to have an intelligent discussion of all of this with my agent in the first 30 seconds after he’s offered to represent me, right? Couldn’t I just agree to let him represent me, and sort the details out later?”

Well, of course you could — as I said, most aspiring writers just blurt out “Oh, God, YES!” before finding out anything about the terms to which they’re agreeing at all. I can completely understand this impulse: mistrust is the last thing on your mind when you are thrilled to pieces that a real, live agent wants to represent you.

Yes, YOU. How thrilling!

Trust your Auntie Anne on this one, though: honeymoons do occasionally end, and not generally because anyone concerned has done anything especially nefarious. Remember, agents move from one agency to another all the time, especially in this economy. If this happens, you will need to know with whom you have a contract, the agency or the agent. (Either is possible.)

It’s also not unheard-of for an agent to stop representing a particular genre even though she has clients still writing and publishing in it. Writers occasionally develop a sudden urge to compose a book in a category for which their agents do not have current contacts. And so forth.

The agency contract is, in short, one contract to read with your glasses ON, and paper by your side to jot down questions. It’s perfectly legitimate to request time to pore over it. Then pick up your notes, hie yourself to a telephone, and start asking follow-up questions.

If you do not have an opportunity to see a copy of the agency contract before having your first serious conversation about your future with your new agent — as will probably be the case; many agents are notoriously slow in sending out representation agreements — do make a point of asking the agent in your first conversation for a brief overview of its major points.

That’s merely good sense whenever you are going to deal with a business with which you are unfamiliar, and it would never occur to a reputable agent to take your caution at all personally.

Because, you see, by being cautious, you’re not calling the agent’s integrity into question, but making sure you know precisely what she is proposing that you do together. After all, the agent almost certainly will not have been the person who wrote the contract; the agency will have an established boilerplate. Naturally, it is in an honest agent’s best interest for a prospective client to understand the contract-to-be well enough to abide by its provisions.

Allow me to repeat something I dropped into the middle of that last paragraph, because it comes as news to a lot of newly-agented writers: unless your future agent happens to own the agency, it is the agency — not the agent whom you are prepared to love, honor, and obey for as long as you shall write and she shall sell — who will set the terms of your relationship.

The agency, not the agent, produces that contract I keep yammering about, after all; the agent may not even sign it. So a savvy writer should be very, very interested in the policies and procedures of any agency to which she is about to commit herself and her writing.

Wait — what do you mean, I’m committing to the agency, not just the agent?
That’s right — agency policy will affect you, and that agent who is being so nice to you on the phone will not be the only agency employee who will be dealing with your work. Among other things, the agency, and not merely the agent, is going to be handling every dime you make as a writer — and furthermore, telling the fine folks at the IRS all about it.

Remember, your publisher will be sending your advance and royalty checks to your agency, not to you personally. (For a more in-depth examination, please see the ADVANCES and ROYALTIES AND HOW THEY WORK categories on the list at right.) If your work is going to be sold abroad, the agency will turn your book, your baby, over to a foreign rights agent of ITS selection, not yours — and will be taking a higher percentage of your royalties for those sales than for those in the English-speaking parts of North America, typically. And the agency is also going to be responsible not only for keeping the government informed about all of these transactions, but also preparing those messily-carboned royalty forms that you will be submitting with your taxes.

That’s a whole lot of trust to invest in people who you may never meet face-to-face, isn’t it? Or, in some cases, people that you may not even know exist?

Did I just hear a giant collective gasp out there? I hate to be the one to break it to you, but many authors never meet their agents in person; is it really all that surprising, then, that few are on friendly terms with the rest of the agency’s staff? It’s not as though the agency will fly a prospective client from California to New York just to get acquainted. Since almost everything in the biz is handled by phone, e-mail, or snail mail, face-to-face contact is seldom necessary.

The result? Well, it’s not a scientific sample, of course, but I know plenty of writers who couldn’t pick their agents, much less the principal of their agency, out of a police line-up. (Not that you really want to be in the position to hiss, “That’s she, officer. SHE’S THE ONE WHO DIDN’T MAIL MY ROYALTY CHECK,” but still.)

Ideally, you want relationships with both your agent and agency so comfortable that you have no qualms — and no need to have any — about simply handing the business side of your writing over to them and letting them get on with making you rich and famous. (Which you already know that no agent cannot legitimately promise up front, right?) So while asking a whole lot of pointed questions at the outset may seem mistrustful, doing so will actually substantially increase the probability that you’re going to trust and respect your agent a year or two down the road.

At minimum, find out whether you are signing with the agency as a whole or with the agent specifically: contracts come both ways. Remember, agencies vary quite a bit. Some are set up so the royalty money all goes into a common pool, funding the entire agency, and some are run like hairdressing establishments, where each chair, so to speak, houses an independent contractor, and no funds are mixed.

Why should your agent’s employment arrangements concern you? Well, if you are the client of an independent contractor-type agent, if she leaves the agency, you more or less automatically go with her, or will at least be given the option of doing so. If your contract is with the agency, you probably will not.

Again, asking about this is not being paranoid; it’s being prudent. Few human relationships are permanent, after all.

Let’s face it: some agencies have pretty short lifespans. It’s also not all that uncommon for agents simply to burn out on the biz; selling books is hard work, after all. And since many agents have a track record of agency-hopping every couple of years — as many junior agents do; it’s a smart way to build a professional lifetime’s worth of contact lists — may I suggest that how the agency is set up may affect your life pretty profoundly?

Don’t think that nice agent who called you to offer to represent you would drop out of sight? Okay, cover your representation contract — no peeking now — and answer these trenchant questions:

(1) If your agent retired, would you still be represented, or would you need to find a new agent?

(2) What about if she got laid off and the agency did not replace her, as is happening in agencies all over the country right now? Would you still be represented then?

(3) What if she got into a car crash, God forbid, and had to cut her client list in half?

(4) Does the agency have any hierarchy in place to mediate any disagreements that may If you had a fundamental disagreement with your agent, could you move to another agent within the agency, or would you need to find a new agent elsewhere?

(5) On the brighter side, what if your agent started an agency of her own?

Yes, I actually do know authors to whom each of these things has happened; thanks for asking. None of them had even considered any of these possibilities until the realities hit them in the face. And virtually all of them now say that it never occurred to them to question whether the agency would be there to support them if something happened to their again.

But perhaps that’s not too surprising: many an author could not pick any member of her agency’s staff but her agent out of a crowd at a writers’ conference. Or out of a police line-up, for that matter.

So I take it you’re saying that this isn’t a business that runs on handshakes
Sometimes it is, but you should be very wary of an agent who is not willing to offer you a written contract. Contrary to popular belief, verbal contracts may be binding (if some consideration has changed hands as a result of it, as I understand it; if you handed someone a $50 bill and the keys to your car after the two of you had discussed his painting a mural on the passenger-side door, I’m told that could be construed as a contract, even with nothing in writing, but you should definitely talk to a lawyer before you attempt anything so zany), but as I MAY have pointed out, oh, 1800 times in the last 5-plus years, this is an industry where the power differential tends not to fall in the writer’s favor until after she is pretty darned well established.

Protect yourself. A good place to start: reading your representation contract and asking some intelligent questions.

Assume, too, that at some point, you will want to revisit some of these issues. If you are offered a written contract, make yourself a photocopy so you may refer to it later.

Yes, even if the agent or agency’s head has not yet countersigned it. Many agented writers report that they have never seen another copy of the contract again after they signed it.

Dare I hope that those great, gusty sighs I hear wafting from my readership mean that this is all sinking in? “Okay, Anne,” sadder-but-hopefully-wiser writers everywhere concede. “I get it: it’s not in my interest to take the details of the agent-client relationship on faith. I need to ask questions when I don’t understand something. But right now, I don’t think I have the energy to do that, because you’ve depressed me into a stupor. The last couple of posts have occasionally read as if half the agents out there are evil trolls, waiting under every bridge into Manhattan in the hope of defrauding innocent authors.”

Of course, that’s not the case. The vast majority of agents honestly are good people who love good writing and want to help writers — but as in every profession, not all of them are scrupulous about fulfilling their obligations toward their clients. It behooves us all to be cautious.

So read that contract; act those questions; walk into that agency with your eyes wide open and your reading glasses firmly on.

And please, when the time comes: don’t be so flattered by an agent’s attention that you just agree to everything you are asked — or contractual provisions you don’t know exist. That’s how good writers get hurt, and I don’t want to see it happen to any of you. Put up your antennae before entrusting your precious manuscript to just anyone’s care.

Next time, I’ll talk about what agents do with manuscripts after the representation contract is signed. In the meantime, keep up the good work!

The getting-a-book-published basics, part IX: the agency contract, or, what to say to an agent who offers to represent you — other than, “Yes, please.”

fireworks

Today’s installment of our ongoing series is an exciting one, campers: I’m going to be talking about the happy day when an agent first tells a writer that he wants to represent her. Most aspiring writers have long fantasized about that auspicious event, but what actually happens?

Other than a monumental celebration, of course. I think it’s safe to assume that all of you can picture that part for yourselves.

Let’s back up a moment and savor the actual moment of acceptance in some detail: first, the phone rings. Although some agents do prefer to communicate by e-mail, typically, if a US-based agent is offering to represent a North America-based writer, the agent will telephone.

Why? Well, agents tend to be in a hurry pretty much all the time, and they’re used to using their powers of verbal persuasion. (Remember, most agents will assume that you will have continued to query and submit while they are considering your manuscript; for all the agent who wants you knows, you may already have other offers. Besides, the agent of your dreams will undoubtedly have a few questions for you.

This is also a great opportunity to ask a few of your own. In fact, you should.

To pull one at random out of thin air: “How are you planning to go about trying to sell this book, and to whom?” This is likely to elicit important information, such as whether the book category you selected for your manuscript or proposal was a good fit. (Hey, a writer likes to know these things.)

Another that you might consider blurting out right off the bat: “Are you going to want any changes to the manuscript/book proposal before you start sending it out to editors?” The answer will almost certainly be yes, incidentally, but at least you will have broached the issue politely yourself, rather than having it come as the intense surprise it generally is to those new to the agent-having experience.

If these sound like far more intelligent questions than are at all likely to occur to someone totally overcome with joy, well, you’re right: I know literally dozens of now-agented writers who were able to stammer out little more than a well-nigh-incoherent, “Yes! Yes! Oh, God, YES!”

So unless you are in the habit of receiving good news on this scale with aplomb, it might be prudent to prepare for this moment. While an agent is reviewing your manuscript or book proposal is a dandy time to work off some of your nervous how-long-must-I-wait-to-hear energy by coming up with a written list of what you want to know. You’ll find a few suggestions in the posts under the AFTER YOU LAND AN AGENT and WHAT TO ASK AN AGENT WHO WANTS TO REPRESENT YOU categories on the archive list located at the bottom right-hand side of this page; the US agents’ guild, the Association of Authors’ Representatives, also has a good list of preliminary questions on its website.

Even if you already have a fairly clear idea of what you would say during that much-anticipated phone call, please don’t put this off, thinking you can wing it when the time comes. Accepting an offer gracefully, like garnering the offer in the first place, usually requires some homework. I would strenuously recommend that anyone who might be in a position to be on the receiving end of one anytime soon — like, for instance, a writer who has just popped a submission packet into the mail — check out either these posts or another reputable source prior to having a conversation about one’s work with an agent, if only to clarify in one’s mind what an agent can and cannot do for a writer.

What’s that you say, readers? You’re not entirely sure what a good agent can do for you, other than sell your book? Let’s take a gander at the full range of possibilities.

Some things a reasonable writer can (and should) expect a reputable agent to do:

*Present a client’s manuscript and/or book proposal to editors at large and medium-sized publishing houses (even if a writer has more than one book ready to go, most agents will prefer to work on only one at a time),

*Advise a client on how to make the manuscript or book proposal more marketable,

*After selling the book, handle all of the financial arrangements between the publisher and the writer,

*Act as the client’s advocate in any subsequent disputes with the publishing house, and

*Serve as a sounding board about future book projects’ marketability.

*Help a client strategize the order and timing of working on particular projects, to maximize the agent’s ability to sell them.

All of that sound familiar and reasonable, or is the list disappointingly short for those of you who had been picturing the agent of your dreams wearing the cape and tights of a superhero? To help bring hopes into closer alignment with reality, let’s take a look at some common misconceptions about what an agent is actually capable of offering a writer.

Some things an agent cannot do for his clients:

*Guarantee in advance that he will be able to sell a particular book to a publisher,

*Guarantee that he will be able to sell a particular book to a particular publisher.

*Guarantee a certain advance if the book does sell.

*Dictate when the publisher who acquires the book will release it or speed up the publication process at will, and/or

*Make a writer rich and famous overnight.

If an agent offering to represent you claims to be able to do any of the things on that second list, you should be asking plenty of follow-up questions, as well as checking the agent’s credentials with Preditors and Editors or some other credible source. It’s perfectly legitimate to ask to see a list of clients before you decide, or to request a run-down of the sales tactics the agent used to sell the last book he sold in your book category. You may even ask to speak to a couple of current clients, to see how happy they are with his representation, although naturally, few agents will send a prospective client to a dissatisfied client for a reference.

I can sense some of you squirming in your chairs — you’re not completely comfortable with the notion of cross-examining someone offering to represent your work, are you? “What if I do my homework really, really well before the agent calls and offers to represent me, Anne?” I hear some of you wheedling. “If I quadruple-check in advance that the agent is legit, why will I need to ask questions at all?”

Excellent question, seated squirmers: because every agency operates slightly differently.

For instance, a very well-known agent or one at a very large agency might have a junior associate act as a first-time author’s primary contact, rather than the agent himself. (For a comparison of how large and small agencies can operate differently, please see this archived post, as well as this one.) Some novel-representing agents prefer to approach editors one at a time, giving each a nice, long look at a manuscript (and a chance to reject it) before moving on to the next, while others favor submitting simultaneously to eight or ten editors.

If asking about such things seems a bit confrontational for a first conversation with someone you really, really want to like you, don’t worry: your agent honestly does need you to understand how she works, so that she can do her job well. Most agents actually prefer clients who ask intelligent questions.

And if you say nothing, many agents will simply assume that you’re already familiar with every step in the often long and complicated process of getting a book published. An interesting assumption, given that the vast majority of first-time authors are completely astonished by what occurs. So are most writers new to working with an agent.

Don’t believe me? Ask any writer who signed with his first agent six months ago. Unless his book has already sold — and it’s highly unusual for an agent to be able to sell a new client’s work that quickly — he’s going to be full of wonder about why his agent is handling the book the way she is.

So come up with a set of reasonable questions in advance, and ask them before you sign anything. As long as you don’t take umbrage at any particular piece of news and try to argue about it (“What do you mean, a royalty of 20% for foreign sales is standard? I challenge you to a duel, sir!”), this is all simple factual information that you have a right to know.

I see a few more timid hands raised. “But Anne,” confrontation-haters continue to wheedle, “surely most of what I need to know will be spelled out on the agency’s website. No? Well, then won’t the agent give me some sort of hand-out, explaining how she works? No? Isn’t it even spelled out in the agency contract I’ll be signing?”

I’m sorry to report that the answer to all three questions is not necessarily. (See my earlier comment about the likelihood of agents’ assuming that writers are already aware of what will be required of both parties to the agency contract.) In fact, representation contracts are often downright vague.

Don’t let that make you tense. Trust me: the lack of specifics is generally for convenience’s sake, not to confuse prospective clients. Remember, to make this arrangement work, both parties have to hold up their end of the deal. It’s just not in a good agent’s interest that a writer not completely comprehend what he is being asked to do.

What might an agency contract require of my new agent — and of me?
Most agency contracts are easy-in-easy-out affairs for both parties, so it’s highly unlikely that you’ll get permanently stuck in an arrangement you don’t like.

In fact, representation clients tend to be rather short-term, specifying that the agent will either handle the entire selling process for a single book or all of the client’s work a year’s or two’s time — a choice made by the agency, incidentally, not the author. Sometimes, a single-book contract will grant the agency the right of first refusal over the client’s next book, entitling them to see your subsequent writing before you show it to anybody else, regardless of how happy you were with how the agent handled your first project.

Read every syllable of the contract carefully before you sign; if you don’t understand any part of the contract, ask the agent. If you don’t understand the answer or anything seems fishy, take it to an attorney familiar with representation contracts.

That may seem mistrustful, but a good agent is already quite aware that what you don’t fully grasp can hurt you, contractually speaking. Some contracts, for instance, will feature a rollover clause, which stipulates that if the author has not notified the agency by a particular date that she wants to seek representation elsewhere, the contract is automatically renewed for the following year.

Find out which up front, so you are aware of the terms of renewal. If you sign with an agency that favors the rollover clause, make sure you know precisely when the opt-out date is. Mark it on your calendar, just in case. And keep marking it every year.

If you are planning to write more than one book (or already have), do be sure before you sign a per-project contract that your agent is at least willing to consider representing everything you want to write. A time-based contract minimizes this concern, but do be aware that often means that the agent has right of first refusal over everything a client writes during the agreed-upon period — which means what, campers?

That’s right: you must allow her to decide whether she wants to represent an additional book before you may show it to another agent. (I was just checking to see whether your eyes had glazed over while I was going over technicalities.) Either way, writers with many projects going at once will want to make absolutely certain to ask about future projects.

The agency contract will also specify the percentage of your advances and royalties your agent will get. If this section is vague in any way, start asking questions, fast.

How writers get paid for their books — and how agents get their percentage
Any money you ever earn on books sold for you by the agency will pass through the agency before it comes to you; the agency will take its cut, then mail you a check for the remainder. Paying the agent’s percentage will not be left up to the goodness of your heart and the burnings of your conscience; once you are represented by an agent, he will see to it that your publication contract will specify that the publisher will send your checks to your agent, not directly to you.

This means that any money you see will already have the agent’s percentage deducted from it. See why it’s so important to be positive that you can trust this person?

Typically, in literary agencies, the agent’s percentage is 15% for English-language North American sales. Script agents generally get 10%.

These percentages are non-negotiable in virtually every agency on earth, so no need to worry that asking about them up front will make you look like you’re haggling: it’s to shield you against the unhappy day when a check arrives with fewer zeroes on it than your advance led you to expect. Or for more time passing than you expected between your publisher’s cutting your royalty check and the agency’s passing along your share to you.

And no, a lower percentage for the agent does not usually mean a better deal for the author — it’s usually an indication that the agency is new, and is trying to attract high-ticket clients.

Pretty much every agency in the country takes a significantly higher cut of foreign sales: 20% or more is the norm. (For reasons I have not been able to fathom, my agency takes 23% of sales in the Baltic republics, so they’ll really score if my memoir takes off in Lithuania.) The higher price tag abroad is for a very practical reason: unless an agency has a branch office in a foreign country (as some of the larger agencies do) it will subcontract their foreign rights sales to agencies in other countries, who will need to be paid as well.

So if you suspect that your book will have a high market appeal in Turkey or Outer Mongolia, you might want to check up front whether your prospective agency has a branch there, or is subcontracting. The differential in commission percentage can be substantial.

I see a lot of raised hands out there, and I’m delighted to see so many of you getting in some practice, speaking up when you’ve got a question. However, you might want to lower those flailing arms; I’m out of time for today.

Hold those good questions, everyone, and keep up the good work!

The getting-a-book-published basics, part VIII: why no single rejection means the end of the line — or even rocks ahead

French road sign

One of the ever-changing communications phenomena that most fascinates me is the relatively new practice of people forwarding newspaper articles to one another. Or even blog posts — some of mine have ended up in some awfully odd places. Scads of people who would never dream of clipping a column out of a physical newspaper blithely forward other people’s writing on subjects that interest them all over the place, often with minimal comment.

Basically, they’re saying: I saw this and thought it would interest you, but I don’t really have anything to add to the discussion.

Okay, so maybe that’s a trifle harsh: unlike, say, aspiring writers, many people prefer to be content consumers, rather than producers. The pervasiveness of the forwarding-without-substantive comment practice is largely a side effect of so much information being available online these days. But I must confess, I don’t think it’s really a substitute for discussion, conversation, or even a friendly I was thinking of you.

In particular, I’m constantly bemused at how often I’m forwarded pieces that simply confirm things that the sender is already aware that I have known for years. How do I know that they’re aware of it? Because when I’m interested in something, I like to have discussions about it.

Case in point: last week, no fewer than fifteen people — delightful, well-meaning, quite intelligent people, fully capable of holding up their respective ends of conversations — forwarded me the link to a recent Wall Street Journal article revealing the shocking fact that major publishers in the US no longer read unsolicited submissions from unagented writers. The slush pile, the article breathlessly informed readers, is all but dead.

Which will not come as a surprise, I suspect, to any aspiring writer who has tried to get a book published within the last 15 years. The agented-only submissions policy has been in place at the majors for an awfully long time now.

As, indeed, I would hope that anyone who reads this blog on a regular basis, or even has been following this month’s posts on how the publishing industry does and doesn’t work, was already aware. In case anyone still is not: under no circumstances should a writer query or submit directly to an editor at a major (or even mid-sized US publishing house, unless the editor has specifically requested it. It’s just a waste of a writer’s time and resources.

There, now: none of you fainted, did you? Were any eyebrows even raised?

But then, I am perpetually astonished at the already pretty well-established phenomena that are evidently supposed to flabbergast otherwise reasonable adults. That TV characters who have been flirting for seven consecutive seasons suddenly end up romantically entangled during episodes aired during sweeps week, for instance: um, who precisely is not going to have seen that coming? Or that any given major political initiative is greeted by anything but the unanimous approval of any given legislative body: as nearly as I can tell from the news every night, we’re all supposed to be floored by the fact that politicians disagree with one another from time to time, even when those splits run along precisely the party lines that characterized the last 17 major disagreements. Or that anyone’s cockles wouldn’t be warmed by the magic of Christmas.

Frankly, I like to think that most people are a trifle less credulous than that — and more inclined to learn from experience. To paraphrase Abraham Lincoln, I don’t think too much of people who are not wiser today than they were yesterday.

Which is one aspect of how the publishing industry treats writers that I really like: it assumes not only that anyone who can write well enough to deserve to be published is an intelligent human being, but also that a good writer can and will learn the ropes of the business side of publishing That’s not an insignificant compliment, in this era where even news shows operate on the assumption that the average adult has the attention span of a three-year-old — and one who has been stuffing candy into his eager mouth for the last two hours at that. Actually, I find agents’ and editors’ presumption of authorial intelligence rather refreshing.

If not always completely justified. Aspiring writers often expend a great many tears, trying to capture the attention of an agent or editor when they do not know the rules for flagging ‘em down. Or that there are rules at all.

Hey, did you hear that new writers never get discovered from the slush pile? Film at 11.

Which may, I suppose, be the point of forwarding some information around. Since the pros expect writers to do their own research before trying to get their books published, those brand-new to the biz are often stunned that nobody in the industry just tells them what to do. From a first-time querier’s perspective, it can seem downright counterproductive that agents just expect her to know what a query letter should look like, what information it should contain, and that it shouldn’t just read like a back jacket blurb for the book.

Heck, how is someone who has never met an agented author in person to know not just to pick up the phone and call the agent in question? Magic? Osmosis?

Similarly, agents, editors, and contest judges presume that anyone genuinely serious about her writing will have taken the time to learn how professional writers format their manuscripts — an interesting presumption, given that many, if not most, aspiring writers are not aware that professional manuscripts are not supposed to resemble published books. (To those of you who just gasped: don’t worry; I shall be going over the differences again as soon as I wrap up my current series on how books get published.)

Correct me if I’m wrong, but that’s not information that the average writer is born knowing — which is a real shame, since professionally-formatted manuscripts tend to be taken far more seriously at submission time than those that are not.

Why? Well, partially because of that flattering supposition I mentioned above: because people who read manuscripts for a living tend to assume that since good writers are intelligent people, the common conclusion is that the only reason that a manuscript would not be formatted properly is that the submitter did not bother to do his homework.

In other words, from their perspective, a query or submission that does not conform to their expectations of what is publishable (in terms of writing) or marketable (in terms of content or authorial authority) is a sign that the writer just isn’t ready yet to play in the big leagues. That doesn’t necessarily mean that they believe that writer will never produce professional-level work; indeed, folks in the industry tend to assume (and even say at conferences) that they’re confident that if a truly talented writer gets rejected, she will take it as a sign that she needs to improve her presentation.

Since the information on how to do that is available — although nowhere near as readily or conveniently as most agents who say this sort of thing seem to think, despite the pervasiveness of the forwarding culture — why wouldn’t someone with a genuine gift invest the time and effort in learning to do it right?

In my experience as a freelance editor, writing teacher, and conference presenter, there’s a very straightforward answer to that: because the average querier or submitter, gifted or otherwise, doesn’t have a clear idea of what he’s doing wrong. And since most rejection letters these days contain absolutely no clue as to what caused the agent (or, more commonly, the agent’s screener) to shove the submission back into the SASE — or don’t respond at all if the answer is no — I don’t find it all that surprising that the aspiring writer’s learning curve isn’t always particularly steep.

You may forward the link to my saying so. Just don’t quote me without giving me credit, okay?

All of this is why I am bringing up the expectation of intelligent research toward the end of this series on how writers bring their books to publication. Indeed, it’s a large part of the reason that I write this blog: from an outside perspective, it’s just too easy to interpret the sometimes esoteric and confusing rules of querying, pitching, and submission as essentially hostile to aspiring writers.

That’s not really the case. While many of the querying and submission restrictions have indeed been established, as we have discussed, in order to narrow the field of candidates for the very, very few new client slots available at most agencies, the intent behind that weeding-down effort is not to discourage talented-but-inexperienced writers from trying to get their work published. The underlying belief is that an intelligent person’s response to rejection will not be to give up, but to analyze what went wrong, do some research about what can go right, and try, try again.

Yes, what you just thought so loudly is quite correct: the fine folks who toil in agencies and publishing houses don’t expect the writers they reject to disappear permanently, at least not the ones with genuine talent; they believe that the gifted ones will return, this time better equipped for life as a professional writer. To cite the old publishing industry truism, good writing will always find a home.

What the agents and editors who spout this aphorism seldom think to add is: but not necessarily right away. Like learning any other set of job skills, becoming a professional writer can take some time.

Which means, from the business side of the industry’s perspective, writers who give up after just a few rejections — which is the norm, incidentally, not the exception — are those who aren’t seriously interested in making the rather broad leap between a talented person who likes to write and a professional writer in it for the long haul. Trust me, they don’t waste too many tears over the loss of the former.

I don’t see it that way, personally: given how many writers I meet in my classes, at conferences, and through this blog, I see the crushed dreams. But that doesn’t mean that I don’t think that most talented aspiring writers take individual rejections from agents far, far too seriously.

That’s why, in case you were wondering, I didn’t move on to my promised topic du jour, what happens after an agent agrees to represent a manuscript. There will be time enough for that happy contingency tomorrow.

Today, I want to concentrate on the importance of keeping faith with your own work. These days, it seems as though every other aspiring writer I meet has either:

(a) had sent out a single query, got rejected, and never tried again,

(b) had a few queries rejected two years ago, and has been feverishly revising the manuscript ever since, despite the fact that no agent had yet seen it,

(c) had pitched successfully at a conference, but convinced herself that the only reason four agents asked to see her first chapter was because those agents were just saying yes to everybody,

(d) had received a positive response to a query or pitch, then talked himself out of sending the requested materials at all, because his work isn’t good enough,

(e) had sent out the requested pages, but in order to save herself from disappointment, decided in advance that none of the replies will be positive,

(f) had received the first manuscript rejection — and expanded it mentally into a resounding NO! from everyone in the industry, and/or

(g) concluded from conference chatter that no one in the industry is interested in any book that isn’t an obvious bestseller.

In short, each of these writers had decided that his or her fears about what happened were true, rather than doing the research to find out whether the response that fear and hurt dictated was in fact the most reasonable one.

How might one go about figuring out whether a fear is reasonable? Let me address each of above quickly, to save you some late-night agonizing time:

(a) A single query is not — and cannot — be indicative of how every agent on earth will respond.
A better response: why not try again?

(b) Until agents have actually seen the manuscript, there’s no way a writer can know how they will respond to it.
A better response: work on improving the query.

(c) No, the agents and editors WEREN’T asking everyone to send chapters — pitching doesn’t work that way.
A better response: assume that you did something right and send out the requested materials.

(d) How do you know for sure until you send it out?
A better response: learn how to present your work professionally, then submit it.

(e) In my experience, foretelling doom does not soften future misfortune, if it comes — it only serves to stultify present hope.
A better response: hedge your bets by continuing to query other agents while waiting to hear back from the first round.

(f) ANY individual agent or editor’s opinion of a book is just that, an opinion. It’s not the considered response of everyone affiliated with the publishing industry forever and ever, amen.
A better response: see (a)

(g) Contrary to popular opinion, the publishing industry makes MOST of its money on books that are neither bestsellers nor small-run books. Most of the time, the mid-list titles are paying the agency’s mortgage.
A better response: take the time to learn how the industry works, rather than killing your chances entirely by not continuing to try.

I don’t mean to imply that bouncing back from rejection is easy, or that landing an agent is a snap. The road from first idea to publication is long and bumpy, and seems to get bumpier all the time.

As Maya Angelou tells us, “There is no greater agony than bearing an untold story inside of you.”

Yes, it’s emotionally hard work to prep your pages to head out the door to agents and editors; yes, it is hard to wait for replies to your submissions. To give you a foretaste of what’s down the road if you’re successful, it’s also psychically difficult to watch the weeks tick by between when you sign with an agent and when that sterling soul decides that, in her professional opinion, the time is ripe for her to submit your book to editors. And then it’s rough to wait until those editors get around to reading it, just as it is agonizing to hang around, feigning patience, between the time a publisher acquires your book and it appears on the shelves.

I’m not going to lie to you: it’s all incredibly wearing on the nerves. Again, though: is film at 11 really necessary?

But if you are thinking about throwing in the towel on your book before you have given the querying and submission processes a thorough test, I’m just not the right person to look to for validation of that decision. Sorry. I’ll give you practical advice on how to query; I’ll hand you tips on how to improve your submission’s chances; I’ll share pointers on the fine art of revision; I’ll answer your questions along the way.

I will cheer from the sidelines until I’m blue in the face for your efforts as a writer — as long as you keep trying.

Why? I can only refer you to one of the few industry truisms that is actually true 100% of the time: the only book that has ABSOLUTELY no chance of being published is the one that stays hidden in the bottom drawer of the author’s filing cabinet.

Keep pushing forward; keep sending your work out. Because while it’s time-consuming, expensive, and emotionally wearing, it’s also literally the only way that your book — or any book — comes to publication.

Long-time readers of this blog will groan with recognition, but once again, I feel compelled to remind you that five of the best-selling books of the 20th century were rejected by more than a dozen publishers before they were picked up. Everybody count down with me now:

Dr. Seuss, AND TO THINK THAT I SAW IT ON MULBERRY STREET (rejected by 23 publishers)

Richard Hooker, M*A*S*H (21)

Thor Heyerdahl, KON-TIKI (20)

Richard Bach, JONATHAN LIVINGSTON SEAGULL (18)

Patrick Dennis, AUNTIE MAME (17)

And all of those books got published back in the days when new writers actually did get discovered in the slush pile. Yet the lesson to derive from these facts, I think, is not that a changing industry should make aspiring writers fling up their hands at how much more difficult it is to get into print now, but that it’s imperative to keep moving forward.

Please, please, PLEASE don’t dismiss your book too soon, on the basis of some preconceived notion of what will and will not sell — even if that preconceived notion fell from the ostensibly learned lips of the agent of your dreams.

Concentrate on what you CAN control, not what you can’t. In order to do that effectively, you’re going to need to learn about how the process actually works. The good news is that the writer does have practically absolute control over the technical and cosmetic aspects of the submission.

Yes, yes, I know — for most of us, getting our thoughts, stories, and worldviews out there is the primary goal of writing a book, so concentrating on the details seems comparatively boring. Most writers want to move directly to unfettered self-expression — and then are surprised and frustrated when the resulting book has difficulty finding an agent, getting published, or winning contests.

But this is a bad idea, both professionally and emotionally. Concentrating almost exclusively on the self-expressive capacity of the book, we tend to read rejection as personal, rather than as what it is: an industry insider’s professional assessment of whether she can sell your work within her preexisting sales network.

To return to what I was saying last week: ask anyone in the biz, and he will tell you that 99% of rejections are technically-based. The rejection usually isn’t of the submitter’s style or worldview, for the simple reason that those are not considerations unless the basic signs of good writing — in the sense of professional writing — are in the submission.

That can be a very empowering realization. As can coming to terms with the fact that while people may be born with writing talent, the ability to present writing professionally is a learned skill.

Once a writer grasps the difference between technically good writing and stylistic good writing, as well as the distinction between a well-written manuscript and a professionally-formatted one, rejections become less a personal insult than a signal that there may be technical problems with how she is presenting her writing. The question turns from, “Why do they hate me?” to “What can I do to make this submission/query read better?”

Yes, yes, I know: emotionally speaking, it’s not much of an improvement in the short term. But at least when the question is framed in the latter manner, there is something the writer can DO about it.

I’m a big fan of tackling the doable first, and getting to the impossible later. And I know I say this quite a bit on this blog, but it bears repeating: without a doubt, absolutely the best thing you can do to increase your chances is to make sure that your submission is crystal-clear and professionally formatted before you send it out.

Out comes the broken record again: pass it under other eyes, preferably those of other writers, people who both know basic good writing when they see it AND have some idea how to fix it.

Longtime readers of this blog, chant with me now: as marvelous as your kith and kin may be as human beings, they are unlikely to give you unbiased feedback — and only unbiased, knowledgeable feedback is going to help hoist your work up over the professional bar.

You can also control how many agents are considering your work, and how often. Since turn-around times tend to be long (a safe bet is to double what the agent tells you; call or e-mail after that, for they may have genuinely lost your manuscript), do not stop sending out queries just because you have an agent looking at your chapters or your book proposal. If an agent turns you down — perish the thought! — you will be much, much happier if you have other options already in motion.

What else can you control, even a little? Well, you can avoid sending your query or submission during the traditional industry dead times (between the second week of August and Labor Day; between Thanksgiving and New Year’s day), or predictable periods of heavy submission (immediately after New Year’s, right after school gets out for the summer). You don’t want to have your work end up in the “read when we get around to it” pile.

Not to be confused with the slush pile, which no longer exists. The Wall Street Journal said so.

Don’t let the hobgoblins of self-doubt carry you off, my friends. Have confidence in your talent — but work hard to learn as much as you can to maximize your book’s chances of success.

Next time, I honestly will talk about what happens if an agent decides to take on a manuscript. Keep the faith, everybody — and keep up the good work!

Entr’acte: when an agent asks for pages, but you’ve already granted an exclusive to somebody else, and other soap opera-worthy dilemmas

Proposal-woodcut

I’m taking a break from my ongoing series on how getting published does and doesn’t work — as those of you following the series may have noticed with alarm, an awful lot of the common wisdom on the subject just isn’t true, or at any rate, just isn’t true anymore — to address a question that I get about once per month from aspiring writers. The latest iteration, courtesy of a comment from intrepid reader Virginia a few days back:

Here’s my question: I submitted only two queries to two agents. One got back to me quickly and did ask for exclusive right to review. A few days after I agreed to this, the second agent replied and asked for pages. I don’t want to violate my agreement, but how do I tell the second agent I’m really happy she wants to see more but she has to wait?

Queriers end up in this kind of dilemma all the time, often without understanding how they got there. An exclusive is always a good thing, right, a sign that an agent was unusually eager to see a queried or pitched book, and thus decided to bypass her usual method of requesting manuscripts?

Not always, no. Sometimes, a request for an exclusive genuinely is the result of an agent’s being so excited by a query or pitch (especially if that book has just won a contest) that she’s afraid that another agent will snap it up first. But far more often, it is the natural and should-have-been-expected outcome when a writer queries an agency that has an exclusives-only policy that the querier simply didn’t do enough research on the agency to know about, and so is surprised by the request.

Especially gobsmacked by this (usually predictable) outcome: queriers who do what virtually every aspiring writer asked to submit materials does (and what I suspect occurred here), sending out requested pages immediately upon receipt of the request. Overjoyed at what they assume (in this case, wrongly) will be the only interest their queries will generate, many multiply-querying writers don’t pause to consider that multiple requests for manuscripts are always a possible outcome while sending out simultaneous queries. So is a situation where one of those agents requests an exclusive.

This is why, in case any of you inveterate conference-goers have been curious, agents, editors, and those of us who teach classes on marketing writing invariably sigh when an aspiring writer raises his hand to ask some form of this particular question — and it’s not for the reason that other aspiring writers will sigh. (The latter will sigh because they wish they had this problem.) They will sigh because they’re thinking, “Okay, did this writer just not do his homework on the agents he approached? Or is he asking me to tell him that he can blithely break the commitment he’s made to Agent #1?”

That’s why everyone else will sigh. I, however, sigh whenever I hear this question because I think, “Okay, I have to assume that the questioner is someone who hasn’t read any of my blog posts on querying or submission, as much as that possibility pains me to consider. But since I have no fewer than four explicitly-named categories on my archive list — conveniently located at the bottom right-hand side of my website’s main page: EXCLUSIVES AND MULTIPLE SUBMISSION, EXCLUSIVES TO AGENTS, SIMULTANEOUS SUBMISSIONS, and WHAT IF MORE THAN ONE AGENT ASKS TO SEE MY MANUSCRIPT? — directly aimed at answering this question, and eight more that deal with it within the larger context of submission (AFTER YOU RECEIVE A REQUEST FOR PAGES, AFTER YOU SUBMIT, HOW LONG BEFORE THE REQUEST FOR PAGES EXPIRES? HOW SOON MUST I SEND REQUESTED MATERIALS? INDUSTRY ETIQUETTE, IS IT OKAY TO SUBMIT TO SEVERAL AGENTS AT ONCE? and REQUESTED MATERIALS), as well as a dramatically-reenacted scenario in the Industry Etiquette series, I also have to assume that the questioner is in a situation that I have managed to overlook addressing in any of these posts. So I shall eschew the temptation just to send the questioner to any or all of those categories, try to understand how and why this situation is unique, and answer the darned question for the 475th time.”

Yes, I can think with that much specificity in mid-sigh, thank you very much. It’s just one of my many talents.

All that being said — or at any rate thought loudly — it actually isn’t fair to leap to the conclusion that if aspiring writers read agents’ websites and agency guide listings more thoroughly, they would never end up in this situation. Sometimes, this request does come out of a genuinely blue sky, whacking a conscientious multiple querier or submitter right in the noggin.

In fact, it seems to be happening to aspiring writers more and more these days, and for good reason: as a group, you’re querying more widely. That’s a good thing.

Now that many agencies routinely just don’t respond to queries at all if the answer is no, it would be equally silly for a savvy writer to query them one at time and to wait to hear back from all of those simultaneous query recipients before submitting to the first agent who asks to see pages.

Often, the writer simply will not know that exclusivity is a possibility until an agent asks for it, and the request is seldom formulated in a manner that informs a writer not already aware of the fact that she can say no. Or put a time restriction on the exclusive, if she grants it at all.

All of these things are true, incidentally. Unless an agency informs would-be queriers in advance that it has an exclusives-only submission policy, a submitting writer is under no obligation to grant a request for an exclusive to an individual agent. And, as with any other favor, the writer has the right to place conditions on it if she grants it.

But widespread misunderstanding of how exclusives work is not the primary reason it isn’t fair for the pros to be dismissive of writers in this situation. We should all have sympathy, because 99.999% of the time, what an aspiring writer asked for an exclusive hears is not, “Okay, this sounds interesting and marketable, but I don’t want to have to rush to beat competing agents in reading the manuscript. Please remove the necessity of my having to hurry by agreeing not to show it to anyone else until I’ve gotten back to you.”

Which is, by the way, what a request for exclusivity means, at base. Deflating to think of it that way, isn’t it?

What 99.999% of aspiring writers in this situation hear is “Oh, my God — this is the most exciting book premise/pitch/query I’ve ever heard. I’m almost positive that I want to represent it, even though I have not yet read a word of the manuscript or book proposal. If you grant my request, I’m going to clear my schedule so I may delve into this submission the nanosecond it arrives in my office.”

And then the giddy aspiring writer is astonished when weeks or months pass before the agent makes a decision, precisely as if there had been no exclusive involved. The only difference, from the writer’s point of view, is that she was honor-bound not to approach other agents until she heard back.

Pardon my asking, but what precisely did the writer gain by granting that exclusive? And does anybody out there have a good suggestion for a new category title that would more quickly catch the eye of (a) submitters who find themselves in this situation, (b) queriers or pitchers who MIGHT find themselves in this situation soon, and (c) readers not patient enough to scroll through a couple of hundred categories to find what they want?

Okay, so the last is a tall order for a 40-character max category title. Believe it or not, the main reason there are so many categories is because I keep hearing from panicked writers who did not instantly find what they were seeking.

I think that a couple of factors contribute the confusion so many agent-seeking writers seem to feel on this subject. First, many writers confuse initial interest with a commitment — why would an agent ask to see a manuscript exclusively, they reason, unless they already thought they might want to sign the author?

The short answer: typically, an agent won’t ask for an exclusive (or for pages, for that matter) unless he thinks representing it as a possibility; since, however, agents who ask for exclusives seldom make the request of only one writer, a writer should not assume that his is the only exclusive on the agent’s desk.

If that last bit made your stomach drop to somewhere around your knees, don’t feel blue, or even slightly mauve: the vast majority of writers who have ever been asked for an exclusive peek at their work were under the same misconception. The temptation to believe the request means more than it actually does is vast.

Compounding this misconception is the cold, hard fact that when aspiring writers agree to an exclusive, they don’t necessarily understand what it actually entails. So let’s invest some blog space into going over the basics.

Hey, maybe this post does belong in my Getting a Book Published Basics! Who’d have thought it?

An exclusive, for those of you new to the concept, is when a writer agrees to allow an agent a specific amount of time to consider representing a particular manuscript, during which no other agent will be reviewing it. In practice, both the agent and the writer agree to abide by certain rules during the specified period:

– ONLY that agent will have an opportunity to read the materials;

– no other agent is already looking at it;

– the writer will not submit it anywhere else;

– in return for this significant advantage (which, after all, pulls the manuscript out of competition with other agents), the agent will make a legitimate effort to read and decide whether or not to offer representation within the specified time period.

 

Is everyone clear on the rules? If not, please leave a comment with a question — just the second I come up with a brand-new category name covering this particular dilemma, today’s post is going to be popping into it. So if you ask now, future writers-in-a-bind will enjoy the full benefit of your having asked.

Okay, now that we know what Virginia agreed to do, let’s take a gander at her options. If she wants to play by the rules — and she should, always — her choices are three.

If she specified a time limit on the exclusive — which the agent will very seldom propose spontaneously; it’s not in her interest — the answer is very simple: if less than that amount of time has passed, don’t send the manuscript to anyone else until it has.

What is she to tell the other agent? Nothing, if the agreed-upon length of the exclusive is reasonable — say, between three and eight weeks. Agents are perfectly used to writers taking some time to revise before submitting requested materials. Virginia’s second agent probably wouldn’t blink twice if she didn’t get back to him before then; remember, it’s not as though an agent who requests materials sit there, twiddling his thumbs, until he receives it.

And what would she gain by telling him she’d already promised an exclusive to another agent, other than informing him that she had already decided that if the other Agent #1 offered representation, she would take it? How exactly would that win her Brownie points with #2 — or, indeed, help her at all?

In practice, all waiting on fulfilling the second request means is that Virginia will have an attractive alternative if Agent #1 decides to pass on the manuscript. That’s bad because…?

Oh, wait: it isn’t. Actually, it’s an ideal situation for a just-rejected submitter to find herself occupying. Way to go, Virginia!

Worrying about what might happen to Virginia if Agent #1 doesn’t get back to her within the specified time frame? Relax; she still has three pretty good options, one completely above-board, one right on the board, and the last slightly under it.

First, the high road: about a week after the agreed-upon exclusive expires, Virginia could send Agent #1 an e-mail (not a call), reminding her that the exclusive has elapsed. Would A1 like more time to consider the manuscript solo, or should Virginia send the manuscript out to the other agents who have requested it?

I can already tell you the answer will be the former. The writer doesn’t achieve much by taking the high road, usually, other than a bit of comfort from the fact that the agent hasn’t forgotten her altogether.

The level road is cosmetically similar, but frees the writer more. Virginia could write an e-mail to the agent, informing her politely that since the agreed-upon period of exclusivity has elapsed, she’s going to start sending out requested materials to other agents. Then she should actually do it, informing Agent #2 in her cover letter that another agent is also considering the work.

That way, she gets what she wants — the ability to continue to market her work — while not violating her agreement with Agent #1. All she is doing is being up front about abiding by the terms of the exclusive.

The slightly subterranean but nevertheless justifiable third option would be not to send an e-mail at all, but merely wait until the exclusive has lapsed to send out the manuscript to Agent #2, informing him that there’s also another agent reading it. I don’t favor this option, personally, because despite the fact that Virginia would be perfectly within her rights to pursue it — the agent is the one who breached the agreement here, not the writer — if Agent #1 does eventually decide to make an offer, Virginia will be left in a rather awkward position.

Enviable, of course, but still a bit uncomfortable.

When an exclusive does not carry an agreed-upon time limit — and most don’t — the ethics are more nebulous, the costs to the writer significantly higher. Sometimes enough so that being asked to grant an exclusive turns out to be a liability.

As exciting as a request for an exclusive may be, it does tie the writer’s hands, for precisely the reason Virginia feels conflicted: throughout the duration of the exclusive, the writer agrees not to show the manuscript to any other agent. If, as in Virginia’s case, other agents are also interested, this can mean a substantial delay in getting the manuscript onto their desks — not to mention the fact that if Agent A offers to represent it, B and C may not see it at all.

In an environment where it often takes 3-6 months to hear back on a submission, it’s not all that hard to envision a situation where a writer might actually want to say no to an exclusive, is it?

While you’re pondering the implications, I’ll be changing the subject slightly, to underscore a few points. But never fear: I’m going to talk about the perils and escape hatches of the unlimited exclusive tomorrow; it’s too complex to toss off in just a few paragraphs.

For now, let’s concentrate on the kind of exclusives a savvy writer should be delighted to grant. To that end, I want to make absolutely certain that each and every querier and submitter out there understands two things — no, make that three:

1) As flattering as a request for an exclusive is to an aspiring writer, granting it is optional; 

2) Since by definition, a writer cannot submit to other agents during the exclusive period — yes, even if the writer queried the others first — it’s ALWAYS a good idea to set a time limit;

3) Since granting it limits the writer’s options, it’s best reserved for situations where one’s top-choice agents are interested in the book.

 

Why limit it to your favorite picks? Try to think of granting an exclusive as if you were applying for early admission to an Ivy League school: if the school of your dreams lets you in, you’re not going to want to apply to other universities, right?

By applying early, you are saying that you will accept their offer of admission, and the school can add you to its roster of new students without having to worry that you’re going to go to another school instead. It’s a win/win, in other words.

So if the best agent in the known universe for your type of writing asks for an exclusive, you might genuinely want to say yes. But if you have any doubt in your mind about whether Harvard really is a better school for your intended studies than Yale, Columbia, or Berkeley — to mix my metaphors again — you might want to apply to all of them at the same time, so you may decide between those that do admit you.

To put it another way, if you are asked for an exclusive because your work is sought-after, it is up to you whether you would prefer to go steady right off the bat or date around a little. Got it?

If not, I can keep coming up with parallel cases all day, I assure you. Don’t make me start sending you to past posts.

That doesn’t mean you should necessarily say no to this type of exclusivity request, but if you say yes, set a reasonable time limit on it, so you don’t keep your book off the dating market too long. This prudent step will save you from the unfortunately common dilemma of the writer who granted an exclusive seven months ago and still hasn’t heard back.

Yes, in response to that gigantic collective gasp I just heard out there: one does hear rumors of agents who ask for exclusives, then hold onto the manuscript for months on end. Within the past couple of years, such rumors have escalated astronomically.

Set a time limit. Four to six weeks is ample.

No need to turn asking for the time limit into an experiment in negotiation, either: simply include a sentence in your submission’s cover letter along the lines of I am delighted to give you an exclusive look at my manuscript, as you requested, for the next month.

Simple, direct — and trust me, if the agent has a problem with the time you’ve specified, s/he’ll contact you to ask for more.

Of course, protecting your ability to market your work isn’t always that simple: negotiation is not possible with the other type of exclusive request, the kind that emerges from an agency that only reviews manuscripts that no one else is; the writer is not offered a choice in the matter. Consequently, a request for an exclusive from these folks is not so much a compliment to one’s work (over and above the sheer desire to read some of it, that is) as a way of doing business.

In essence, exclusive-only agencies are saying to writers, “Look, since you chose to query us, you must have already done your homework about what we represent — and believe us, we would not ask to see your manuscript if we didn’t represent that kind of writing. So we expect you to say yes right away if we make you an offer.”

Noticing a homework theme in all of these unspoken assumptions? Good. Let me pull out the bullhorn to reiterate: because agents tend to assume that any serious writer would take the time to learn how the publishing industry does and doesn’t work — oh, if only some reputable blogger would run a series on THAT, eh? — querying and submitting writers who don’t do their homework are much more likely to get rejected than those who do.

Okay, bullhorns down; back to the issue at hand. Why might an exclusive submissions policy be advantageous for an agency to embrace?

Well, for one thing, it prevents them from ever having to experience the fear associated with the first type of exclusive request. If you send them pages, they may safely assume that you won’t be e-mailing them in a week to say, “Um, Agent Q has just made me an offer, slowpoke. I still would like to consider your agency, so could you hurry up and finish reading my manuscript so you can give me an answer? As in by the end of the week?”

Okay, so you wouldn’t really be that rude. (PLEASE tell me you wouldn’t be that rude.) But let’s face it, agents who don’t require exclusive submissions do receive these types of e-mails fairly often. And nobody, but nobody, reads faster than an agent who has just heard that the author of the manuscript that’s been propping up his wobbly coffee table is fielding multiple offers.

Agencies who demand exclusivity are, by definition, unlikely to find themselves in a similar Oh, my God, I have to read this 400-page novel by tomorrow! situation. After even the third or fourth panicked all-nighter, exclusives might start to look like a pretty good policy.

What does the writer get in return for agreeing not to submit to others for the time being? Not a heck of a lot, usually, unless the agency in question is in fact the best place for his work. But if one wants to submit to such an agency, one needs to follow its rules.

Fortunately, agencies that maintain this requirement tend to be far from quiet about it. Their agents will trumpet the fact from the conference dais. Requires exclusive submissions or even will accept only exclusive queries will appear upon their websites, in their listings in standard agency guides, and on their form replies requesting your first 50 pages.

(Yes, in response to that shocked wail your psyche just sent flying in my general direction: positive responses are often form-letters, too, even when they arrive in e-mail form. I sympathize with your dismay.)

If exclusives-only agencies had company T-shirts, in short, there would probably be an asterisk after the company’s name and a footnote on the back about not accepting simultaneous submissions. If they’re serious about the policy, they’re serious about it, and trying to shimmy around such a policy will only get a writer into trouble.

Do I feel some of you tensing up again? Relax — agencies with this requirement are not very common.

Why? It limits their querying pool. Because they require their potential clients to bring their often protracted agent search to a screeching halt while the submission is under consideration, such agencies are, in the long run, more time-consuming for a writer to deal with than others. As a result, many ambitious aspiring writers, cautious about committing their time, will avoid querying agencies with this policy.

Which, again, is a matter of personal choice. Or it is if you happened to notice before you queried that the agency in question had this policy.

Hey, check their T-shirts. Because I assure you, no one concerned is going to have any sympathy for a writer complaining about feeling trapped in an exclusive. They’ll just assume that he didn’t do his homework.

So check submission policies before you query, everyone; it can save you a world of chagrin later.

Thanks for asking the question, Virginia; I’ll discuss other aspects of your dilemma next time. To you and all of your fellow conscientious writers, keep up the good work!