Purging the plague of passivity, part IV: please, please, please, please, please love me. Please?

prosperity cat, swift

I honestly meant to continue this series yesterday, campers, but I was waylaid by my eye doctor. Those of us who read and write for a living tend not to miss our annual check-ups.

“Now, these dilating drops will leave your vision just a bit blurry for the next three or four hours,” he assured me mid-exam. “Six at the most. I’m sure your blog readers won’t begrudge you a few hours for eye health.”

Okay, so I made up that last part. But Dr. H’s estimate was equally fanciful: nine hours passed, and I was still scowling at the world through the silly eye filter you see above, pupils the size of dimes.

And if that’s not a passive protagonist in an anecdote, I’d sure like to see one.

I’m back on the move today, however. I am delighted to report that I no longer look like a startled mole abruptly dragged out of a nice, comfortable dark hole at noon.

Back to business. Last time, I stirred up the deep waters of controversy underlying the placid surface of many a novel, memoir, and creative nonfiction manuscript by suggesting (and rather forcefully, too) that submissions with scene after scene spent amongst the limpid pools of smooth, conflict-free interaction — particularly if that interaction is merely observed by the protagonist (the boat in the metaphor? A passenger in that boat? A passing seagull?), rather than caused by or integrally involving him — might be less successful, in marketing terms, than ones that set the protagonist adrift amid a storm or two. (Okay, so s/he is IN the boat. Glad we got that settled.)

Oh, heck, I’m going to abandon the metaphor (toss it overboard, as it were) and just say it boldly: passive protagonists tend to bore readers, professional and unprofessional alike. After this many posts in a row on protagonist passivity, I would hope that doesn’t come as a big shock to anybody out there.

Yet in general, aspiring writers do tend to be shocked, or even appalled, at the very suggestion that their protagonists aren’t doing enough. All too often, they hear critique of their protagonists as criticism of themselves, believe it or not — as if a dull character’s appearance in a manuscript must by extension mean its creator is…well, let’s just say non-scintillating, shall we?

Surprised by that reaction? Don’t be. It’s really, really common for writers new to the wonderful world of serious feedback to respond to it as though it were, if not precisely a personal attack, at least unkindly motivated.

Many, if not most, writers have difficulty hearing manuscript critique as critique of — wait for it — their MANUSCRIPTS, rather than of themselves, their self-worth, their talent, and/or their right to be expressing themselves in print at all. (A phenomenon I have dissected at great length in the GETTING GOOD AT ACCEPTING FEEDBACK series, conveniently available under the self-named category on the archive list at right, should anybody be interested.)

This response is equally likely, by the way, whether the manuscript is fiction, memoir, or academic book. I suppose this particular logical leap shouldn’t still give me pause at this late date. Over the years, I’ve seen writers draw similar conclusions from feedback that indicates that their work is slow-paced, too long, hard to market, or even poorly punctuated.

“Why me?” they shriek, rending their garments. “What have I done to deserve this torture?”

Okay, so that was a bit of an exaggeration, but just a bit. And that’s a great pity, because a tendency to take feedback personally is unfortunate in the long-term. As personal characteristics go, it’s a difficult one to reconcile with an author’s work life.

Why? Well, being a professional writer pretty much requires not only getting used to hearing such critiques from one’s agent and editor — yes, Virginia, even an agent who adores your writing style will want you to make revisions from time to time — but being able to incorporate feedback into a manuscript. Often very quickly.

How quickly, you ask with fear and trembling? Well, it varies. Let’s just say that I’ve actually heard my agent utter the words, “Oh, you know that editor who liked your manuscript? She’d like you to give it a different ending, and I told her I could have the revised version to her in three weeks. That’s not going to be a problem, is it?” and leave it at that.

Oh, dear — that wee anecdote made some of you unconsciously clutch your chests, didn’t it? “But Anne,” critique fearers across the globe whisper, darting their eyes thither and yon, “I try to take feedback as constructive criticism, but I like my manuscript as it is. So I worry that when faced with professional critique — i.e., the completely honest examination of every last syllable and comma in a manuscript, that agents and editors convey without pulling any punches — my resolve to act like a pro may wilt a trifle.”

I have faith in you, critique fearers. When the time comes, I’m sure you’ll take it on the chin. (Speaking of unpleasant metaphors…) Unless, of course, the first serious feedback you’ve ever gotten on your work comes from your agent or editor.

Why did half of you just turn pale? You weren’t planning to have the first human eyes to have the pleasure of sliding over your manuscript be Millicent the agency screener’s, were you?

A hint to those of you who are hesitating about how to answer that question: we’re talking about Millicent the Merciless here. You know, the one who just stops reading a query at the second typo — and a requested manuscript at the third? The gal that works for the agent who reserves, “Well, you’re just going to have to rewrite this to this ten-point list of specifications,” for manuscripts she likes?

If you’re thin-skinned about feedback on your writing — and what writer who doesn’t have a lot of experience hearing critique isn’t? — it’s an excellent idea to rack up some experience listening to constructive criticism of your work before you expose your baby to professional critique. Like any other muscle, the part of your psyche that enables you to keep a quiver out of your voice as you say, “Oh, lose my protagonist’s best friend and relocate the whole story from Cleveland to Madagascar? No problem!” gets stronger with practice.

Besides, if you’re going to have a meltdown — and I’ve known many relatively stoic writers who’ve suddenly gone ballistic in the face of their first professional feedback, where nothing goes unnoticed — wouldn’t you rather do it in front of your writers’ group or a trusted first reader, rather than, say, on the phone with the agent of your dreams?

Oh, it hadn’t occurred to some of you that sometimes, the response to a successful submission is, “Yes, I’d love to represent this. Let me just dig out my revision list,” followed by the sound of 17 pages shuffling into place?

While that mental image sinks slowly into your brainpan, let’s try a little critique-desensitization exercise. Close your eyes, breathe deeply, and picture yourself sitting at a table in that bar that’s never more than a hundred yards from any writers’ conference in North America. The agent of your dreams is sitting across from you, about to order a second round.

“Oh, by the way,” he says casually, just as you were thanking your lucky starts that since you’ve already landed an agent, you were not at the conference to pitch, “your protagonist isn’t all that active, and it’s slowing down the book. You can pump up the energy in the next revision, right?”

Quick: how does that make you feel? Like getting right back to work on your manuscript, or as if tossing your half-finished club soda with lime into his smiling face might feel pretty darned good?

If it’s the latter, go punch a sofa cushion until that urge goes away. Repeat the visualization as often as necessary until your gut stops seizing up at the very notion of being on the receiving end of such a sweeping critique.

Or join a good writers’ group and participate like mad. Over time, it can have a similar response-numbing effect.

Your protagonist doesn’t do much, does he? seems to be an especially hard critique for many writers to swallow. I suspect that’s because so many first books, fiction and nonfiction alike, tend to be at least partially autobiographical. Not everyone is thrilled to be told that she would be more interesting (or, heaven help us, more likeable) if she were a more active participant in her own life. Or if her life were more interesting in general.

If she were a rhinoceros-wrestler, for instance, instead of sitting at home and writing a book about it.

In answer to that very loud unspoken question all of your minds just shouted at me: yes, I can tell you from personal experience that memoirists actually are very frequently told by their agents and editors that their books’ protagonists could get into the game more. And yes, even if a writer is experienced at handling critique, that can feel quite a bit like a personal attack.”

“Wait,” I found myself thinking as my editor and I worked on my memoir, “my publisher is allowed to edit my LIFE? What am I supposed to do, travel backward in time so I may pick a few more fights or join the Foreign Legion?”

But I’m getting ahead of myself; writing the real to make it more interesting on the page — without, you know, lying — is near the top of my to-blog list at the moment.

Darn — now I’ve gone and ruined the surprise. And I wanted Flag Day to be so special this year.

A slight case of identification with one’s own protagonist is not the only reason that many aspiring writers squirm at the suggestion that s/he might be a tad on the inactive side, though. Even for non-autobiographical fiction, the very notion that something that one wrote oneself could possibly be less than marvelous seems to come as an immense shock.

I’m quite serious about this. I’m perpetually running into writers in my classes, at conferences, and online who seem to believe that the publishing industry should buy their books simply because they have written them.

“Target market?” these well-meaning souls echo, wrinkling their noses at the inference that a true artiste ever considers why someone out there might want to buy his or her art. “That’s the publisher’s job to figure out.”

Um, yes, in the long term, but in the short term, it’s very much the writer’s job to figure out. How can you revise with an eye to pleasing readers if you have no idea who your ideal reader is? Or what she likes about the kind of book you write?

While writing is unquestionably art — some might argue the most inherently creative one, since the writer uses fewer outside materials than other artists to create her effects — if one has any intention of doing it for a living, it just doesn’t make sense not to think about who might buy one’s books and why.

Why not, you ask? Well, would you expect an aspiring doctor to work all the way through medical school without first ascertaining that there were sick people in the world?

Again, perhaps a too-colorful analogy. But you know what I mean.

Yet many, if not most, aspiring writers seem to have genuine trouble seeing their own books as a third party might. That’s a major stumbling-block to marketing one’s book to agents and small presses, because, let’s fact it, no matter how much a writer adores his manuscript, at least a few people other than one’s mother, spouse, and/or best friend will have to admire it at least at much in order for it to get published.

Again, that’s not too great a shock to any of my long-term readers, is it?

So it is perfectly reasonable, and even necessary, to step outside your role as author to try to view your story as an outside reader might. (If you have trouble pulling this off — and the vast majority of writers do — you might want to take a gander at the GETTING GOOD FEEDBACK category at right.) Specifically, to make a valiant attempt to see your protagonist as a reader might — and from a reader’s point of view, an active, decisive character in the driver’s seat of the plot can be a mighty fine thing.

Why, that’s what we’ve been talking about for the last week, isn’t it? Funny how that worked out.

One of the first things a writer needs to accept in order to read from a reader’s perspective is that conflict is not something to be avoided — it’s to be courted, because moving from conflict to conflict is how the protagonist typically moves the plot along. Protagonists who are purely reactive, as popular as they may be in movies (the trailer for half the dramatic films released within the last few years: “Coming soon to a theatre near you: the story of an ORDINARY MAN drawn against his will into EXTRAORDINARY events…”), are frequently frustrating.

“DO SOMETHING!” Millicent is likely to shout in their general direction.

Of course, in most book categories, you don’t want to go overboard in the opposite direction, driving the plot forward so quickly that there’s little time for character development. (Unless, one presumes, you happened to be writing THE DA VINCI CODE.) Non-stop conflict can result in a one-note narrative, one with very few dramatic highs and lows punctuating the story — but in most genres, if a book is going to be consistent, it’s much better to be consistently exciting than consistently low-key.

I’m going to make some of my higher-brow readers cringe by bringing this up, but one of the best recent examples of a protagonist who ostensibly has little control of the forces controlling his life, yet manages to fight back on practically every page is Harry Potter of the self-named series. (Don’t laugh; many of the English-reading adults currently in their twenties grew up on that series, and thus drew their ideas of exciting pacing from it.)

How did JK Rowling keep the tension high in books that are largely about a child with little autonomy going to school in what frankly seems to be an educational system intent upon punishing students? The old-fashioned way: by including some kind of conflict on every page.

But not all of it has to do with fighting He Who Shall Not Be Named. More than half the time (until the last couple of books in the series, at least), Harry is beset not by the forces of ultimate evil, but by teachers who don’t like him, a crush he doesn’t know how to handle, mixed feelings about his elders, and so forth.

All that’s conflict, too, right?

Rowling also tends to have more than one threat looming over her protagonist at any given time, as well as forces buffeting about his friends, and even his enemies. All of this contributes to a complex plot — and plenty of occasion to introduce conflict on any given page.

If you genuinely feel that it’s important to your story that your protagonist is acted-upon (true in virtually every memoir professional readers see, incidentally, as well as most first novel manuscripts), adding subsidiary action can go a long way toward pepping up the pace. Why not add conflict over something very small and not related to the bigger causes of resentment in a plot, for instance?

For example, consider a story set in an office with an intensely sexist boss of the “Hey, good-looking, why don’t you sit on my lap while I discuss our new policy for file-sharing” variety. Now, our heroine and her cronies could type away in resentful silence while their boss leers at one of them for fifty pages on end, obviously.

But what if, in addition to all of that glorious silent passivity, some of the typers happened to be going through menopause — and started responding to their autocratic boss’ systematic harassment by violently quarreling amongst themselves over where the thermostat should be set during their various hot flashes?

Inherently quite a bit more dramatic, isn’t it? Lots of room for ongoing conflict there.

But not everyone out there is comfortable with this strategy, I’m sensing. “But Anne,” some of you passivity-penners cry, “you told us last time that there were a lot of reasons an agent, editor, or contest judge might take a dislike to a protagonist. Even if mine is just one of several coworkers being nasty to one another, won’t they like her even less?”

Ah, that old bugbear: the belief that a character must be a nice person to be likeable on the page.

Likeability tends to be a sore point amongst fiction writers, especially for those of us who write about female protagonists: when we include characters in our work whose political views are a bit challenging, for instance, or have sexual kinks beyond what the mainstream media currently considers normal, or even pursue their goals too straightforwardly, we fear being told that our characters are not likeable enough. So we tend to self-edit for harmony.

Translation: many writers will deliberately make a protagonist passive, on the theory that if she isn’t, this chick might not play in Peoria, according to someone in a New York agency or publishing house.

Frankly, I think the industry tends to underestimate Peorians, but the fact remains, it actually isn’t all that unusual for an agent or editor to ask a writer to tone down a particular character’s quirks. Usually, though, these requests refer to secondary characters (as in, “Does Tony’s sister really have to be a lesbian?” or “Could the Nazi brother be just a little bit right-wing instead?”) or to specific scenes (“Need she tie Bob down?”).

Occasionally, though, the request is not quite so helpfully phrased: “I liked the story, but I didn’t like the protagonist,” an editor will say. “If you fix her in X, Y, and Z ways, maybe I’ll pick up the book.”

You were hoping my earlier example of an editor asking for revisions prior to offering a book contract was just an anecdotal misstep, weren’t you? How shall I break it to you?

Directly is probably the best way: it has become quite common for editors to ask for major revisions prior to making an offer on a novel. Agents will frequent make similar requests prior to being willing to market a novel to editors. Sometimes several rounds of revisions, even, so the writer is essentially performing rewrites on command for free.

That’s how tight the fiction market is right now; ten years ago, most good agents would have laughed outright at such an editorial request before a contract was signed.

Much of the time, though, the author responds to critique about character likability by making the character more passive — a very bad move, strategically.

So why do they do it? As I mentioned, it’s a common writerly misconception to believe that a passive protagonist is automatically a likeable one. An interesting conclusion, isn’t it, given how often first novels and memoirs feature at least semi-autobiographical protagonists?

Which begs the question: is the common writerly obsession with protagonist likeability at some level a cry to the industry: “Love my character — and me!”?

Bears a spot of thinking about, doesn’t it? Psychology aside, it’s understandable that writers might mistake a propensity for avoiding confrontation for likeability.

Passive Paul the protagonist is a courteous fellow, typically, always eager to step aside and let somebody else take the lead. Courteous to a fault, he’s always doing nice things for others, generally thanklessly. A good employee, fine son/husband/potential partner, he is dependable. Almost all of his turmoil is in his head; he tends to be polite verbally, reserving his most pointed barbs for internal monologue.

Why, his boss/friend/wife/arch enemy can taunt him for half the book before he makes a peep — and then, it’s often indirect: he’ll vent at somebody else. His dog, maybe, or a passing motorist.

Romantically, Paul’s a very slow mover, too; he’s the grown-up version of that boy in your fifth-grade class who had a crush upon you that he had no language to express, so he yanked on your pigtails. Or, better still, silently drew amorous cartoons of you in the margins of his notebook, plotting how he’s going to show up at your 10th reunion as a rock star and sweep you off your wee feet. In real life, it might take this guy until the 20th reunion and after his second divorce to work up the nerve to tell you that he ever had a crush on you at all.

On the manuscript page, Paul’s been known to yearn at the love of his life for two-thirds of a book without saying word one to her. Perhaps, his subconscious figures, she will spontaneously decide she likes me with no effort on my part.

And astonishingly, half the time, his subconscious ends up being right about this! Go figure, eh?

A delightful person to encounter in real life, in short; the kind of person you might like to see serving on your city council, library board, or living next door to you in a time of natural disaster. But think of Paul from a reader’s point of view: he makes so few moves that he’s practically inert.

So why, if you’ll pardon my asking, would someone pay $25 to read a book in which he is the central figure — other than the beauty of the writing, of course?

That may sound like a cruel or dismissive question, but actually, it isn’t — it’s precisely the question that Millicent is going to need to be able to answer if she’s going to recommend that her boss, the agent of your dreams, should read it, right? It’s also the question the agent of your dreams is going to have to make to the editor of your fantasies in order to get her to acquire it.

And isn’t it, ultimately, a question your target reader will, at the very least, find of interest between the shelf and the cash register?

Next time, I shall talk a bit more about Passive Paul — and what, short of challenging him to a duel (for which he would probably not show up, we can only assume), his creator can do to get him into the game of his own life a bit more. In the meantime, keep up the good work!

Purging the plague of passivity, part III: the many, many different translations of aloha

palm tree, shadow2palm tree, shadow3
palm tree, shadow5palm tree, shadow
palm tree, shadow4palm tree, shadow6

Can you believe it, campers? I took an entire weekend off. Well, not off, precisely — I edited copy for two wildly different websites, walked a new author through the mysteries of blogging, and threw a gala dinner party — but the point is, I didn’t blog. Not even a little.

Except for very late last night, when I discovered that an apparently well-disposed Russian blogger had tried to leave a comment here. To be specific, I discovered it in my about-to-be-deleted spam. (What, you thought I wouldn’t log on to see if my spam-blocking program hadn’t committed some unanticipated mayhem while I was looking the other way, just because I wasn’t posting? Even when I’m on vacation, I often check in to answer readers’ questions.) Unfortunately, I don’t read Russian, but a friend who does said that it was an interesting comment. Even more unfortunately, neither my blogging program nor I is in a position to provide translation services for the fine folks who read this blog in translation. Which means, I’m afraid, that I can only post comments in English, even on the rare occasion that my spam-screening program allows me to see those in foreign languages.

All of which I felt compelled to mention late last night. What I neglected to mention was (a) the fact that my blogging program requires me to approve every first-time commenter’s post (which is why, in case some of you first-timers had been wondering, your comments may not have appeared on the blog right away) and (b) the reason that this level of scrutiny is necessary. Spamming advertisers often try to post links to their products’ websites as comments on blogs; if I did not employ my dual-level screening system, you would constantly be regaled with 40 or 50 ads, many of which for products and services that do not bear mention on a family-friendly site. (Since it’s important to me that those of you reading on computers with parental controls and/or public computers and/or work computers have unfettered access to the Author! Author! community, I actually do check links.)

So in case I haven’t said it recently: please, keep the conversation G-rated, keep it in the language of the site, and I’ll make a sincere effort to keep my spam screener from eating your thoughts. And if you’re even considering posting a link in my comments, please review the rules for posting comments before tossing ‘em up there.

Thanks tons. Let’s get back to the matter at hand.

Last week, I gave you a heads-up about a bugbear that haunts many a novel and memoir submission, the passive protagonist problem. The dreaded PPP, for those of you who missed my last couple of posts, arises when the action of a book occurs around the main character, rather than her participating actively in it — or (dare I say it?) causing it.

As I intimated last time (and the week before, and a year ago, and…), passive protagonists tend to annoy professional readers. While naturally not every single agent, editor, contest judge, or screener in the biz will instantly stop reading the moment the leading character in a novel stops to contemplate the world around him, at any given moment, thousands and thousands of submissions sitting on professional readers’ desks feature protagonists who do precisely that.

Often for pages and chapters at a time. It’s not necessarily that there’s no action occurring on the page; the protagonist merely seems to be an observer. Unlike the assumed other observer of the plot — the reader — the protagonist is a spectator enjoying the considerable twin advantages of being personally involved in the outcome of the struggle-in-progress and having the capacity to comment upon goings-on for the reader’s benefit. (In the language of the prevailing narrative, presumably.)

Yes, yes, I know: the latter practice is a necessity in a first-person narrative. The nature of the beast, really — when the narrator and the protagonist are one and the same, it’s pretty hard to keep the protagonist’s thoughts and feelings out of the narrative. (Although you’d be surprised at how many memoir submissions seem devoted to the losing battle of trying to keep the narrative impersonal. Just the facts, ma’am.) And in a close third-person narrative, the reader if often treated to glimpses of the protagonist’s internal mutterings.

All of that’s perfectly appropriate, of course — although as Millicent the agency screener would be only too happy to tell you, the proper proportion of internal monologue to external activity varies wildly by genre. An unusually chatty protagonist of a Western would be practically silent by the standards of most science fiction subcategories, for instance, and even a relatively reticent memoir narrator would strike the average thriller’s protagonist as living almost entirely inside his own head.

I’ve said it before, and I shall no doubt say it again: there’s just no substitute for being conversant with the norms of your chosen book category. And there’s just no other way of becoming conversant with the current market than sitting down and reading books like yours that have been released within the past few years.

Category-appropriate levels of internal monologue is not what I mean by a passive protagonist problem, though. I’m talking about the kind of protagonist who watches intently what is going on around him — sometimes letting the reader in on his thoughts on the subject, sometimes not — but does not speak or act in a way that is in any way likely to change what’s going on.

The plot just carries him along, a leaf tossed into a river.

Nothing against a little quiet contemplation, but if you were screening 50 manuscripts a day, and 30 of them featured passive protagonists, it would start to annoy you eventually, too. (And in response to what half of you just thought: no, that’s not an exaggeration; if anything, the 30 out of 50 estimate is on the low side. Just ask any experienced contest judge.)

Given the extreme popularity of the passive protagonist, perhaps it’s understandable that the average Millicent’s reaction to encountering inert characters tends to be a trifle, well, negative, almost to the point of being reflexive. One doesn’t need to pull all that many pans out of hot ovens without using mitts to start snatching one’s hands away from blister-inducing surfaces, after all.

Already, I see a forest of raised hands. “But if the pros dislike character passivity so much,” some of you call out, and with excellent reason, “why don’t they just tell writers so? How hard would it be to post on their websites or include in their agency guide listings, ‘No passive protagonists, please?'”

Excellent point, thought-huggers: that would indeed be a spectacularly good plan. However, as is the case with so many basic facts of publishing, many agents and editors are under the impression that they do tell aspiring writers about it — in fact, even form-letter rejections tend to contain some reference to the phenomenon, but not in so many words. Usually, it’s cast in terms that you’d have to read many manuscripts a week to translate accurately.

I couldn’t identify with the main character, for instance, is a fairly common euphemism for Passive Protagonist Syndrome.

Was that giant thump I just heard a thousand jaws hitting the floor? Let me guess: you thought you were the only submitter who had ever heard gotten this response, right?

Would you be surprised to learn that variations on this sentiment are the most common pieces of rejection feedback writers receive? So I would imagine that quite a few of you — at least, the ones who have been querying and submitting diligently, bless your intrepid hears — have seen at least one iteration of this little number in at least one rejection letter.

Let’s take a little informal poll to see how effective this common form-rejection phraseology has been at making its point. Hands up, anyone who received such a response and instantly thought, “Oh, I’d better make my protagonist more active, by gum.”

Anyone? Anyone?

To be fair, there are other a million reasons a screener (who is usually the one weeding out submissions at a big agency, by the way, rather than the agent) might not have identified with a protagonist other than passivity. But it is one of the more common. Other rejection-speak that might translate as an appeal for more activity: I didn’t like the main character enough to follow him through an entire book, There isn’t enough conflict here, and the ever-popular I just didn’t fall in love with the protagonist enough to pick up the book.

Since this last euphemism has about as many meanings as aloha, however, it’s often difficult to translate exactly. I have seen it mean everything from, The first paragraph bored me to I hate books about brunettes. You’d be amazed what a broad range of issues folks on the business side of the biz will lump under the general rubric of writing problem.

“But Anne,” I hear some of you slice-of-lifers fume, “this is grossly unfair! Surely, this is not a reaction that every reader would have to a slightly lackadaisical character — and in case you haven’t noticed, the world is stuffed to the gills with people who do not rush headlong into conflict at the slightest provocation. Haven’t any of you professional readers ever heard of REALISM?”

Oh, I think that this problem is all about realism — I suspect that writers tend to identify with passive protagonists far, far more than other readers do. (And just to give you a heads-up, imaginary protestors: professional readers generally HATE it when aspiring writers accuse them of having invented the marketing reality that certain books are harder to sell than others. Really.)

There’s good reason that writers tend to root for the quiet types, of course: we writers spend a lot of time and energy watching the world around us, capturing trenchant observations and seeing relationships in ways nobody ever has before. Small wonder, then, that writers often think of people who do this as likeable, charming, interesting people, well worth knowing — and certainly lovable enough to warrant following all the way to the end of a book, thank you very much, Millicent..

So it often comes as a great shock to these writers that the average fiction or memoir agent, to put it mildly, does not share this opinion. Nor does the average editor of same; even those who publish books by journalists — who are, after all, trained to be primarily observers — want the subjects of those stories to be active.

For one simple reason: because such stories are, by and large, infinitely easier to sell to readers.

Yes, really — remember, we writers are far from normal readers. We buy a disproportionate share of any year’s crop of literary fiction, for instance, as well as much of the short story collections and masses of poetry. We pore over books in our chosen book category — at least I hope you do; I certainly recommend it often enough — following our favorite authors’ careers with a loyalty and intensity that others reserve for sports stars.

We are, in fact, an extremely specific niche market of book purchasers. It would be interesting to try to make the case that a particular piece of literary fiction could be marketed successfully to writers-who-read, specifically on the grounds that its protagonist does think like a writer: observing, observing, observing.

However, if you are writing in most of the established book categories, I can virtually guarantee that writers will not be your primary target audience.

And that’s something of a pity, because from a writer’s point of view, one of the great fringe benefits of the craft is the delightful ability to make one’s after-the-fact observations on a situation appear to be the protagonist’s first reactions — and one of the simplest ways to incorporate our shrewd observations on the human condition seamlessly into a text is to attribute them to a character.

Writers who read LOVE that.

Which is fine, until the protagonist becomes so busy observing — or feeling, or thinking — that it essentially becomes his full-time job in the book. Since in the two of the three most common fictional voices — omniscient narrator, first person, and tight third person, where the reader hears the thoughts of the protagonist — the observing character is generally the protagonist, this propensity sometimes results in a book centered on someone who is too busy observing others to have a life of his or her own.

Yes, you did just draw the correct conclusion there: on the page, being purely reactive seldom comes across as all that fascinating a life.

That sentiment just stirred up some pretty intense reactions out there, didn’t it? “But Anne,” I hear some reactivity-lovers cry, “my protagonist enjoys a rich and full emotional life by responding to stimuli around him. His mental activity is prodigious. If that was good enough for Mr. Henry James, why shouldn’t it be good enough for me?”

Well, for starters, have you taken a gander at some of Mr. Henry James’ sentences lately? Some of them are two pages long, for heaven’s sake; even Dickens would have blushed at that.

More to the point, from a regular reader’s point of view, a protagonist’s being upset, resentful, or even wrestling within himself trying to figure out the best course of action is not automatically dramatic. To compound that blasphemy, allow me to add: thought about interesting matters does not necessarily make interesting reading.

In the throes of eliciting solid human emotion or trenchant insight, writers can often lose sight of these salient facts.

Why aren’t internal dynamics inherently dramatic, you ask? Because whilst the mind is churning, the entirety of protagonist’s glorious energy expenditure typically is not changing the world around her one iota. At the risk of sounding like a constructor of form-letter rejections, it’s substantially more difficult to identify with a protagonist who diagnoses the problems around her with pinpoint accuracy, yet does not act upon these insights in order to rectify the situation, than one who jumps into the conversation or does something to disturb the status quo.

I’ll go even farther than that: the character who speaks up in the face of what she perceives to be injustice, even if it’s very quietly, or who takes a concrete step to gain what she wants, even if it’s a very tiny or largely symbolic one, is usually more likable than one who remains inert and resents. And before any of you creators of anti-heroes scoff at the very concept of protagonist likability, let me whip out yet another of the great form-letter euphemisms: I didn’t care enough about the character to keep turning the pages.

Harsh? You bet, but not entirely unjustified, from Millicent’s point of view. Here’s how the passive protagonist phenomenon generally plays out in otherwise solid, well-written manuscripts:

(1) The protagonist is confronted with a dilemma, so she worries about for pages at a time before doing anything about it (If, indeed, she elects to do anything about it at all.)

(2) If it’s a serious problem, she may mull it over for entire chapters. (Or entire volumes of a trilogy, in an 18th-century novel.)

(3) When the villain is mean to her, instead of speaking up, she will think appropriate responses. Should the mean person be her love interest, she must never, ever ask him to explain himself; much better to mull his possible motivations mentally, and proceed upon those assumptions.

(4) At some point, she will probably talk it all over with her best friend(s)/lover(s)/people who can give her information about the situation before selecting a course of action. (See parenthetical disclaimer in #1.)

(5) If she is confronted with a mystery, she will methodically collect every piece of evidence before drawing any conclusions that might require action. Frequently, this requires tracking down interested parties, asking a single question, and listening passively while those parties provide her with the necessary clues.

(6) However, if the problem to be confronted is relationship-based, she must on no account simply ask any of the parties involved how they view the situation, or reveal her own feelings on the subject to them. Avoidable guesswork may in this manner frequently supply suspense.

(7) Even in the wake of discovering ostensibly life-changing (or -threatening) revelations, she takes the time to pay attention to the niceties of life; she is not the type to leave her date in the lurch just because she’s doomed to die in 24 hours.

(8) When she has assembled all the facts and/or figured out what she should do (often prompted by an outside event that makes her THINK), she takes swift action, and the conflict is resolved.

Is it me, or is this progression of events just a tad passive-aggressive? Especially in plotlines that turn on misunderstandings, wouldn’t it make more sense if the protagonist spoke directly to the person with whom she’s in conflict at some point?

Gee, one might almost be tempted to conclude that writers as a group are confrontation-avoiders. Maybe we should all retreat into our individual corners and mull that one over.

Up those hands go again. “But Anne, I’m worried about the opposite problem: if I send my protagonist barreling into every available conflict, won’t that make readers dislike her, too? Not to mention getting her into all kinds of trouble — if she said out loud precisely what she thought of the people around her, they’d bludgeon her to a pulp within fifteen minutes.”

I’m glad you brought this up, hand-raisers: often, writers will have their protagonists keep their more trenchant barbs to themselves in order to make them more likable, especially if the protagonist happens to be female. The logic behind this choice at first glance seems solid: in real life, very aggressive people don’t tend to work and play as well with others as gentle, tolerant, accommodating sorts.

But as we’ve discussed before, what’s true in real life isn’t necessarily true on the page. An inert character who is nice to all and sundry is generally less likable from the reader’s point of view than the occasionally viper-tongued character who pushes situations out of the realm of the ordinary and into the conflictual.

Because, as I MAY have mentioned before, conflict is entertaining. On the page, if not in real life.

More to the point, lack of conflict can slow a narrative practically to a standstill. So can conflict in which the character the reader is supposed to care most about is not integrally involved, or conflict where the outcome doesn’t matter much to the protagonist — because if the protagonist doesn’t care enough to get involved, why should the reader?

“But Anne,” the hand-raisers protest, “my protagonist cares deeply about what’s going on; that’s why she thinks about it all so much, Besides, my villains are based upon people who are just awful in real life, so it’s impossible that the reader won’t automatically root against them, no matter whether my protagonist leaps into the fray or not. So what’s wrong with letting her sit back while the bad guys expose their true colors?”

Ooh, that’s a tough one. Not the question, necessarily, but pulling off plopping characters ripped from real life into a narrative where a comparatively virtuous protagonist stands back and observes their bad behavior. While pitting kindly and forbearing protagonists against aggressive bad folks (who often bear suspicious resemblances to the writer’s “ex-friends, ex-lovers, and enemies,” as the bard Joe Jackson likes to call them) is probably a pretty healthy real-world response, emotionally speaking, it can be deadly on a page.

Why? Well, the reader’s sense of dramatic fitness, for one thing: while it may be realistic to show a character confronting the same intractable problem or awful co-worker day after day, the mere fact of bringing the problem up generates an expectation that something will happen to change that status quo, doesn’t it? If the narrative violates that expectation, not only is the reader likely to become impatient — he’s likely to get bored.

It’s difficult to keep a reader interested indefinitely in a repeating pattern of events, no matter how beautifully they may be described. Then, too, sitting around and resenting, no matter how well-justified that resentment may be, is awfully darned hard to convey well in print.

But that doesn’t stop most of us from trying from time to time, does it?

Come on — ‘fess up; we all do it. We writers are notorious for taking revenge on the page, Rare is the creative writer who does not blow off the occasional real-world resentment, angst, or just plain annoyed helplessness by having his protagonist think pithy comebacks, uncomfortable reactions, pointed rhetorical questions, and/or outraged cris de coeur against intractable forces. Instead of, say, uttering these sentiments out loud, which might conceivably provoke a confrontation (and thus the conflict so dear to Millicent’s heart), or doing something small and indirect to undermine the larger conditions the protagonist is unable to alter.

Yes, people mutter to themselves constantly in real life; few of us actually tell of the boss in the way s/he deserves. However, at the risk of sounding like the proverbial broken record, just because something actually occurs does not necessarily mean that it will make good fiction.

What does make good fiction is conflict. Lots of it. On every page, if possible.

This is not to say, of course, that every protagonist should be a sword-wielding hero, smiting his enemies right and left — far from it. But even the mousiest character is capable of acting out from time to time.

And yes, I am about to give you another homework assignment. How clever of you to see it coming.

Whip out those Post-It notes and highlighting pens and start running through your manuscript, seeking out silent blowings-off of emotional steam. Whenever you find them, check to see if there is conflict on the rest of the page — and if your protagonist is taking part in it actively, only in thought, or simply as an observer.

Depending upon what you find in each instance, here are some possible next steps. (Fair warning: some of these are going to sound a wee bit familiar from last week’s assignment, as we’re talking about fixing the same phenomenon.)

(1) If there’s not conflict on the page in front of you, ask yourself: how could I add some? Or, if you’re trying to avoid adding length to the manuscript, are there elements slowing down the scene that you could cut? Does this interaction add enough to the plot or character development that it actually needs to be there?

(2) If your protagonist is active, pat yourself on the back. Then ask yourself anyway: is there something even more interesting s/he could do here? Something less predictable? A way that her reaction could surprise the reader a little more, perhaps? Small twists go a long way toward keeping a reader involved.

(3) If your protagonist is merely thinking her response, go over the moments when she is silently emoting. Is there some small tweak you could give to her response that would make it change the situation at hand? Or — and it’s astonishing how infrequently this solution seems to occur to most aspiring writers — could she say some of the things she’s thinking OUT LOUD?

(4) If your protagonist is a pure observer in the scene, sit down and figure out what precisely the observed interaction adds to the book. Are there ways that you could achieve the same goals in scenes where your protagonist is a stronger player? If not, could there be more than one conflict in the scene, so your protagonist could be involved in the lesser one?

If you find yourself worrying that these textual tweaks may cumulatively transform your protagonist a charming, well-rounded lump of inactivity into a seething mass of interpersonal problem generation, consider this: many agents and editors like to see themselves as people of action, dashing swashbucklers who wade through oceans of the ordinary to snatch up the golden treasure of the next bestseller, preferably mere seconds before the other pirates spot it. Protagonists who go for what they want tend to appeal to them.

More, at any rate, then they seem to appeal to most writers. In fact, this whole argument may well seem glib and market-minded to some of you, and frankly, from an artistic perspective, that’s completely understandable.

That’s not the only perspective that’s relevant here, though, even for the artist. Remember, a submitted manuscript does not need to speak only to its author, or even to other writers: its appeal needs to translate into other mindsets. It’s the writer’s job to make sure that the manuscript can speak to both the business side of the publishing world and the artistic side.

Before your work can speak to your target market of readers, it has to please another target market: agents and editors. Even if you have good reason to keep your protagonist from confronting his challenges directly — and you may well have dandy ones built into your plot; look at Hamlet — he will still have to keep in motion enough to please this necessary first audience.

So while you’re revising, ask yourself: how can I coax my protagonist out of his head, and into his story? How can his actions or words alter this particular moment in the plotline, if only a little?

As individuals, we can’t always more mountains, my friends; we can, however, usually kick around a few pebbles. Give it some thought under those swaying palms, people — but not too much. Keep up the good work!

Partials, part III: “Wait — what do you mean, they wanted 50 CONSECUTIVE pages?” and other cris de coeur of submitters and contest entrants

neighbor's tulip tree

No, I shan’t be writing about tulip trees today — I just wanted to share my favorite of my latest batch of yard-in-bloom photos, for the benefit of those of you in stormier climes. While I was setting up this shot, I did invest a few moments’ thought to how I could possibly work these outrageous blooms into this post as a metaphor.

That’s the problem with metaphors: they actually have to relate to something.

In non-floral news, I’m feeling especially virtuous this evening: my excuse for running outside with my camera on this beautiful day (other than searching for images to divert you fine people, of course) was that I finally finished incorporating my first readers’ EXTENSIVE feedback into my recently-completed novel. Yes, even writers who edit for a living solicit opinion, technical and otherwise, from readers before showing their work to their agents.

The smart ones do, anyway; professional critique is so cut-and-dried that emotionally, it just doesn’t make sense to have an agent be the first soul on earth to read your work. (Hear that, aspiring writers planning to submit before showing those pages to anyone local?) Not to mention the practical pluses of good feedback — contrary to popular opinion amongst the shy, even the most battle-hardened pro can benefit from objective critique.

Emphasis upon objective, of course. Long-time readers, whip out your hymnals and sing along, please: no matter how extensively your kith and kin happen to read in your book category, by definition, people who love you cannot give you completely objective feedback on your writing. Even if your significant other is a published author, your best friend a Pulitzer Prize recipient, and your father the chief librarian of an archive devoted exclusively to your type of book, it is in your — and your manuscript’s — best interest to hear the unvarnished opinions of people who do not love you.

Trust me on this one. The sterling soul who gave birth to me has been editing great writers for fifty years, and even she doesn’t clap eyes upon my manuscripts until I’ve incorporated the first round of feedback. (Not that she hasn’t asked.)

I’m bringing this up at the end of our mini-series on partials not merely to celebrate polishing off that always rather taxing job — if any writer actually enjoys working critique into a manuscript, line by line, I’ve never met her — but also to remind those of you planning to rush those requested materials off to the post office that it’s an excellent idea to have another set of eyes scan those pages first.

Ditto with contest entries and residency applications; it’s just too easy to miss a crucial typo yourself. Particularly if you’re really in a hurry to meet a deadline — and what entrant or applicant isn’t? — and neglect to read your submission IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD.

Oh, as if I would let an opportunity to slip that golden piece of editorial advice into yet another post. Why repeat it so often? Because I can already feel some of you gearing up to blow it off, that’s why?

Specifically, those of you who huffed impatiently at that last paragraph. “But Anne,” those of you who pride yourself on your attention to detail point out, “I must have read those pages 75 times while I was revising them. I’ve read them so many times that two-thirds of my brain cells think they’re already published. What could I possibly learn by reading them again, much less IN THEIR ENTIRETY, IN HARD COPY, and OUT LOUD?”

Quite a lot, actually. Like, for instance, if when you changed your protagonist’s sister’s name from Mona to Maura, you changed every reference. Or if every line of the requested synopsis printed out legibly. Or — brace yourselves; this may be a hard one for some of you – if the minor changes you made in the course of the 71rst read are consistent with the ones from read 72.

Shall I rephrase that, to drive home the point a little harder? Okay, how’s this: had you re-read every syllable of your partial, contest entry, or writing sample tucked into a residency application between the time you made those final few changes and when you popped your last submission into the mail? Or since you popped your last submission into the mail?

Wow, the crowd’s gone so quiet all of a sudden.

And for those of you who were not suddenly flung into retrospective panic about what kind of typo or printing snafu you might have inadvertently passed under Millicent the agency screener or Mehitabel the contest judge’s weary eyes, you needn’t take my word for how often writers realize only after something’s out the door that it wasn’t quite right. Many members of the Author! Author! community have already shared their horror stories on the subject; it makes for some enlightening reading.

Feel free to add stories of your own on that list; sharing them honestly will help other aspiring writers. But do not, I beg you, set yourself up for a spectacularly instructive anecdote by failing to read the very latest version of your partial, contest entry, or writing sample IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD.

While I’m hovering over you like a mother hen, here’s a post-submission regret I hope I can wipe from the face of the earth forever: including a business-size (#10) envelope as the SASE for a partial or a contest that returns materials, rather than an envelope (and appropriate postage) large enough to send back everything in the submission or entry packet.

That made some of you do a double-take, didn’t it? “But Anne!” half of those with submissions currently languishing at agencies across the U.S. cry. “I thought the point of the SASE — that stands for Self-Addressed Stamped Envelope, right? — was so the agent who requested the partial could mail me a letter, asking me to send the rest of the manuscript — or, heaven forfend, a rejection letter!”

Well, the agent (or, more likely, the agent’s Millicent-in-residence) usually does include at least a form-letter rejection in a homeward-bound SASE, but that’s not the SASE’s primary purpose, from the agency’s point of view. Its primary use is to get all of those pages out of its office and back to the aspiring writers who sent them.

That’s not just because if they didn’t, the average agency’s halls would be so filled with rejected pages by the end of the first month that Millicent wouldn’t be able to fight her way to the coffeemaker through the chest-high stacks of pages. (She would have had to give up her traditional lattes by the end of the first week, since she couldn’t find the front door during her lunch break.) They also return the pages because it’s in the writer’s copyright interest to know precisely where his pages are at any given time — and if that seems paranoid to you, you might want to take a gander at the SHOULD I WORRY ABOUT MY WORK BEING STOLEN? category on the archive list at right.

If, on the other hand, the idea of a submission’s tumbling into unscrupulous hands doesn’t strike you as particularly outrageous, but the logic behind the writer’s providing the postage to convey her own rejection to her does, I would recommend a quick read through the posts under the SASE GUIDELINES category.

And for those of you reading this post in a tearing hurry because you’re frantically trying to get a partial out the door and into the mail, or whose fingers are itching to hit the SEND key for electronic submissions, let me just go ahead and state it as a boldfaced aphorism: with any submission, always include a SASE sufficiently large for the agent to send the entire submission back to you, with enough stamps attached to get it there safely.

Yes, I said stamps. Attaching metered postage to a SASE is another fairly common mistake in submitting a partial. Generally speaking, agencies will not use a stamp-free SASE. (If you’re interested in the rather convoluted logic behind that one, I would refer you again to the SASE GUIDELINES category. Otherwise, moving swiftly on…)

A third common mistake submitters of partials often make comes not when they are packing up the partial, but later, after the agent has approved the partial and asked to see the entire manuscript. That’s the agency parlance for the request, anyway; in writer-speak, it’s usually called asking to see the rest of the book.

Therein lies the root of the mistake: the semantic difference is crucial here. All too often, successful partial submitters think that a request for the entire manuscript equals a request for only the part of the manuscript the agent has not yet seen.

The agent asked to see the rest of the book, right?

Actually, she didn’t — what asking to see the rest of the book means in agent-speak is that the agent is expecting the ENTIRE manuscript to show up in her office, neatly boxed and accompanied by a return mailing label and enough postage to get the whole shebang back to the sender, if it’s rejected. (If that last bit came as any sort of a surprise to you, I would strongly urge you to peruse the posts under the MAILING REQUESTED MATERIALS category at right before you comply with any request for your manuscript.)

Starting to see a pattern here?

I do — and have for years: when aspiring writers just assume that they know what a request for materials entails, submissions often go awry; when they take the time to do their homework, irritating Millicent by such mistakes is 99.999% avoidable. (Hey, there’s no accounting for how moody she might get when she burns her lip on that too-hot latte for the fiftieth time this year.) Much of the time, the difference isn’t even the result of conscious step-skipping: first-time submitters frequently don’t know that there are rules to be followed.

Want to know what half the Millicents currently screening would say in response to that last sentence? It’s illuminating about the harshness of professional evaluation: “So I’m supposed to make allowances because these writers didn’t do their homework, effectively penalizing all of those conscientious writers out there who take the time to learn the ropes? I’ll bet that most of these mistaken submitters didn’t even bother to check if my agency’s website has submission guidelines.”

To which Mehitabel would add: “And virtually every contest on earth includes very specific submission guidelines in its rules, yet I’m continually astonished by how few entrants seem to read them. I’ll seldom actually disqualify an entry because it violates a presentation rule, but how can I justify penalizing all of those nice entrants who did follow the rules by allowing a violator to proceed to the finalist round of judging?”

Okay, so maybe they wouldn’t be quite that forthcoming. Or prolix. If I’m going to be completely honest, I would have to admit that this is what either of them is most likely to say when such a submission crossed their line of vision: “Next!”

Please, do your homework about the recipient’s stated preferences before you submit any requested materials. Not every agency is kind enough to writers to post specific guidelines, but if you happen to be dealing with one that has, you absolutely must follow them, or risk the wrath of Millicent.

It’s not pretty. Neither is Mehitabel’s, or the as-yet-to-be-named individual screening applications for that writers’ retreat you would give your eyeteeth to attend.

I’m taking christening suggestions for the application screener, by the way. I’d originally dubbed her Petunia, but that doesn’t exactly inspire awe and fear, does it?

Another major mistake that dogs contest entries involves confusing a partial with a writing sample. What’s the difference, you ask? Well, chant it with me now, followers of this series:

A partial is the first X number of pages of a manuscript assumed already to be complete, numbered consecutively and stopping at the bottom of the exact page the requester specified as the maximum. A writing sample is a selection of a book’s best writing, regardless of where it falls in the book.

In a pitching situation — the place an agent-seeking writer is most likely to be asked to produce a writing sample — 5 pages is usually the maximum length. However, a lengthy writing sample might include more than one scene, and those scenes might not run consecutively.

Everybody clear on all that? Now would be a marvelous time to ask a question, if not — I want to make absolutely, positively sure that every single member of the Author! Author! community not only understands these two separate concepts to be separate concepts, but can explain the difference to any confused fellow writers he might encounter.

Are you wondering why am I being so very adamant about this one? A deep and abiding dislike for seeing good writers waste their time and money: being unaware of this distinction trips up a simply phenomenal number of contest entrants every year.

How, you ask? Sadly, they misinterpret the rules’ call for X number of pages from, say, a novel, as permission to send X number of pages from anywhere in the novel. Sometimes, these hapless souls take the misunderstanding one step further, sending in a few pages from Chapter 1, a few from Ch. 8, perhaps a couple of paragraphs from Ch. 17…in short, they submit a bouquet of writing samples.

Understandable mistake, right? And extremely common, particularly in entries for contests that simply ask entrants to send a specified number of pages of a novel, without mentioning that those pages should be consecutive — oh, and if the entrant might by some odd chance want to win the contest, those pages had better begin on page 1 of Chapter 1 of the book.

Shall I take that gigantic collective gasp of indignation as an indication that some of you past contest entrants wish you had heard one or more of those tidbits before you entered?

Again, let’s state it as an aphorism, for the benefit of last-minute skimmers: unless a literary contest’s rules specifically state otherwise, assume that the entry should begin on page 1 and proceed consecutively. Part of what entrants in any prose contest are being judged upon is the ability to construct a strong narrative and story arc.

In answer to the question that most of you are probably screaming mentally, I have no idea why so few contests’ rules don’t just state this point-blank. It’s not as though it’s a rare problem — every contest judge I’ve ever met tells a sad story about the well-written entry that knocked itself out of finalist consideration via this error. And I’ve judged in a heck of a lot of literary contests, so I’ve met a whole lot of judges over the years.

I could spend a few more minutes of my life shaking my head over this, but over the years, my neck has gotten sore. I’m going to take the warning as heard — it was, wasn’t it? — and move on.

Writers asked to submit partials occasionally fall into the writing sample trap as well, but frankly, it’s less common. Perhaps writers marketing books harbor an inherent desire to have their stories read from beginning to end, just as a reader would encounter their work in a published book. Perhaps, too, agents’ requests for materials tend to be for much heftier portions of a manuscript than many contest entries would tolerate: 50 or 100 pages for a partial is fairly normal, but many contests for even book-length works call for as few as 10, 20, or 30 pages, sometimes including a synopsis.

But just to head any problems off at the pass, as well as to illustrate why a nonconsecutive partial made up of even superlative writing would not be a good marketing packet for any manuscript, from an agency perspective, let’s close out this short series by going over the expectations for a partial one more time. Come on; it’ll be fun.

When an agent or editor requests a partial, she’s not asking for a writing sample consisting of 50 or 100 pages of the writer’s favorite parts of the book, a sort of greatest hits compilation — if that’s what she wants, she (or her submission guidelines; check) will tell you so point-blank. She is unlikely to prefer a writing sample as a submission, however, because part of what her Millicent is looking for in submissions is storytelling acumen.

Think about it: in an unconnected series of scenes gleaned from across your manuscript, how good a case could you make for your talent at arranging plot believably? How well could you possibly show off your book’s structure, or character development, or even ability to hold a reader’s interest, compared to the same story as you present it in your manuscript, beginning on page 1?

If you have any doubt whatsoever about the answer to that last question, run, don’t walk, to an objective first reader to help you figure out whether the current running order of events tells your story effectively. (Didn’t think I’d be able to work in another plug for feedback from an independent-minded first reader, did you?)

What an agent or editor does expect to see in a partial, then, is the opening of the manuscript as you plan to market it to, well, agents and editors: it’s precisely the same as the full manuscript, except it doesn’t include the pages after, say, page 50.

And if Millicent loves that partial and asks for the rest of the book, what will you do? Send the entire manuscript, right? Right?

I couldn’t resist tossing in the pop quiz, to see if you’d been paying attention. I wouldn’t want any of you to end the post still confused about any of this. (And if you are: please, I implore you, leave a question in the comments.)

And remember, read any submission guidelines very thoroughly before you invest your heart, hopes, energy, and/or precious time in preparing a partial packet or contest entry. This is no time to be skimming; make a list and check it twice, like Santa Claus.

Yes, even if the request consisted of a grand total of three lines of text in an e-mail. In fact, I always advise my editing clients to read the guidelines once — then, on the second read, make a checklist of everything you are being asked to do. Wait a day before going back to triple-check that the list is accurate.

Then, and only then, put together the submission or entry, checking off each item as you place it in the envelope. Re-read the original guidelines or letter before you even think of sealing the envelope. If you’re not much of a detail person, you might also want to hand your list to at least one person who happens to love you, ask him/her/that ungainly mob to check it against the guidelines or contest rules, then to verify that what’s in your envelope is in fact what you have been asked to send.

You didn’t think I was going to leave the kith and kin I’d disqualified from giving you objective feedback from helping you altogether, did you? Everyone has a task here at Author! Author!

That’s what how a supportive community works, isn’t it? Keep up the good work!

The mysteriously mysterious strictures of standard format, part XIX: the end of the line this time, really. Unless anyone has any more questions?

Poet Wislawa Szymborska clutching her Nobel Prize for literature medal

Poet Wislawa Szymborska clutching her Nobel Prize for literature medal

Sincere congratulations, campers, for making it all the way through this extended series on standard format for manuscripts — book manuscripts, that is; once again, let me remind you that short stories, magazine articles, theses, dissertations, and other types of writing are subject to other restrictions — as well as January and February’s intensive examination of how a manuscript moves from a writer’s fingertips all the way to publication. We’ve been tackling the big stuff so far this year, and I’m proud of all of you for having the gumption, not to mention the faith in your writing, to work through it with me.

Next week, it’s back to craft, after a brief stopover in the hows and whys of partials. We’ve earned a respite from hard-and-fast rules, I think.

Besides, you won me a nickel. It’s not the Nobel Prize, but hey, I’m grateful.

Yes, an entire nickel: an agent of my acquaintance, a tireless advocate for my giving up this blog in order to rechannel the considerable time and energy I devote to it into my other writing, My readers’ consistent devotion to improving both their writing skills and ability to present them professionally, wagered that you would be so tired of formatting after my revisiting repeatedly it for four and a half years that the posts this time around would pass relatively uncommented-upon.

Actually, he didn’t suggest betting on it until after I stopped laughing at his contention. “What’s so funny?” he demanded. “It’s not as though your past posts on the subject aren’t well-marked. Why can’t readers just go there to find out what to do?”

Because I like the guy and I’m not in the habit of lecturing agents, I restrained myself from suggesting that he just didn’t understand how a blog works. “Some will, but many of my readers don’t have the time to comb the archives.” (See? I honestly am aware of that.) “And the writers brand-new to the game may not yet know that there is a standard format at all. By going over it two or three times a year, I’m doing my part to make sure that everyone’s writing can look its best for you. You should be grateful.”

He was not. “Did you spend your last three lifetimes blithely violating the rules of grammar and structure, condemning yourself to the Sisyphean task of explaining them over and over again this time around? You’re dreaming, my friend — your readership doesn’t need this. I’ll bet you twenty bucks that you get fewer comments this time than last.”

Well, great as my faith in my readers undoubtedly is, I seldom bet more than a nickel (although I did win a quarter off my mother during the last campaign season for predicting the vice presidential nominees correctly), so he had to settle for that. “You’ll see,” I told him. “Not only will readers comment more than usual, but they’ll come up with questions neither you nor I would have thought of addressing.”

He handed over the nickel after Part III. One of you asked a perfectly reasonable about indentation he’d never heard before.

So now I’m jangling a nickel happily in my pocket, and I have yet another convert to what I have long held is the truth about aspiring writers: contrary to practically universal opinion amongst professional readers, deviations from standard format are not usually the result of writers’ being too lazy to find out how to present a manuscript. Most of the aspiring writers I encounter are downright starved for accurate information on the subject; the underlying problem is that there isn’t enough authoritative information out there to combat all of the inaccurate rumors.

I’ve always been a big proponent of agency websites simply posting a page with the formatting rules, in fact, so I could devote our shared time here to craft. Which is why, in case any of you long-term readers have been speculating on the subject, I used to end extended series on standard format with a rather peevish little discussion about why, in the face of so much conflicting information about submission requirements floating around these days, professional advice-givers like me don’t either:

(a) check out every other source out there to make sure that we’re all saying precisely the same thing (which would be so time-consuming that none of us would have time to give any further advice),

(b) take it upon ourselves to force every single individual who is empowered to pass judgment upon a manuscript within the confines of North America to agree upon a single (and preferably single-page) set of rules to which everyone without exception would adhere (which would require a convention so large that the framers of the U.S. Constitution would turn pale at the very thought), or

(c) shut up entirely and let those new to the biz try to figure out some genuinely counter-intuitive rules all by themselves.

I can’t speak for everyone currently giving advice on the subject, of course, but in my own case, the answer is really pretty straightforward: the norms I’ve been explaining throughout this series are in fact the ones I have used successfully myself for many, many years. Since neither I, any of my editing clients, or (as far as I know) any reader of this blog who has followed this advice to the letter has ever been asked by an agent or editor to make a single purely formatting change to his/her manuscript (with the sole exception of the few agents who are now post clear instructions to submitters not to use the requisite two spaces after periods, but we’ve already talked about that, right?), I feel quite confident in continuing to give this particular set of advice.

But I will say something that one seldom hears advice-givers say: whether you choose to adhere to the rules of standard format I’ve set out here is ultimately up to you. But once you choose to follow a particular rule, you must obey it 100% of the time in your manuscript.

Let me repeat that, because it’s monumentally important: it’s not enough to adhere to a formatting rule most of the time; you must cleave to it in every single applicable instance in the text.

Why? You should know the words to the song by now: because inconsistency isn’t going to look professional to people who read manuscripts for a living.

I used to think that I didn’t actually need to state this requirement, as did the agent who lost the nickel to me. After all, isn’t the part of the point of a rule that it should be followed on a regular basis, rather than just periodically? However, I’ve seen enough manuscripts and contest entries (yes, I still judge from time to time) by good writers who sometimes use a single dash and sometimes a doubled one (if you’re not absolutely certain which is correct, I can only suggest that you reread this post from earlier in this series), or whose Chapters 1-3, 6, and 17 have a (ugh) single space after periods and colons, whereas Chs. 4, 5, and 10-12 have two, and the rest feature both…

Well, you get the picture. Apparently, the need for consistency is not as self-evident as I — or certainly my friend, the agent — had previously believed.

I would point the finger at a few culprits for this astonishingly pervasive problem. First — and I’m quite positive that those of you who have been hanging around Author! Author! for a while have felt this one coming practically since the top of this post — the vast majority of aspiring writers simply do not reread their own work enough.

I’m not talking about revision here (although most submissions could use more liberal helpings of that, frankly), but rather actually sitting down and reading a manuscript IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD.

What tips me off that very few writers actually do this before submitting their pages to an agent or a contest? Well, for starters, inconsistent formatting. And spelling errors. And repeated words. And scenes where characters do or say things that they’ve done or said half a page before.

You know, the kind of stuff that any reader would catch if she sat down with the actual pages and read them closely.

Often, such errors are not the result of compositional carelessness, but of repeated revision –the second culprit I’m dragging before the court in irons today. Zeroing in on the same page, paragraph, or even sentence over and over again without re-reading the entire section can easily result in what I like to call a Frankenstein manuscript, one that reads in hard copy as though it were cobbled together from the corpses of several drafts, sometimes ones written in different voices.

Come closer, and I’ll let you in on a secret of good writing: it flows smoothly.

A sure narrative voice is a consistent one. That’s why writers brand-new to the writing game so often labor under the quite mistaken impression that their favorite books were their respective authors’ first drafts, and thus (one assumes) that their own first drafts should be marketable without further revision: because a the author of a well-crafted narrative works hard to create the illusion of spontaneous consistency.

Awfully hard. Seamlessness is no accident, you know.

So what do you think a professional reader like Millicent the agency screener, her cousin Maury the editorial assistant, or their aunt Mehitabel the veteran contest judge thinks when they encounter, say, one sentence that’s in the past tense, followed by three that are in the present? Or a character named George on page 8 and Jorge on page 127?

“Inconsistency,” they breathe in unison. “This manuscript needs more work.”

Or at least a good authorial read-through IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD. If not after every major revision, then at least prior to submitting it.

There’s just no substitute for this. Sorry about that.

Third, all of us simply see a great many more grammatical errors and formatting oddities than we did, say, ten years ago. Remember back when everyone thought it was so funny that the vice president at the time (I didn’t call that one) corrected a child at a spelling bee who had spelled potato correctly, causing him to change it to potatoe?

At the time, the literate world rocked with laughter over it. Now, we routinely see supermarket signs advertising potatoe and tomatoe prices. And that’s a bad thing for literacy, because the more you see the error, the more likely is to make it yourself.

Why? Like Millicent and standard formatting, sheer repetition makes it start to look right to you.

Especially when you spot such errors in ostensibly credible sources. It used to be a rarity to see a spelling mistake in a newspaper or magazine article, because they were so closely edited; since the advent of on-screen editing, it’s now not uncommon to see a misspelling or grammatical error in a published book.

Had I mentioned that there’s just no substitute for reading a piece of writing IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD? The eye is simply too likely to skip an error on-screen, partially because people read about 70% faster.

Then, too, AP standards — i.e., what governs what is considered correct in a newspaper or magazine — have, as we have discussed, recently adopted a number of practices that would not be kosher according to the dictates of standard format. The aforementioned single space after the period or colon, for instance, or capitalizing the first word after a colon.

All together now: sacre bleu!

While eliminating the extra space has been seen in published books for a while (but that doesn’t mean it’s necessarily proper in a manuscript, right?), post-period capitalization was practically unheard-of in published books until just a couple of years ago. Now, one sees it periodically (often, not entirely coincidentally, in books by journalists), along with some rather peculiar interpretations of the semicolon and the ellipsis.

And what happens, class, when you see rules routinely bent in this manner?

That’s right: confusion. Inevitably resulting, no matter what my agent friend says, in good writers raising questions like this:

I tried searching for this, but didn’t find an answer. Ellipses! Is the proper format:?.[space].[space].?or … with no spaces? Thanks as always.

This is a perfectly reasonable question now, of course, but it’s not one that was at all likely to come up even five years ago. Prior to that, pretty much any printed source would have adhered to the traditional rules governing ellipses, with the natural result that fewer writers were confused. Heck, they might even have learned the contextual rules governing ellipses in school.

Oh, you want to know what those rules are, since I’ve brought them up? An excellent thought.

1. Ellipses are most commonly used mid-sentence, to mark a pause in speech. In this context, the periods in the ellipse should appear without spaces between them — and without spaces between them and the surrounding words, either. In other words, they should look like this:

“I’m appalled,” Jennifer said. “More than appalled. I’m…horrified.”

2. Ellipses are also used to alert the reader to skipped text in the middle of a quote. In these instance, whether an ellipse should have a space between its end and the end of the next word is entirely dependent upon whether the beginning of the next quoted part is a new sentence. Thus, if the original quotation was,

“I am in no way endorsing this policy or any other, because I feel it would be bad for the nation. I cannot be held responsible for its unhappy results.”

It would be proper to reproduce excerpts as:

The prime minister’s statement was unequivocal: “I am in no way endorsing this policy…because I feel it would be bad for the nation.”

And as:

The prime minister’s statement was unequivocal: “I am in no way endorsing this policy… I cannot be held responsible for its unhappy results.”

3. Ellipses are also used to show where the narration expects the reader to fill in the subsequent logic, as well as when speaker’s voice has trailed off into silence. As in:

Jeremy smiled, slipping one arm out of a sleeve that didn’t cover too much of his arm in the first place. A quick wiggle, and the rest of his shirt was off. Then he reached for his belt…

As much as some of you might want me to complete that paragraph, this is a family-friendly website. Besides, you’re perfectly capable of imagining the rest for yourself, are you not? In this case, the ellipse indicates my faith in your imaginative powers. As would this, if I were writing dialogue:

“My, it’s hot in here.” Coyly, Jeremy shrugged his Flashdance-style sweater off one shoulder. “If only there were a way we could cool off…”

4. In reproducing a quote, an ellipse can tell the reader that the quote continued, despite the fact that the writer chose not to show it in its entirety. This can come in handy, especially when writing about the kind of speaker who drones on and on:

“I deny the allegations,” the senator said. “I deny them absolutely, unequivocally, and in every other way. I deny that I cavorted in the House; I deny that I cavorted with a mouse. I deny that I cavorted in socks; I deny that I cavorted with a fox…”

Makes sense, doesn’t it? (And just between us, wasn’t this a clever way of me to answer a reader’s question in a post that’s really about a larger issue?)

The fourth culprit — yes, I’m back on my justifying the confusion kick — may surprise you a little. As so often happens, I have excellent reader questions to thank for reminding me to bring it to your attention: as nit-picky as all of these rules are, sometimes, good writers over-think them. So much so that they sometimes extrapolate extra rules of their own.

Yes, you read that correctly. In my experience, most aspiring writers are very good about following the rules, once they know about them. In fact, really conscientious writers are quite a bit more likely to subject their manuscripts to extra restrictions than to ignore any of the established rules.

What kind of extra rules, you ask? Well, I can give you a great example from this time around the standard format merry-go-round. Two different readers — my agent friend still can’t get over the fact that even one brought it up — asked how to format apostrophes and quotation marks. Ripped ruthlessly from their original context:

Could you in one of your really wonderful (and I really mean wonderful) posts on standard manuscript formatting devote a paragraph to quote marks and apostrophes? Times New Roman can have them both straight and curly, so which should I use? Or should I just make sure I’m consistent and leave it at that?

and

A related problem I have is in trying to place an apostrophe at the beginning of a word, particularly when writing dialogue and attempting to add a bit of the vernacular. To just type it, the apostrophe ends up being a “front-end” single quotation mark. I have to resort to some spacing and deleting shenanigans to get to appear correctly.

I freely admit it: I’m always a bit nonplused when I get a question like this, one that assumes a rule that just isn’t observed in professional manuscripts. As tempting as it might be to dust off my personal preferences on the subject and present them as a binding rule — which, as we’ve discussed before, is not an unheard-of thing for either a professional reader or a writing advice-giver to do — but the fact is, the expectations about both apostrophes and quotation marks in manuscripts have remained unchanged since the days when every submission was produced on a manual typewriter.

Which, in case you haven’t seen one lately, provided precisely one option for an apostrophe (‘) and exactly one for a quotation mark (“). On the same key, on most typewriters.

What does this mean for manuscript format? Good news, insofar as it translates into less work for writers: as long as the format is consistent, Millicent’s not going to care one way or the other. Pick the one you prefer, and stick to it.

I can completely understand why the two writers who brought it up — or any aspiring writer — would have wondered about this point: as readers, we do see various styles of apostrophe and quotation mark turning up in published books. And given how counter-intuitive some of the rules of standard format are, it would not, let’s face it, be at all astonishing if the publishing industry harbored some formatting preference that half of the writers in the world had heard nothing about.

But that’s not the case here. You have my full permission never to think about it again. Go sleep the undisturbed sleep of the just.

Before you go, though, one more piece of formatting advice: as you make your way through the bewildering forest of advice out there, toting your massive grain of salt, be aware of the fact that many seemingly authoritative sources out there disagree on certain points for the very simple reason that they’re talking about different things, although they often do not say so explicitly. Bear in mind that because such a high percentage of the aspiring writers’ market wants easy answers, preferably in the form of a single-page list of rules universally applicable to every writing venue, the temptation to produce a short, one-size-fits-all list of rules is considerable.

That doesn’t mean you should disregard such lists entirely, of course. Just keep in mind that any list that purports to cover every type is necessarily going to run afoul of some established standard somewhere — and that occasionally, rules pop up online and at conferences that would make my agent friend’s eyes pop out of their sockets with astonishment.

Which is why, in case you’ve been curious, I have been going over even the simplest of the actual rules in such great detail, and with practical illustrations; I want all of you not only to adhere to the strictures of standard format, but to understand why each rule is to your advantage to embrace. That’s why I keep asking (and asking, and asking) if anybody has any questions. I just don’t think handing creative-minded people a brief list of mysterious orders is the best means of helping you become comfortable with the industry’s expectations.

So if anyone is looking for terse, bullet-pointed to-do lists for writers, I think any of my long-term readers can tell you that this blog is NOT the place to start. As the thousands of pages of archived posts here can attest, I am the queen of elaboration. Lots and lots of elaboration.

Speaking of elaboration, there’s a final formatting issue I should address before I draw this series to a close.

While we’re on the subject of unnecessary doohickeys writers are sometimes told to shoehorn into their book manuscripts and proposals, let’s talk about what should happen on the last page. Here, too, aspiring writers often give themselves extra trouble.

For a book manuscript, the proper way to end it is simply to end it. No bells, no whistles, no # # #, no -86-. Just stop writing.

Even the ever-popular THE END is not needed. In fact, I know plenty of Millicents (and their bosses, and editors, and contest judges) who routinely giggle at the use of THE END to indicate that a manuscript is not, in fact, going to continue. “What is this writer thinking?” they ask one another, amused. “That I’m going to keep reading all of that blank space after the last paragraph, wondering where all of the ink went? That I’m incapable of understanding why there aren’t any more pages in the submission? Please!”

Remember what I was saying earlier in this series about professional critique being harsh? Don’t even get me started on professional ridicule.

Personally, I have sympathy for how confusing all of the various advice out there must be for those who have never seen a professional manuscript up close and personal. But honestly, some of the rules that commenters have asked about over the last three years must be from sources that predate World War II, or perhaps the Boer War. I’ve been editing book manuscripts for most of my adult life (and proofing galleys since early junior high school), and I have to say, I’ve literally never seen a single one that ended with “-86-”

So truth compels me to admit that I can sort of see where Millicent might find it amusing to see in a submission.

But you can sort of see her point of view here, can’t you? To people who read book manuscripts for a living in the US, the very notion of there NOT being a consensus is downright odd: why, the evidence that there is a consensus is sitting right in front of them. The mailman brings stacks of it, every single day.

“Oh, come on — everyone doesn’t already know these rules?” my agent friend asked, incredulous. “This information is widely available, isn’t it?”

That’s a quote, people — but as someone who regularly works with folks on both sides of the submission aisle, I have come to believe that the wide availability of the information is actually part of the problem here. The rules governing book manuscripts haven’t changed all that much over the years, from an insider’s perspective, but from the point of view of someone new to the game, the fact that they have changed at all, ever — coupled with these rules not being applicable to every conceivable type of professional writing — can look an awful lot like inconsistency.

And we all know how Millie, Maury, and Mehitabel feel about that, don’t we?

If the flurry of rules starts to seem overwhelming, remind yourself that although submissions do indeed get rejected for very small reasons all the time, it’s virtually unheard-of for any manuscript to have only one problem. Like ants, manuscript red flags seldom travel alone.

So I would caution any aspiring writer against assuming that any single problem, formatting or otherwise, was the only reason a manuscript was getting rejected. Most of the time, it’s quite a few reasons working in tandem — which is why, unfortunately, it’s not all that uncommon for Millicent and her cohorts to come to believe that an obviously improperly-formatted manuscript is unlikely to be well-written. The notion that changing only one thing, even a major one, in the average manuscript would render it rejection-proof is not particularly easy for a professional reader to swallow.

There is no such thing as a rejection-proof manuscript, you know. While it would indeed be dandy if there were a magical formula that could be applied to any manuscript to render it pleasing to every Millicent out there, that formula simply doesn’t exist; individual tastes and market trends vary too much. Not to mention the fact that the slow economy is making most agents and editors really, really cautious about picking up any manuscript at all right now.

This is vital to understand about standard format: it’s not a magic wand that can be waved over a submission to make every agent, editor, and contest judge on the face of the earth squeal with delight at the very sight of it. But it is a basic means of presenting your writing professionally, so your garden-variety Millicent will be able to weigh it on its non-technical merits.

All I can claim for standard format — and this isn’t insignificant — is that adhering to it will make it less likely that your submission will be rejected on a knee-jerk basis. However, I’m not going to lie to you: even a perfectly-formatted manuscript is going to garner its share of rejections, if it’s sent out enough.

Why? Because every agent out there, just like every editor, harbors quirky, individuated ideas about how the perfect book should be written.

Sorry. If I ran the universe…

Well, you know the rest. Try not to lose too much sleep through trying to second-guess what Millicent and her ilk want to see. Just do your best: writing well and presenting a clean manuscript honestly is how pretty much all of us landed our agents.

Keep moving ahead — the Nobel committee is counting upon all of us to provide the laureates of tomorrow. Keep up the good work!

The mysteriously mysterious strictures of standard format, part XIV: contested real estate, or, the battling schools of thought on chapter headings

Dempsey fight drawing

“In all matters of opinion,” Mark Twain tells us, “our adversaries are insane.”

Nowhere in modern life is this axiom more apt than in the vicious battleground that is airline seating. In recent years, most airlines have opted to make the space between rows of passengers smaller; in order to cram more seats per plane, many have also quietly made the window seats and even the seatbelts on window seats slightly smaller as well. (Try comparing sometime.)

The result for anyone who, like your humble correspondent, enjoys glancing out a window from time to time, is a seat tray rammed directly into one’s solar plexus if one happens to be trying to, say, use a laptop in flight. And that’s if the window-lover in the row ahead of me decides not to recline his seat.

On the particular flight upon which I am typing this, the last condition did not, alas, apply. A honeymoon couple — he awash in some pepper-based cologne, she beamingly bouncing her ring upon every row she passed, so all might see it glimmer in the light — evidently mistook their seats for two single beds. Not only were their activities in them not, as my grandmother would have said, appropriate for every audience, but they seemed disappointed — nay, convinced — that their seats would not recline into a completely flat position, presumably so they could (ahem) elevate their performance art piece to the next level.

After the first time the lady in question caused my laptop to emit a loud crack of protest, I politely explained through the crack in the seats (now about five inches from my face) that the nearness of the rows rendered their desired level of reclining impossible. Even if I had not needed to be working on my computer throughout the flight — an absolute necessity, I assured them, due to the standard formatting educational needs of all of you fine people waiting impatiently for me to land — the only way I could possibly accommodate the angle they desired would involve my balancing my paperback on the bride’s forehead as it hovered a few inches above my lap.

Apart from the book part, the honeymoon couple thought that would be just fine. How nice of me to suggest it.

The hard-argued subsequent compromise involved my turning sideways, twisting one of my legs underneath me while resting, if it could be called that, my back against the window-side armrest. If I gingerly balanced my laptop on the tray table of the seat to my left, I could barely manage to type. My left hip and elbow swiftly fell asleep, and the position required my staring fixedly at the profile of the guy in 23C (whose wife, you will be astonished to hear, apparently doesn’t understand him), but that was a small price to pay for the approximately 19 degree incline my gymnastics permitted the honeymooners.

At least for the first twenty minutes or so. After that, they kept trying to recline their seats farther. Apparently, I was being unreasonable to expect enough personal space to keep my laptop open the 90 degrees recommended by the manufacturer for optimal screen visibility. I can now tell you from personal experience that while it’s still possible to read the screen down to roughly 49 degrees, the lower the lid, the less accurate the typing.

Also, the lower the lid, the more one is tempted to draw conclusions about the fundamental difference between content producers and content consumers. To the recliners, the notion that I would so need to express myself on any subject that it could not wait until after we had landed was, I gathered, completely incomprehensible.

Oh, wasn’t I done yet? They’d like to lean back and enjoy themselves properly.

As much as I would like to blame the honeymooners’ frankly not-very-neighborly attitude upon either a poor set of upbringings (raised by airline-phobic wolves, perhaps?) or some bizarre wedding-induced solipsism that made them sincerely believe that no other human happiness was important compared to theirs, I suspect something very simple was happening here: all three of us were basing our expectations of personal space not upon the current lay-out of the airplane, but our sense memories of what air travel had been in the past.

My body remembers fondly being able to operate a laptop in comfort on an airplane, and not all that long ago. And I can only assume that somewhere deep in the honeymooners’ musculature, their forms remembered equally well being able to flop backward with impunity, without violating anyone else’s space bubble.

Or they were appallingly brought up. Either way, nobody was happy with the outcome.

A similar failure to communicate often characterizes the initial interactions between an aspiring writer and those he hopes will help his work get into print: agents, editors, contest judges, freelance editors, and of course, our old pal, Millicent the agency screener. From the new writer’s point of view, many of the hoops through which he’s expected to jump seem arbitrary, if not actively hostile to his progress; from the other side of the divide, it’s practically incomprehensible that any serious writer would not be aware of prevailing standards.

Each side, in short, typically expects something different from the other than what the other believes he is expected to provide. If the communication gap is severe enough, each may even begin to suspect the other of violating expectations on purpose, just to be annoying.

But that’s very seldom the case, on either end. The expectations are simply different, as often as not because each side has in mind some mythical period when perfect communication was the norm, rather than the exception. Millicent sighs for the days when the truly gifted tumbled out of the womb with a complete understanding of both standard format and changing market conditions; the aspiring writer longs for the era when every submission was read in its entirety, every time, and editors took the time to work with promising new authors.

Both sides are perfectly at liberty to sigh nostalgically, of course. But the fact is, none of these conditions ever prevailed on a large scale.

Oh, well-advertised submission standards used to render looking professional a trifle easier, admittedly; back when the slush pile still existed at major publishers, a new author could occasionally leap-frog over a few levels of testing. And undoubtedly, editors formerly had more time to work with writers. Things change. But contrary to what many an aspiring writer would like to think, there’s never been a point in publishing history when mainstream publishers were purely non-profit enterprises, devotes solely to bringing new voices to the admiring masses, nor have the bulk of submissions ever been completely professional and market-oriented.

Those seats never reclined as fully as you remember them doing, either. And those tray tables have never been particularly spacious.

All of which, I devoutly hope, will place you in the right frame of mind for confronting what seems to be a perennial controversy amongst aspiring writers: whether to place a chapter title (or just “Chapter One”) on the first line of a page or twelve lines below that, on the line just above where the text proper starts.

Don’t laugh, those of you who are new to this particular debate: this one has generated quite a body count over the years. Former comrades in arms, veterans of the writing trenches, have ceased speaking altogether over this issue; even judges within the same literary contest have been known to differ sharply on the subject.

Which is a trifle puzzling to those of us who deal with professional manuscripts for a living, frankly, because there actually isn’t a debate on our end. Nor do the Millicents gather over steaming lattes to debate the niceties of labeling a chapter. One way looks right to us for a book manuscript, period: the first page of a chapter should be formatted

What does that mean in practice? The chapter title belongs at the top of the page (centered) if the manuscript is a book; as with the first page of a manuscript, the title appears at the top, with the text beginning twelve lines below. In a short story or article, by contrast, the title belongs ten lines from the top of the page, on the double-spaced line above the text.

So yes, the spacing honestly does matter to the pros. As always, it’s to an aspiring writer’s advantage to use the format appropriate to the type of writing because it will look right to the Millicent screening it.

The answer really is as simple as that. Why, then, the rampant confusion? And why, given that the difference is a relatively small one not necessarily reflective of the quality of the writing involved, might a professional reader like Millicent or Mehitabel the contest judge particularly care if a talented aspiring writer chose the wrong version?

As is my wont, I shall let you see for yourselves. To place the two vitriol-stained possibilities before you in all of their lush magnificence, the question here is should the first page of a book chapter look like this:

Or like this:

Quite a visceral difference, no? The first version is in standard format for a book manuscript; the second is for a short story or article.

Oh, how tempting it is to leave it at that…but truth does compel me to tell you that Millicents, the agents who employ them, and contest judges see far, far more examples of version #2 than #1 in book submissions. Many, many times more. So much so that — prepare to rejoice, because I haven’t said this very often throughout this series — although an agent would almost certainly make you move a low chapter title aloft, at this point in publishing history, you could probably get away with either in a book submission.

I know — it sort of creeps me out to hear myself saying such a thing, too.

I hasten to add, though, that I would be reluctant to buy into the astonishingly pervasive theory that if masses and masses of people do something, it automatically becomes correct. No matter how many times all of us see apostrophe + s used to make a noun plural, it’s just not proper — unless, of course, we’re talking about the Oakland A’s, where the erroneous apostrophe is actually part of the proper name.

Ditto with manuscript submissions: as anyone who screens manuscripts for a living could tell you, a much higher percentage of them are incorrectly formatted than presented properly. But that doesn’t make improper formatting right, does it? Nor does it render it reasonable to expect that Millicent will be pleased to see a chapter title lolling about just above the text.

As everyone’s mother was wont to say (at least on the West Coast), if everybody else jumped off the Golden Gate Bridge, would you, too?

I was delighted to discover when I moved to the East Coast for college that the moms out there were prone to asking the same question with reference to the Empire State Building. There must be something about that particular period of architecture (the GGB was built in 1933-37, the ESB in 1930-31) that promotes suicidal ideas.

Speaking of body counts.

The weird thing about this particular formatting oddity — I’m back to talking about chapter titles now, not suicide attempts, in case you found that last segue a mite confusing — is how often the incorrect version appears in otherwise perfectly presented manuscripts. That fact sets Millicent’s little head in a spin. As, I must admit, it does mine, as well as the brainpan of virtually every other professional reader I know.

Why is it so very puzzling to us, you ask? Because at least in my case — and I don’t THINK I’m revealing a trade secret here — although I have literally never seen an agent submit a manuscript to a publishing house with format #2, I’m constantly meeting aspiring writers who have been told by writing teachers and even contest judges that #2 is the only acceptable version. And that’s just weird to me, as I have literally never even heard of an agent, editor, or anyone else in the publishing industry’s asking for a chapter heading to be moved from the top of the page to just above the text. Although as I said, I do know agents who routinely ask for the shift in the other direction.

And believe me, I’ve heard some pretty strange requests from agents and editors in my time; I’m not easily shocked anymore. But to hear a professional reader insist upon placing the chapter heading where you have to skip down a third of a page to read it…well, that would have me reaching for my smelling salts.

(Do they even make smelling salts anymore? And if everyone else jumped off the Golden Gate Bridge clutching them, would I?)

Clearly, somebody out there is preaching the place-it-just-above-the-text gospel, because agents, editors, and contest judges are simply inundated with examples of this formatting anomaly. We see bushels of ‘em. Hordes of aspiring writers are apparently absolutely convinced that the sky will fall in if that chapter heading is located anywhere but immediately above the text. Sometimes, when those die-hard advocates become contest judges, they even dock correctly-formatted first pages for having the title in the right place.

In fact, many aspiring writers are so convinced of the rightness of the drooping title heading that it’s not all that uncommon for an editor to find that after she has left a couple of subtle hints like this that the writer should change the formatting…

…the subsequent drafts remain unchanged. The writer will have simply ignored the advice.

(A word to the wise: editors universally HATE it when their advice is ignored. So do agents. Contest judges probably wouldn’t be all that fond of it, either, but blind submissions mean that in order to get dunned for brushing off a judge’s feedback, a writer would have to submit the same chapter two years running to the same contest, have the entry land in the same judge’s pile — in itself rather rare — and the judge would have to remember having given that feedback. Oh, and for the entrant to hear about it, the contest would have to be one of the few that gives editorial feedback.)

The up v. down debate may seem like a rather silly controversy — after all, in the cosmic scheme of things, why should it matter if the white space is above or below the title? — but sheer repetition and writerly tenacity in clinging to version #2 have turned it from a difference of opinion into a vitriol-stained professional reader pet peeve.

See earlier comment about how we tend to react to our advice being ignored; it’s seldom pretty.

Which, unfortunately, tends to mean that in discussions of the issue at conferences degenerate into writing-teacher-says-X, editor-at-Random-House-says-Y: lots of passion demonstrated, but very little rationale produced, beyond each side’s insisting that the other’s way just looks wrong.

However, there is a pretty good reason that moving the chapter heading information to just above the text looks wrong to someone who edits book manuscripts for a living: short stories’ first pages are supposedto look quite, quite different from those belonging to book manuscripts or proposals. Take a gander:

As you may see, for a short story like this one, there’s a mighty fine reason to list the title just above the text: a heck of a lot of information has to come first on the page, because short stories, unlike book manuscripts, are not submitted with a title page.

But that would not be proper in a book-length manuscript, would it? Let’s see what Noël’s editor might have said upon viewing this as the first page of a book:

Ouch. (That last bit would have been funnier if the entire page were readable, by the way, but my camera batteries were running low. Sorry about that.) Yet you must admit that at some level, the editor’s ire would have been justified: as Millicent and that angry mob of pitchfork-wielding ignored editors would be only too happy to tell you, short stories don’t HAVE chapters, so who on earth are they to be telling those of us in the book world how to format our manuscripts?

So I say it again: for a book manuscript, stick with version #1.

Which is not to say, of course, that this particular small deviation will automatically and invariably result in instantaneous rejection. It won’t, even in the latté-stained hands of the most format-sensitive Millicent. (See, she spilled coffee on her hands after she took a sip while it was still too hot — and if you didn’t get that joke, you probably haven’t been reading this blog for very long.) If a submission is beautifully written and technically correct in every other respect, she might only shake her head over the location of the chapter heading, making a mental note to tell you to change it between when her boss, the agent, signs the writer and when they will be submitting the manuscript to editors at publishing houses.

But if you don’t mind my saying so, that’s a mighty hefty set of ifs.

While I’ve got the camera all warmed up (and miles to go before I’m ready to let the honeymooners recline into my lap), this would probably be a good time to illustrate another ubiquitous agent and editor pet peeve, the bound manuscript — and you’re going to want to pay close attention to this one, as it is almost universally an automatic-rejection offense.

Manuscript submissions, and I don’t care who hears me say it, should not be bound in any way. Ditto with book proposals.

There’s an exceedingly simple reason for this: binding renders it impossible (or at least a major pain in the fingertips) to pull out a chapter, stuff it in one’s bag, and read it on the subway. Hey, paper is heavy. Would you want to lug home ten manuscripts every night on the off chance you’ll read them?

As with other ploys to make a manuscript appear identical to a published book, binding the loose pages of a manuscript for submission will not win you friends in the publishing world. Not only does this not look right (I spared you the chanting this time), but it seems so wrong that Millicent will be positively flabbergasted to see a submitter to do it.

She might, for instance, forget that her latte is still too hot to drink, take a sip, and scald her tongue. It’s been known to happen.

Seriously, the unbound manuscript is one of those rules so engrained in the professional reader’s mind that it seldom even occurs to authors, agents, or editors to mention it as a no-no at writers’ conferences. Heck, I’m not sure that I’ve mentioned it once within the first two years I was writing this blog — and by anyone’s standards, I’m unusually communicative about how manuscripts should be presented.

Talk about it all day, I will.

So I’m going to repeat myself, because you’re not going to hear this very often: by definition, book manuscripts should NEVER be bound in any way. Not staples, not spiral binding, not perfect binding. If you take nothing else away from this series, binding-lovers, I implore you to remember this.

Why am I making you swear to follow my advice this time around? Well, in practice, I’m sorry to report, a bound manuscript will seldom survive long enough in the screening process for the chapter-separation dilemma to arise, because — and it pains me to be the one to break this to those of you who’ve been submitting bound manuscripts, but if I don’t tell you, who will? — those pretty covers tend never to be opened at all.

Did you just exclaim, “Ye gods, WHY?” again? I can’t say as I blame you, but try for a moment to envision what a bound manuscript might look like from Millicent’s perspective.

To ramp up your stress levels to the proper level to understand her, envision a desk simply smothered with an immense pile of submissions to screen before going home for the day. Envision further that it’s already 6:30 PM, and eyeballs already dry as dust from a long, hard day of rejecting query letters.

Just lost your sympathy, didn’t she? Try, try again to place yourself in her proverbial moccasins.

Picturing that immense pile of envelopes clearly again? Okay, now slit open an envelope that reads REQUESTED MATERIALS on the outside. (You do know that you should ALWAYS scrawl that in two-inch letters in the lower left-hand corner of a submission envelope, don’t you, so your requested materials don’t get buried in the slush pile?)

If you’re Millicent — and right now, you are, singed tongue and all — you fully expect to see something like this lurking between the cover letter and the SASE tucked underneath:

But in the case of the bound manuscript, you would instead encounter something like this:

Kind of hard to miss the difference, isn’t it? Unfortunately, 999 times out of 1000, the next sound a bystander would hear would be all of that nice, expensive binding grating against the inside of the SASE, just before Millicent tucks a photocopied form rejection letter on top of it.

Honestly, it’s not that she is too lazy to flip open the cover; she just doesn’t see why she should.

Her logic may not seen particularly open-minded, from a writerly perspective, but it’s a fairly common argument throughout the industry: if this submitter does not know this very basic rule of manuscripts, how likely is he to know the rules of standard format? And if he does not know either, how likely is he to be producing polished prose? If he hasn’t taken the time to polish his prose, is this manuscript really finished?

And if it isn’t finished, why should I (you’re still Millicent, remember?) bother to invest my time in reading it before it is?

I know, I know — this logic may well not hold water when it comes down to an individual case. Despite my best efforts over the last few years, there are plenty of good writers out there who happen to be clueless about the rules of standard format.

But even if they all jump off the Golden Gate Bridge, you shouldn’t.

Here’s why: this is yet another expectation-differential problem. From Millicent’s perspective, the fact that good writers aren’t necessarily born aware of the norms of the industry matters less than we writers would like — because, as unpleasant as it is for aspiring writers to realize, her agency is going to see enough technically perfect submissions this week to afford to be able to leap to unwarranted conclusions about this one.

The moral: don’t waste your money on binding.

Seem arbitrary? From a professional reader’s point of view, it isn’t — the enforcement of standard formatting isn’t actually any more complicated than the simple axiom that any game has rules, and you will play better if you take the time to learn them.

Think about it: if you saw a batter smack a baseball, then dash for third base instead of first on his way around the diamond, would you expect his home run to count? Would an archer who hit the bulls-eye in her neighbor’s target instead of her own win the grand prize? If you refused to pay the rent on Park Place because you didn’t like the color on the board, would you win the Monopoly game?

I can go on like this for days, you know. Please, I beg you, say that you are getting the parallels, so I may move on. The flight attendant’s about to tell me to shut off my computer in preparation for landing.

Submitting art to the marketplace has rules, too, and while your fourth-grade P.E. teacher probably did not impart them to you (as, if I ran the universe, s/he would have), you’re still going to be a whole lot better at playing the game if you embrace those rules, rather than fight them.

You’ll also, in the long run, enjoy playing the game more. It may not seem that way the first time one is struggling to change an already-written manuscript into standard format, but trust me, it will be much more fun when you finish your next manuscript and realize that there’s nothing that needs to be changed.

Let all of those other folks jump off the Golden Gate Bridge without you, I say. Remember, you’re playing this game by choice: you could, after all, make your own rules and publish your book yourself. If you want to play with the big kids, you’re going to need to abide by their rules.

At least at the submission stage.

Until you know the expectations of the lovely folks seated in the row behind you, don’t assume you can recline all the way back into their laps. Everyone on the plane is trying to get to the same place, after all. By following the rules, you can make it a more enjoyable trip for all concerned.

Okay, okay, flight attendant; I’ll stop milking that metaphor and shut down my laptop. Just promise me that you’ll make the honeymooners straighten up their seats for the trip to the ground.

Keep up the good work!

The mysteriously mysterious strictures of standard format, part XIII: letters, diary entries, and what on earth is this hotel’s wifi doing to my coding?

the places youll go cover

That was an unusually long break between posts, wasn’t it? By my hyper-communicative standards, at least. Honestly, I didn’t mean for it to be. I’ve been on business trip to someplace small, and, as often seems to be the case when conducting novel research, getting there required several airplanes each way. While you intrepid readers have been twiddling your thumbs, breathlessly awaiting another discussion of standard format, I’ve been busily tapping away at my keyboard, wedged between a window and a man who claimed his wife didn’t understand him.

Yes, on every leg of the flight. Either air flight is the haven of the misunderstood husband, or these guys’ wives understand only too well how they act while traveling.

So why, given how hard I was trying to ignore the small army of fellow flyers wishing to discuss their failing marriages with me, was I not posting constantly throughout the trip? Oddly, my hotel’s wifi seemed to have a penchant for scrambling the coding on such blogging decorations as photographs and italics; when I tried to post, the result looked as though it had been designed by Dr. Seuss.

And not in a good way, I’m afraid.

Not posting seemed to be the better part of valor, then, yet since my typing speed was directly proportional to just how much those fellows wanted to tell me about their wives (does that ever work as a pick-up technique, by the way?), I returned to Seattle up to my ears in post material. Seldom has so much been written on formatting in so short a time.

So fasten your seatbelts and extinguish all smoking materials, everybody — it’s going to be an extra-long post. As will tomorrow’s, and probably the day after’s, because frankly, the misunderstood men weren’t the only irritant spurring my fingers to fly.

As someone who travels a lot (I teach all over the place, should anyone be interested in flying me someplace to hear me talk about, say, querying or pitching), I’ve become accustomed, if not precisely resigned, to the fact that pretty much every airport in the country has slightly different security regulations. Even within any given airport, enforcement is variable. What is required in, say, Los Angeles will sometimes get you scolded in Duluth — and sometimes even in Los Angeles, if a new manager happens to come on shift.

Seriously, I’ve seen lipstick confiscated as a potential liquid in Seattle (yes, really), but been chided in Newark for cluttering my requisite 1-quart bag of carried-on liquids with Perky Passion. New Orleans seems to harbor an antipathy against pointy tweezers, a fear apparently reserved in Boston for the smallest gauge of knitting needles. In Chicago, I heard a lady screamed at because it hadn’t occurred to her to place her asthma inhaler in the plastic bag with her carried-on liquids; in Newark, the same poor woman was permitted to retain her inhaler, but was grilled mercilessly about the glass jar of seasoned salt that she was taking to her sister. And if there is any sort of national standard about whether shoes should be placed in a box or directly upon the conveyor belt, it must change at least twice weekly.

Like all of us, I try to be flexible, open-minded, cooperative, reminding myself that the person chiding me for doing precisely what the official in the last airport told me to do four hours ago is merely enforcing the rules as she understands them, and that alerting her to the fact that she is apparently the only security officer in the continental U.S. that genuinely believes that socks, as well as shoes, need to be removed and run through the scanner is unlikely to improve the situation. Chances are, she’ll only get miffed, and I’ll still end up strolling through the metal detector barefooted except for the Perky Passion on my toes.

Coming home this time, however, I received an instruction that left me dumbfounded. After I scurried, shoeless, through the metal detector, the security officer made a grab at my skirt. “I have to pat it down,” she told me when I snatched it back. “New regulation.”

New, as in it had apparently been made up on the spot; even as she said it, beskirted women were passing unmolested through the three other security stations. As were men in baggy pants, priests in vestments, and bagpipers in kilts. “I flew wearing this skirt two days ago,” I told her politely, “and nobody ran his hands over it. Is the regulation new as of today?”

She looked at me blankly. “I suppose,” she said after a moment’s thought, “I could have you turn around while I did it, to make it less embarrassing.”

A brief, enlightening chat with her very apologetic supervisor later, she still apparently didn’t understand just how she had misinterpreted the latest instructions. “But the skirt’s below her knee,” she kept saying, as if a strumpet in a miniskirt on this 27° day would have been substantially less suspect than a lady dressed for the weather. “I have to pat her down, don’t I?”

As I reclaimed my hem from her grasp, I thought of you, my friends. Honestly, I did. There’s a moral here, one’s that’s highly applicable to any aspiring writer’s attempt to navigate all of the many conflicting pieces of formatting advice out there: while the rules themselves do not change, interpretations do vary. In situations where the deciding party holds all the power, it’s best not to quibble over even the wackiest interpretations.

Or, to put it in the terms we use here at Author! Author!: if the agent of your dreams has just tweeted angrily that she just HATES seeing a second space after a period, don’t waste your time pointing out that those spaces are in fact proper in English. You’d be right, of course, but if she’s sure enough of her interpretation to devote 140 words to it, you’re not going to win the fight.

Give her what she wants — yes, even if finding out what she wants involves checking her agency’s website, guide listing, and her Twitter account. (I know, I know — that’s pretty time-consuming, but remember, it has probably never occurred to her that the good writers querying her are probably also trying to discover similar information for twenty or thirty other agents. She’s just trying to come up with something interesting to tweet.)

But don’t, whatever you do, assume that particular agent’s pet peeve is shared by everyone else in the industry. As we’ve seen earlier in this series, not only are some of the newer standards far from standard — adhering to some of them might actually alienate more traditional agents and editors.

In fact, when trying to decide whether to follow any new guideline, it’s always prudent to consider the source. Someone new to the rules — who, for instance, is simply passing along a list he discovered somewhere — is far more likely to apply offbeat interpretations than someone who has had a great deal of practical experience with professional manuscripts, and advice heard first-hand from an agent or editor at a conference may alter considerably by the time it becomes fourth- or fifth-hand news. All it takes to skew the message is one link in the chain to get a tiny detail wrong in the retelling, after all.

Or, as with my would-be groper, to misunderstand a key word or phrase in the original instructions. One person’s suspiciously bulging fabric below the waistband is another person’s skirt.

Unfortunately, offbeat interpretations of the rules of standard format are not the exclusive province of fourth-hand advice-givers. Sometimes, newly-minted contest judges and even freshly-trained Millicents can give a tried-and-true rules a mighty original twist. In a contest that gives entrants critique or an agency that permits its screeners to scrawl individual observations in the margins of its form-letter rejections (as some do), even a small misunderstanding on the reader’s end has resulted in perplexing feedback for many an aspiring writer.

Even more unfortunately, the Mehitabels and Millicents producing this feedback seldom think to phrase their understanding of the relevant rule tactfully. To them, the rule’s the rule, just as calf-length skirts were security threats to my airport guard; why not just bark it?

The cumulative result of all of that barking of all of those interpretations of all of those rules: writers often end up feeling scolded, if not actually yelled at and shamed. Hands up, if this has ever happened to you.

My hand is raised, by the way. I’ve received snarling admonitions from contest judges for formatting that my agency flatly requires all of its clients to follow. Then, too, back in my querying days, a West Coast Millicent once huffily informed me that he’d hated my premise when he’d first read my query three months before at his previous job in an East Coast agency. Evidently, I should have been following his movements closely enough not to have run my query under the same person’s eye twice.

Shame on me for not having read his mind correctly.

But realistically, what good would it have done my manuscript to argue with him? It was indeed absurd of a faceless, anonymous Millicent to expect any aspiring writer to know anything about who is working behind the scenes at any agency, much less who is moving from one agency to another and when. It was also misguided of the contest judge to tell me that I should put my chapter heading where the title of a short story should be — a common judge’s misconception, by the way, since those with the publication credentials to be literary judges are more often successful short story writers than novelists. (And if that last sentence was mystifying to you, run, don’t walk to the discussion earlier in this series on the dos and don’ts of chapter openings.)

But do you know what would have been even more absurd and misguided? My automatically assuming that these barkers were right, simply because they were speaking from an apparent position of authority and with vehemence.

Contrary to popular opinion, being right and sounding insistent have no necessary relationship to each other. Had I automatically followed their advice without double-checking its soundness, I simply would have been compounding their interpretive missteps. (And my current agent would have been pretty annoyed with me about my chapter headings, because as it happens, I was already constructing them in the manner my agency prefers.)

I’m bringing this up not because it is integral to understanding today’s foray into the complexities of formatting — it isn’t, especially — but to reiterate the importance of not simply adopting every formatting and writing tip you hear. Look those gift horses very closely in the mouth before you ride any of ‘em home.

Yes, even the ones grazing in my pasture. Many a soi-disant writing guru has ultimately proven to be factually wrong, and when that happens, it’s not the guru that gets hurt; it’s the aspiring writers who blithely follow his advice because it sounds authoritative. Ditto, unfortunately, when aspiring writers misinterpret agents’ pronouncements of their personal preferences as iron-clad rules of the industry.

Remember: when in doubt, the smart thing to do is ask follow-up questions; many an aspiring writer has run afoul of Millicent simply because he didn’t fully understand Rule #10 on an under-explained list of 27.

I hear some of you tittering. Okay, so by my exhaustive standards, practically all of the advice out there is under-explained — but that’s precisely why it’s important not to accept any one interpretation blindly. If an advice-giver can’t (or won’t) answer questions, don’t just get a second opinion (or third or fourth or eighteenth); keep asking until you find an explanation that makes sense to you.

Isn’t that a better use of your energies than feeling crushed because some yahoo contest judge barked at you? Or fighting with an agent who cares enough about her personal hatred of italics to tweet about it every other month?

Personally, I love it when readers post questions; it helps everyone learn. For instance, here’s a terrific formatting question inveterate commenter Dave posted some time back:

While I have your attention, it seems that some time ago you were going to mention something about manuscript format. To be exact, I think you were going to tell us how to format longer passages that a character is voicing or reading, those that in published form are often printed with wider margins, in italics, or even with a different font. As a more concrete example, I’m thinking of a letter the protagonist might receive that is presented to the reader in its entirety.

The short answer is, as it so often is in this game, it depends.

Upon what, you ask? Well, upon the length of the letter one wants to include, for one thing. Also, if we want to get technical about it (and the masses cry, We do! We do!), it depends upon whether the manuscript in question is an academic work or not — or is a nonfiction work of the type often produced by academics.

That last declaration left some of you scratching your heads, didn’t it? And like sensible writers, you formulate a follow-up question: “Why on earth would it make a difference whether a professor — or someone else who aspired to that level of expertise — wrote the darned thing? Standard format is standard format, isn’t it?”

Well, it is and it isn’t. Long-time readers, chant it with me now: what is proper in a book manuscript is not necessarily what’s proper in a short story manuscript; what’s expected in a book proposal is not precisely what’s expected in a novel submission; contests often have specific rules that run contrary to the prevailing rules of standard format. And as we have so often discussed, if an individual agent or editor publicly expresses a personal preference, anyone who submits to him should honor it. It’s the writer’s responsibility to check what’s appropriate for the submission at hand.

In other words, sometimes a skirt is just a skirt. And maybe the guy in seat 27D’s wife actually doesn’t understand him. Exceptions do exist.

As much as aspiring writers would love it if all written materials were subject to the same standards, assuming that any writing, anywhere, anytime should be formatted identically, or that any stack of papers called a manuscript will look the same, is simply wishful thinking. True, life would be a whole lot easier for writers everywhere if that particular wish came true, but in case you hadn’t yet noticed, the publishing world isn’t really set up with an eye to making things more convenient for those just breaking into the biz.

So how might a scholar handle this problem? A university press — or college professor reading a thesis, for that matter — would expect any quotation longer than 3 lines of text to be offset, devoid of quotation marks, and single-spaced, provided that the quote in question is not longer than a page; quotes less than three full lines long are simply placed within quotation marks. Offsetting, for the benefit of those intrepid readers who did not automatically skip the rest of this paragraph immediately after the words university press, is achieved by skipping a line, then indenting the quoted material five spaces (or half an inch, using Word’s standard tabs) on both the left and right margins. After the quote comes another blank line, then the text resumes normally.

In practice, then, a page featuring quotations in an academic manuscript might look a little something like this:

academic example

Why do scholars mark quotes from other works so VERY well? That way, there can be absolutely no question about when a professor is borrowing material from somebody else’s published or unpublished work. (There tends to be a lot of unpublished work floating around the average university at any given time, after all.)

In a book proposal or nonfiction manuscript that isn’t a memoir, it’s perfectly permissible to present long quotes tend to be in this manner — although in non-academic nonfiction, the quote would be double-spaced. It’s clear, it’s direct, and most important of all, Millicents who work for NF-representing agents will get it. (Although most ultimately published memoirs begin life as book proposals, at least in the U.S., memoir manuscripts follow the formatting conventions of novels. Hey, I don’t make the rules; I just tell you about ‘em.)

“That’s all very well and good,” enough of you to get together and raise a barn are probably muttering, “but this doesn’t really address Dave’s question, does it? You’ve told us that a letter in a novel or memoir manuscript should not be treated like a quote one academic lifted from another and stuffed wholesale into her dissertation, but you don’t tell us how it should be handled. And how about showing us a practical example of that double-spaced offset quote you mentioned above?”

Don’t worry: a concrete NF example follows below. (Hey, I wasn’t kidding about the length of this post!) On the other front, patience, my friends, patience — because, again, it depends.

If the letter in question is short (or the excerpt being reproduced in the narrative is), there’s no need to treat it as anything but a regular old quote, like any other in the novel:

novel-letter-example1

Perfectly obvious what’s going on here, isn’t it? It doesn’t require special formatting for the reader to understand that this is an excerpt from a letter.

For short letters — say, under a page — some writers prefer to use italics (probably because, as Dave pointed out, they’ve seen them used that way in published books), but frankly, I wouldn’t recommend it in a novel or a memoir manuscript; it implies an ignorance of the fact that the editor, not the author, is always the one who makes decisions about how text will appear in a published version.

You don’t want to induce barking on the subject, do you?

However, since some of you are undoubtedly not going to listen to me on this one, here is how to use italics properly in this context:

novel-letter-example2

I sense some of you shaking your heads. “But Anne,” epistle-lovers everywhere cry in protest, “that doesn’t LOOK like a letter. I like a letter to look like a letter on the page; that’s part of its charm. So how do I convey that without seeming as though I’m usurping editorial authority?”

I had a feeling I would be hearing from you folks: there’s no shortage of writers who feel very strongly that every single syllable of every note passed between characters must be reproduced faithfully and its entirety in the text, as if the average reader had never seen a letter before and thus could not even begin to imagine what one might look like.

Frankly, it’s seldom actually necessary to a plot to include the parts of a letter that would be hard to squeeze within the strictures of standard format: the letterhead, if any; the date; the salutation; the signature. Within the context of a novel (or memoir), some or all of these are often self-evident — honestly, if the heroine is addressing her long-lost lover by, say, his given name and signs with her own, what additional insight could even the most imaginative reader derive from reproducing those salutations and signatures for each and every letter they right? Or even just one?

Even if she habitually opened with, “Dear Snotnose,” and signed off with, “Your affectionate bedbug,” that would only be character-revealing the first time she did it, right?

But you head-shakers are not convinced by that, are you? And I’m not going to be able to blandish you into believing that the 15-page letter starting on pg. 82 might work better simply broken off into its own chapter entitled The Letter, am I? (A fabulous solution with very long letters, by the way.)

Okay, here are the two acceptable ways of formatting a letter like a letter in a manuscript — which, not entirely coincidentally, will also work beautifully for letters that go on for pages and pages. First, unsurprisingly, it may be presented like dialogue, within quotes:

novel-letter-example-long

As with any other multi-paragraph quote, quotation marks do not appear at the end of a paragraph if the opening of the next paragraph is still part of the letter. They do, however, show up at the beginning of each paragraph within the letter, to alert the reader that this is not normal text.

The other option — and this will work with long quotes in nonfiction as well — is to offset the letter text, as one would with a long quote in an academic work. In a non-academic manuscript, however, the offset quote should be double-spaced, like the rest of the text:

novel-letter-example-long2

See? I told you that I’d give you a practical example.

Although this format does work well for long quotes, I’m not a huge fan for letters in fiction or memoir, I must admit. To my eye, it’s not as distinctive as the first option, and there’s always the off chance that a rapidly-skimming reader (like, say, Millicent) might not realize that the salutation is the opening of an offset section.

Don’t laugh; it happens, and not for reasons that necessarily reflect negatively upon the average Millicent’s intelligence. She’s got hundreds of pages to get through in any given day, and skimming eyes can miss details. Don’t fall into the extremely common aspiring writer’s trap of believing that every reader will read — and more importantly, absorb — every single syllable on every page of your entire manuscript.

Sometimes, being obvious is a really, really good idea, especially in a situation where a part of the text is deliberately in a different voice than the rest of the narrative, as is almost always the case with a letter. Bear in mind that the goal here is not to reproduce the letter exactly as it appeared in the story, or as you would like to see it in the published book — it’s to make it absolutely clear when the text is an excerpt from a letter and when it is not.

Like academic publishers, Millicents don’t like to leave such things open for interpretation; it tends to make her bark-prone. Don’t make her guess where a letter — or any other long quote — begins or ends.

That last format would also work for a diary entry — and that’s fortuitous, as it happens, because intrepid commenter Icy was asking about how to format a diary entry just the other day. Again, though, if all the reader needs to know could be summed up in a few short sentences, why not quote the diary entry within the regular text, just as you would an excerpt from a letter?

“But Anne!” diary-lovers exclaim. “I like to see entire diary entries in novels or memoirs! Even if some of the material in the entry is off-topic or even a trifle dull, that just adds to the sense of realism!”

Okay, okay — I know an idée fixe when I hear one; I’m not even going to try to talk you out of that one. (Except to remind you: Millicent’s threshold of boredom is quite a bit lower than the average reader’s. So’s Mehitabel’s; edit accordingly.) Let’s take a gander at all four types of diary entry format on the manuscript page.

Yes, I did indeed say four — because, again, it depends on the type of manuscript in which the diary entry appears. In a scholarly work, it would look like this:

academic diary entry

That’s not a tremendous surprise, right? In a nonfiction book on the subject not aimed at the academic market, however, Nellie’s diary would look like this on the page:

NF diary entry 1

No chance of Millicent’s not spotting the difference between the academic version and the standard format version, is there? To her eye, only the latter is formatted for professional consideration.

If the nonfiction writer preferred not to introduce the date of the entry in the paragraph preceding the diary entry, she could use a NF convention we discussed last week, the subheading. For many writers, there’s a distinct advantage to presenting a diary entry this way: a subheading, the entry would more closely resemble the way a reader might find it in a published book:

NF diary entry b

As you may see, this format takes up more room on the page — not always an inconsiderable matter, to a writer who is trying to edit for length. As with a letter, the more of the formal elements the writer chooses to include, the more space it will take. (Which often begs the question: is verisimilitude it worth taking up an extra few lines of text in a manuscript that’s already a bit on the long side? If so, a less literal rendering of frequent letters and diary entries can be a quick, easy way to reclaim a page or two of lines over the course of an entire manuscript.)

For fiction or memoir, a similar format should be used for diary entries longer than a few lines but less than a couple of pages long — unless several diary entries appear back-to-back. (But of that, more below.) A novelist or memoirist faces a structural problem: it can be considerably harder in fiction to work the entry’s date into the preceding text (although many a fine writer has managed it with such sterling phrases as The minute volume trembled in Gerald’s hand. On May 24, 1910, his mother had written:), so the subheading is a popular choice for indicating the date.

As with other subheadings in fiction, the date should not be in boldface. Let’s take a peek at what the resultant short diary entry would look like on the page.

diary fiction 1

Still clear what is and is not diary entry, isn’t it? By offsetting the text, even a swiftly-skimming Millicent would find it easy to figure out where Nellie’s words end and Gerald’s thoughts begin.

But how, you may well be wondering, would a writer present several short diary entries in a row? If the diary did not go on for more than a couple of pages, all that would be necessary would be to insert a section break between each.

In other words, by skipping a line between ‘em. Like so:

diary fiction 2

If a series of diary entries goes on for pages at a time, however, offsetting them makes less sense; the point of offsetting is, after all, to make a clear distinction between the offset text and the regular text. After the third or fourth page of offsetting in a row, a skimming Millicent (or, more disastrous, an agent flipping forward in the manuscript) might leap to the incorrect conclusion that the margins just aren’t consistent in this manuscript.

May I suggest an elegant alternative, one that would side-step the possibility of this type of misinterpretation entirely? Consider devoting an entire chapter to them, titling that chapter something descriptive and unprovocative like Nellie’s Diary, and formatting all of the entries as regular text with subheadings.

Curious about what that might look like? You’re in luck; here are the first two pages of Chapter Eight:
diary chapter 1

diary chapter 2

Lovely and clear, isn’t it? It’s also, in case those of you who are trying to shorten your manuscripts happen to be interested, the most space-efficient means of presenting these diary entries on the page. What a difference a half an inch of margin on either side makes, eh?

Oh, dear: I can’t justify saying anything more on the subject, and there are still twenty minutes of the flight to go. Maybe if I surreptitiously slip my paperback out of my computer bag, I can have it in front of my face before the misunderstood husband next to me notices I’ve turned off my computer.

Oh, the places I go. Keep up the good work!

The mysteriously mysterious strictures of standard format, part XII: the little things that matter (honest), and what happens when a writer tries to make things too little

Before…gulliver astride
…and after
incredible shrinking man 2

Now that we’ve been comparing manuscripts in standard format with improperly-formatted ones for a few posts now, are you starting to feel a few glimmerings of sympathy for Millicent the agency screener?

Admittedly, she is also the one who rejects the vast majority of queries and submissions sent to her agency — remember, at a US agency of any size, a manuscript typically has to make it past one or two Millicents before getting anywhere near an agent’s desk; that’s one reason average turn-around times have risen in recent years from weeks to months. However, given what a small percentage of these documents are properly formatted and spell-checked and original and book category-appropriate, much less well-written, it’s hard to blame her eye for becoming a trifle jaded over time. As enviable as her job sounds (Reading for a living! Sign me up! many writers think), reading for errors is actually not very pleasurable, usually.

And make no mistake: it’s a screener’s job to read for technical errors, with an eye to weeding out the aforementioned vast majority of submissions. Unfortunately, as a group, aspiring writers make that easier than it should be to reject a promising voice. Technical mistakes are so common that the lack of them is sometimes the difference between a well-written manuscript that strikes Millicent as well-written enough to keep reading beyond the first page or two and one that makes her exclaim, “Oh, too bad — this writer isn’t ready yet. Next!”

Way back in the dim days of yesteryear, before you had been initiated into the mysteries of standard format, that peculiarity of the system probably annoyed you just a bit, didn’t it? Now that you’ve passed the Rubicon and are formatting your manuscripts like a pro, you can afford to smile compassionately at both Millicent and the literally millions of queriers and submitters who ply her with unprofessional-looking pieces of paper, right?

Or does that smirk off your face mean that I’m once again overestimating my readers’ saintly willingness to walk a mile in the moccasins that routinely kick aspiring writers’ dreams into the rejection pile?

Okay, let me speak to the more practical side of your collective psyche: even if you aren’t in the habit of empathizing with people who reject writers for a living, there’s a good self-interested reason you should care about her state of mind — or an agent, editor, or contest judge’s, for that matter. Simply put, Even with the best will in the world, grumpy, over-burdened, and/or rushed readers tend to be harder to please than cheerful, well-treated, well-rested ones.

And she does tend, alas, to fall in the former categories on more days than the latter. Millicent is the Tiny Tim of the literary world, you know; at least the Bob Cratchits a little higher up on the office totem pole uniformly get paid, but our Millie often gets a paycheck that’s more an honorarium than a living wage. Heck, some Millicents are not paid at all. Some even do it for college credit.

Phenomena that one might reasonably expect to become increasingly common, by the way: the worse a bad economy gets, the better an unpaid intern is going to look to a cash-conscious agency. Or, heaven help us, a worried publishing house that’s been laying off editors.

Fortunately, literary contests in the U.S. are almost exclusively judged by volunteer Mehitabels, at least prior to the finalist round, so they continue to be judged very much as they ever were. The Hitties of the world tend to be public-spirited authors, freelance editors, writing teachers, etc. who honestly are in it to help discover exciting new voices. If anything, however, that let’s-improve-the-literary-world orientation usually renders them less tolerant of technical errors in entries than Millicent is, not more.

Hard to imagine, isn’t it? Which is why — you can hear this coming, can’t you? — a wise writer always reads her ENTIRE manuscript IN HARD COPY and OUT LOUD before submitting it to anyone even vaguely affiliated with a literary contest or the publishing industry. It’s much, much easier to catch formatting issues, typos, and logic problems that way.

But I digress, don’t I?

Even if Millie’s not an intern, she’s still unlikely to be paid very much, at least relative to the costs of living in the cities where the major publishers dwell. Her hours are typically long, and quite a lot of what she reads in the course of her day is, let’s face it, God-awful. Not to mention poorly formatted.

Oh, wait; I have mentioned it. Repeatedly.

“So why are you bringing it up yet again?” you shout indignantly.

On the outside chance that I’m being too subtle here: it’s vital to any aspiring writer’s happiness to be aware that while God-awful manuscripts and book proposals are, naturally, inherently rejectable, every year, thousands upon thousands of otherwise well-written manuscripts get rejected on technical grounds.

Millicent’s job, in short, is not the glamorous, power-wielding potentate position that those who have not yet passed the Rubicon of signing with an agency often assume it to be. Nor, ideally, will she be occupying the position of first screener long: rejecting queries and manuscripts by the score on-the-job training for a fledgling agent, in much the same way as an editorial assistant’s screening manuscripts at a publishing houses is the stepping-stone to becoming an editor.

You didn’t think determining a manuscript’s literary merits after just a few lines of text was a skill that came naturally to those who lead their lives right and got As in English, did you? To be good an their jobs, agents and editors have to learn to spot professional writing in the wild — which means, in part (out comes the broken record again) having to recognize what a properly-formatted manuscript should look like.

Actually, the aspiring writer’s learning curve is often not dissimilar to Millicent’s: no one tumbles out of the womb already familiar with the rules of manuscript formatting. (Okay, so I practically was, growing up around so many authors, but I’m a rare exception.) Like Millicent, most of us learn the ropes only through reading a great deal.

She has the advantage over us, though: she gets to read books in manuscript form, and most aspiring writers, especially at the beginning of their journeys to publication, read only books. So what writers tend to produce in their early submissions are essentially imitations of books.

The problem is, the format of the two is, as I believe that I have pointed out, oh, several hundred times before in this very forum, quite different — and not, as some of you may have been muttering in the darkness of your solitary studios throughout this series, merely because esoteric rules render it more difficult for new writers to break into the biz.

A few things that many an aspiring writer often does not know before submitting for the first time: manuscripts should be typed (don’t laugh; it’s not unheard-of for diagrams to be hand-drawn, hand-number, or for late-caught typos to be corrected in pen), double-spaced, and have 1-inch margins all the way around. Let’s see why all of those things are necessary, from a professional point of view.

You had hoped that I’d gone too far afield to get back to the topic at hand, didn’t you? Not a chance. Let’s call upon our old friend Charles Dickens again to see what a page of a manuscript should look like:

Nice and easy to read, isn’t it? (Assuming that you find it so, of course. If it’s too small to read easily on your browser, try double-clicking on the image.)

To give you some idea of just how difficult it would be to read, much less hand-edit, a manuscript that was NOT double-spaced or had smaller margins, take a gander at this little monstrosity:

I believe the proper term for this is reader-hostile. Even an unusually patient and literature-loving Millicent would reject a submission like this immediately, without reading so much as a word. As would, more often than not, Mehitabel.

Did I hear a few spit-takes during that last paragraph? “My goodness, Anne,” those of you who are wiping coffee, tea, or the beverage of your choice off your incredulous faces sputter, “why would any sane person consider it THAT serious an offense? It is, after all, precisely the same writing.”

Well, think about it: even with nice, empty page backs upon which to scrawl copy edits, trying to cram spelling or grammatical changes between those lines would be well-nigh impossible. Knowing that, Millicent would never dream of passing such a manuscript along to the agent who employs her; to do so would be to invite a stern and probably lengthy lecture on the vicissitudes of the editorial life — and that fact that, despite impressive innovations in technology, most line editing a single-spaced document in either hard or soft copy is well-nigh impossible.

Too hard on the eyes — and where on earth would the comments go on the hard copy?

Don’t tempt her to reject your submission unread — and don’t even consider, I beg of you, providing the same temptation to a contest judge. Given the sheer volume of submissions Millicent reads, she’s not all that likely to resist — and the contest judge will be specifically instructed not to resist at all.

Yes, really. Even if the sum total of the provocation consists of a manuscript that’s shrunk to, say, 95% of the usual size, Hitty is likely to knock it out of the running on sight.

Some of you are blushing, aren’t you? Perhaps some past contest entrants and submitters who wanted to squeeze in a particularly exciting scene before the end of those requested 50 pages?

No? Let me fill you in on a much-deplored practice, then: faced with a hard-and-fast page limit, some wily writers will shrink the font or the margins, to shoehorn a few more words onto each page. After all, the logic runs, who is going to notice a tenth of an inch sliced off a left or right margin, or notice that the typeface is a trifle smaller than usual?

Millicent will notice, that’s who, and practically instantly. As will any reasonably experienced contest judge; after hours on end of reading 12-point type within 1-inch margins, a reader develops a visceral sense of when something is off.

Don’t believe me? Go back and study today’s first example, the correctly formatted average page. Then take a gander at this wee gem of tricky intent:

I shaved only one-tenth of an inch off each margin and shrunk the text by 5% — far, far less than most fudgers attempt. Admit it, though: you can tell it’s different, can’t you, even without whipping out a ruler?

So could a professional reader. And let me tell you, neither the Millicents of this world nor the contest judges appreciate attempts to trick them into extraneous reading. Next!

The same principle applies, incidentally, to query letters: often, aspiring writers, despairing of fitting a coherent summary of their books within the standard single page, will shrink the margins or typeface on a query. Trust me, someone who reads queries all day, every day, will be able to tell.

The other commonly-fudged spacing technique involves skipping only one space after periods and colons, rather than the grammatically-requisite two spaces. Frequently, writers won’t even realize that this is fudging: as we’ve discussed, and recently, ever since published books began omitting these spaces in order to save paper, there are plenty of folks out there who insist that skipping the extra space in manuscripts is obsolete. Frequently, the proponents will insist that manuscripts that include the space look old-fashioned to agents and editors.

Well, guess what, cookie — standard manuscript format IS old-fashioned, by definition; that fact doesn’t seem to stop most of the currently-published authors of the English-speaking world from using it. In fact, in all of my years writing and editing, I have never — not once — seen an already agented manuscript rejected or even criticized for including the two spaces that English prose requires after a period or colon.

I have, however, heard endless complaint from professional readers — myself included — about those second spaces being omitted. Care to guess why?

Reward yourself with a virtual box of chocolates if you said that cutting those spaces throws off word count estimation; the industry estimates assume those doubled spaces. (If you don’t know how and why word count is tallied, please see the WORD COUNT category on the archive list at Author! Author!)

And give yourself a nice bouquet of violets if you also suggested that omitting them renders a manuscript harder to hand-edit. We all know the lecture Millicent is likely to get if she forgets about that, right?

Again, a pro isn’t going to have to look very hard at a space-deprived page to catch on that there’s something fishy going on — and again, we’re going to take a gander at why. Since Dickens was so fond of half-page sentences, the examples I’ve been using above won’t illustrate this point very well, so (reaching blindly into the depths of the bookshelf next to my computer), let’s take a random page out of Elizabeth Von Arnim’s VERA:

There are 310 words on this page; I wasn’t kidding the other day about how far off the standard word count estimations were, obviously. Now cast your eye over the same text improperly formatted:

Doesn’t look significantly different to the naked eye, does it? The word count is only slightly lower on this version of this page — 295 words — but enough to make quite a difference over the course of an entire manuscript.

So I see some hands shooting up out there? “But Anne,” I hear some sharp-eyed readers exclaim, “wasn’t the word count lower because there was an entire line missing from the second version?”

Well spotted, criers-out: the natural tendency of omitting the second spaces would be to include more words per page, not less. But not spacing properly between sentences was not the only deviation from standard format here; Millicent, I assure you, would have caught two others.

I tossed a curve ball in here, to make sure you were reading as closely as she was. Wild guesses? Anyone? Anyone?

The error that chopped the word count was a pretty innocent one, almost always done unconsciously: the writer did not turn off the widow/orphan control, found in Word under FORMAT/PARAGRAPH/LINE AND PAGE BREAKS. As we discussed only the other day, this insidious little function, the default unless one changes it, prevents single lines of multi-line paragraphs from getting stranded on either the bottom of one page of the top of the next.

As you may see, keeping this function operational results in an uneven number of lines per page. Which, over the course of an entire manuscript, is going to do some serious damage to the word count.

The other problem — and frankly, the one that would have irritated a contest judge far more than Millicent — was on the last line of the page: using an emdash (“But—“) instead of a doubled dash. Here again, we see that the standards that apply to printed books are not proper for manuscripts.

Which brings me back to today’s moral: just because a particular piece of formatting looks right to those of us who have been reading books since we were three doesn’t mean that it is correct in a manuscript.

Or book proposal. Or contest entry.

Remember, Millicent reads manuscripts all day; contest judges read entries for hours at a time. After a while, a formatting issue that might well not even catch a lay reader’s attention can begin to seem gargantuan.

Please don’t dismiss this as unimportant to your success as a writer. If writing is solid, it deserves to be free of distracting formatting choices. You want agents, editors, and contest judges to be muttering, “Wow, this is good,” over your manuscript, not “Oh, God, he doesn’t know the rules about dashes,” don’t you?

Spare Millicent the chagrin, please; both you and she will be the happier for it. Believe me, she could use a brilliantly-written, impeccably-formatted submission to brighten her possibly Dickensian day.

Be compassionate toward her plight — and your submission’s, proposal’s, and/or contest entry’s. Pay close enough attention to the technical details that yours the submission that makes her say, “Oh, here is good writing, well presented.” And, of course, keep up the good work!

The mysteriously mysterious strictures of standard format, part XI: page 137 deserves your loving scrutiny, too, or, no time for napping yet, gargoyle!

napping gargoyle in Carcassonne

Have you been enjoying our in-depth guided tour of the manuscript from the top down? Literally: so far, we’ve talked about the piece of paper on top of the submission stack, the title page; we’ve talked about the next sheet of paper, the first page of text and how it differs from both the title page and the pages that come after it; we’ve extrapolated from that first page to standards for the first page of each chapter and any titled section breaks.

Now, it’s time to talk about all of those pages in the middle, don’t you think? Perhaps, while we’re at it, we could engage in some more of those nifty compare-and-contrast exercises we engaged in so fruitfully yesterday.

I know, I know: hard to contain your enthusiasm, isn’t it?

Okay, so it’s not a particularly sexy topic, but as I mentioned yesterday, it’s a really, really good idea for an aspiring writer to devote a spot of time in comparing properly and improperly formatted manuscripts. Yes, yes, writing time is precious for all of us — and scarce for most of us — and school compare-and-contrast exercises left most graduates with but think of it as an investment in your writing career: once you’re learned to spot formatting problems easily, you’ll be a much, much more effective proofreader. Not to mention being able to format your manuscripts correctly from the get-go.

Oh, that doesn’t sound like much of a door prize to you? Just wait until you’re trying madly to pull a submission packet together in response to a request for materials, or frantically constructing a contest entry four hours before it needs to be postmarked. Or, even more stressfully marvelous, responding to a last-minute revision request from your editor. Believe me, you’ll be very grateful then for every nanosecond that you don’t have to devote to wondering if your margins are consistent.

With an eye to building up those vital professional skills, I have been running through the strictures of standard manuscript format and some common deviations from it, to demonstrate just how clearly our old pal, Millicent the agency screener, discerns the differences between a professionally-formatted manuscript and, well, everything else. At the end of a long day’s reading, they definitely jump out at her, and with good reason: once a professional reader gets used to seeing the similarities that pretty much all professional manuscripts share, submissions formatted in other ways might as well have UNPROFESSIONAL stamped on them in bright red ink.

And while Millicent may strive valiantly not to allow that impression to color her reading of the submission itself, it’s just not a good idea to assume that it won’t. She’s only human, after all.

It’s an even worse idea to assume a charitable reading for a contest entry, by the way. If anything, contest judges tend to be even more sensitive to the beauty of standard format than Millicent, for the simple reason that they’ve usually been reading a whole lot longer. The agency gig may well be Millie’s first job out of college, but the judge handed your entry may well have just retired from a long and fruitful career teaching English composition.

Her fingers positively ache for the red pen of correction.

This is not entirely accidental — most well-respected contests require some professional credentials from their judges, either as writers, editors, or teachers. Which means, in practice, that judges have often been writing in standard format themselves for years or bludgeoning other writers into compliance with its requirements.

Translation: other kinds of formatting won’t look right to them, either. By now, you’re having a similar reaction, aren’t you?

Don’t think you’re developing professional eyes? Or don’t want to believe you could conceivably share any traits with Millicent? Let’s test the proposition by trying a little Aphra Behn on for size.

If you don’t know her work, you should, at least historically: as far as we know, she was the first woman paid for writing in English — which, as Virginia Woolf pointed out, means that every female writer who earns so much as a sou from it now should be laying wreaths on her grave in gratitude.

Our girl Aphra’s also hilarious — and if you think it’s easy for a joke written in 1688 to remain funny today, well, I look forward to reading your comedic stylings in the year 2332.

Don’t believe me? Here is a page from THE FAIR JILT. (If you’re having trouble reading the small writing, try double-clicking on the image, then enlarging the resulting window.) Try not to be too distracted by the story to notice how the page is put together.

You clever souls could tell instantly that there was something wrong here, couldn’t you, and not just because Miranda’s trying to seduce her priest? (For convent, read monastery.) Set aside Aphra’s practically Dickensian affection for semicolons for the moment — which would tend to turn off a modern Millicent pretty quickly — why might this page have a hard time as a submission.

Before you commit to a final answer, here’s what it should have looked like in standard format:

Let’s take the problems in the first version from the top of the page: the incorrect version does not have a proper slug line. Seeing this lone page out of context, it’s quite obvious why a slug line is a dandy idea, isn’t it? Without it, how would it be even remotely possible to return this wandering page back into the manuscript from whence it came.

“Who wrote this?” Millicent cries in ire, glaring around her cubicle at the 47 manuscripts lying there. “This stray piece of paper could be from any of these!”

At least Ms. Behn thought to number the pages of Example #1 — but did you catch the problem with how she did it? The page number is in the bottom right-hand margin, rather than in the slug line, where it belongs.

Okay, that’s enough review from my last post. Did you catch any other problems that might register on Millicent’s umbrage meter??

What about the 10-point type, which will strain Millicent’s already overworked eyes? Or the Ariel typeface? There is nothing inherently wrong with either, but when she’s used to see practically every manuscript that heads out of the agency to publishing houses in 12-point Times New Roman, (chant it with me here) it just doesn’t look right.

Anything else? What about that right margin? Mighty straight, isn’t it? That look proper to you?

What’s going on here is called block-justification, another problem that can be laid squarely at the feet of those who insist that a manuscript and a published book should be identical. The text in many published books, and certainly in many magazines and newspapers, is spaced so that each line begins at exactly the same distance from the left-hand edge of the page and ends (unless it’s the last line of a paragraph) at exactly the same distance from the right-hand edge of the page.

Which, to let you in on why this type of neatness bugs the heck out of professional readers, renders skimming quite a bit more difficult.

Why? Well, as you may see for yourself, block formatting provides fewer landmarks, as it were; to the glancing eye, practically every line of narrative text resembles every other. To those of us used to the ragged right margins and even letter spacing of standard format, it’s actually kind of hard to read.

So there’s quite a bit in Example #1 that’s distracting from the actual writing, isn’t there? Doesn’t help sell the text, does it?

Okay, all of these rhetorical questions in a row are beginning to make me dizzy, so I’m going to wind down for the day. But before I do, let’s take one more look at Example #2, the one Millicent and a contest judge would like:

Now, let’s take a gander at the same page in — ugh — business format; if you don’t know why it’s ugh-worthy, you might want to revisit this series’ earlier post on the immense value of indentation.

Startlingly different, isn’t it, considering that I made a grand total of two formatting changes?

You did catch both of them on your skim through, right? All I did was I eliminate the indentations at the beginning of each paragraph and skipped a line between paragraphs to produce the norm for business correspondence, as well as for most of the text currently posted on the Internet.

Including this blog, unfortunately. As a professional writer and reader of manuscripts, it drives me nuts that my blogging program won’t allow me to indent paragraphs.

Why? Because — wait for it — it just doesn’t look right. So much so that in a contest entry, as in a submission, business format is often grounds all by itself for knocking a manuscript out of finalist consideration.

Finding yourself asking why again? Well, technically, indented paragraphs are grammatically requisite, so to a judge, non-indented paragraphs may well seem as great a violation of everything we hold dear as frequent misspellings or use of the wrong form of there, their, and they’re.

Fortunately for judges and Millicents who care deeply about the health of the language, errors seldom come singly in entries and submissions. Like spelling errors, formatting mistakes are apparently social: they like to travel in packs, roving all over a manuscript like Visigoths sacking Rome.

As a result of this convenient phenomenon, a manuscript that contains errors within the first few lines (or on the first page) is easy for a professional reader to dismiss; statistically speaking, it’s a pretty good bet that if Millicent kept reading after a technically flawed opening, she would find more causes for umbrage.

Given how many submissions she has to screen between now and lunch, do you think she is going to (a) press on in the hope that the first error was a fluke, or (b) leap to the (perhaps unwarranted) assumption that there is more of the same to come and reject it right away?

I leave that one to your fine critical faculties to answer. Let’s just say that her umbrage-taking threshold tends to be on the low side.

Why am I bringing this up in the middle of a discussion of the perils of business format, you ask? Well, for starters, an ever-increasing number of agents are not only accepting e-mailed queries (a genuine rarity until astonishingly recently), including some who ask queriers to include the opening pages, a synopsis, and/or other writing samples with their queries. Since few agents open attachments from writers with whom they’ve had no previous contact, many request that those opening pages be included in the body of the e-mail, pasted just below the letter.

See a potential problem there? That’s right: most e-mail programs are not set up for easy tabbing; consequently, business format is the norm for e-mail communications. But that doesn’t mean that the Millicent assigned to screen those queries won’t turn up her nose at non-indented paragraphs in those pages.

Again, why? Are you sitting down, dislikers of indentation?

I hate to be the one to break this to you, but there are Millicents out there (and agents, editors, and contest judges as well) who will leap directly from noticing a lack of indentation and unwarranted spaces between paragraphs to our friend, option (b): if the submitter is not aware of how to format a paragraph of English prose properly, she reasons, aren’t there inevitably more snafus to come?

Not every Millicent — or agent, judge, etc. — will have this knee-jerk reaction, of course. But do you really want to take the chance that she’s not going to seize the opportunity to save herself a little time?

The specter of illiteracy is not the only reason using business format is likely to cost you, either. To a professional reader, the differences between the last two examples would be more than visually jarring — they’d be downright confusing. In standard format, the only reason for a skipped line between paragraphs would be a section break, so Millicent would be expecting the second paragraph to be about something new.

Okay, so a misconception like that might distract her attention for only few consecutive seconds, but let’s not kid ourselves: your garden-variety Millicent is spending less than a minute on most of the submissions she rejects — it’s actually not all that uncommon for her not to make into the second or third paragraph before reaching for the SASE and a copy of that annoying form rejection letter.

Take a moment for the implications of that to sink in fully. Don’t worry; I’ll wait.

While those of you new to the speed with which rejection typically occurs are already in shock, let me add for the sake of anyone who doesn’t already know: those who regard business format as a symptom of creeping illiteracy — hey, I just report the news; I don’t dictate it — are every bit as likely to frown upon it just as much in a query letter or synopsis as in a manuscript submission.

Time loss is not the only reason she might take umbrage at momentary confusion. Let me let you in on a little secret: professional readers, especially those who inhabit agencies and publishing houses, tend not to be overly fond of having their mental image of the story they are reading at the moment jarred. How do I know this? Well, for one thing, they commonly refer to it as being tricked.

As in, “I hate being tricked by a first paragraph that is about someone other than the protagonist.”

There’s a practical basis to this dislike, of course, but it’s kind of complicated. I wrote a couple of fairly extensive posts on the subject a while back (here’s a link to the first, and here’s a link to the second, in case you’re interested), but I’ll run over the thumbnail version now.

Is everybody comfortably seated? My thumbnails are a tad long. (Just try to get THAT image out of your head anytime soon.)

To get through all of those manuscripts she’s assigned to screen each week, Millicent has to read quite quickly, right? If she doesn’t, she’ll get buried in paper, as basically, she’s got to make it through WAR AND PEACE several times over in a week.

That’s a whole lot of material to remember, by anyone’s standards — and remembering actually is important here. If she decides to allow a manuscript to make it to the next level of consideration, she is going to need to be able to tell her boss what the book is about: who the protagonist is, what the conflict is, why that conflict is important enough to the protagonist for the reader to be drawn into it, and so forth.

In essence, she’s going to need to be able to pitch it to the higher-ups at the agency, just as the agent is going to have to do in order to sell the book to an editor, and an editor is going to have to do in order to convince his higher-ups that the publishing house should acquire the book.

And, often, as first-round contest judges will need to do on an evaluation form in order to pass an entry onto the next round.

Okay, brace yourself, because explaining what comes next involves delving into one of the great cosmic mysteries that has long perplexed aspiring writers the world over. It’s not for the faint of heart.

Remember earlier in thus series, when I mentioned that agents and editors don’t read like other people? Well, one of the primary differences is that from line one of page one, they’re already imagining how they’re going to pitch this book. So if paragraph 2 or 3 (or page 2 or 3) suddenly informs them that their mental patter has been about the wrong character, they feel as if they’ve been backing the wrong horse.

And while there may have been any number of perfectly reasonable narrative reasons for the text to concentrate upon an alternate character for the opening, unless the writing and the story have already really wowed Millicent, her resentment about being tricked mistaken about the identity of the protagonist is often sufficient to make her reach for that SASE and form letter.

Feel free to go scream into the nearest pillow over that last piece of convoluted logic; you don’t want to keep that kind of existential cri de coeur pent up inside. I’ll wait until it’s out of your system.

Feel better? Good.

Before you go rushing off to see if your opening paragraphs might possibly be laying you open to a charge of trickery — because, for instance, you might have taken the bold authorial step of noticing that there is more than one human being in the world, and written about an interpersonal relationship accordingly — let’s return to the formatting issue that prompted my little segue into the psychology of resentment. Can we extrapolate any practical lesson about business format from it?

You bet your boots we can: it’s not a good idea to give the impression of a section break where there isn’t one. And when producing pages for people who read all day, you might want to stick to the rules governing written English and indent your paragraphs.

Starting to feel more at home with standard format? Excellent; my evil plan plot for world domination teaching strategy is working. More compare-and-contrast exercises follow in the days to come, so keep up the good work!

The mysteriously mysterious strictures of standard format, part X: a place where the slugs run free

flower in France

Have we been talking so intensely about the first couple of pages of your manuscript — the title page, the first page of text — that standard format has invaded your dreams yet? Yes, yes, I know: this series on what professional manuscripts look like has been both example-ridden and extraordinarily nit-picky, even by my standards of detail-orientation. So you probably won’t be altogether astonished to learn that before we move on from the first page of the text (and of each chapter) to considering an ordinary page, I want to devote today to pagination.

Don’t groan; it’s an important issue. Not numbering your manuscript, book proposal, or contest entry’s pages an almost universal instant rejection offense; trust me, Millicent the agency screener is going to notice how and if you do it. In fact, as cosmetic issues go, how and where an aspiring writer chooses to place the page number on the page can tell Millicent a tremendous amount about him.

Specifically, whether he has done his homework about submission, because there is only one place on a manuscript page that it is permissible to place a page number: in the slug line.

(Admit it — you’re relieved that I didn’t festoon the top of this post with a picture of a slug. Although I suppose a slug-minded person might misinterpret that shadow in the lower right of the photo a something crawling. Actually, there was a slug in the immediate environment when I took the pretty photo above, but it was on a leaf below the primary flower, completely hidden from sight. So I feel entirely justified in presenting this as the Official Flower of the Slug Line. It’s certified slug-approved!)

Speaking of relative location, is everybody quite sure where the slug line should be positioned on the page? Just to be on the safe side, let’s take another gander at an example from yesterday’s post:

See it in the upper left-hand margin? Notice, please, that the page number belongs within the slug line, rather than anywhere else on the page. This is as proper on page 139 of a book manuscript as on page one. While you’re going around noticing things, also notice that in each of these examples, the page’s only reference to the author’s name or the title of the book appears in the slug line.

The slug line confuses a lot of aspiring writers; until you have seen piles and piles of professional manuscripts, it looks kind of funny. And when you’ve been told over and over again that a manuscript should have a 1-inch margin on all sides, it can seem counterintuitive to add a line of text, even such a short one, within that margin.

But I assure you, it’s always been done that way. And why? Followers of this series, chant it with me now: because it looks right to professional readers.

Yes, that logic is a trifle tautological, now that you mention it. If you have a problem with that, I would suggest taking it up with the powers that rule the universe. As I believe the fact that my memoir has been in the hands of a reputable publisher for years and still has yet to be released (due to lawsuit threats concerning who owns my memories, believe it or not) makes abundantly clear, I apparently do not rule the universe. If I did, Microsoft Word would be set up to create documents in standard format automatically, Word for Mac and Word for Windows would be set up so those using one could easily give formatting advice to those using the other, air pollution would be merely a thing of distant memory, and ice cream cones would be free on Fridays.

As none of these things seems to be true, let’s get back to business: how does one create that pesky slug line, anyway?

Back in the days when typewriters roamed the earth, it was perfectly easy to add a slug line to every page: all a writer had to do was insert it a half-inch down from the top of the page, left-justified, floating within the 1-inch-deep top margin. For word-processed documents, it’s a trifle more complicated.

The slug line still belongs in the same place, .5 inches from the top of the paper, suspended in the middle of the requisite 1-inch top margin. But instead of laboriously typing it on each page individually as writers did in the bad old days, one simply inserts it in the header. In most versions of Word (I can’t speak for all of them), the header may be found under the VIEW menu.

Before the Luddites out there trot out their usual grumble about tracking down the bells and whistles in Word, think about this: placing the slug line in the header also enables the writer to take advantage of one of the true boons of the advent of word processing, pages that number themselves.

As opposed to having to do it manually, laboriously retyping the slug line in its entirely on each and every page of the manuscript. Oh, you may laugh, but every so often, I will receive a manuscript constructed by a writer who was not aware that Word would do this for her. Instead of utilizing the header function, the poor writer will have elected to include the necessary information on the first line of text on the page.

Not only does this unfortunate misconception involve an absolutely monumental and ultimately unnecessary effort, but the result doesn’t pass the all-important does it look right? test. Take a peek for yourself:

See how pulling the slug line down into the text messes with the spacing of the page? Here, an entire line of text is sacrificed to it — and let me tell you, that line is not going to go quietly.

How so, you ask? Well, think about it: what’s inevitably going to happen if new writing is inserted on a page formatted this way? That’s right: the writer is going to have to go back and move each and every one of those slug lines to match the NEW pagination.

I’d show you a practical example of this, but it’s just too sad to contemplate. Trust me, it would be a heck of a lot of work, and writers who do it are likely to end up beating their heads against their studio walls.

Take a moment to peruse that last example again. See any other problems with the slug line? How about the fact that it includes the word page? Shouldn’t be there; just the numbers will suffice.

Did I just hear some huffs of indignation out there? “But Anne,” I hear the formatting-ambitious cry, “I think it looks kind of nifty to include page before the page number? It’s kinda stylish. If it’s just a matter of personal style, who could possibly be hurt by including it, if I like the way it looks?”

Well, you, for starters. And why? (Chanters, ready your lungs.) Because it just would not look right to someone who reads manuscripts, book proposals, or contest entries on a regular basis.

No kidding — I’ve seen screeners get quite indignant about this one. “Does this writer think I’m stupid?” Millicent is prone to huff. (Don’t bother to answer that question; it’s rhetorical.) “Does she think I don’t know that the numeral that appears on every page refers to the number of pages? Does she think I’m going to go nuts and suddenly decide that it is a statistic, or part of the title? Or maybe a wayward date that’s wandered off to the wrong part of the page?”

Don’t bait her; the lady has a hard life. Do it the approved way.

Okay, did you spot any other problems? What about the fact that the first character is in a different typeface from the rest of the text? Or the equally disturbing fact that the first paragraph of the chapter is not indented?

Again, the writer may consider this stylish, but I can assure you, Millicent won’t. Fortunately for her blood pressure, the odd typeface for the first letter, in imitation of the illuminated texts hand-written by monks in the Middle Ages, doesn’t turn up all that often in manuscripts other than fantasy and YA, for one simple reason: books in that category are more likely to feature this it’s-a-new-chapter signal than others. But once again, what an editor may decide, rightly or wrongly, is appropriate for a published book has no bearing upon what Millicent expects to see in a manuscript.

Save the manuscript illumination for someone who will appreciate it. Hop in your time machine and track down a medieval monk to admire your handiwork, if you like, but in this timeframe, keep the entire manuscript in the same typeface and size.

The non-indented first paragraph of a chapter is fairly common in mystery submissions, I have noticed, and starting to become more prevalent in other kinds of fiction as well of late. (For an interesting discussion about why, please see the comments on this post and this one.) In fact, I’ve been told by many mystery writers — and rather tersely, too — that eschewing indentation in this context is an homage to the great early writers in the genre, an echo of their style, so who is yours truly to try to talk them out of that gesture of respect?

Well, not to put too fine a point on it, I’m someone familiar with what Millicent expects to see on a page — as well as someone who is aware that almost without exception, in Edgar Allan Poe’s time all the way down to our own, the editor has determined the formatting that appeared on any given printed page, not the author. To professional eyes, especially peevish ones like Millicent’s, a manuscript that implicitly appropriates this sort of decision as authorial might as well be the first step to the writer’s marching into Random House, yanking off a well-worn riding glove, and striking the editor-in-chief with it. It’s just not a good idea for someone brand-new to the biz to do.

Yes, you read that correctly: it’s sometimes seen as a challenge to editorial authority. And while we could speculate for the next week about the level of insecurity that would prompt regarding a minor formatting choice as a harbinger of incipient insurrection, is the manuscript of your first book really the right place to engender that discussion amongst Millicent and her cronies?

Exactly. Save the formatting suggestions for a long, intimate discussion over coffee with your editor after she acquires the book. You’ll probably lose any disagreement on the subject, but at least you will have made your preferences known. Until that happy, caffeine-enhanced day, just accept that the industry prefers to see every paragraph in a manuscript indented the regulation five spaces.

It just looks right that way.

While we’re at it, how about the bolded chapter number and title in that last example? Nothing in a manuscript should be in boldface. Nothing, I tell you. Uh-uh. Not ever. (Except for that nonfiction exception we talked about yesterday. And I have seen authors get away with the title itself on the tile page, but frankly, I wouldn’t chance it on a first book.)

Nor should anything be underlined — not even names of books or song titles. Instead, they should be italicized, as should words in foreign tongues that are not proper nouns. Yes, Virginia, back in the day when typewriters roamed the earth, underlining was the norm, for the simple reason that most typewriters did not have italic keys. So if you consult an older list of formatting restrictions or one intended solely for short story formatting — both of which seem to be circulating at an unprecedented rate on the web of late, pretty much always billed as universally-applicable rules for any type of writing, anywhere, anyhow, a phenomenon which simply does not exist — you might conceivably be told that publications, song titles, and/or foreign words (sacre bleu!) should be underlined. But trust me on this one: any agent is going to tell you to get rid of the underlining, pronto.

And why? All together now: because it just doesn’t look right that way.

All right, campers, do you feel ready to fly solo into a critique of a first page? Here are two pages of text, studded with standard format violations for your ferreting-out pleasure:

How did you do? Are those problems just leaping off the page at you now? If not, ask yourself: does that first page contain information that ought to be on the title page instead? Are the margins even? Are the paragraphs formatted correctly? And so forth.

In fact, it’s a terrific idea for any aspiring writer to get into the habit of asking those types of questions immediately after clapping eyes upon any manuscript, his own or anybody else’s. Why? Because that’s Millicent’s first instinct. However literature-loving a she may be, she sees so many incorrectly-formatted submissions that a properly-formatted one automatically looks at first glance like more professional writing to her.

As, with practice, it will to you. I promise. To get that ball rolling, as well as to reward you for so much hard work — or to provide you with some helpful comparison, depending upon how you did on that last little test — here are a couple of correctly-formatted pages, to soothe your tired eyes:

Whenever you start finding yourself chafing at the rules of standard format, come back and take a side-by-side gander at these last sets of examples, to regain perspective on what standard format is and why it’s important in a submission, proposal, or contest entry. I assure you, after a professional reader like Millicent has been at it for even a couple of months, every time she sees the bad example, mentally, she’s picturing the good example right next to it.

Which is why, as we have discussed, manuscripts that look right get taken more seriously than those that don’t. And regardless of how you may feel about Millicent’s literary tastes, isn’t a serious read from her what you want for your book? Or your book proposal? Or your contest entry?

Did you notice that I snuck us from the first page of the text into the second in my last example? Next time, we’ll continue delving into the mysteries of the mid-manuscript page. Keep up the good work!

The mysteriously mysterious strictures of standard format, part IX: and then there are the rules that are sort of bendy sometimes

ice dancers

I’m posting a trifle later than usual tonight, campers, resulting in more of a Tuesday morning post than my planned Monday evening billet-doux to standard format for manuscripts. I blame the Olympics; does the coverage ever stop? Just when I manage to tear my weary eyes away from ice dancing, three hours of curling magically appear after midnight. It’s as if somebody in the programming department said, “You know what I’d really like to do this year? Schedule seven-hour blocks of competition in events where the athletes wear jewelry on ice.”

Oh, you may laugh, but have you taken a gander at the wrists, earlobes, and/or necks of the women curlers over the last few days? My eyes may be bleary from overuse, but I could have sworn that the U.K.’s wunderkind was sporting a charm bracelet today. On her throwing hand.

Enough frivolity. Back to business.

A few days ago, I introduced something that Millicent the agency screener just loves to see, a properly-formatted first page of a manuscript. It looked, if you will recall, a little something like this:

good example

This is also, in case you had been wondering, what the opening of each subsequent chapter should look like as well: on a fresh page, 14 single lines from the top. Or, to put it another way, 6 double-spaced lines under the chapter title. (For those of you who do not know how to insert a hard page break into a Word document, it’s located under the INSERT menu. Select BREAK, then PAGE BREAK.)

Not certain what that might look like in practice? Okay, here’s an example I have ready to hand: the first page of the sixth chapter of my memoir might conceivably look like this:

Memoir wo title

I said might, because actually, I’m not a big fan of chapters named Chapter Six, even if they happen to be the sixth chapter in the manuscript. It’s sort of like dubbing a suburban street lined with elm trees Elm Street: there’s nothing inherently wrong with a straightforward descriptive title, of course, but you must admit, it’s not precisely going to come as a shock to many readers when Chapter Six appears immediately after Chapter Five.

All of which is a rather heavy-handed lead-in (inevitable, perhaps, after having spent so many hours watching curling) to a question I’m sure many title-namers out there have been harboring: how should a titled chapter be formatted? Specifically, if a chapter has a title, should it also be numbered?

In a word, yes. The chapter title appears, centered, on the first double-spaced line under the chapter number, also centered.

As, indeed, we’ve already seen in today’s first example. But in furtherance of my ongoing mission to place so many examples of correctly-formatted manuscript pages in front of your weary eyes that you’ll start automatically recoiling from pages in published books, muttering, “Well, that wouldn’t work in a manuscript submission, let’s take a gander at another one:

memoir w ch title

Actually, I had an ulterior motive in showing you that last example: in comparing it to the example just before it, do you notice anything about the amount of space between the chapter number and the beginning of the text?

If you immediately shot your hand into the air, exclaiming, “By gum, Anne, the area between the two appears identical! You’ve simply placed the chapter title within it, you clever lady,” award yourself 1700 Brownie points. (Or a bronze medal — there seem to be an awful lot of them lying around these days.) Regardless of whether a chapter’s opening page contains a chapter designation, a title, or both, the text begins the same distance from the top of the page.

The same logic would apply, of course, to any other section-breaking information you might care to include at the beginning of a chapter — alerting the reader to a break between Part I and Part II of a book, for instance. While we’re at it, let’s take a look at that in practice: if Chapter 6 were the beginning of Part II of the book (it isn’t, but we aim to please here at Author! Author!), I would have formatted it thus:

memoir w part break

Starting to get the hang of this?

Not yet completely comfortable? Okay, let’s try inserting another common piece of introductory information: identifying a narrator-du-chapter in a multiple point-of-view novel.

If the switch comes at the beginning of a chapter, it couldn’t be easier: it’s simply another reader-signal that belongs above the pre-text white space, right? To see this principle in action, let’s pretend our ongoing example is fiction (which it isn’t; my middle school honestly was pelted with migratory spiders) and place the narrator’s name in the traditional spot:

new chapter with name

That’s the way one would handle the matter in a manuscript like, say, Barbara Kingsolver’s THE POISONWOOD BIBLE, where the narrator changes with the chapter. If there were also a chapter title (perhaps not advisable in this case, as there’s already significant information at the top of that page for the reader to absorb), it would go between the chapter heading and the narrator identifier.

I would show you an example of that, but it’s late; there’s curling on, and I’m positive that you can extrapolate.

You’re thinking that there must be an easier way to format the first page of a chapter than to memorize the way it should look and reproduce it from scratch each time, aren’t you? You’re not alone, if so; most seasoned authors probably wouldn’t appreciate my revealing a working secret, but pretty much everyone worries that someday her will forget to hit return one of the necessary times, so that Chapter 5 will begin — gasp! — ten lines from the top, while Chapter 1-4 and 6 on will begin twelve lines down.

I know: gives you the willies even to contemplate how Millicent might react to that level of formatting inconsistency, doesn’t it? Double-check each and every chapter opening before you submit; trust me, you’ll be happier in the long run.

Ooh — that was an unpopular suggestion, wasn’t it? Fully a third of you have your hands waving impatiently in the air. “That’s an absurdly time-consuming suggestion, Anne,” the irate third huff. “Oh, I understand that the chapter number or title needs to appear at the top of the first page and each subsequent chapter; I’m perfectly happy to leave five double-spaced blank lines between it and the first line of text, so the first paragraph starts six lines down. But surely there’s an easier way to do this — a template or something? Perhaps Word has some sort of default setting I can employ so I need never worry about the issue again as long as I live?”

Standard format templates do exist, now that you mention it, but frankly, Word is already equipped with two perfectly dandy features for reproducing formatting exactly in more than one place in a document: COPY and PASTE.

The easiest way to make sure from the outset each chapter opening is identical is to create your own template. It’s very simple to do: just copy from “Chapter One” down through the first line of text, then paste it on the first page of chapter 2, 3, etc. Once the format is in place, it’s a snap to fill in the information appropriate to the new chapter.

Easy as the proverbial pie, right?

Oh, dear — now another group of you have raised your hands. Yes? “But Anne,” exclaim those of you who favor switching narrator — or place, or time — more often than once per chapter, “we are, as we believe the tag line identifying us as speakers just mentioned, advocates of those nifty mid-chapter signposts that we see all the time in published books, boldfaced notifications that the time, place, or speaker has just changed. How would I format that in a manuscript?”

You’re basically talking about incorporating subheadings into a novel, right? Or at least what would be a subheading in a nonfiction manuscript: a section break followed by a new title.

I’m fully prepared to answer this question, of course, if only to show all of you nonfiction writers out there what your subheadings should look like. Before I do, however, I’d like to ask fiction writers interested in adopting this strategy a quick question: are you absolutely positive that you want to do that?

That’s not an entirely flippant question, you know. There are plenty of Millicents out there who have been trained by old-fashioned agents — and even more editorial assistants who work for old-fashioned editors. And that’s important to know, because even in an age when mid-chapter subheadings aren’t all that uncommon in published books, there are still plenty of professional readers whose knee-jerk response to seeing ‘em is invariably, “What is this, a magazine article? In my day, fiction writers used language to indicate a change in time or place, rather than simply slapping down a subheading announcing it; if they wanted to indicate a change of point of view, they would either start a new chapter, find a graceful way to introduce the shift into the text, or have the narrative voice change so markedly that the shift would be immistakable! O tempore! O mores!

I just mention.

To pros of this ilk, the practice of titling a section, or even a chapter, with clear indicators of time, place, or speaker will always seem to be indicative of a show, don’t tell problem. And you have to admit, they sort of have a point: novelists have been indicating changes of time and space by statements such as The next day, back at the ranch… ever since the first writer put pen to paper, right?

As a result, fiction readers expect to see such orienting details emerge within the course of the narrative, rather than on top of it. Most of the time, this information isn’t all that hard to work into a narrative — and if a novelist is looking to please a tradition-hugging agent or editor, that’s probably a better strategy to embrace, at least at the submission stage. As with any other authorial preference for how a published book should look, you can always try to negotiate an editorial change of heart after a publisher acquires your novel.

At least if you don’t happen to write in a book category that routinely uses such subheadings. If recent releases in your book category are crammed with the things, don’t worry your pretty little head about editorial reaction to ‘em. An editor — or agent, Millicent, or contest judge — who routinely handles books in that category may be trusted to realize that you’re simply embracing the norms of your genre.

Millicents tend to approve of that. It shows that the submitter has taken the time to become conversant with what’s being published these days in the category within which he has chosen to write.

Which is to say: these days, plenty of very good fiction writers prefer to alert the reader to vital shifts with titles and subheadings. And nonfiction writers have been using them for decades; in fact, they’re more or less required in a book proposal. (Of those, more follows later in this series, I promise.) I just didn’t want any of you to be shocked if the agent of your dreams sniffs in the early days after signing you, “Mind taking out these subheadings? Seven of the editors to whom I’m planning to submit this hate them, and I’d rather be spared yet another lecture on the pernicious influence of newspapers and magazine formatting upon modern literature, okay?”

All that being said — and now that I’ve completely unnerved those of you who are considering submitting manuscripts with subheadings — you do need to know how to do it properly.

It’s quite straightforward, actually: a subheading is just a section break followed by a left-justified title. The text follows on the next double-spaced line.

Want to see that in action? Okay. Just to annoy traditionalists who draw a sharp distinction between fiction and nonfiction writing, let’s take a peek at a nonfiction page by a well-respected novelist:

Wharton subheading example

That caused some weary eyes to pop wide open, didn’t it? “But Anne!” the sharper-eyed exclaim, “that subheading is in BOLDFACE! Didn’t the rules of standard format specifically tell me never, under any circumstances, to boldface anything in my manuscript?”

Well caught, sharp-eyed ones: boldfacing the subheading does indeed violate that particular stricture of standard format. However, since nonfiction manuscripts and proposals have been routinely boldfacing subheadings (and only subheadings) for over a decade now — those crotchety old-fashioned editors are partially right about the creeping influence of article practices into the book world, you know — I thought that you should know about it.

It’s definitely not required, though; Millicent is unlikely to scowl at a nonfiction submission that doesn’t bold its subheadings. Like font choice, you make your decision, you take your chances.

In a fiction submission, though, I definitely wouldn’t advise it; those traditionalists I was talking about lurk in much, much higher concentrations on the fiction side of the industry, after all. Here’s the same page, formatted as fiction — and since we’re already talking about exceptions to the rules, let’s make this example a trifle more instructive by including a date and time in the subheading:

Wharton example2

Unsure why I used numerals in the subheading, rather than writing out all of the numbers under a hundred, as standard format usually requires? Full dates, as well as specific times, are rendered in numeric form in manuscripts. Thus, 12:45 a.m. on November 3, 1842 is correct; twelve forty-five a.m. on November three, eighteen hundred and forty-two is not. (It would, however, be perfectly permissible to include quarter to one in the afternoon on November third.)

Everybody clear on that? Now would be a dandy time to raise your hand, if not. Or perhaps engage in some ice dancing; I like watching that.

I have quite a bit more to say on the subject of first pages of chapters, but I’ve just noticed the clock: I seem to have written straight through the curling match! If only I had reason to believe a similar match would be televised in the wee hours of tomorrow night…oh, wait; one is.

Who could have predicted that, eh? Keep up the good work!

The mysteriously mysterious strictures of standard format, part VIII: but I see it done in published books all the time!

Seattle moss

Okay, I’ll admit it: I’m a big fan of artists’ looking at ordinary, everyday things and showing us the beauty of them. Take the photograph above, for instance: that’s perfectly ordinary moss on a perfectly ordinary concrete wall, photographed during a perfectly ordinary Seattle rainstorm. (And while I was clicking away, crunching my body sideways in order to get this particular shot, a perfectly ordinary mother told her perfectly ordinary wee daughter to veer away from the crazy lady. Yet another case of a misunderstood artist — and another a child being warned that if she tries to look at something from an unusual perspective, people are bound to think she’s strange.)

Perhaps not astonishingly, writers tend to find beauty in found words. An overhead scrap of conversation, perhaps, or a favorite phrase in a book. And often — far too often, from Millicent the agency screener’s perspective — aspiring writers celebrate these words lifted from other places by quoting them at the beginning of their manuscripts.

That’s right, campers: today, I’m going to be talking about proper formatting for that extremely common opening-of-text decoration, the epigraph.

You know, those nifty little quotes from other sources that we writers so adore — and it’s not as though the publishing industry doesn’t encourage us to think of them this way: in a published book, the epigraph, if any, is almost always presented in a place of honor, either at the top of each chapter or by itself on the page before the text proper starts. Take, for example, the placement of the well-known epigraph to Alice Walker’s THE COLOR PURPLE, an excerpt from Stevie Wonder’s DO LIKE YOU:

The color purple's epigraph

Okay, so that picture didn’t really do the words justice; not all of my photos can be winners, you know. (In case you don’t happen to have a copy of the book handy, the epigraph runs thus: Show me how to do like you/Show me how to do it.) It does, however, show the prominent placement the epigraph affords: even in my cheap, well-worn paperback edition, it scores a page all to itself.

In other words, not only is it allocated space; it’s allocated white space, to set it off from the other text. In an age when acknowledgments pages are routinely omitted, along with the second spaces after periods and colons, in order to save paper, that is quite an honor. Especially since nobody but writers like epigraphs much — of that, more later.

But we writers think they’re great, don’t we? Especially if they’re from obscure sources; they feel so literary, don’t they? Or deep-in-the-national-psyche, know-your-Everyman populist, if they’re from songs. By evoking the echo of another writer’s words, be it an author’s or a songwriter’s, we use them to set the tone for the story to come.

I don’t think conceptual aptness is all there is to the appeal, though. There is something powerfully ritualistic about typing the words of a favorite author at the beginning of our manuscripts; it’s a way that we can not only show that we are literate, but that by writing a book, we are joining some pretty exalted company.

Feeling that way about the little dears, I truly hate to mention this, but here goes: it’s a waste of ink to include them in a submission. 99.9998% of the time, they will not be read at all.

Stop glaring at me; it’s not my fault. I don’t stand over Millicent with a bullhorn, admonishing her to treat every syllable of every submission with respect. (Although admittedly, it’s an interesting idea.)

The sad fact is, most Millicents are specifically trained not to read epigraphs in manuscripts; it’s widely considered a waste of time. I’ve literally never met a professional reader who doesn’t simply skip epigraphs in a first read — or (brace yourselves, italics-lovers) any other italicized paragraph or two at the very beginning of a manuscript, even if it was .

Oh, dear — I told you to brace yourselves. “Why on earth,” italics-lovers the world over gasp in aghast unison, “would any literature-loving human do such a thing? Published books open all the time with italicized bits!”

A fair question — but actually, there’s a pretty fair answer. Most Millicents just assume, often not entirely without justification, that if it’s in italics, it doesn’t really have much to do with the story at hand, which (they conclude, not always wrongly) begins with the first line of plain text.

Of course, there’s another reason that they tend to skip ‘em, a lot less fair: at the submission stage of the game, no one cares who a writer’s favorite authors are. A writer’s reading habits, while undoubtedly influential in developing his personal voice, are properly the subject of post-publication interviews, not manuscript pre-screening time. After all, it’s not as though Millicent can walk into her boss’ office and say, “Look, I think you should read this submission, rather than that one, because Writer A has really terrific literary taste,” can she?

Whichever reason most appeals to the Millicent who happens to have your submission lingering on her desk (just under that too-hot latte she’s always sipping, no doubt), she’s just not going to be reading your carefully-chosen epigraph. She feels good about this choice, too.

Why? Well, the official justification for this practice — yes, there is one to which Millicents will admit in public — is not only reasonable, but even noble-sounding: even the busiest person at an agency or publishing house picks up a submission in order to read its author’s writing, not somebody else’s.

Kinda hard to fault them for feeling that way, isn’t it, since we all want them to notice the individual brilliance of our respective work?

Sentiment aside, let’s look at what including an epigraph achieves on a practical level, as well as its strategic liabilities. Assume for a moment that you have selected the perfect quotation to open your story. Even better than that, it’s gleaned from an author that readers in your chosen book category already know and respect. By picking that quote, you’re announcing from page 1 — or before page 1, if you allocate it its own page in your manuscript — you’re telling Millicent that not only are you well-read in your book category, but you’re ready and able to take your place amongst its best authors.

Sounds plausible from a writerly perspective, doesn’t it? That’s one hard-working little quote.

But what happens when Millicent first claps eyes on your epigraph? Instead of startling her with your erudition in picking such a great quote, the epigraph will to prompt her to start skimming before she gets to the first line of your text — AND you will have made her wonder if you realized that manuscript format and book format are not the same.

So you tell me: was including it a good idea? Or the worst marketing notion since New Coke?

If that all that hasn’t convinced you, try this on for size: while individual readers are free to transcribe extracts to their hearts’ contents, the issue of reproducing words published elsewhere is significantly more problematic for a publishing house. While imitation may be the sincerest form of flattery, reproduction of published text without the author’s permission is known in the biz by another, less flattering name: copyright infringement.

What does that mean in practice? Well, if the epigraph is from a book that is not in the public domain, the publisher will need to obtain explicit permission to use any quote longer than fifty words. Ditto for any quote from a song that isn’t in the public domain, even if it is just a line or two.

So effectively, most epigraphs in manuscripts might as well be signposts shouting to an editor: “Here is extra work for you, buddy, if you buy this book! You’re welcome!”

I’m sensing some disgruntlement out there, amn’t I? “But Anne,” I hear some epigraph-huggers cry,
“the material I’m quoting at the opening of the book is absolutely vital! The book simply isn’t comprehensible without it!”

Before I respond, let me ask a follow-up question: do you mean that it is crucial to the reader’s understanding the story, or that you have your heart set on that particular quote’s opening this book when it’s published?

If it’s the latter, including the epigraph in your manuscript is absolutely the wrong way to go about making that dream come true. Like any other book formatting issue, whether to include an epigraph — or acknowledgements, or a dedication — is up to the editor, not the author. And besides, a submission manuscript should not look like a published book.

Consequently, the right time to place your desired epigraph under professional eyes is after the publisher has acquired the book, not before. You may well be able to argue successfully for including that magically appropriate quote, if you broach the subject at the right time.

And just to set my trouble-borrowing mind at ease: you do know better than to include either acknowledgements or a dedication in your manuscript submissions, right? It’s for precisely the same reason: whether they’ll end up in the published book is the editor’s call. (I wouldn’t advise getting your hopes up, though: in these paper-conserving days, the answer is usually no on both counts, at least for a first book.)

Quite a few of you were beaming virtuously throughout those last three paragraphs, though, weren’t you? “I know better than to second-guess an editor,” you stalwart souls announce proudly. “I honestly meant what I said: my opening quote is 100% essential to any reader, including Millicent and her cohorts, understanding my work.”

Okay, if you insist, I’ll run through the right and wrong ways to slip an epigraph into a manuscript — but bear in mind that I can’t promise that even the snazziest presentation will cajole Millicent into doing anything but skipping that quote you love so much. Agreed?

For starters, do not, under any circumstances, include a quote on the title page as an epigraph — which is what submitters are most likely to do, alas. Let’s take a gander at what their title pages tend to look like:

Does that leave you wondering Millicent will notice the quote at all, much less find it obnoxious? I’m guessing she will, because this is was what she was expecting to see:

Actually, that was sort of a red herring — that wasn’t precisely what she expected. Pop quiz: did you catch the vital piece of information he left off his title page?

If you said that Eeyore neglected to include the book category on the second example, award yourself a pile of thistles. (Hey, that’s what he would have given you.) His title page should have looked like this:

Eeyore good title

And yes, I am going to keep showing you properly-formatted title pages until you start seeing them in your sleep; why do you ask? Take a moment to compare the third example with the first: the quote in the first example is going to stand out to Millicent like the nail in a certain critter’s tail, isn’t it?

Other submitters choose to eschew the title page route in order to place an epigraph on the first page of text. The result is immensely cluttered, by anyone’s standards — especially if the submitter has made the very common mistake I mentioned in my discussion of title pages last time, omitting the title page altogether and cramming all of its information onto page 1:

Where did all of our lovely white space go? Into quoting, partially.

The last popular but ill-advised way to include an introductory epigraph is to place it on a page all by itself in the manuscript, between the title page and the first page of text. In other words, as it might appear in a published book:

What’s wrong with this, other than the fact that Poe died before our boy D.H. wrote Sons and Lovers? Chant it with me now, everyone: a manuscript is not supposed to look just like a published book; it has its own proper format.

At best, Millicent is likely to huffily turn past this page unread. At worst, she’s going to think, “Oh, no, not another writer who doesn’t know how to format a manuscript properly. I’ll bet that when I turn to page one, it’s going to be rife with terrible errors.” Does either outcome sound especially desirable to you?

I thought not. So what should an epigraph-insistent submitter do?

Leave it out, of course — weren’t you listening before?

But if it is absolutely artistically necessary to include it, our pal Mssr. Poe actually wasn’t all that far off: all he really did wrong here was include a slug line. The best way to include an introductory epigraph is on an unnumbered page PRIOR to page 1. On that unnumbered page, it should begin 12 lines down and be centered. But I’m not going to show you an example of that.

Why? Because I really, truly would advise against including an epigraph at all at the submission stage. Just in case I hadn’t made that clear.

That doesn’t mean you should abandon the idea of epigraphs altogether, however. Squirrel all of those marvelous quotes away until after you’ve sold the book to a publisher — then wow your editor with your erudition and taste. “My,” the editor will say, “this writer has spent a whole lot of time scribbling down other authors’ words.”

Or, if you can’t wait that long, land an agent first and wow her with your erudition and taste. But don’t be surprised if she strongly advises you to keep those quotation marks to yourself for the time being. After all, she will want the editor of her dreams to be reading your writing, not anyone else’s, right?

If you are submitting directly to a small press, do be aware that most publishing houses now place the responsibility for obtaining the necessary rights squarely upon the author. If you include epigraphs, editors at these houses will simply assume that you have already obtained permission to use them. Ditto with self-publishing presses.

This expectation covers, incidentally, quotes from song lyrics, regardless of length.

I’m quite serious about this. If you want to use a lyric from a song that is not yet in the public domain, it is generally the author’s responsibility to get permission to use it — and while for other writing, a quote of less than 50 consecutive words is considered fair use, ANY excerpt from an owned song usually requires specific permission, at least in North America. Contact the American Society of Composers, Authors, and Publishers (ASCAP) for assistance in making such requests. (For a very funny first-hand view of just what a nightmare this process can be, please see FAAB Joel Derfner’s guest post on the subject.)

Have I talked you out of including an epigraph yet — particularly an excerpt from a copyrighted song, like Alice Walker’s? I hope so.

I know that it hurts to cut your favorite quote from your manuscript, but take comfort in the fact that at the submission stage, no cut is permanent. Just because you do not include your cherished quotes in your submission does not mean that they cannot be in the book as it is ultimately published.

Contrary to what 99% of aspiring writers believe, a manuscript is a draft, not a finished work. In actuality, nothing in a manuscript is unchangeable until the book is actually printed — and folks in the industry make editing requests accordingly.

In other words, you can always negotiate with your editor after the book is sold about including epigraphs. After you have worked out the permissions issue, of course.

There’s nothing like a good practical example to clarify things, is there? More follow next time. Keep noticing the beauty in the everyday, everybody, and keep up the good work!

The mysteriously mysterious strictures of standard format, part VI: me and you and a boy (?) named Snafu

Johnny_Cash_-_A_Boy_Named_SueJohnny_Cash_-_A_Boy_Named_SueJohnny_Cash_-_A_Boy_Named_Sue
Johnny_Cash_-_A_Boy_Named_SueJohnny_Cash_-_A_Boy_Named_SueJohnny_Cash_-_A_Boy_Named_Sue

Before I launch into today’s installment in our ongoing series on manuscript formatting, I’m delighted to announce some good news about a long-time member of the Author! Author! community: the ever-fabulous Joel Derfner, author of the genuinely hilarious and moving memoir SWISH: My Quest to Become the Gayest Person Ever and What Happened Instead has a new musical opening off-Broadway tonight! Here’s the skinny:

Signs of Life JoelSigns of Life is about a girl coming of age in Theresienstadt, the Czech town the Nazis set up as a propaganda ghetto to show the rest of the world how well Hitler was treating the Jews. Theresienstadt was filled with artists, musicians, and intellectuals; there were nightly concerts, there were swing bands, there were operas, there were enough instrumentalists to fill two symphony orchestras. So a piece of musical theater seemed like a natural fit.”

Sounds fascinating, Joel, and congratulations! Tickets are available at Ovationtix; an unusually reliable little bird told me that throughout the month of February, if you use the promotion code HOUSE, you can get two tickets for the price of one.

I just mention. Back to business.

Last time, I showed how the first page of text does not, from a professional perspective, make an adequate substitute for a title page. Instead of being a replica of a hoped-for book cover, as many submitters produce, or a shouted-out declaration of the book’s title and who wrote it, the properly-formatted title page is a quiet, practical piece of paper, containing a specific set of marketing information.

That is not always the purpose a title page serves in a submission, alas — if, indeed, the submitter is professional enough to include a title page at all. As I pointed out last time, some writers attempt to consolidate the proper functions of the title page and first page of text into a single sheet of paper. This formatting choice is particularly common for contest entries, for some reason. To get a sense of why this might be problematic, let’s take another look at R.Q. Snafu and Faux Pas’ submissions from yesterday:

While such a top page does indeed include the requisite information Millicent or her boss would need to contact the author (although Faux Pas’ does it better, by including more means of contact), cramming it onto the first page of text doesn’t really achieve anything but saving a piece of paper. It doesn’t even shorten the manuscript or contest entry, technically speaking: the title page is never included in a page count; that’s why pagination begins on the first page of text.

So what should a proper title page for a book manuscript or proposal look like? Glad you asked:

Got all three of those images indelibly burned into your cranium? Good. Now weigh the probability that someone who reads as many manuscripts per day as Millicent the agency screener — or her boss, or the editor to whom her boss likes to sell books — would NOT notice a fairly substantial difference in the presentation. Assess the likelihood of that perception’s coloring any subsequent reading of the manuscript in question.

The answer’s kind of obvious once you know the difference, isn’t it? Isn’t it?

No? Okay, take a gander at another type of title page Millicent often sees — one that contains the right information, but is so unprofessionally formatted that the care with which the writer followed the content rules gets entirely lost:

title picture

Where should I even begin with this one? It’s pretty, undoubtedly, but would anyone care to start listing any of the five things wrong with it?

If you immediately zeroed in on the picture, give yourself a gold star for the day; since there is literally no chance that any image a writer chooses to place on a manuscript or proposal’s title page will end up on the published book’s cover (the usual rationale for including them at this stage), decorating your submission’s title page with photos or drawings will just seem bizarre to Millicent. (And that goes double for Mehitabel, the veteran literary contest judge.)

Award yourself two gold stars if you said Ms. White should nix the red lettering — or any lettering that isn’t black, for that matter — or that her contact information should not have been centered. Pin a great big blue ribbon on yourself, too, if you also pointed out that Ms. White used two different typefaces here, a classic standard format no-no. Not to mention the fact — although I do seem to be mentioning it, don’t I? — that the type size varies.

I feel a rule coming on: like everything else in the manuscript, the title page should be entirely in 12-point type. It should also be in the same font as the rest of the manuscript.

With the usual caveat: unless an agent specifically requests otherwise, of course. Or contest’s rules; double-check for title page restrictions, which are quite common.

Otherwise, you may place the title in boldface if you like, but that’s it on the funkiness scale. No matter how cool your title page looks with 24-point type or the picture you would like to see on the book jacket, resist the urge, because Millicent will be able to tell from across the room if you didn’t.

Don’t believe me that size matters? See for yourself:

Quite a difference, isn’t it? Apart from Mssr. Smith’s tragic font choice and his not having countermanded Word’s annoying propensity to reproduce e-mail addresses in blue ink, did you notice any potentially-distracting problems with this title page?

If you said that it included both a slug line (the author’s name and title in the upper right margin of the page) and a page number in the bottom right corner, snag yourself yet another gold star from petty cash. Add whipped cream and walnut clusters if you mentally added the reason that those additions are incorrect: because the title page is not the first page of text, and thus should not be formatted as if it were.

Nor should title pages be numbered. This means, incidentally, that the title page should not be counted as one of the 50 pages in those 50 pages the agent of your dreams asked you to submit, either. Nor would it count toward the total number of pages for a contest entry.

That loud whoop you just heard was contest-entering writers everywhere realizing that they could squeeze another page of text into their entries.

Before I sign off for today — and while you’ve got title pages on the brain — let me briefly address incisive reader Lucy’s observation on today’s first example. Specifically, here’s what she had to say when I originally introduced it yesterday:

You mention initials being a gender-less faux-pas… what if you have a weird name which is gender confusing? Say a boy named Sue? Should he put Mr. Sue Unfortunate on his title page? Or just Sue Unfortunate?

Lucy’s responding, of course, to the fine print on R.Q.’s first page. Here it is again, to save you some scrolling:

I was having a little fun in that last paragraph with the still surprisingly common writerly belief that the agents and editors will automatically take a submission by a woman more seriously if the author submits it under her initials, rather than under her given first name. J.K. Rowling aside, this just isn’t true, at least in fiction circles.

In fact, in North America, women buy the overwhelming majority of novels — and not just women’s fiction, either. Literary fiction readers (and agents, and editors) tend to have two X chromosomes — and some of them have been known to prefer reading books by Susans rather than Roberts.

Again, I just mention.

So unless you have always hated your parents for christening you Susan, you won’t really gain anything professionally by using initials in your nom de plume instead. Go ahead and state your name boldly:

unfortunate2

Even better, why not publish under a name you actually like instead? That’ll show your Susan-loving parents.

I just ruffled a few feathers out there, didn’t I? “But Anne,” I hear an initialed purist exclaim, “I don’t want to be judged as a female writer; I want to be judged as a writer. What’s wrong with removing gender markers altogether from my title page — or my query letter, for that matter?”

Well, there’s nothing wrong with it per se, Susan, except that these days, it almost invariably results in Millicent’s seeing such initials and murmuring, “Oh, this is a female writer who doesn’t want to be identified as one,” rather than “Gee, I wonder who this mystery person without a first name is. I’m just going to leap right into this manuscript with no gender-based expectations at all.”

Why will Millie have this reaction, you ask? Because female writers — and with a few notable exceptions, almost exclusively female writers — have been submitting this way for a couple of hundred years now. It’s not all that hard a code to crack.

Historically, the hide-my-sex-for-success strategy has been used far, far less by male authors — except, of course, that hugely prolific and apparently immortal author, Anonymous, and the reputedly male writers of such ostensibly female-penned classics of wantonness (avert your eyes, children) as THE HAPPY HOOKER and COFFEE, TEA, OR ME?. Even during periods when the most popular and respected novelists have been women (and there have been quite a few in the history of English prose, contrary to what your high school English textbook probably implied), when someone named Stanley Smith wrote a novel, the title page has generally said so.

Because, you see, even back then, readers would have assumed S. Smith the novelist was a nice lady named Susan. It’s probably where your parents got the idea to christen you that.

All that being said, the choice to initial or not is entirely up to you — or, more accurately, to you and your agent. Some sets of initials look cool in print, just as some names look better than others on book jackets.

Or so claimed my father, the intrepid fellow who demanded that the maternity ward nurse convey him to a typewriter to see how my name looked in print before committing to filling out my birth certificate. You know, to see how if it would look good on a book jacket. So for those of you who have wondered: however improbable it sounds, Anne Mini IS in fact my given name; it just happens to look great in print, thanks to a little paternal forethought.

All of that, of course, is preliminary to answering Lucy’s trenchant question, which is: how on earth does a writer with a gender-ambiguous name delicately convey whether s/he would prefer to be addressed as Ms. or Mr.? Actually, s/he doesn’t, at least on the title page, or indeed in the query letter; that’s a matter for subsequent conversation with the agent. At worst, the agent will call and ask for Ms. Unfortunate; you can live with that, can’t you, Susan?

Besides, unless a writer’s gender is crucial to the story being told, why should it come up before then?

See earlier commentary about being judged by one’s writing, not one’s gender. But if a writer is genuinely worried about it, s/he could always embrace Sue’s strategy above, and use a more gender-definite middle name in the contact information.

And keep your chins up, Susans everywhere — you may have little control over what literary critics will say about your work, but you do have control over what name they call you. That’s worth something, isn’t it?

Keep up the good work!

The mysteriously mysterious strictures of standard format, part IV: drawing some lines in the sand

seagull in the sand

I’m so sorry, everyone — my website experienced a wee meltdown late Thursday night. Some hidden toggle evidently got switched, and ever since, apparently, it has been impossible to post a comment on my last post. Rather unfriendly, wasn’t it, since I’d specifically asked all of you to comment with questions?

Rest assured, any reluctance to hear from you rested firmly on the technology side, not the human one. So please, feel free to comment away.

This would be an especially good time to bring up any long-smoldering concerns about formatting, actually, since I’m going to be devoting next week’s posts to showing you how standard format for manuscripts looks on the printed page. Some of my best examples were derived from readers’ questions; this time around, in fact, in response to a recent reader’s request, I’m going to be adding an entire post on how to format a book proposal.

So if there’s a principle we’ve discussed within the last few days that you’d like to see in action, please, don’t be shy.

Today, I’m going to be wrapping up my theoretical discussion of standard format. In the interest of having all of the rules listed in a single post, let’s recap what we’ve already covered.

(1) All manuscripts should be printed or typed in black ink and double-spaced, with one-inch margins around all edges of the page, on 20-lb or better white paper.

(2) All manuscripts should be printed on ONE side of the page and unbound in any way.

(3) The text should be left-justified, NOT block-justified. By definition, manuscripts should NOT resemble published books in this respect.

(4) The preferred typefaces are 12-point Times, Times New Roman, Courier, or Courier New — unless you’re writing screenplays, in which case you may only use Courier. For book manuscripts, pick one (and ONLY one) and use it consistently throughout your entire submission packet.

(5) The ENTIRE manuscript should be in the same font and size. Industry standard is 12-point.

(6) Do NOT use boldface anywhere in the manuscript BUT on the title page — and not even there, necessarily.

(7) EVERY page in the manuscript should be numbered EXCEPT the title page.

(8) Each page of the manuscript (other than the title page) should have a standard slug line in the header. The page number should appear in the slug line, not anywhere else on the page.

(9) The first page of each chapter should begin a third of the way down the page, with the chapter title appearing on the FIRST line of the page, NOT on the line immediately above where the text begins.

(10) Contact information for the author belongs on the title page, NOT on page 1.

(11) Every submission should include a title page, even partial manuscripts.

(12) The beginning of EVERY paragraph of text should be indented .5 inch. No exceptions, ever.

(13) Don’t skip an extra line between paragraphs, except to indicate a section break.

(14) NOTHING in a manuscript should be underlined. Titles of songs and publications, as well as words in foreign languages and those you wish to emphasize, should be italicized.

All of those make sense, I hope, at least provisionally? Excellent. Moving on…

(15) All numbers under 100 should be written out in full: twenty-five, not 25. But numbers over 100 should be written as numbers: 1,243, not one thousand, two hundred and forty-three.

I’m surprised how often otherwise industry-savvy aspiring writers are unaware of this particular rule, but the instinct to correct it in a submission is universal in professional readers. Translation: NOT doing it will not help you win friends and influence people at agencies and publishing houses.

Like pointing out foreign-language words with special formatting, this formatting rule was originally for the benefit of the manual typesetters. When numbers are entered as numbers, a single slip of a finger can result in an error, whereas when numbers are written out, the error has to be in the inputer’s mind.

There are only two exceptions to this rule: dates and, of course, page numbers. Thus, a properly-formatted manuscript dealing with events on November 11 would look like this on the page:

ABBOTT/THE GREAT VOYAGE/82

On November 11, 1492, fifty-three scholars divided into eighteen parties in preparation for sailing to Antarctica. It took 157 rowboats ten trips apiece to load all of their books, papers, and personal effects onboard.

And not like this:

ABBOTT/THE GREAT VOYAGE/Eighty-two

On November eleventh, fourteen hundred and ninety-two, fifty-three scholars divided into eighteen parties in preparation for sailing to Antarctica. It took a hundred and fifty-seven rowboats ten trips apiece to load all of their books, papers, and personal effects onboard.

Do I see some hands waving in the air? “But Anne,” inveterate readers of newspapers protest, “I’m accustomed to seeing numbers like 11, 53, 18, and 10 written as numerals in print. Does that mean that when I read, say, a magazine article with numbers under 100 depicted this way, that some industrious editor manually changed all of those numbers after the manuscript was submitted?”

No, it doesn’t — although I must say, the mental picture of that poor, unfortunate soul assigned to spot and make such a nit-picky change is an intriguing one. What you have here is yet another difference between book manuscript format and, well, every other kind of formatting out there: in journalism, they write out only numbers under 10.

Unfortunately, many a writing teacher out there believes that the over-10 rule should be applied to all forms of writing, anywhere, anytime. Yes, this is true for newspaper articles, where space is at a premium, but in a book manuscript, it is WRONG, WRONG, WRONG.

Did I mention it was wrong? And that my aged eyes have actually seen contest entries knocked out of finalist consideration over this particular issue? More than once? And within the year?

AP style differs from standard format in several important respects, not the least being that in standard format (as in other formal presentations in the English language), the first letter of the first word after a colon should NOT be capitalized, since technically, it’s not the beginning of a new sentence. I don’t know who introduced the convention of post-colon capitalization, but believe me, I’m not the only one who read the submissions of aspiring book writers for a living that’s mentally consigned that language subversive to a pit of hell that would make even Dante avert his eyes in horror.

That’s the way we nit-pickers roll. We like our formatting and grammatical boundaries firm.

Heck, amongst professional readers, my feelings on the subject are downright mild. I’ve been in more than one contest judging conference where tables were actually banged and modern societies deplored. Trust me, you don’t want your entry to be the one that engenders this reaction.

So let’s all chant it together, shall we? The formatting and grammatical choices you see in newspapers will not necessarily work in manuscripts or literary contest entries.

Everyone clear on that? Good, because — are you sitting down, lovers of newspapers? — embracing journalistic conventions like the post-colon capital and writing out only numbers under ten will just look like mistakes to Millicent and her ilk on the submission page.

And no, there is no court of appeal for such decisions; proper format, like beauty, is very much in the eye of the beholder. So if you were planning to cry out, “But that’s the way USA TODAY does it!” save your breath.

Unfortunately, although my aforementioned heart aches for those of you who intended to protest, “But how on earth is an aspiring writer to KNOW that the standards are different?” this is a cry that is going to fall on deaf ears as well. Which annoys me, frankly. The sad fact is, submitters rejected for purely technical reasons are almost never aware of it. With few exceptions, the rejecters will not even take the time to scrawl, “Take a formatting class!” or “Next time, spell-check!” on the returned manuscript. If a writer is truly talented, they figure, she’ll mend her ways and try again.

And that, in case any of you had been wondering, is why I revisit the topic of standard format so darned often. How can the talented mend their ways if they don’t know how — or even if — their ways are broken?

(16) Dashes should be doubled — rather than using an emdash — with a space at either end. Hyphens are single and are not given extra spaces at either end, as in self-congratulatory.

Yes, yes, I know: you’ve probably heard that this rule is obsolete, too, gone the way of underlining. The usual argument for its demise: books no longer preserve these spaces, for reasons of printing economy, so many writing teachers tell their students just to go ahead and eliminate them. An AP-trained teacher will tell you to use the longer emdash, as will the Chicago Manual of Style.

In this, however, they are wrong, at least as far as manuscripts are concerned. (You’re starting to get used to that, right?)

Standard format is invariable upon this point: a doubled dash with a space on either end is correct; anything else is not. And yes, it is indeed a common enough pet peeve that the pros will complain to one another about how often submitters get it wrong.

They also whine about how often they see manuscripts where this rule is applied inconsistently: two-thirds of the dashes doubled, perhaps, sometimes with a space at either end and sometimes not, with the odd emdash and single dash dotting the text as well. It may seem like a minor, easily-fixable phenomenon from the writer’s side of the submission envelope, but believe me, inconsistency drives people trained to spot minor errors nuts.

Your word-processing program probably changes a double dash to an emdash automatically, but CHANGE IT BACK. If only as a time-saver: any agent would make you do this before agreeing to submit your manuscript to an editor, so you might as well get into this salutary habit as soon as possible.

(17) Adhere to the standard rules of punctuation and grammar, not what it being done on the moment in newspapers, magazines, books, or on the Internet — including the rule calling for TWO spaces after every period and colon.

In other words, do as Strunk & White say, not what others do. Assume that Millicent graduated with honors from the best undergraduate English department in the country, taught by the grumpiest, meanest, least tolerant stickler for grammar that ever snarled at a student unfortunate enough to have made a typo, and you’ll be fine.

Imagining half the adults around me in my formative years who on the slightest hint of grammatical impropriety even in spoken English will work, too.

The primary deviation I’ve been seeing in recent years is leaving only one space, rather than the standard two, after a period. Yes, printed books often do this, to save paper (the fewer the spaces on a page, the more words can be crammed onto it, right?). A number of writing-advice websites, I notice, and even some writing teachers have been telling people that this is the wave of the future — and that adhering to the two-space norm makes a manuscript look obsolete.

At the risk of sounding like the harsh grammar-mongers of my youth, poppycock. Although some agents and editors do now request eliminating the second space at the submission stage, the doubled space is still the norm. Agents, very good ones, routinely submit manuscripts with doubled spaces to editors, also very good ones, all the time. Successfully.

So when in doubt, adhere to the rules of English. Unless, of course, you happen to be submitting to one of those people who specifically asks for single spaces, in which case, you’d be silly not to bow to their expressed preferences. (Sensing a pattern here?)

Fortunately, for aspiring writers everywhere, those agents who do harbor a strong preference for the single space tend not to keep mum about it. If they actually do tell their Millicents to regard a second space as a sign of creeping obsolescence, chances are very, very good that they’ll mention that fact on their websites.

Double-check before you submit. If the agent of your dreams has not specified, double-space.

Why should that be the default option, since proponents of eliminating the second space tend to be so very vocal? Those who cling to the older tradition are, if anything, more vehement.

Why, you ask? Editing experience, usually. Preserving that extra space after each sentence in a manuscript makes for greater ease of reading, and thus editing. As anyone who has ever edited a long piece of writing can tell you, the white space on the page is where the comments — grammatical changes, pointing out flow problems, asking, “Does the brother really need to die here?” — go.

Less white space, less room to comment. It really is that simple.

Oh, and it drives the grammar-hounds nuts to hear that time-honored standards are being jettisoned in the name of progress. “What sane human being,” they ask through gritted teeth, “seriously believes that replacing tonight with tonite, or all right with alright constitutes progress? Dropping the necessary letters and spaces doesn’t even save significant page space!”

Those are some pretty vitriol-stained lines in the sand, aren’t they?

Let’s just say that until everyone in the industry makes the transition editing in soft copy — which is, as I have pointed out many times in this forum, both harder and less efficient than scanning a printed page — the two-space rule is highly unlikely to change universally. Just ask a new agent immediately after the first time he’s submitted to an old-school senior editor: if he lets his clients deviate from the norms, he’s likely to be lectured for fifteen minutes on the rules of the English language.

I sense that some of you are starting to wring your hands and rend your garments in frustration. “I just can’t win here! Most want it one way, a few another. I’m so confused about what’s required that I keep switching back and forth between two spaces and one while I’m typing.”

I hate to be the one to break it to you, but inconsistent formatting is likely to annoy both sides of the aisle. Whichever choice you embrace, be consistent about it throughout your manuscript; don’t kid yourself that an experienced professional reader isn’t going to notice if you sometimes use one format, sometimes the other.

He will. So will a veteran contest judge. Pick a convention and stick with it.

But don’t fret over it too much. This honestly isn’t as burning a debate amongst agents and editors as many aspiring writers seem to think. Both ways have advocates, and frankly, there are plenty of agents out there who report that they just don’t care.

As always: check before you submit. If the agent’s website, contest listing, and/or Twitter page doesn’t mention individual preferences, assume s/he’s going to be submitting to old-school editors and retain the second space.

And be open to the possibility — brace yourselves; you’re not going to like this — that you may need to submit your manuscript formatted one way for a single agent on your list, and another for the other nineteen.

I told you that you weren’t going to like it.

(18) Turn off the widow/orphan control; it gives pages into an uneven number of lines.

That one’s pretty self-explanatory, isn’t it? Think of it as my Valentine’s Day present to you.

What, too practical? You would have preferred something made out of lace or chocolate?

There you have it: the rules. Practice them until they are imbedded into your very bones, my friends: literally every page of text you submit to an agent, editor, or literary contest (yes, including the query letter and synopsis) for the rest of your professional life should be in standard format.

Okay, so maybe that’s not the most romantic view of the future imaginable, but we’re all about practicality here at Author! Author! That, and drawing some much-needed lines in the sand.

Happy Valentine’s and Presidents’ Days, everybody. Keep up the good work!

The mysteriously mysterious strictures of standard format, part III: pretty is as pretty does

yard with petals

Another pretty picture for you today, campers, to soothe the fractured soul and as a refresher for those you trapped in that magnificent East Coast blizzard. As Shelley wrote, if winter comes, can spring be far behind?

It’s also a reward for virtue, both for those brave enough to be learning the contours of standard format for the first time and those dedicated many who stick with it every time I revisit the topic. Believe me, feedback and questions from both categories of intrepid reader have made Author! Author! an infinitely better, more useful, and friendlier place for writers. You all deserve far more than a nice photo of my back yard, of course, but I am, as always, most grateful.

So here’s another gift, a little trifle that I was going to save for the end of this series: working your way first through this series, then through your manuscript, while undoubtedly time-consuming, will in the long term save you a whole heck of a lot of time.

Was that massive sound wave that just washed over my studio two-thirds of you suddenly crying, “Huh?”

It’s true, honest. While the applying these rules to a manuscript already in progress may seem like a pain, practice makes habit. After a while, the impulse to conform to the rules of standard format becomes second nature for working writers. Trust me, it’s a learned instinct that can save a writer oodles of time and misery come deadline time.

How, you ask? Well, to a writer for whom proper formatting has become automatic, there is no last-minute scramble to change the text. It came into the world correct — which, in turn, saves a writer revision time. Sometimes, those conserved minutes and hours can save the writer’s proverbial backside as well.

Scoff not: even a psychic with a very, very poor track record for predictions could tell you that there will be times in your writing career when you don’t have the time to proofread as closely as you would like, much less check every page to make absolutely certain it looks right. Sometimes, the half an hour it would take to reformat a inconsistent manuscript can make the difference between making and missing a contest deadline.

Or between delighting or disappointing the agent or editor of your dreams currently drumming her fingers on her desk, waiting for you to deliver those minor requested changes to Chapter 7. (You know, that lighthearted little revision changing the protagonist’s sister Wendy to her brother Ted; s/he is no longer a corporate lawyer, but a longshoreman, and Uncle George dies not of a heart attack, but of 12,000 pounds of under-ripe bananas falling on him from a great height when he goes to the docks to tell Ted that Great-Aunt Mandy is now Great-Uncle Armand. If only Ted had kept a better eye on that load-bearing winch!)

Or, for nonfiction writers, delivering the finished book you proposed by the date specified in your publishing contract. Trust me, at any of these junctures, the last thing you’ll want to have to worry about are consistent margins.

Perversely, this is a kind of stress that makes writers happy — perhaps not in the moment we are experiencing it, but on a career-long basis. The more successful you are as a writer — ANY kind of writer — the more often you will be in a hurry, predictably. No one has more last-minute deadlines than a writer with a book contract.

Just ask any author whose agent is breathing down her neck after a deadline has passed. Especially if the writer didn’t know about the deadline until it had already come and gone. (Oh, how I wish I were kidding about that.) And don’t even get me started on the phenomenon of one’s agent calling the day after Thanksgiving to announce, “I told the editor that you could have the last third of the book completely reworked by Christmas — that’s not going to be a problem, is it?”

Think you’re going to want to be worrying about your formatting then? Believe me, you’re going to be kissing yourself in retrospect for learning how to handle the rote matters right the first time, so you can concentrate on the hard stuff. (What would many tons of bananas dropped from that height look like, anyway?)

That’s the good news about how easily standard format sinks into one’s very bones. The down side, is that once people — like, say, the average agent, editor, or Millicent — have spent enough time staring at professionally-formatted manuscripts, anything else starts to look, well, unprofessional.

The implications of this mindset are vast. First, as I mentioned yesterday, if an agent or editor requested pages, it would behoove you to send them in standard format, unless s/he SPECIFICALLY tells you otherwise. Ditto with contest entries: it’s just what those who read manuscripts professionally expect to see. It’s so much assumed that s/he probably won’t even mention it, because most agents and editors believe that these rules are already part of every serious book-writer’s MO.

So much so, in fact, that agents who’ve read my blog sometimes ask me why I go over these rules so often. Doesn’t everyone already know them? Isn’t this information already widely available? Aren’t there, you know, books on how to put a manuscript together?

I’ll leave those of you reading this post to answer those for yourselves. Suffice it to say that our old pal Millicent the agency screener believes the answers to be: because I like it, yes, yes, and yes.

Second, this mindset means that seemingly little choices like font and whether to use a doubled dash or an emdash — of which more below — can make a rather hefty difference to how Millicent perceives a manuscript. (Yes, I know: I point this out with some frequency. However, as it still seems to come as a great surprise to the vast majority aspiring writers; I can only assume that my voice hasn’t been carrying very far the last 700 times I’ve said it.)

I hate to be the one to break it to you, but professional-level critique is HARSH; it’s like having your unmade-up face examined under a very, very bright light by someone who isn’t afraid to hurt your feelings by pointing out flaws. In the industry, this level of scrutiny is not considered even remotely mean.

Actually, if your work generates tell-it-like-it-is feedback from a pro, you should be a bit flattered — it’s how they habitually treat professional authors. Yet the aforementioned vast majority of submitting writers seem to assume, at least implicitly, that agents and their staffs will be hugely sympathetic readers of their submissions, willing to overlook technical problems because of the quality of the writing or the strength of the story.

I’m not going to lie to you, though — every once in a very, very long while, the odd exception that justifies this belief does in fact occur. If the writing is absolutely beautiful, or the story is drool-worthy, but the formatting is all akimbo and the spelling is lousy, there’s an outside chance that someone at an agency might be in a saintly enough mood to overlook the problems and take a chance on the writer.

You could also have a Horatio Alger moment where you find a billionaire’s wallet, return it to him still stuffed with thousand-dollar bills, and he adopts you as his new-found son or daughter. Anything is possible, of course.

But it’s probably prudent to assume, when your writing’s at stake, that yours is not going to be the one in 10,000,000 exception.

Virtually all of the time, an agent, editor, contest judge, or screener’s first reaction to an improperly-formatted manuscript is the same as to one that is dull but technically perfect: speedy rejection. From a writerly point of view, this is indeed trying. Yet as I believe I may have mentioned once or twice before, I do not run the universe, and thus do not make the rules.

Sorry. No matter how much I would like to absolve you from some of them, it is outside my power. Take it up with the fairy godmother who neglected to endow me with that gift at birth, okay?

Until you have successfully made your case with her, I’m going to stick to using the skills that she did grant me, a childhood surrounded by professional writers and editors who made me learn to do it the right way the first time. As in my fifth-grade history paper was in standard format; I can still hear my mother blithely dismissing my poor, befuddled teacher’s protests that none of the other kids in the class were typing their papers with, “Well, honestly, if Annie doesn’t get into the habit of including slug lines now, where will she be in twenty years?”

Where, indeed? The strictures of standard format are hardly something that she would have wanted me to pick up on the street, after all.

So let’s start inculcating some lifetime habits, shall we? To recap from earlier posts:

(1) All manuscripts should be printed or typed in black ink and double-spaced, with one-inch margins around all edges of the page, on 20-lb or better white paper.

(2) All manuscripts should be printed on ONE side of the page and unbound in any way.

(3) The text should be left-justified, NOT block-justified. By definition, manuscripts should NOT resemble published books in this respect.

(4) The preferred typefaces are 12-point Times, Times New Roman, Courier, or Courier New — unless you’re writing screenplays, in which case you may only use Courier. For book manuscripts, pick one (and ONLY one) and use it consistently throughout your entire submission packet.

(5) The ENTIRE manuscript should be in the same font and size. Industry standard is 12-point.

(6) Do NOT use boldface anywhere in the manuscript BUT on the title page — and not even there, necessarily.

(7) EVERY page in the manuscript should be numbered EXCEPT the title page.

(8) Each page of the manuscript (other than the title page) should have a standard slug line in the header. The page number should appear in the slug line, not anywhere else on the page.

(9) The first page of each chapter should begin a third of the way down the page, with the chapter title appearing on the FIRST line of the page, NOT on the line immediately above where the text begins.

(10) Contact information for the author belongs on the title page, NOT on page 1.

(11) Every submission should include a title page, even partial manuscripts.

Everyone clear on all that? If not, this would be a dandy time to pipe up with questions. While you’re formulating ‘em, let’s move on.

(12) The beginning of EVERY paragraph of text should be indented .5 inch. No exceptions, ever.
The usual way this rule is expressed — and, indeed, the way I expressed it as recently as the last time I went over standard format — is indent every paragraph 5 spaces. MS Word, however, the standard word processing program of the publishing industry, automatically sets its default first tab at .5 inch.. Yet unless you happen to be using an unusually large typeface like Courier, you’ve probably noticed that hitting the space bar five times will not take you to .5 inches away from the left margin; in Times New Roman, it’s more like 8 spaces.

This discrepancy leaves some aspiring writers perplexed, understandably. Clearly, a choice needed to be made here — so why is standard indentation at .5 inch now, rather than at five characters?

History, my dears, history: the five spaces rule is from the days of typewriters. Back in the days when return bars roamed the earth, there were only two typefaces commonly found on typewriters, Pica and Elite. They yielded different sizes of type (Pica roughly the equivalent of Courier, Elite more or less the size of Times New Roman), but as long as writers set a tab five spaces in, and just kept hitting the tab key, manuscripts were at least consistent.

After the advent of the home computer, however, computer-generated manuscripts have become the norm. The array of possible typefaces exploded. Rather than simply accepting that every font would have slightly different indentations, the publishing industry (and the manufacturers of Word) simply came to expect that writers everywhere would keep hitting the tab key, rather than hand-spacing five times at the beginning of each paragraph. The result: the amount of space from the left margin became standardized, so that every manuscript, regardless of font, would be indented the same amount.

So why pick .5 inch as the standard indentation? Well, Elite was roughly the size of Times New Roman, 12 characters per inch. Pica was about the size of Courier, 10 characters per inch. The automatic tab at .5 inch, therefore, is pretty much exactly five spaces from the left margin in Pica.

All of which is a long-winded way of saying that in this instance, at least, Word’s default settings are the writer’s friend. Keep on hitting that tab key.

Which brings me back to the no exceptions, ever, part: NOTHING you send to anyone in the industry should EVER be in block-style business format. And for a pretty good reason: despite the fact that everyone from CEOs to the proverbial little old lady from Pasadena has been known to use block format from time to time (blogs are set up to use nothing else, right?), technically, non-indented paragraphs are not proper for English prose.

Period. That being the case, what do you think Millicent’s first reaction to a non-indented page 1 is likely to be?

That loud clicking sound that some of you may have found distracting was the sound of light bulbs going on over the heads of all of those readers who have been submitting their manuscripts (and probably their queries as well) in block paragraphs. Yes, what all of you newly well-lit souls are thinking right now is quite true: those submissions may well have been rejected at first glance by a Millicent in a bad mood. (And when, really, is she not?)

Yes, even if the writer submitted those manuscripts via e-mail. (See why I’m always harping on how submitting in hard copy, or at the very worst as a Word attachment, is inherently better for a submitter?) And that’s a kinder response than Mehitabel the veteran contest judge would have had: she would have looked at a block-formatted first page and sighed, “Well, that’s one that can’t make the finals.”

Why the knee-jerk response? Well, although literacy has become decreasingly valued in the world at large, the people who have devoted themselves to bringing good writing to publications still tend to take it awfully darned seriously. To publishing types, any document with no indentations, skipping a line between paragraphs, and the whole shebang left-justified carries the stigma of (ugh) business correspondence — and that’s definitely not good.

Why, you ask? Well, do you really want the person you’re trying to impress with your literary genius to wonder about your literacy?

I thought not. And which do you think is going to strike format-minded industry professionals as more literate, a query letter in business format or one in correspondence format (indented paragraphs, date and signature halfway across the page, no skipped line between paragraphs)?

Uh-huh. And don’t you wish that someone had told you THAT before you sent out your first query letter?

Trust me on this one: indent your paragraphs in any document that’s ever going to pass under the nose of anyone even remotely affiliated with the publishing industry.

Including the first paragraph of every chapter, incidentally. Yes, published books — particularly mysteries, I notice — often begin chapters and sections without indentation. But again, that lack of indentation was the editor’s choice, not the author’s, and copying it in a submission, no matter to whom it is intended as an homage, might get your work knocked out of consideration.

(13) Don’t skip an extra line between paragraphs, except to indicate a section break.

I’m serious about that being the ONLY exception: skip an extra line to indicate a section break in the text, and for no other reason.

Really, this guideline is just common sense — so it’s a continual surprise to professional readers how often we see manuscripts that are single-spaced with a line skipped between paragraphs (much like blog format, seen here in all of its glory).

Why surprising? Well, since the entire manuscript should be double-spaced with indented paragraphs, there is no need to skip a line to indicate a paragraph break. (Which is, in case you were not aware of it, what a skipped line between paragraph means in a single-spaced or non-indented document.) In a double-spaced document, a skipped line means a section break, period.

Also — and this is far from insignificant, from a professional reader’s point of view — it’s practically impossible to edit a single-spaced document, either in hard copy or on screen. The eye skips between lines too easily, and in hard copy, there’s nowhere to scrawl comments like Mr. Dickens, was it the best of times or was it the worst of times? It could hardly have been both!

So why do aspiring writers so often blithely send off manuscripts with skipped lines, single-spaced or otherwise? My guess would be for one of two reasons: either they think business format is proper English formatting (which it isn’t) or they’re used to seeing skipped lines in print. Magazine articles, mostly.

But — feel free to shout it along with me now; you know the words — a professional book manuscript or proposal is not, nor should it be, formatted like any published piece of writing.

A few hands have been waving urgently in the air since I started this section. “But Anne!” those of you who have seen conflicting advice point out, “I’ve always heard that there are specific markers for section breaks! Shouldn’t I, you know, use them?”

I wouldn’t advise including these throwbacks to the age of typewriters — the * * * section break is no longer necessary in a submission to an agency or publishing house, nor is the #. So unless you’re entering a contest that specifically calls for them, or the agency to which you’re planning to submit mentions a preference for them in its submission requirements, it’s safe to assume that professional readers won’t expect to see them in a book manuscript or proposal.

Why were these symbols ever used at all? To alert the typesetter that the missing line of text was intentional.

That being said, although most Millicents will roll their eyes upon seeing one of these old-fashioned symbols, they tend not to take too much umbrage at it, because the # is in fact proper for short story format. A writer can usually get away with including them. However, since every agent I know makes old-fashioned writers take these markers out of book manuscripts prior to submission, it’s going to save you time in the long run to get into the habit of trusting the reader to understand what a skipped line means.

(Actually, I do know a grand total of one agent who allows his clients to use short-story formatting in book manuscripts. But only if they write literary fiction and have a long resume of short story publications. He is more than capable of conveying this preference to his clients, however.)

One caveat to contest-entrants: do check contest rules carefully, because some competitions still require * or #. You’d be amazed at how seldom many long-running literary contests update their rules.

(14) NOTHING in a manuscript should be underlined. Titles of songs and publications, as well as words in foreign languages and those you wish to emphasize, should be italicized.

Fair warning: if you consult an old style manual (or a website that is relying upon an old style manual), you may be urged to underline the words and phrases mentioned above. And just so you know, anyone who follows AP style will tell you to underline these. As will anyone who learned how to format a manuscript before the home computer became common, for the exceedingly simple reason that the average typewriter doesn’t feature italic keys as well as regular type; underlining used to be the only option.

DO NOT LISTEN TO THESE TEMPTERS: AP style is for journalism, not book publishing. They are different fields, and have different standards. And although I remain fond of typewriters — growing up in a house filled with writers, the sound used to lull me to sleep as a child — the fact is, the publishing industry now assumes that all manuscripts are produced on computers. In Word, even.

So DO NOT BE TEMPTED. In a submission for the book industry, NOTHING should be underlined. Ever.

Professional readers are AMAZED at how often otherwise perfectly-formatted manuscripts get this rule backwards — seriously, it’s a common topic of conversation at the bar that’s never more than 100 yards from any writers’ conference in North America. (You already knew that the conference center’s bar is the single best place to meet most of the agents, editors, and authors presenting at the average writers’ conference, didn’t you?) According to this informal and often not entirely sober polling data, an aspiring writer would have to be consulting a very, very outdated list of formatting restrictions to believe that underlining is ever acceptable.

Again, since your future agent is going to make you change all of that underlining to italics anyway, you might as well get out of the habit of underlining now. Like, say, before submitting your manuscript — because if Millicent happens to be having a bad day (again, what’s the probability?) when she happens upon underlining in a submission, she is very, very likely to roll her eyes and think, “Oh, God, not another one.”

Italics are one of the few concessions manuscript format has made to the computer age — again, for practical reasons: underlining uses more ink than italics in the book production process. Thus, italics are cheaper. So when should you use them and why?

(a) The logic behind italicizing foreign words is very straightforward: you don’t want the agent of your dreams to think you’ve made a typo, do you?

(b) The logic behind using italics for emphasis, as we’ve all seen a million times in print, is even more straightforward: writers used to use underlining for this. So did hand-writers.

(c) Some authors like to use italics to indicate thought, but there is no hard-and-fast rule on this. Before you make the choice, do be aware that many agents and editors actively dislike this practice. Their logic, as I understand it: a good writer should be able to make it clear that a character is thinking something, or indicate inflection, without resorting to funny type.

I have to confess, as a reader, I’m with them on that last one, but that’s just my personal preference. There are, however, many other agents and editors who think it is perfectly fine — but you are unlikely to learn which is which until after you have sent in your manuscript, alas.

Which means — again, alas — there is no fail-safe for this choice. Sorry. You submit your work, you take your chances.

I have a few more rules to cover, but this seems like a dandy place to break for the day. Don’t worry if you’re having trouble picturing what all of this might look like on the page: next week, I’m going to be showing you so many images of actual manuscript pages that you’re going to feel as if you’d gotten locked inside Millicent’s mailbag.

You want to be able to recognize a pretty manuscript when you see one, right? Keep up the good work!

The mysteriously mysterious strictures of standard format, part II: the eye of the beholder

Lenten roses

See the nice, pretty Lenten roses? Aren’t they soothing to behold? Don’t they help lower the blood pressure of those of you who have been reading this blog for a while, the ones who tensed up at the very notion of going through the rigors of standard format for manuscripts again?

No? Well, how about those of you hearing about it for the first time? Or those — and I know you’re out there; I heard from one only yesterday — whose chest tighten at the very notion of writers talking about manuscript presentation amongst themselves at all?

I’ll admit it: it’s a stressful topic, enough so that each time I go over it (on average, 2-3 times per year), I ask myself at least thrice why I’m putting myself — and the rest of you — through it. Delving into the nitty-gritty of the logic behind those pesky rules is no fun by anyone’s standards. And every time I have broached the subject formally, those who have heard rumors elsewhere that something has changed leap upon my well-intentioned little gazelles of advice with the ferocity of hungry lions, demanding that I either recant my not at all heretical beliefs or, as I mentioned yesterday, to compel literally every other writing advice-giver in North America to agree to abide by precisely the same rules.

To dispel any illusions up front: neither of those things is going to happen. In my professional experience, the formatting I’m discussing here is indeed important, and not just in theory. I have sold books adhering to these rules; my editing clients have sold books using them. So I feel entirely comfortable in saying that manuscripts formatted in this manner tend to look professional to people who handle manuscripts for a living.

Does that mean every professional reader, everywhere, every time, will want to see your work formatted this way? No, of course not: should you happen to be submitting to an agent, editor, or contest that specifically asks you to do something else, obviously, you should give him, her, or it what he wants to see.

That’s just common sense, right? Not to mention basic courtesy.

In fact, I would actively encourage you not only to check the standard agency guides for expressions of these preferences, but to run an internet search on any individual agent to whom you were planning to submit, to double-check that s/he hasn’t stated loud and clear that, for instance, s/he prefers only a single space after a period or a colon. Admittedly, it requires a bit more effort on the submitter’s part, but hey, it’s worth it.

Why? Long-time readers, chant it with me now: if an agent or editor has been kind enough to take the time to tell aspiring writers precisely what s/he wants, a savvy writer should pay attention.

Again, that’s just being both smart and polite, isn’t it?

I spot some timid hands raised out there. “But Anne,” point out some confused by conflicting advice — and who could blame them, given the multiplicity of it? “I’ve been doing my homework, and the vast majority of the guide listings and websites I’m seeing don’t talk about format at all. What should I do then?”

Glad you asked. In my opinion — and it’s just my opinion, mind — the best course is to adhere to the rules of standard format.

That’s why I revisit this topic so often. But to repeat the disclaimer I’ve run every single time I’ve run a series on formatting: these are the rules that I use myself, the ones that my lengthy experience tells me work. There are, however, other rules out there, presented by some very credible sources. If you find other guidelines that make sense to you, use them with my good wishes.

Seriously: as far as I’m concerned, what you do with your manuscript up to you; I’m only trying to be helpful here. That’s why I provide such extensive explanations for each of my suggested guidelines — so my readers may consider the various recommendations out there and form their own opinions.

You’re smart people; I know you’re up to the challenge.

I’m also confident that my readers are savvy enough to understand that paying attention to how a manuscript looks does not imply that how it is written doesn’t make a difference. Of course, writing talent, style, and originality count. Yet in order to notice any of those, a reader has to approach the page with a willingness to be wowed.

That willingness can wilt rapidly in the face of incorrect formatting — which isn’t, in response to what half of you just thought, necessarily the result of mere market-mindedness on the part of the reader. After you’ve read a few hundred or thousand manuscripts, deviations from standard format leap out at you. As do spelling and grammatical errors, phrase repetition, clichés, and all of the writing problems we’ve all heard so much about at writers’ conferences.

They’re distractions from your good writing, in other words. My goal here is to help you minimize the distractions that would catch the eye first.

I hear those of you who have spent years slaving over your craft groaning out there — believe me, I sympathize. For those of you who have not already started composing your first drafts in standard format (which will save you a LOT of time in the long run, incidentally), I fully realize that many of the tiny-but-pervasive changes I am about to suggest that you make to your manuscript are going to be irksome to implement. Reformatting a manuscript is time-consuming and tedious, and I would be the first to admit that at first, some of these rules can seem arbitrary.

At least on their faces. Quite a few of these restrictions remain beloved even in the age of electronic submissions because they render a manuscript a heck of a lot easier to edit — and to read, in either hard or soft copy. As I will show later in this series, a lot of these rules exist for completely practical purposes — designed, for instance, to maximize white space in which the editor may scrawl trenchant comments like, “Wait, wasn’t the protagonist’s sister named Maeve in the last chapter? Why is she Belinda here?”

One last, quick caveat before I launch back into the list: the standard format restrictions I’m listing here are not intended to be applied to short stories, poetry, journalistic articles, academic articles, or indeed any other form of writing. The guidelines in this series are for BOOK manuscripts and proposals, and thus should not be applied to other kinds of writing. Similarly, the standards applicable to magazine articles, short stories, dissertations, etc. should not be applied to book proposals and manuscripts.

For the guidelines for these, you may — and should — seek elsewhere. (See my earlier disclaimer of omniscience.)

Everyone clear on that and ready to dive back into the matter at hand? Excellent. To recap from yesterday:

(1) All manuscripts should be printed or typed in black ink and double-spaced, with one-inch margins around all edges of the page, on 20-lb or better white paper.

(2) All manuscripts should be printed on ONE side of the page and unbound in any way.

(3) The text should be left-justified, NOT block-justified. By definition, manuscripts should NOT resemble published books in this respect.

(4) The preferred typefaces are 12-point Times, Times New Roman, Courier, or Courier New — unless you’re writing screenplays, in which case you may only use Courier. For book manuscripts, pick one (and ONLY one) and use it consistently throughout your entire submission packet.

Is everyone happy with those? PLEASE pipe up with questions, if not. In the meantime, let’s move on.

(5) The ENTIRE manuscript should be in the same font and size. Industry standard is 12-point.

No exceptions, please. No matter how cool your desired typeface looks, or how great the title page looks with 14-point type.

Yes, even on the title page, where almost everyone gets a little wacky the first time out. No pictures or symbols here, either, please. Just the facts. (If you don’t know how to format a title page professionally, please see the TITLE PAGE category on the list at right.)

I hate to be the one to break it to you, but there’s a term for title pages with 24-point fonts, fancy typefaces, and illustrations.

It’s high school book report. Need I say more?

(6) Do not use boldface anywhere in the manuscript BUT on the title page — and not even there, it’s not mandatory.

Yes, you read that correctly: you may place your title in boldface on the title page, if you like, but that’s it. Nothing else in the manuscript should be bolded. (Unless it’s a section heading in a nonfiction proposal or manuscript — but don’t worry about that for now; I’ll be showing you how to format both a book proposal and a section break later on in this series, I promise.)

This seems like an odd one, right? Actually, the no-bolding rule is a throwback to the old typewriter days, where only very fancy machines indeed could darken selected type. So historically, using bold in-text is considered a bit tacky for the same reason that wearing white shoes before Memorial Day is in certain circles: it’s a subtle display of wealth.

You didn’t think all of those white shoes the Victorians wore cleaned themselves, did you? Shiny white shoes equaled scads of busily-polishing staff.

(7) EVERY page in the manuscript should be numbered — EXCEPT the title page.

This may seem like a little thing, but you’d be surprised how often violating this rule results in instantaneous rejection. Even if you take no other advice from this series, please remember to number your pages.

Few non-felonious offenses irk the professional manuscript reader (including yours truly, if I’m honest about it) more than an unnumbered submission or contest entry. It ranks right up there on their rudeness scale with assault, arson, and beginning a query letter with, “Dear Agent.”

Why? Gravity, my friends, gravity. What goes up tends to come down — and if the object in question happens to be an unbound stack of paper…

Did that seem like an abstract metaphor? Not at all. Picture, if you will, two manuscript-bearing interns colliding in an agency hallway.

You may giggle, but anyone who has ever worked with submissions has first-hand experience of this, as well as what comes next: after the blizzard of flying papers dies down, and the two combatants rehash that old Reese’s Peanut Butter Cup commercial’s dialogue (“You got romance novel in my literary fiction!” “You got literary fiction in my romance novel!”), what needs to happen?

Yup. Some luckless soul has to put all of those pages back in the proper order. Put yourself in Millicent’s moccasins for a moment: just how much more irksome is that task going to be if the pages are not numbered?

Number your pages. Trust me, it is far, far, FAR easier for Millicent to toss the entire thing into the reject pile than to spend the hours required to guess which bite-sized piece of storyline belongs before which.

FYI, the first page of the text proper is page 1 of the text, not the title page, and should be numbered as such. If your opus has an introduction or preface, the first page of THAT is page 1, not the first page of chapter 1.

Why, you ask? Long-time readers, pull out your hymnals and sing along: BECAUSE A MANUSCRIPT SHOULD NOT LOOK IDENTICAL TO A PUBLISHED BOOK.

The title page is not the only one commonly mislabeled as page one, by the way: epigraphs — those quotations from other authors’ books so dear to the hearts of writers everywhere — should not appear on their own page in a manuscript, as they sometimes do in published books. If you feel you must include one (considering that 99.9999% of the time, Millicent will just skip over it), include it between the chapter title and text on page 1.

If that last sentence left your head in a whirl, don’t worry — I’ll show you how to format epigraphs properly later in this series. (Yes, including some discussion of that cryptic comment about Millicent. All in the fullness of time, my friends.)

(8) Each page of the manuscript (other than the title page) should have a standard slug line in the header. The page number should appear in the slug line, not anywhere else on the page.

Including the slug line means that every page of the manuscript has the author’s name on it — a great idea, should you, say, want an agent or editor to be able to contact you after s/he’s fallen in love with it. The slug line should appear in the upper left-hand margin (although no one will sue you if you put it in the upper right-hand margin, left is the time-honored location) of every page of the text EXCEPT the title page (which should have nothing in the header or footer at all).

A trifle confused by all that terminology? I’m not entirely surprised. Most writing handbooks and courses tend to be a trifle vague about this particular requirement, so allow me to define the relevant terms: a well-constructed slug line includes the author’s last name, book title, and page number, to deal with that intern-collision problem I mentioned earlier. (The slug line allows the aforementioned luckless individual to tell the romance novel from the literary fiction.) And the header, for those of you who have not yet surrendered to Microsoft Word’s lexicon, is the 1-inch margin at the top of each page.

Traditionally, the slug line appears all in capital letters, but it’s not strictly necessary. Being something of a traditionalist, the third page of my memoir has a slug line that looks like this:

MINI/A FAMILY DARKLY/3

Since the ONLY place a page number should appear on a page of text is in the slug line, if you are in the habit of placing numbers wacky places like the middle of the footer, do be aware that it does not look strictly professional to, well, professionals. Double-check that your word processing program is not automatically adding extraneous page markers.

Do not, I beg of you, yield like so many aspiring writers to the insidious temptation add little stylistic bells and whistles to the slug line, to tart it up. Page numbers should not have dashes on either side of them, be in italics or bold, or be preceded by the word “page.”

If that news strikes you as a disappointing barrier to your self-expression, remember, professional readers do not regard formatting choices as conveyers of personal style. The point here is not to make your slug line stand out for its innovative style, but for your manuscript’s pages to look exactly like every other professional writer’s.

And yes, I AM going to keep making that point over and over until you are murmuring it in your sleep. Why do you ask?

If you have a subtitle, don’t include it in the slug line — and if you have a very long title, feel free to abbreviate, to keep the slug line from running all the way across the top of the page. The goal here is to identify the manuscript at a glance, not to reproduce the entire book jacket.

Why not? Well, technically, a slug line should be 30 spaces or less, but there’s no need to stress about that in the computer age. (A slug, you see, is the old-fashioned printer’s term for a pre-set chunk of, you guessed it, 30 spaces of type. Aren’t you glad you asked?)

Keep it brief. For instance. my agent is currently circulating a novel of mine entitled THE BUDDHA IN THE HOT TUB — 26 characters, counting spaces. Since my last name is quite short, I could get away with putting it all in the slug line, to look like this:

MINI/THE BUDDHA IN THE HOT TUB/1

If, however, my last name were something more complicated, such as Montenegro-Copperfield — 22 characters all by itself, including dash — I might well feel compelled to abbreviate:

MONTENEGRO-COPPERFIELD/BUDDHA/1

Incidentally, should anyone out there come up with a bright idea for a category heading on the archive list for this issue other than slug line — a category that already exists, but is unlikely to be found by anyone not already familiar with the term — I’d be delighted to hear suggestions. I’ve called it a slug line ever since I first clapped eyes on a professional manuscript (an event that took place so long ago my response to the sight was not, “What’s that at the top of the page, Daddy?” but “Goo!”), so I’m not coming up with a good alternative. Thanks.

(9) The first page of each chapter should begin a third of the way down the page, with the chapter title appearing on the FIRST line of the page, NOT on the line immediately above where the text begins.

That’s twelve single-spaced lines, incidentally. Don’t panic if you’re having trouble visualizing this — I’ll be giving concrete examples of what the first page of a chapter should look like later in this series.

The chapter title (or merely “Chapter One”) may appear on the FIRST line of the first page — not on the last line before the text, as so many writers mistakenly do. The chapter title or number should be centered, and it should NOT be in boldface or underlined.

Why shouldn’t the title appear immediately above the text, as one so often sees — and, frankly, as some other writing sites advise? Because that’s where the title of a short story lives, not a book’s.

Very frequently, agents, editors and contest judges are presented with improperly-formatted first pages that include the title of the book, “by Author’s Name,” and/or the writer’s contact information in the space above the text. This is classic rookie mistake. To professional eyes, a manuscript that includes any of this information on the first page of the manuscript (other than in the slug line, of course) seems term paper-ish.

So where does all of that necessary contact information go, you ask? Read on.

(10) Contact information for the author belongs on the title page, NOT on page 1.

This is one of the main differences between a short story submission (say, to a literary journal) and a novel submission. To submit a manuscript — or contest entry, for that matter — with this information on page 1 is roughly the equivalent of taking a great big red marker and scrawling, “I don’t know much about the business of publishing,” across it.

Just don’t do it.

“But wait,” I hear some of you out there murmuring, “I need a title page? Since when?”

Funny you should mention that, because…

(11) Every submission should include a title page, even partial manuscripts.

This one seems to come as a surprise to a lot of aspiring writers. You should ALWAYS include a title page with ANY submission of ANY length, including contest entries and the chapters you send after the agent has fallen in love with your first 50 pages.

Why, you ask? Because it is genuinely unheard-of for a professional manuscript not to have a title page: literally every manuscript that any agent in North America sends to any editor in hard copy will include one, for the exceedingly simple reason that it’s the page that includes the agent’s contact information. Yet, astonishingly, a good 95% of writers submitting to agencies seem to be unaware that including it is industry standard.

On the bright side, this means that if you are industry-savvy enough to include a professionally-formatted title page with your work, your submission automatically looks like a top percentile ranker to professional eyes from the moment it’s pulled out of the envelope. It’s never too early to make a good first impression, right?

If you do not know how to format a proper title page — and yes, Virginia, there IS a special format for it, too — please see the TITLE PAGE category at right. Or wait a few days until I cover it later in this series.

Again, it’s entirely up to you. No pressure here.

Before anyone who currently has a submission languishing at an agency begins to panic: you’re almost certainly not going to get rejected SOLELY for forgetting to include a title page. Omitting a title page is too common a mistake to be an automatic deal-breaker for most Millicents. Ditto with improperly-formatted ones. And yes, one does occasionally run into an agent at a conference or one blogging online who says she doesn’t care one way or the other about whether a submission has a title page resting on top at all.

Bully for them for being so open-minded, but as I point out roughly 127,342 times per year in this forum, how can you be sure that the person deciding whether to pass your submission upstairs or reject it isn’t a stickler for professionalism?

I sense some shoulders sagging at the very notion of all the work it’s going to be to alter your pages before you send them out. Please believe me when I tell you that, as tedious as it is to change these things in your manuscript now, by the time you’re on your third or fourth book, it will be second nature to you. Why, I’ll bet that the next time you sit down to begin a new writing project, you will automatically format it correctly. Think of all of the time THAT will save you down the line.

Hey, in this business, you learn to take joy in the small victories.

Next time, I’m going to finish going through the guidelines, so we may move on swiftly to concrete examples of what all of this formatting looks like in practice — because, again, I’m not asking you to embrace these guidelines just because I say so. I want you to have enough information on the subject to be able to understand why following them might be a good idea.

I’m funny that way. Keep up the good work!

The getting-a-book-published basics, part III: close enough is not nearly good enough, or, pardon me while I fling this brick through a nearby window

brick through a window

I’m completely exhausted today, campers. For the past couple of days, I have been sneaking revision tips into my ongoing series on how books do and don’t get published in the United States these days. I was being clever, you see: I had been running a series on self-editing all throughout December, and since I know that many of you are planning to rush requested manuscripts and queries out the door just as soon as the annual New Year’s Resolution Querying Avalanche wraps up in a few weeks, I didn’t want those who have been hanging out here at Author! Author! for a while to get bored while I was running through the basics for the benefit of all of those New Year’s resolution queriers.

Welcome, those of you new to the game, by the way. I’m delighted that you have decided to join us. Pull up a chair and stay a while.

The result of my trying to address both audiences has been some marathon posts, as you may have noticed over the last couple of days. And frankly, some of my means of marrying these disparate topics have been less than subtle; yesterday, if memory serves, I simply started a new section in boldface.

So today, I’m not even going to try to find a clever way to spring editing advice upon you. Today, we’re going to be opening with it, because it’s one of the most important things for any aspiring writer — new to the game or old hand — to understand about how submission works.

Professional readers like agents, editors, and contest judges do not read like other people; their eyes are trained to zero in on typos, redundancies, and grammatical problems. Unlike regular readers, who tend to note problems and move on, the pros usually just stop reading when they encounter a writing concern.

Why is this vital for every writer who ever intends to query an agent, submit to an editor, or enter a literary contest to know? Because it means that if page 1 is full of typos, it just doesn’t matter if the writing on page 50 is magnificent. A professional reader like Millicent the agency screener is not very likely to keep reading long enough to find out.

That massive sideways shift in the airspace above the English-speaking world was legions of long-time queriers and submitters rolling their respective eyes. “That’s today’s self-editing tip, Anne?” they scoff collectively. “That I should proofread every single syllable of every page I plan to submit, including my query letter, before sending it out? Isn’t that, you know, How to Get Published 101?”

Yes and no, eye-rollers. Yes, I am bringing this up because I must assume that at least some of the writers reading this are new to the information. No, because I’m about to raise the proofreading bar:

Proofread — not just spell-check — every syllable of every page intended to be seen by professional readers. Read it IN HARD COPY. Not just immediately after you complete writing it, but after every revision as well.

Seem like a lot of work? It is, but it’s the only way to assure that any revision is complete.

Rolling your eyes again? Go ahead, but you wouldn’t believe how often Millicent finds herself confronted with paragraphs that begin in one tense and end in another, pages from UK- and Canada-based writers that sometimes exhibit British spellings and sometimes American, and stories set in Slovenia for the first 30 pages and Slovakia thereafter.

And don’t even get me started on how frequently contest entries have obviously not even been spell-checked since their last revision. Or, indeed, at all.

Since I toil in an industry where every detail is expected to be correct before anyone else claps eyes on one’s work — and so do you, incidentally, if you intend your writing for publication — I am perpetually astonished by this kind of “Oh, well, close enough!” attitude. Close enough is not good enough.

Why, campers? Shout it along with me now: missing words, typos, and formatting inconsistencies drive people who read manuscripts for a living completely nuts.

The ones who are good at their jobs, anyway. To a detail-oriented professional reader, a misspelled word or grammatical error is just as jarring as a brick thrown through his office window or long fingernails drawn down a blackboard.

Worse, actually: to him, those types of easily-preventable errors just seem unprofessional, the sign of a writer who thinks, “Oh, well, close enough!”

Admittedly, that may not be an entirely fair assessment of a submission or contest entry, since writers who care a great deal about their work are often in a terrible hurry to get them out the door and into the mail, but nevertheless, I can guarantee you that on any given minute of any given New York City workday, some Millicent screening submissions (or even queries, sacre bleu!) will be muttering, “Doesn’t this writer ever read his own work?”

Astonishingly, many don’t. Aspiring writers savvy enough to sit down with a hard copy of their manuscripts, a sharp pencil, and a warm, possibly caffeinated beverage represent a tiny minority of the submitting public, I’m sorry to report.

Oh, most will take a gander at a scene or chapter immediately after they compose it, of course, but not necessarily after revising it. Let’s face it, writers are prone to tinkering with already-composed pages, moving text around, sharpening dialogue, tightening pacing, and so forth. There’s nothing inherently wrong with tendency, of course, but the cumulative result of even a handful of miniscule changes in a scene can often be a paragraph, scene, or chapter that does not read with the consistency of a smooth, continuous narrative.

Consistency of voice is one of the hallmarks of the professional writer, so it genuinely pains me to report just how infrequently revising writers make larger changes with absolute accuracy throughout a manuscript. Every editor — and Millicent, and contest judge — has a few amusing stories about the protagonist’s brother named Joe in Chs. 1, 4, and 6, Jim in Chs. 2, 3, and 17, and Jack everywhere else.

As I said, I’m including the editing tips primarily for those at the submission stage, but please do not shrug off this advice if you happen to be in the early writing stages of a book. The sooner you start setting aside some serious time to read your own work, the better — and the less likely you are to fall into the trap of assuming, as too many submitters and contest entrants apparently do, that what you think is on the page is precisely what is there, despite all of that tinkering.

For a professional writer, constant re-reading is simply part of the writing process. Clutching a warm beverage while you peruse is optional, naturally.

Now, if you’ll excuse me, I’m just going to toss this handy brick through that fetching window, to alert you that I’m about to switch the subject back to the basics.

For the last couple of posts, I’ve been attempting to give writers brand-new to the daunting challenge of trying to get their books published — and writers at every other stage of experience as well — an overview of how a book’s interaction with a major publisher actually works. Too many aspiring writers believe, mistakenly, that all that’s necessary for a book to get published is to write it — and not all that grammatically. However, as any author whose first book came out within the last decade could tell you, bringing one’s writing to the publishing industry’s attention can be almost as much work as the composition process — and has been known to take just as long or longer.

Sorry to be the one to break it to you, but it’s vital to understand that extended, frustrating, and difficult roads to publication are the norm for first books these days, not the exception, regardless of the writing quality of the manuscript.

Although, naturally, those free of typos enjoy a considerable advantage. I just mention.

Those of you who have been rejected before have been shaking your heads in disbelief for the last couple of paragraphs, haven’t you? Please don’t: clinging to the common writerly misconception that if writing is any good, it will always be picked up by the first or second agent who sees it, or that a manuscript that doesn’t find a publisher within the first few submissions must not be well-written, is a sure road to discouragement. Since the competition in the book market is fierce by the standards of any industry, realistic expectations are immensely helpful in equipping even the most gifted writer for the long haul.

Knowing how tough the competition and how closely professional readers scan pages can also be hugely beneficial in tracking down and working well with the helpful friend who will be toting your manuscript to publishers for you, your agent. You know, that helpful soul that a writer needs these days in order to have any realistic hope of getting published by a major U.S. publishing house.

So how does a writer go about acquiring this valuable assistant? Unless one happens already to be intimate friends with a great many well-established authors, one has two options: verbally and in writing. Since most aspiring writers take the written route, I’m going to talk about it first.

Before we begin, another brick-through-the-window interruption: the following are an aspiring writer’s only options for calling a US-based agent’s attention to his or her work. Picking up the phone and calling, stopping them on the street, or other informal means of approach are considered quite rude in the industry.

As is mailing or e-mailing a manuscript to an agent without asking first if s/he would like to see it, by the way; this is generally considered an instant-rejection offense. Unlike in the old days we’ve been discussing over the last couple of posts, simply sending to an agent who has never heard of you will only result in your work being rejected unread: uniformly, agencies reject submissions they did not actually ask to see (known as unsolicited submissions).

Is everyone clear on why appearing rude is not in a writer’s interest? Good. Let’s move on to the accepted courteous means of introducing yourself and your book.

Approaching an agent in writing: the query letter
The classic means of introducing one’s book to an agent is by sending a formal letter, known in the trade as a query. Contrary to popular belief, the query’s goal is not to convince an agent to represent the book in question — no agent is going to offer to represent a book or proposal before she’s read it — but to prompt the agent to ask the writer to send either the opening pages of the manuscript or the whole thing. After that, your good writing can speak for itself, right?

Think of the query as your book’s personal ad, intended to pique an agent’s interest, not as the first date.

Always limited to a single page in length, the query letter briefly presents the agent with the bare-bones information s/he will need in order to determine whether s/he wants to read any or all of the manuscript the writer is offering. A good query should include, but is not limited to, the following — and no, none of these are optional:

*Whether the book is fiction or nonfiction.
You’d be surprised at how often queriers forget to mention which.

*The book category.
Basically, the part of the bookstore where the publishing book will occupy shelf space. Since no agent represents every kind of book, this information is essential: if an agent doesn’t have connections with editors who publish the type of book you’re querying, he’s not going to waste either your time or his by asking to see it. (For guidance on how to determine your book’s category, please see the BOOK CATEGORIES listing.)

It’s also a good idea, but not strictly required, to point out who might be interested in reading your book and why; an agent is going to want to know that at some point, anyway. Of course, I’m not talking about boasting predictions like, “Oh, Random House would love this!” or “This is a natural for Oprah!” (you wouldn’t believe how often agents hear that last one) or sweeping generalizations like, “Every woman in America needs to read this book!” Instead, try describing it the way a marketing professional might: “This book will appeal to girls aged 13-16, because it deals with issues they face in their everyday lives. (For tips on figuring out who your book’s audience might be with this much specificity, please see the IDENTIFYING YOUR TARGET MARKET category at right.)

*A one- or two-paragraph description of the book’s argument or plot.
No need to summarize the entire plot here, merely the premise, but do make sure that the writing is vivid. For a novel or memoir, this paragraph should introduce the book’s protagonist, the main conflict or obstacles she faces, and what’s at stake if she does or does not overcome them. For a nonfiction book, this paragraph should present the central question the book addresses and suggest, briefly, how the book will address it.

*The writer’s previous publishing credentials or awards, if any, and/or expertise that renders her an expert on the book’s topic.
Although not necessarily indicative of the quality of a book’s writing, to an agent, these are some of your book’s selling points; the writer’s expertise is what’s known as aplatform. For tips on figuring out what to include here, please see the YOUR BOOK’S SELLING POINTS category. (In case I’m being too subtle here: the archive list is your friend; please consult it.)

*Some indication of why the writer thinks the agent to whom the letter is addressed would be a good representative for the book.
Agents don’t represent books in general: they represent specific varieties. Since they so often receive queries from aspiring writers who are apparently sending exactly the same letter indiscriminately to every agent in the country, stating up front why you chose to pick THIS agent is an excellent idea. No need to indulge in gratuitous flattery: a simple since you so ably represented Book X or since you represent literary fiction (or whatever your book category is) will do.

Should any of you have been considering querying every agent in the country, be warned: it’s a sure route to rejection, especially if a writer makes the mistake of addressing the letter not to a specific person, but Dear Agent. Trust me on this one.

*The writer’s contact information.
Another one that you might be astonished to learn is often omitted. Yet if the agent can’t get ahold of you, she cannot possibly ask to you to send her your manuscript, can she?

*A stamped, self-addressed envelope (SASE) for the agent’s reply.
This isn’t part of the letter, strictly speaking, but it absolutely must be included in the envelope in which you send your query. Yes, even if you tell the agent in the query that you would prefer to be contacted via e-mail.

Why is this rule inviolable? Queries that arrive without SASEs are almost universally rejected unread.

So no exceptions, unless the agent actually tells you not to include it. (As some agencies now do; check the agency’s website. Oh, and for tips on the hows and whys of producing perfect SASEs, please see the SASE GUIDELINES category on the list at right.)

Is there more to constructing a successful query letter than this? of course there is — no matter what anybody tells you, there’s no such thing as a foolproof query formula that will successfully pitch any book it is possible for a writer to conceive. Yet since I’ve written extensively about querying (posts you will find under the intuitively-named HOW TO WRITE A QUERY LETTER category on the archive list, if you’re interested) and how it should look (QUERY LETTERS ILLUSTRATED), the list above is not intended to be an exhaustive guide to how to write one.

Speaking of realistic expectations, do not be disappointed if you do not receive an instantaneous response to your query. Because a well-established agent may receive 800 to upwards of 1500 queries per week (yes, you read that correctly), it’s not uncommon for a regularly mailed query not to hear back for six or eight weeks. Some agencies do not respond at all if the answer is no. For these reasons, it’s poor strategy to query agents one at a time. (For a fuller explanation of that last point, please see the QUERYING MULTIPLE AGENTS AT ONCE category at right.)

Approaching an agent in writing, part II: the electronic or website-based query
Most of the time, e-querying involves sending pretty much exactly the letter I mentioned above in the body of an e-mail. (For an explanation of some ways e-querying differs from paper querying, please see E-MAILING QUERIES category at right.) Do not send it as an attachment; it will not be opened.

There are advantages to doing it this way: because of the aforementioned slow turn-around times for queries sent via regular mail, increasing numbers of aspiring writers are choosing to send their query letters via e-mail. It’s a significantly less expensive option for writers querying US-based agents from other countries. More importantly for most queriers, if an agency does indeed accept e-mailed queries, the querier tends to hear back a trifle more quickly.

Did the Internet-lovers out there just do a double-take? Yes, it’s true: there are agents who will not read e-mailed queries.

Actually, until quite recently, the VAST majority of US-based agents refused to accept e-mailed queries or submissions; this is, after all, a paper-based business. However, after the anthrax scare of a few years back, many agencies reconsidered this policy, so they would not need to open as many potentially-hazardous envelopes; still others jumped on the bandwagon after e-mail became more popular. However, even today, not all agencies will allow electronic querying: check one of the standard agency guides (if you are unfamiliar with what these are and how to use them, please see the HOW TO READ AN AGENCY LISTING category at right) or the agency’s website.

If it has one.

Yes, seriously. Contrary to widespread assumption, not every agency has a site posted on the web. This means that simply doing a web search under literary agency will not necessarily provide you with an exhaustive list of all of your representation possibilities. (For tips on how to come up with a list of agents to query, check out the FINDING AGENTS TO QUERY category on the list at right. How do I come up with these obscure category titles, anyway?)

If an agency does have a website, it may be set up for queriers to fill out an electronic form that includes some or all of the information that’s in a traditional query letter. While some aspiring writers have landed agents in this manner, I tend to discourage this route, since typically, the word count allowed is sharply limited. (Some agency sites permit as few as 50 words for plot summaries, for instance.) Also, most writers just copy and paste material from their query letters into the boxes of these forms, substantially increasing the likelihood of cut-off words, missed punctuation, and formatting errors.

If you just cringed, remembering what I said above about how people who read manuscripts for a living tend to react to these types of tiny errors: congratulations. Your chances of querying successfully are substantially higher than someone who doesn’t know to conduct intense proofreading upon ANYTHING that’s s/he sends an agent.

Remember, literally every sentence you send a potential agent is a sample of how good your writing is. Regardless of whether you choose to query electronically or via regular mail, it’s in your best interests to make sure that every syllable is impeccably presented.

Which is why, in case you were wondering, written queries were the only means of approaching agents until just a few years ago, and still the means that most of them prefer. (Short of a personal introduction, of course. Writers whose college roommates or best friends from elementary school grew up to be agents enjoy an undeniable advantage in obtaining representation that the rest of us do not enjoy.) If a potential client has trouble expressing himself in writing, is ignorant of the basic rules of grammar, or is just plain inattentive to those itsy-bitsy details I mentioned above, a written query will tend to show it.

To be fair, aspiring writers often prefer to query in writing, because that, after all, is presumably their strength. Besides, there are a lot of very talented but shy writers out there who would infinitely prefer to present their work from a distance, rather than in person. However, direct interaction with an agent is sometimes an option.

Approaching an agent verbally: the pitch
A face-to-face presentation of a book concept to an agent is called a pitch, and it’s actually not indigenous to publishing; it’s borrowed from the movie industry, where screenwriters pitch their work verbally all the time. The reason that the publishing industry has been rather reluctant to follow suit is a corollary of the proof-is-in-the-pudding reason I mentioned above: not everyone who can talk about a book well can write one successfully, just as not every writer capable of producing magnificent prose is equally adept at describing it in conversation.

However, since writers’ conferences often import agents to speak, many set up formal pitching sessions for attendees. Sometimes they charge extra for the privilege; sometimes it’s included in the conference fee. (It’s also occasionally possible to buttonhole an agent after a seminar or in a hallway, but many conference organizers frown upon that. And no matter how much you want a particular agent to represent you, it’s NEVER considered acceptable to attempt to pitch in a conference or literary event’s bathroom. Don’t let me catch you doing it.)

Like the query letter, the purpose of the pitch is not to convince the agent to sign a writer to a long-term representation contract on the spot, but to get the agent to ask the writer to mail him or her chapters of the book. (Contrary to what conference brochures often imply, agents virtually never ask a pitcher to produce anything longer than a five-page writing sample on the spot. Since manuscripts are heavy, they almost universally prefer to have writers either mail or e-mail requested pages.) In order to achieve that, you’re going to need to describe your book compellingly and in terms that will make sense to the business side of the industry.

In essence, then, a pitch is a verbal query letter.

Thus, it should contain the same information: whether it is fiction or nonfiction, the book category, the target audience, any writing credentials or experience you might have that might provide selling points for the book, and a BRIEF plot summary. Most conference organizers are adamant about the brief part: their guidelines will commonly specify that the summary portion should take no more than 2 minutes.

Did I just hear all of you novelists out there gulp? You honestly do not have a lot of time here: pitch sessions may range in length anywhere from 2-15 minutes, but most are 5-10.

Usually, they are one-on-one meetings in a cramped space where many other writers are noisily engaged in pitching to many other agents, not exactly an environment conducive to intimate chat. At some conferences, though, a number of writers will sit around a table with an agent, pitching one after the other.

Yes, that’s right: as if this situation weren’t already stressful enough, you might have to be doing this in front of an audience.

While the opportunity to spend telling a real, live agent about your book I’m going to be honest with you: the vast majority of aspiring writers find pitching absolutely terrifying, at least the first time they do it. Like writing a good query letter, constructing and delivering a strong pitch is not something any talented writer is magically born knowing how to do: it’s a learned skill. For some help in learning how to do it, please see the HOW TO PREPARE A PITCH category on the list at right.

Those are the basic three ways for writers to approach agents; next time, I’ll talk a bit about what happens to a query after it arrives at an agency, how agents decide whether to ask to see a manuscript, and the submission process. After that, we’ll loop the agent segment of this series back into the earlier discussion of how the big publishing houses acquire books, before moving on to brief overviews of how smaller and independent publishing houses work differently (and how they work similarly) and self-publishing.

Sounds like fun, right? As always, if you are looking for in-depth analysis on any of these subjects or step-by-step how-tos, try perusing the category list at right. Since I usually tackle these issues on a much more detail-oriented basis — a hazard of my calling, I’m afraid — I’m finding it quite interesting to paint the picture in these broad strokes.

Yes, this is a lot of information to absorb at once, but this is too complicated a process to be covered adequately in a single-page checklist. Keep up the good work!

The getting-a-book-published basics, part II: the control conundrum

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My last post was so excessively long that I wore myself out, apparently: I barely had the energy to work my way through the couple of hundred e-mails from well-meaning readers of the Wall Street Journal, asking if (a) I’d seen this article and (b) whether those mentioned within its paragraphs were the same who kept threatening to sue my publishers (although not, perversely, yours truly) over my as-yet-to-be-released memoir, A FAMILY DARKLY: LOVE, LOSS, AND THE FINAL PASSIONS OF PHILIP K. DICK. I appreciate all of you kind souls taking the time to make sure I had (a), but since the answer to (b) is yes (and with arguments similar to those mentioned in the article), it would probably be prudent for me not to comment upon it here. Or, indeed, anywhere.

Except to say: ever get that feeling of déjà vu?

Back to the business at hand. For those of you who happened to miss yesterday’s epic post, I’m going to be devoting the next couple of weeks to explaining briefly how a manuscript moves from the writer’s fingertips to publication. There are several ways that this can happen, of course, and but for starters, let’s concentrate upon what most people mean by a book’s getting published: being brought to press and promoted by a large publisher. In the US, that publisher’s headquarters will probably be located in New York.

Everyone clear on the parameters — and that what I am about to say might not be applicable to a big publishing house in Paris, Johannesburg, or Vladivostok? Or indeed, a small, independent US publisher? Good. Let’s recap a bit from last time — and while we’re at it, let’s get conversant with some of the terms of the trade.

How a manuscript typically comes to publication at a major U.S. publishing house these days (as opposed to way back when)
As we discussed last time, fiction is typically sold as a completed manuscript; nonfiction is usually sold as a book proposal, a packet of marketing materials that includes a sample chapter and a competitive market analysis, showing how the proposed book will offer the target readership something different and better than similar books already on the market. While the proposal will also include a summary of each of the chapters in the book-to-be-written (in a section known as the annotated table of contents; for tips on how to construct this and the other constituent parts of a book proposal, please see the perversely-named HOW TO WRITE A BOOK PROPOSAL category on the archive list located at the lower right-hand side of this page), the editor will often ask the writer to add or subtract chapters or change the book’s running order.

Which underscores a point I made last time: a nonfiction book proposal is essentially a job application wherein the writer is trying to convince the publisher to pay him to write the book being proposed; a novel is a product that the author is trying to sell.

I can already feel some of your eyes glazing over from jargon fatigue, can’t I? Hang in there; I assure you that there are plot twists to come. (Not to mention a self-editing tip for those of you who long for the return of my December series of same!)

A hundred years ago, writers who wished to get their books published went about it in a fairly straightforward manner, by approaching editors at major publishing houses directly. If the editor liked the book, he would take it to what was (and still is) known as an editorial committee, a group of editors and higher-ups who collectively decided what books the house would bring out in the months and years to come. If the editorial committee decided to go ahead with the project, the publisher would typically pay the author an advance against projected royalties, edit the manuscript, and have it typeset (by hand, no less).

Today, a writer who intends to approach a large U.S. publisher generally must do so through an agent. The agent’s job is to ferret out which editors might be interested in her clients’ books and pitch to them. Unless an editor happens to be exceptionally well-established at his or her house, however, s/he is not the only one who needs to approve a book’s acquisition: typically, the book will still go before an editorial committee.

At that point, back in the day as well as now, it’s the editor’s turn to be the advocate for the book s/he wants to publish — and that’s not always an easy task, because other editors will be fighting for their pet projects at the meeting as well. Since a publishing house can only afford to bring out a very small number of books in any given marketing season, the battle for whose project will see print can become quite intense, and not only amongst the editors around the table. At a large publishing house, the marketing and legal departments might weigh in as well.

If a manuscript makes it through the hurly-burly of editorial committee debate, the editor will offer the writer a publication contract. (Actually, s/he will offer it to the writer’s agent, but it amounts to the same thing.) Contractual terms vary widely, but at base, a publishing contract will state that in return for pocketing the lion’s share of the profits, the publisher would bear all of the production and promotional costs, as well as responsibility for getting the book onto bookstore shelves.

In return, the author will agree to provide the manuscript for by a particular date (usually quite soon for a novel — which, as you will recall, is already written before the agent takes it to the editor) or as much as a year and a half later for a book proposal. After the author delivers the completed manuscript (usually in both hard copy and as a Word document), if the editor wants changes, s/he will issue an editorial memo requesting them.

If your heart rate went up by more than a third at the very suggestion of being asked to alter your manuscript, you might want to sit down, put your feet up, and sip a soothing beverage whilst perusing the next section. (Chamomile tea might be a good choice.)

Why? Because when an author signs a book contract, she’s agreeing to more than allowing the publisher to print the book.

Control over the text itself
The author gets to decide what her own book does and doesn’t say, right? Not to mention how it’s expressed.

Actually, no, if she sells the rights to a publisher. While the author may negotiate over contested points, the editor will have final say over what will appear on the pages of the finished book. The contract will say so.

And no, in response to what you’re probably thinking: you’re almost certainly not going to be able to win an argument over whether something your editor wants changed will harm the artistic merit of the book. (Sorry about that, but it’s better that you’re aware of this fact going in.)

How do I know? Experience, mostly. After all, pretty much every first-time author faced with editorial demands has attempted to declare something along the lines of, “Hey, buddy, I’m the author of this work, and what you see on the page represents my artistic vision. Therefore, I refuse to revise in accordance with your (boneheaded) suggestion. Oh, well, that’s that.” Or at least thought it very loudly indeed.

That’s an argument that might conceivably work for a well-established, hugely marketable author, but as virtually all of those aforementioned first-time authors could tell you, no one, but no one, at a publishing house is going to find the “My art — my way!” argument particularly compelling.

Or even original.

Why? Well, remember my earlier quip about how publishing houses can only bring out a few titles in any book category per year, far, far more than their editors would like to bring to press?

Uh-huh. It’s never wise to issue a take-it-or-leave-it ultimatum to people so well equipped with alternatives that they can easily afford to leave it. Especially if the issue in question is something as small as cutting your favorite paragraph.

I’m telling you all this not to depress you — although it’s not all that difficult to imagine what I just typed having that effect, admittedly — but so that you will not waste your energy and reputation on battling over every single requested change with your editor. If you bring a book to successful publication, I can virtually guarantee that you will have to compromise on something; editorial control is built into the publishing process. Learning to pick your battles, figuring out when give in gracefully and when to go to the mat, will serve both your interests and your book’s best in the long run.

May I hear an amen? No? How about a few begrudging grunts of acknowledgment? Well, suit yourself, but if you found that last argument trying, you might want to find something to bite down upon before you read on.

Why, you ask with trembling voice? Well, final say over the actual text and the ability to determine the timing of publication are not generally the only authorial rights one signs over via a publishing contract.

Other matters that aspiring writers generally assume that they will control after they sign a book contract, but usually don’t
Just a few of the tidbits that most first-time authors are stunned to learn that they cannot dictate for their own books: the typeface, the type of binding, the use of italics or special fonts, the number of illustrations, if any, when it will come out, and what the cover will look like.

Also almost always beyond a first-time author’s ability to do anything about: the book’s title (that’s generally the marketing department’s call, believe it or not) and whether there is an acknowledgments page (the reason that they have become rarer in recent years is not that authors as a group have magically become less grateful, but that, like the dedication and epigraphs — those nifty quotes from other authors that often appear in published works — they take up extra page space, and thus render publishing a book more expensive).

I feel you glowering, but don’t blame me — I’m just the messenger here. As a memoirist whose title was summarily changed by her publisher from something she expected to be changed (Is That You, Pumpkin?) to one that was bizarrely ungrammatical (A Family Darkly), believe me, my sympathies are mostly on the writers’ side here. (And no, no publishing house employee was ever able to explain to me with any degree of precision what they thought their preferred title meant. The marketing department just thought it would be a good idea for the cover to make a vague reference to A SCANNER DARKLY, because the movie would be coming out around the same time.)

My point is, while landing a publication contract for a first book is certainly a coup, you’ll have a much, much happier life as a professional writer if you don’t expect it all to be one big literary luncheon where the glitterati congratulate you warmly on the beauty of your prose and the insight of your book’s worldview. It’s going to be hard work — for a crash course in just how hard many first-time authors find it, please see the GETTING GOOD AT INCORPORATING FEEDBACK category on the list at right — and if you’re going to be successful at it, you’re going to need to come to terms with what you can and cannot control.

Speaking of which…

The hows and whens of book publishing
Another matter that the publication contract will specify is the format in which the publisher will release the book. Translation: it won’t be up to you whether your book will be released in hardcover or not. That may not distress you now, but it may well come the release date: historically, the author’s percentage of the cover price (a.k.a. the royalty) has been higher for a hardcover book than for a paperback.

One reason for that: hardcover books were considered more serious, literarily speaking, than a volume a reader could fold and stuff into a back pocket. In fact, until fairly recently, newspapers and magazines habitually reviewed only hardcovers for most novel categories, since that was the standard for high-quality fiction releases.

In the last 15-20 years, however, fiction (and quite a bit of nonfiction, too) has been released in trade paper, those high-quality softcovers that so conveniently may be rolled and stuffed into a purse or backpack, so the earlier review restriction has softened. That’s definitely good news for first-time novelists, as well as those of us who like to lug around several different books when we travel. Typically, the author’s royalty on a trade paper release is lower than for a hardback, but higher than for paper.

Everyone with me so far, or are you mentally calculating how much you will end up making per hour for writing your novel. Don’t even go there; that way lies madness.

Once an editor has acquired a manuscript, it is assigned a place in the publisher’s print queue. In other words, the publisher will tell the author when the book will actually be printed. Since much must happen between the time the editor receives a finished manuscript and when it goes to press, the contracted date by which the author must provide the book is generally months prior to the print date.

This, too, often comes as a surprise to a first-time author. If you wish to see your books published, though, you will have to come to terms with the fact that an author’s life is a hurry up/wait/hurry up/wait existence.

Its main manifestation: how long it takes for a major publisher to bring out a book. Although they sometimes will do a rush job to meet the demands of a current fad, the typical minimum time between an author’s signing a book contract and the volume’s appearance in bookstores is at least a year.

And that’s for fiction — which, as you will no doubt recall, is already written before the publisher has any contact with the book at all. For nonfiction, the time lapse is often substantially longer, in order to permit the author to write the book in question.

The moral: although one does indeed see books on current news stories hitting the shelves within a matter of weeks (the OJ Simpson trial, anyone?), that is most emphatically not the norm. A savvy writer takes this into account when constructing a narrative, avoiding references that might seem absolutely up-to-the-minute when he first types them, but will be as stale as last year’s fashions a year or two hence, when the book is finally available for readers to buy.

The publishing world’s term for a book that contains references likely to spoil over time is easily dated. Unless you are trying to tie your characters to a very specific time and place (as most contemporary fiction doesn’t), excising such references prior to submission usually increases its marketability.

A market-savvy self-editing tip for novelists and memoir-writers: go through your manuscript, highlighting any cultural reference that might not make sense to a reader five years hence. When in doubt, whip out your highlighting pen. Mention of a character on a TV show? Mark it. Complaint about a politician currently in office? Mark it? Any reference at all to Paris Hilton? Perez Hilton?

You get the idea. This is not a moral judgment you’re making, but a calculation about pop culture longevity.

While you’re reading, take the time to note what the reference is and the manuscript page on which it appears. After you finish, go back and read through the list: would your target reader have recognized each of these five years ago? If you’re writing for adults, would a reader in high school now know what you’re talking about? Are you really willing to bank on whether Arby’s latest moniker for a sandwich is here to stay — or that your target reader will even know about it?

If you aren’t sure about the long-term cultural resonance of, say, the McRib, walk into your local community library, find the person reading the 19th-century novel (if you can’t find one in the stacks, try behind the check-out desk), and offer to buy that kind soul a nice cup of coffee if s/he will be nice enough to take a gander at your list. If the lady with her nose in a minor Charlotte Brontë novel doesn’t recognize a cultural reference, chances are that it’s not as pervasive a phenomenon as you may have thought.

After you have figured out which references need to be changed or omitted, go back and examine the ones you decided could stay. Is that reference actually necessary to the paragraph in which it appears? Is there another way that you could make the same point without, for instance, using a brand name?

Meanwhile, back at the ranch…
As I was walking you through that last exercise, I spotted some raised hands out there. “Um, Anne?” the folks attached to those hands inquire timidly. “I don’t mean to seem shallow about my writing, but I notice that you haven’t said much about how and when an author actually gets paid for her work. Since I will have invested years of unpaid effort in writing a novel or perhaps months in constructing a marketable book proposal, is it unreasonable for me to wonder when I might start to see some sort of a tangible return on that investment?”

Of course it isn’t shallow. Let’s take a closer look at how and when a writer might conceivably start cashing in for those manuscripts and/or book proposals she’s written on spec.

How authors get paid for their books
As I mentioned in passing above, an author who publishes through a large publisher is paid a pre-agreed proportion of the book’s sale price, known as a royalty. An advance against royalties (known colloquially just as an advance) is an up-front payment of a proportion of what the publisher expects the author’s percentage of the jacket price for the initial print run (i.e., the total number of books in the first edition).

Generally speaking, the more spectacularly the publisher expects the book to sell, the larger the advance. That’s a calculation based upon a lot of factors: how much it will cost to print the book (anything over 500 pages requires more expensive binding, for instance, and color photos are expensive to reproduce), how large the already-existing market is for similar books, how difficult the marketing department thinks it will be to reach those readers, whether Barnes and Noble is having a bad year, and so forth.

It is, in fact, a guesstimate — and as such, tends to be low, especially for first-time authors.

Why not aim high, let the author quit her day job, and hope for the best? Because the advance is by definition an estimate of a number that no human being could predict with absolute accuracy, if the publisher’s estimate was too high, and thus the advance too large for the royalties to exceed, the author is seldom expected to pay back the advance if the book doesn’t sell well. However, once the book is released, the author does not receive further royalty payments until after her agreed-upon share of the books sold exceeds the amount of the advance.

Since approximately 2/3rds of you just gasped audibly, let me repeat that last bit: the advance is not in addition to royalties, but a prepaid portion of them. An advance is not a signing bonus, as most people think, but a down payment toward what a publisher believes it will eventually owe the author.

While your jaw is already dropped, let me hasten to add that royalties over and above the advance amount are usually not paid on an as-the-books-sell basis, which could entail the publisher’s cutting a check every other day, but at regularly-scheduled intervals. Once every three or six months is fairly standard.

The moral: read your publication contract carefully. If you don’t understand what it says, ask your agent to explain it to you; it’s her job.

Those hands just shot up again, didn’t they? “I’m glad you brought that up, Anne. You’ve made it clear why I would need an agent to help me though this process, which sounds like a drawn-out and somewhat unpredictable one. So how do I go about finding the paragon who will protect me and my work?”

I’m glad you asked, hand-raisers — but I’m afraid agent-seeking is a topic for another day.

Before I signed off, allow me to add: don’t feel bad if you were previously unaware of how writers get paid; half the published authors I know were completely in the dark about that last point until their first books had been out for five months or so. It’s not something that we talk about much in the writing community, perversely. And that’s a shame, because In the current market, when advances for new are often reflective of the gloomiest projections, while those for bestselling authors keep rising, I suspect that a significant percentage of the authors who sign their first publication contracts in the months to come are going to be mystified at being offered an honorarium when they expected enough dosh, if not to allow them to retire to write full-time, at least to permit cut back their hours.

Don’t panic; conditions change. One thing you may rely upon to remain the same, however: the writer who is in it for the love of literature probably going to be happier enduring the ups and downs of getting published than the one who walks into it with dollar signs in his eyes. Good writing is a gift to humanity, after all, every bit as much as it is a commodity for its author to sell.

Keep up the good work!

Allowing butter to melt in your characters’ mouths, and other little revisions you can make to brighten Millicent’s day

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Hot on the heels of yesterday’s ruminations about the ever-changing state of publishing, I happened upon this article about print-on-demand going on in a local independent bookstore. Basically, the buyer picks a book off an extensive list (most of whose items are in the public domain, neatly side-stepping the whole how-does-the-writer-get-paid issue), a clerk sets up an industrial print-and-binding machine, and violà! Roughly 18 minutes later, the customer is holding a physical copy of a 19th-century novel that’s been out of print for decades.

Progress, or just another sled on the slippery slope toward authors not being paid for their writing at all? What do you think?

While you’re pondering that Gordian knot, let’s revisit yesterday’s subject, politeness as a scene-killer. In fact, while we’re already on the topic, let’s make a day of it and take a guided tour of standard agents’ euphemisms for being bored by a submission.

Why should every reviser worth her proverbial salt be aware of these euphemisms, you ask? A couple of reasons, and good ones. First, as I have pointed out several times throughout our recent discussion of self-editing tactics, writers of first drafts often don’t actively consider during the composition process the possibility that their stories or arguments, while no doubt beautifully written and new to them, may be rather similar to other stories or arguments currently making the rounds of agencies. Particularly — and it pains me to say this, but it is true — if the story or argument in question happens to bear even the slightest to a bestseller that came out any time within the last decade.

Trust me, no matter how slight the familial resemblance between your novel and, say, THE DA VINCI CODE, Millicent’s seen so many iterations of the latter come across her desk in recent years that a similar paragraph or, heaven help us, 3-page chapters may well strike her as the identical twin of something she’s seen 20,000 times before. Thus that latte Millicent, the agency screener in my examples, keeps chugging, regardless of the danger to her oft-burnt tongue. She has to do something to stay awake as she’s leafing through the fifty submissions before yours turns up to brighten her day and gladden her heart.

Which leads me to the second reason: boring Millicent is one of the most common reasons for rejection at both the submission and query stages, yet interestingly enough, when one hears agents giving advice at conferences about how to guide manuscripts through the submission process relatively unscathed, the rather sensible admonition, “Whatever you do, don’t bore me!” is very seldom heard. Partially, I think, this is due to people in the industry’s reluctance to admit in public just how little they read of most manuscripts before rejecting them.

How little? Long-time members of the Author! Author! community, chant it with me now: the average submission is rejected on page 1. Sometimes in paragraph 1, or even sentence 1. As with query letters, submissions arrive at agencies in sufficient volume that screeners are trained to find reasons to reject them, rather than reasons to accept them.

Why isn’t this fact shouted from the rooftops and hung on banners from the ceilings of writers’ conferences, since being aware of it could only help everyone concerned, including Millicent? Well, having met my share of conference organizers, I would imagine it has something to do with not wanting to discourage attendees into giving up. It is a genuinely depressing state of affairs, after all, especially for those who have been querying and submitting for a while, and I can understand not wanting to be standing in a room with 400 writers hearing this hard fact for the first time.

Also, whenever I HAVE heard the news broken at a conference, the audience tends to react, well, a trifle negatively. Which is perfectly understandable, since from an aspiring writer’s point of view, such a declaration almost invariably means one of two things: either the agent or editor is a mean person who hates literature (but loves bestsellers), or that the admitter possesses an attention span that would embarrass most kindergarteners and thus should not be submitted to, queried, or even approached at all.

Either way, writers tend to react as though the pro were admitting a personal failing. That, too, tends not to help anybody concerned.

Actually, the prevailing assumptions about Millicent’s notoriously short attention span aren’t entirely fair. She may have a super-short of attention span for the opening pages of submissions, but she’s been known to pore over the 18th draft of an already-signed writer whose work she loves three times over. So have her boss, the agent, and the editor to whom they sell their clients’ work. However, since none of the three want to encourage submitters to bore them, they might not be all that likely to admit the latter before a bunch of aspiring writers at a conference.

Something else you’re unlikely to hear: that on certain mornings, the length of time it takes to bore a screener is substantially shorter than others, for reasons entirely beyond the writer’s control. I cast no aspersions and make no judgments, but they don’t call it the city that never sleeps for nothing, you know.

But heaven forfend that an agent should march into a conference and say, “Look, I’m going to level with you. If I’m dragging into the office on three hours of sleep, your first page is going to have to be awfully darned exciting for me even to contemplate turning to the second. Do yourself a favor, and send me an eye-opening first few pages, okay?”

No, no, the prevailing wisdom goes, if the reader is bored, it must be the fault of the manuscript – or, more often, with problems that they see in one manuscript after another, all day long. (“Where is that nameless intern with my COFFEE?” the agent moans.)

As it turns out, while the state of boredom is generally defined as a period with little variation, agents have been able to come up with many, many reasons that manuscripts bore them. Presumably on the same principle as that often-repeated truism about Arctic tribes having many words for different types of snow: to someone not accustomed to observing the variations during the length of a long, long winter, it all kind of looks white and slushy.

Here are a few of the most popular — and don’t be surprised if they seem a trifle familiar, long-time readers. I cribbed them from the extremely-useful-but-utterly-horrifying list of reasons agents give for rejecting submissions on page 1 we discussed in last January’s HOW NOT TO WRITE A FIRST PAGE series (conveniently gathered under the category of the same name on the archive list at the bottom right-hand side of this page, incidentally). They include :

(1) Not enough happens on page 1.

(2) Where’s the conflict?

(3) The story is not exciting.

(4) The story is boring. (I know: not a very subtle euphemism, but bear with me here.)

(5) Repetition on pg. 1 (!)

(6) Took too many words to tell us what happened.

(7) The writing is dull.

(8) I didn’t care enough about the protagonist and/or his situation to muster the effort to turn to page 2.

Sensing a pattern here? Now, to those of us not lucky enough to be screening a hundred submissions a day, that all sounds like variations on snow, doesn’t it? But put yourself in Millicent’s snow boots for a moment: imagine holding a job that compels you to come up with concrete criteria to differentiate between not exciting, boring, and I’m just not interested.

This probably wasn’t the glamour she expected when she first landed the job at the agency.

Most of these are pretty self-explanatory, but not enough happens on page 1 might confuse, as it is often heard in its alternative incarnation, the story took too long to start. Many a wonderful manuscript doesn’t really hit its stride until page 4 — or 15, or 146. And you’d be amazed at how often a good writer will bury a terrific first line for the book on page 10.

That’s not criticism; it’s just a fact. Unfortunately, neither Millicent, her cousin Maury who screens manuscripts for editors at a major publishing house, nor their Aunt Mehitabel, the inveterate contest judge, tends to have the time or the patience to wait for a slow-moving manuscript to pick up momentum.

The screening process is not, to put it mildly, set up to reward brilliance that takes a little while to warm up — and that’s not merely a matter of impatience on the reader’s part. Remember, that burnt-tongued screener racing through manuscripts will have to write a summary of any manuscript she recommends to her boss. So will Maury. Even Mehitabel will have to jot down a little something in order to pass a contest entry on to the finals round.

Think about it for a moment: how affectionate are any of them likely to feel toward a story that doesn’t give her a solid sense of what the story is about by the end of page 1? Please, for the sake of their aching heads and bloodshot eyes, give the reader a sense of who the protagonist is and what the book is about quickly.

Yes, even if you are convinced in the depths of your creative heart that the book in its published form should open with a lengthy disquisition on philosophy instead of plot. Remember, manuscripts almost always change between when an agent picks them up and when the first editor sees them, and then again before they reach publication. If you make a running order change in order to render your book a better grabber for Millicent on page 1, you probably will be able to change it back.

Or at least have a lovely long argument with your future agent and/or editor about why you shouldn’t. In the meantime, you might want to revise those early pages with an eye to getting on with it.

Speaking of unseemly brawls, where’s the conflict? is an exceptionally frequent reason for rejecting submissions — and not merely on page 1. In professional reader-speak, this means that the opening is well-written, but lacks the dramatic tension that arises from interpersonal friction (or in literary fiction, intrapersonal friction).

Or, to put it less technically, it’s not clear to Millicent what is at stake, who is fighting over it, and why the reader should care. Oh, you may smile at the notion of cramming that much information, which is really the province of a synopsis or pitch, into the first page of a manuscript, but to be blunt about it, Millicent’s going to need all of that information to pitch the book to her higher-ups at the agency. Giving her some immediate hints about where the plot is going is thus a shrewd strategic move.

Perhaps more to the point, while that’s going to be problematic at any point in a submission or contest entry, if it’s the prevailing condition at the bottom of page 1, our Millie tends, alas, to revert by default to #8, I didn’t care enough about the protagonist and/or his situation to muster the effort to turn to page 2. Next!

Where’s the conflict? has been heard much more often in professional readers’ circles since writing gurus started touting using the old screenwriter’s trick of utilizing a Jungian heroic journey as the story arc of the book. Since within that storyline, the protagonist starts out in the real world, not to get a significant challenge until the end of Act I, many novels put the conflict on hold, so to speak, until the first call comes.

(If you’re really interested in learning more about the hero’s journey structure, let me know, and I’ll do a post on it. Or you can rent one of the early STAR WARS movies, or pretty much any US film made in the 1980s or 1990s where the protagonist learns an Important Life Lesson. Basically, all you need to know for the sake of my argument here is that this ubiquitous advice has resulted in all of us seeing many, many movies where the character where the goal is attained and the chase scenes begin on page 72 of the script.)

While this is an interesting way to structure a book, starting every story in the so-called normal world tends to reduce conflict in the opening chapter, by definition: according to the fine folks who plot this way, the potential conflict is what knocks the protagonist out of his everyday world.

I find this plotting assumption fascinating, because I don’t know how reality works where you live, but around here, most people’s everyday lives are simply chock-full of conflict. Gobs and gobs of it. And if you’re shaking your head right now, thinking that I must live either a very glamorous life or am surrounded by the mentally unbalanced, let me ask you: have you ever held a job where you didn’t have to work with at least one person who irritated you profoundly?

Having grown up in a very small town, my impression is that your garden-variety person is more likely to experience conflict with others on the little interpersonal level in a relatively dull real-life situation than in an inherently exciting one — like, say, a crisis where everyone has to pull together. Having had the misfortune to work once in an office where fully two-thirds of the staff was going through menopause, prompting vicious warfare over where the thermostat should be set at any given moment, either hot enough to broil a fish next to the copy machine or cool enough to leave meat, eggs, and ice cubes lying about on desks for future consumption, let me tell you, sometimes the smallest disagreements can make for the greatest tension.

I know, I know: that’s not the way we see tension in the movies, where the townsfolk huddled in the blacked-out supermarket, waiting for the prehistoric creatures to attack through the frozen food section, suddenly start snapping at one another because the pressure of anticipation is so great. But frankly, in real life, people routinely snap at one another in supermarkets when there aren’t any prehistoric beasts likely to carry off the assistant produce manager, and I think it’s about time more writers acknowledged that.

I’m bringing this up for good strategic reasons: just because you may not want to open your storyline with the conflict of the book doesn’t necessarily mean that you can’t open it with a conflict. Even if you have chosen to ground your opening in the normal, everyday world before your protagonist is sucked up into a spaceship to the planet Targ, there’s absolutely no reason that you can’t ramp up the interpersonal conflict on page 1.

Or, to put it a trifle less delicately, it will not outrage the principles of realism to make an effort to keep that screener awake throughout your opening paragraphs. Or, indeed, on any page of your manuscript.

What was that shopworn industry truism again? Oh, yes: in a novel or memoir, there should be conflict on every single page.

Do I spot some hesitantly raised hands out there, perhaps ones that have been waving in the air since I posted yesterday? “But Anne,” some courteous souls protest, “conflict to me equals fighting, and I’m trying to show that my protagonist is a normal person, a nice one that the reader will grow to love. How do I present my sweet, caring protagonist as likable if she’s embroiled in a conflict from page 1? Is it okay to have the conflict going on around her in which she doesn’t actually get involved?”

Ah, you’ve brought up one of the classic aspiring novelist’s misconceptions, courteous protesters, one that’s shared by many a memoirist: the notion that what makes a human being likable in real life will automatically render a fictionalized version of that person adorable. It’s a philosophy particularly prevalent in first-person narratives. I can’t even begin to estimate the number of otherwise well-written manuscripts where the primary goal of the opening scene(s) is apparently to impress the reader with the how nice and kind and just gosh-darned polite the protagonist is.

Butter wouldn’t melt in any of their mouths, apparently. As charming as such people may be when one encounters them in real life, from a professional reader’s point of view. they often make rather irritating protagonists, for precisely the reason we’re discussing today: they tend to be conflict-avoiders.

Which can render them a trifle, well, dull on the page. Since interpersonal conflict is the underlying basis of drama (you might want to take a moment to jot that one down, portrayers of niceness), habitually conflict-avoiding protagonists tend to stand in the way of both plot and character development. Instead of providing the engine that moves the plot forward, they keep throwing it into neutral, or even reverse, in an effort to keep tempers from clashing.

Like protagonists who are poor interviewers, the conflict-shy have a nasty habit of walking away from potentially interesting scenes that might flare up, not asking the question that the reader wants asked because it might offend another of the characters, or even being just so darned polite that their dialogue doesn’t add anything to the scene other than conveying that they have some pretty nifty manners.

These protagonists’ mothers might be pleased to see them conducting themselves so well, but they make Millicent want to tear her hear out.

“No, no, NO!” the courteous gasp. “Polite people are nice, and polite people really do talk courteously in real life! How can it be wrong to depict that on the page?”

Oh, dear, how to express this without hurting anyone’s feelings…have you ever happened to notice just how predictable polite interchanges are? As I mentioned last time, they’re generic; given a specific set of circumstances, any polite person might say precisely the same things — which means that if the reader happens to have been brought up to observe the niceties, or even knows someone who has, s/he can pretty much always guess what a habitually polite character will say, and sometimes do, in the face of plot turns and twists.

And predictability, my friends, is one of the most efficient dramatic tension-killers known to humankind.

Don’t believe me? Okay, take a gander at this gallant conversation in a doorway:

“Oh, pardon me, James. I didn’t see you there. Please go first.”

“Not at all, Cora. After you.”

“No, no, I insist. You reached the doorway before me.”

“But your arms are filled with packages. Permit me to hold the door for you, dear lady.”

“Well, if you insist, James. Thank you.”

“Not at all, Cora. Ah-choo!”

“Bless you.”

“Thanks. Please convey my regards to your mother.”

“I’m sure she’ll be delighted. Do send my best love to your wife and seventeen children. Have a nice day.”

“You, too, Cora.”

Courteous? Certainly. Stultifying dialogue? Absolutely.

Now, I grant you that this dialogue does impress upon the reader that James and Cora are polite human beings, but was it actually necessary to invest 6 lines of text in establishing that not-very-interesting fact? Wouldn’t it be more space-efficient if the author had used that space SHOWING that these are kind people through action? (“My God, Cora, I can’t believe you risked your life saving that puppy from the rampaging tiger on your way back from your volunteer gig tutoring prison inmates in financial literacy!”)

Or, if that seems a touch melodramatic to you, how about showing dialogue that also reveals characteristics over and above mere politeness? While you’re at it, why not experiment with letting some of that butter in your protagonist’s mouth rise to body temperature from time to time?

“But Anne,” a few consistency-huggers out there shout, “you can’t seriously mean to suggest that I should have my protagonist act out of character! Won’t that just read as though I don’t know what my character is like?”

Actually, no — in fact it can be very good strategy character development. Since completely consistent characters can easily become predictable (case in point: characters on sitcoms, who often learn Important Life Lessons in one week’s episode and apparently forget them by the following episode), many authors choose to intrigue their audiences by having their characters do or say something off-beat every so often. Keeps the reader guessing — which is a great first step toward keeping the reader engaged.

And don’t underestimate the charm of occasional clever rudeness for revealing character in an otherwise polite protagonist. Take a look at this probably apocryphal but widely reported doorway exchange between authors Clare Boothe Luce and Dorothy Parker, and see if it doesn’t tell you a little something about the characters involved:

The two illustrious ladies bumped into each other at the entrance to the theatre. As it was an opening night performance and the two were well known to be warm personal enemies, a slight hush fell over the crowd around them.

In the face of such scrutiny, Mrs. Luce tried to rise to the challenge. “Age before beauty,” she told Mrs. Parker, waving toward the door.

“And pearls before swine,” Mrs. Parker allegedly replied, sailing in ahead of her.

Polite? Not particularly. But aren’t they both characters you would want to follow through a plot?

“Okay,” my courteous questioners admit reluctantly, “I can see where I might want to substitute character-revealing dialogue for merely polite chat, at least in my opening pages, to keep from boring Millicent. But you haven’t answered the rest of my question: how can I make my protagonist likable if she’s embroiled in a conflict from page 1? What if I just show conflict going on around her, without her, you know, getting nasty?”

For polite people, you certainly ask pointed questions, courteous ones: it means you’re starting to get the hang of interesting dialogue. As you have just illustrated, one way that a protagonist can politely introduce conflict into a scene is by pressing a point that another party to the conversation wants to brush off.

Nasty? Not at all. Conflictual? Definitely.

Not all conflict entails fighting, you see. Sometimes, it’s mere disagreement — or, in the case of a protagonist whose thoughts the reader hears, silent rebellion. Small acts of resistance can sometimes convey a stronger sense of conflict than throwing an actual punch. (For more suggestions on heightening conflict, please see the CONFLICT-BUILDING category on the list at right.)

When in doubt about whether the conflict is sufficient to keep Millicent’s interest, try raising the stakes for the protagonist in the scene. As long as the protagonist wants something very much at that particular moment, is prevented from getting it, and takes some action as a result, changes are that conflict will emerge, at least internally.

Note, please, that I did not advise ramping up the external conflict, necessarily, especially on a first page. In a first-person or tight third-person narrative, where the reader is observing the book’s world from behind the protagonist’s eyeglasses, so to speak, protagonists who are mere passive observers of their own lives are unfortunately common in submissions; if Millicent had a nickel for every first page she read where the protagonist was presented as little more than a movie camera taking in ambient conditions, she wouldn’t be working as a poorly-paid screener; she’d own her own agency.

If not her own publishing house.

Should any of you nonfiction writers out there have been feeling a bit smug throughout this spirited little discussion of protagonist passivity, I should add that the conflict insufficiency problem doesn’t afflict only the opening pages of novels. It’s notoriously common in memoirs, too — as often as not, for the two reasons we discussed above: wanting to make the narrator come across as likable and presenting the narrator as a mere observer of events around him.

Trust me on this one: in both fiction and nonfiction, Millicent will almost always find an active protagonist more likable than a passive one. All of that predictable niceness quickly gets just a little bit boring.

Mix it up a little. Get your protagonist into the game from the very top of page 1.

Then keep her there. Oh, and keep up the good work!

Where ARE my manners? Slowing down the story, probably

me in the Xmas ball

I intended to post this self-portrait a few days ago. Don’t blame me: the flu snuck up behind me, repeatedly bopping me on the head. Which perhaps explains why there are four iterations of me in the reflection, instead of the usual one; if you don’t think that this year’s flu has the power to shred the soul into several jagged shards, or at least bifurcate it into the part that’s coughing mercilessly and the part that’s anxiously looking out the window for the undertaker, well, I’m guessing you haven’t had it yet.

And I hope that none of you do. It’s not an experience worth living through, even for the sake of writing about it later. But here’s a tip, just in case infection does catch up with you: do not, I implore you, use your convalescent time to peruse the latest news about changes in the publishing world. It might just kill you.

When you’re ill, you want your will to live bolstered, right, not rapidly drained away?

Think I’m kidding? Okay, try this little experiment: turn your head, cough — and contemplate Amazon’s recent press release asserting that on Christmas Day, more customers bought Kindle versions of books than physical copies.

Now, do you feel better or worse than before you began the experiment?

Admittedly, this downloading fiesta is best contemplated while carrying a giant grain of salt in one hand and waving a banner reading caveat emptor with the other. After all, it’s only reasonable to expect people who got a Kindle for Christmas to hop right on the downloading bandwagon, pronto. Their ardor may well cool as the weeks pass.

But still, that chilling claim bears thinking about, if you happen to be a writer. At least, one who is — or ever plans to — making a living by writing books.

Strange days for writers, these; the miasma of murky copyright issues hovering around electronic publication has been engendering some pretty fascinating discussion — and, let’s face it, quite a bit of anger. Ursula K. LeGuin, for instance, has just resigned from the Authors’ Guild because, she says, she felt that its settlement with Google did not adequately protect its members’ rights. That was both brave and generous of her — an author as established as she has been for many years (and deservedly) is unlikely to suffer anywhere near as much as the legions of authors who will come into print over the next few years.

So on behalf of all of us: thank you, Madame LeGuin, for thinking of us. I’m perpetually shoving fledgling SF and fantasy writers in the direction of THE LATHE OF HEAVEN as a crash course in craft. And what’s not to admire in an author of your stature’s tackling the TAO TE CHING?

She’s not the only one, either — to register a public protest of the changing writerly landscape, I mean, not to explicate Taoism.

Sherman Alexie has been arguing, and cogently, that authors are in a battle to the death for their rights. Kudos to you, sir — and I thought your most recent book, WAR DANCES, was far more interesting a literary experiment than many reviewers seemed to notice. May your inventiveness and copyright protections endure long.

And they are certainly not the only authors who feel that the book may be tumbling down the same slippery slope as new music: still profitable for the companies doing the releasing and those artists lucky enough to have established a fan base before the industry transformed, but darned hard for anyone newer to the game to make a living at it. The game is changing, and not in a manner at all likely to enable the struggling writer to move out of that picturesque garret, or even to quit his day job: as I mentioned the other week, over the last couple of years, the disparity between bestselling authors’ advances and first-time author’s is about as great as it has ever been, and just keeps widening.

Which would concern me less, I must admit, if pretty much every author I know weren’t being expected these day to invest more resources than ever before in promoting her own books. Is it me, or is there something wrong with the math here?

Still, the picture is not all gloomy. Until I know for sure that the Kindle and similar devices can be used to read in the bathtub without being potentially life-endangering, I have to believe that the physical book serves a necessary function that cannot easily be supplanted by electronics. I do read the writing trades every day, however — in electronic form, I must admit — so I’m not laboring under any illusions that publishing isn’t going to have to change somehow. I’m just not convinced that it’s going to be as radically as we’ve all been asked to believe.

Case in point: if memory serves, practically the instant the internet hit the mainstream — i.e., when it stopped being almost exclusively the playground of academics and computer geeks, two groups for which I harbor considerable affection, and became absorbed into the non-specialist’s everyday life — media types threw up their hands in a panic, insisting that conventional shopping was dead. Within just a couple of years, these minor-key Nostradamuses (Nostradami?) assured us, no one, but no one, was going to be buying so much as a can of beets at the local grocery store. The internet was going to handle all commerce, we were told; the storefront mercantile would soon be as dead as the dodo.

It’s years later now. Tell me: where was the last place you bought beets?

For me, it was my local farmers’ market. Very good they were, too. Lovers of good literature are still trekking to the corner store for those beets, bless their hearts, if in dwindling numbers, And in case nobody out there has noticed it, it’s only the sales of new books that are dismal — used books are, I’m told by thems as know, actually selling better since the beginning of the economic downturn.

See my earlier comment about reading the bathtub. It’s a socio-economic phenomenon worth considering, I tell you.

Soggy pages and beet salad aside, I am darned worried about the future — and present — of the working author. Which is why, in case any of you had been wondering, I skipped running my usual GREAT GIFTS FOR WRITERS WITH GREAT GIFTS series this year: right now, I think the best thing any of us can do to help ourselves or the authors we admire is to buy books by living writers.

Oh, any of the gifts I suggested in the GREAT GIFTS series (gathered for your convenience under the category of the same name on the archive list at the lower right-hand side of this page, should any of you still be trawling for gifts) would probably make a serious writer happy, particularly the one where kith or kin create time or space for the writer to, well, write. That invaluable present has the advantage of being either very expensive (some of the writers’ retreats out there are essentially resorts, and are priced accordingly) or very inexpensive (what writing parent wouldn’t love a hand-colored book of gift certificates for undisturbed writing hours from a 7-year-old willing to play quietly by herself?)

Yet for months now, whenever I have been asked to suggest a present, I’ve simply told the asker to run, not walk, to the nearest physical bookstore, preferably an independent one that truly supports living writers, like Seattle’s Elliott Bay Books or Portland’s Powell’s — both of which will happily issue gift cards in any amount, you know — and start exercising some literary taste toute suite. Because as I have said before here at Author! Author!, and shall no doubt say again, if we writers want a world where new voices can break into the biz, we need to keep buying books.

Speaking of which, a quick reminder: between now and the end of the year, FAAB (Friend of Author! Author! Blog) author and hyper-generous soul Mary Hutchings Reed will be donating $1 per copy sold of her novel, COURTING KATHLEEN HANNIGAN, to Lawyers for the Creative Arts, a Chicago organization providing pro bono legal services to emerging artists, as well as 50 cents per copy to the Seattle YWCA for its GirlsFirst project because, well, it’s a cause I like. Full details of the charity drive may be found here, but to whet your appetite for literature:

CKH_Cover FinalCourting Kathleen Hannigan tells the story of an ambitious woman lawyer, one of the first to join a male-dominated national law firm in the late seventies, whose rise to the top is threatened by a sex discrimination suit brought against the firm by a junior woman lawyer who is passed over for partnership because she doesn’t wear make-up or jewelry. When Kathleen Hannigan is called to testify, she is faced with a choice between her feminist principles and her own career success. Courting Kathleen Hannigan is a story for women and minorities everywhere who are curious about the social history of women in law, business and the professions, institutional firm cultures, and the sexual politics of businesses and law firms.

Please consider helping us raise some money for these very worthy causes, by the karma-fluffing means of — wait for it — buying a book by a living author. Amazon offers it both in hard copyand for Kindle. In case, you know, anyone wants to enjoy the irony of ordering the latter.

Better still, buy it “directly from the author or from a great independent bookseller like Village Square Books (and you thought I forgot your impassioned plea for indie booksellers, Pat! Never let it be said that a reader left a good argument in my comments in vain.)

If not this book, by all means, pick another. And another and another, selected from the part of the bookstore where you hope one day to see your magnum opus gracing a shelf. Because the best, the most unarguably successful means of convincing agents and editors that there’s a market for books like yours is for readers like you to buy, you guessed it, books like yours.

That’s enough preaching for one day, I think; I’m feeling quite winded. Before another coughing fit carries me off, let’s knuckle down for some more discussion of self-editing for pace.

Last week, we were chatting about the desirability of structuring your submissions to avoid that most subjective of pitfalls, being boring. The problem is, a lack of tension — an extremely common cause of ennui amid agency-habitué set — is one of the hardest traits for a writer to spot in her own work. Especially, for some reason, in novels and memoirs.

Partially, I think, this writerly blind spot tends to be the a side effect of working so hard on plotting. The protagonist needs to get from Point A to Point B in a scene, and if the narrative gets her there in a fairly expeditious and plausible manner, we tend to be satisfied.

For the first draft, anyway. Then, if we’re good revisers, we suddenly awake one fine morning and exclaim, “Wait — there’s more to telling this story than getting to the end of it, isn’t there? Might I conceivably make some changes that — dare I say it? — render the protagonist’s journey from A to B more enjoyable for the reader?”

Oh, you may laugh, but you wouldn’t believe how often it comes as a surprise to aspiring writers who eschew revision that the manuscript not only needs to be a good story well told, but entertaining to boot. “But my novel/memoir/analysis of the rise of the Visigoths isn’t meant to be merely entertaining,” these first-draft lovers exclaim indignantly. “This is a story that needs to be told. If potential readers just want to be entertained, they’ll simply flop down in front of their TVs or computers.”

Precisely. Wouldn’t you rather that someone who liked to read would pick up your book and continue to peruse it with pleasure than surf the internet for, say, beets?

Like it or not, part of the job description for being an author involves entertaining people, regardless of the type of book. Good writing beguiles, among other things; it should not bore.

Before any of you begin rolling your eyes and decrying the decline of literature, allow me to add: Robert Louis Stevenson (after whom my junior high school was named, perversely enough) once compared the working life of the professional writer to that of a fille de joie. (If you can’t extrapolate what that is, your parents probably wouldn’t appreciate my filling you in.) Readers, even those who prefer the most literary of literary fiction, the most serious political analysis, or, heaven help us, in-depth discussions of semiotic theory, engage in the practice because they enjoy it.

As a matter of marketing, not to say ethics, I think it’s self-defeating to blame them for that. Or punish them with turgid prose.

Am I being a bit too subtle here? Okay, I’ll take off the gloves and take another swing: it’s pretty apparent to Millicent the agency screener — and, indeed, any other professional reader — when a writer who does not care enough about his readers’ enjoyment of his book to revise, or even re-read, his own manuscript before submitting it. Among other things, an obvious first draft (and they are often very obvious indeed to Millie) sends a signal that here might be a writer who will kick and scream if an agent or editor asks for any revisions whatsoever.

Yes, yes, I know: that’s a radical conclusion based on some pretty scant evidence. But remember, Millicent’s job is first and foremost to reject manuscripts, not to give them a nice, long chance to entertain her.

I suspect, too, that many, many writers worry a touch too much about making their protagonists seem like nice people, at the expense of other, more risky character development. Manners are certainly delightful and desirable in individuals, but when courtesy takes over dialogue for any length of time, the result can be deadly. Take, for example, this sterling bit of prose:

Everett lifted his hat, a well-creased Homburg inherited from his father, a man known all across the Back Bay for his impeccably-groomed head. “I’m delighted to meet you, Maude.”

“Likewise, I’m sure.” Maude waved him to a chair. “May I offer you anything to drink? Coffee, perhaps? Tea? I could sacrifice a goat.”

Everett scanned the tiny dorm room; it contained neither refrigerator nor hot plate, and the ambient smell, while possibly at one time food-related, did not suggest grounds. “Nothing, thanks.”

Maude began to burrow in her purse. “I suppose you are curious about why I asked you here.”

“I am, rather.”

Did you notice how the pace of the scene stopped DEAD after Everett thanked Maude? There was a palpable lull, from which the reader was only saved by all of that purse-rummaging. Pretty remarkable, given that one of the characters here is evidently not averse to a spot of blood-shedding.

I tell you, lovely manners can be death to a scene. Minimize their appearance.

Don’t believe me? Okay, glance over that micro-scene again. Are you at all curious about what happens next? Do you want to hear more about either of these characters? To be blunt about it, have you in fact learned anything from that group of 103 words (yes, I checked) that could not have been easily conveyed in all of its glory in the following 36?

“Coffee?” Maude asked.

Everett scanned the tiny dorm room; it contained neither refrigerator nor hot plate, and the ambient smell, while possibly at one time food-related, did not suggest grounds. “Why did you ask me here?”

See how much snappier the second version is? Here we see in action tried-and-true editors’ trick: don’t have the characters answer questions just because they are asked.

Seriously — it’s often an almost instant scene-enlivener. While of course it is polite in the real world to respond directly and promptly to the queries put to one, a narrative that exhibits a slavish adherence to having all questions answered the very instant after they are put — and having characters answer them absolutely directly, truthfully, and completely — can get boring FAST.

Why? Well, characters who do this–– as most characters in most novels submitted to agents and editors do, I tremble to report — are the last thing you want an interesting character to be: predictable. REALLY predictable.

Take another gander at the shortened scene. Does Everett come across as particularly impolite? Not really. Both characters still come across as relatively nice people, but now, the reader is not invited to dwell on their manners — which, by definition, are impersonal, rather than habits that reveal individual character, right? — but instead is drawn into the mystery of why Everett has been asked to this strange dorm room.

Let me repeat something I just mentioned parenthetically, because it may be on the final exam: manners, like clichés, are reflections of social norms, not individual characteristics. Therefore, while showing a character deviate from good manners or mangle clichés can be effective character development, cliché-spouting (dangerous even as a comic device, in a submission) and courteous speech actually do not tell the reader much about the characters who emit them.

So when your protagonist shows what a nice guy he is by saying please, thank you, and asking about acquaintances’ mothers’ respective healths, he is not actually revealing much who he is as a person. He might be demonstrating something about the people who raised him, of course — while no one can deny that part of Elvis’ complicated charm was that he called people older than himself “sir” and “ma’am,” the fact that he habitually did so was certainly his parents’ and teachers’ doing, right? — but part of the point of good manners is that they are used socially to avoid insulting anyone.

Or to put rude people in their place. That, however, is conflict, and needs to be shown explicitly in the narrative; remember, however vividly the speaker’s tone may be heard in the writer’s head, the reader can’t know about it unless it shows up on the page. If the narrative simply assumes that the reader will fill in the necessary details, Millicent is all too likely to conclude with a yawn that politeness on the page is simply good manners, not tastefully-concealed conflict.

That’s not such an unwarranted conclusion: let’s face it, courtesy is generic. Manners are most people means concealing a part of their true identities, at least in the moment. Complete honesty tends not to be polite — and, as anyone who has spent 20 consecutive minutes with a small child can tell you, politeness is the learned skill, not truth-telling.

While absolute truth-telling is actually rather rare in adult life, except in small bursts — please tell me that no one is shocked to hear me say that — small, inadvertent pieces of self-revelation are lovely, aren’t they? I love to find them in a new writer’s work, as evidence of a good eye and a sharp insight into human nature.

I am not alone in this; telling little details are beloved by professional readers, partially because a manuscript peppered with ‘em is actually rather a rarity to encounter.

A shame, really — but let me turn the question around to you: given the choice, would you rather read a page of dialogue that showed a protagonist SAYING one polite thing after another? Or a page that showed the protagonist talking about something else entirely, perhaps engaging in conversation that reveals something about his relationship with the person sitting across from him, or a passion of his own — and then showed him leap to his feet, without even thinking about it, to give his seat to his grandmother?

Put like that, the choice is kind of obvious, isn’t it? Sounds like the first cousin of those old workhorses show, don’t tell and actions speak louder than words. Or the now seldom-used adage from before the crowned heads of Europe began to tumble, You can tell a lot about a man by the kind of lace edging his shirt.

Hey, times change. So do standards of what is and isn’t boring.

How can self-editing writers tell if the manuscript in their trembling little hands incorporates enough of this kind of telling little detail? Ah, that is one of the great burning questions of the writing life — and a subject for a future post, my friends. Like, say, tomorrow’s.

In the meantime, try not to be depressed by the trends in the industry; do your bit, however, small, toward creating the kind of literary market you want. Come up with ways to delight your readers, everybody, and keep up the good work!

More of those telling details lifted from real life, or, well-mannered camel seeks wiser man

camel in profile

Last time, in the midst of indulging my passion for telling details, I forgot to tell you about my recent holiday encounter with the camel pictured above. If this isn’t a story where the specifics provide all of the characterization needed…well, I let you judge for yourself. While you’re at it, why not continue our ongoing tradition of figuring out what editorial tweaks could improve the story?

Curly the camel, Moe the donkey, and, to mix Christmas traditions as thoroughly as possible, Donner the reindeer have been on tour together, strip mall manger scene after strip mall manger scene, since they were just small, furry refugees from the petting zoo where they were born. Despite their years of entertainment experience, my local nursery — plants, not animals — has plastered the six-foot wire fence around their enclosure with warnings to wreath-buying patrons about keeping their fingers, gloves, hat pom-poms, scarf tassels, and bundled-up infants away from Curly’s long reach, Moe’s strong teeth, and Donner’s oddly-shaped antlers.

I watched scores of children fling hay at them, shouting, “Hey, Reindeer!” (or “Hey, Dog,” from those who had never seen a miniature donkey before), but the trio just stood there, blinking slowly, eyes glazed. Most of the time, the parents would intervene before the children grew too frustrated with their passivity and rushed the pens.

One small pink-clad screamer simply would not leave the animals alone, however. She kicked at the metal fencing, bellowing words I was a surprised a kindergartener would be able to use correctly in a sentence. When she picked up a rock, I wandered over to the fence to distract her with a hastily-constructed fairy tale about our barnyard friends. And camels.

Almost immediately, a bulbous man in shorts and a t-shirt appeared by my side. Despite ambient cold that left our breath visible, his exposed arms and legs were not even goose-bumped. “Come over here,” he barked at the little girl, dragging her along the fence until they were directly in front of Curly.

Was he going to make her apologize to the camel? I doubted Curly would appreciate it.

Releasing the quivering child, the man — whose clothing, I noticed, was emblazoned with advertisements for a local band and Nike, not the nursery — abruptly reached up and over the chain-link fence, snapping his fingers. Placidly, Curly dipped his head, extending his hyper-mobile lips toward the hand.

Curious to hear what happened next, aren’t you? That’s a good indicator that a scene is paced well. See how selecting those details carefully, as we discussed yesterday, as well as not over-burdening the text with explanations, can increase suspense while simultaneously moving the plot along?

So why, I ask you, would our old pal, Millicent the agency screener, have stopped reading part-way through paragraph #2? Because, I assure you, most Millicents would have: one of her most notorious pet peeves has reared its ugly head here.

If you pointed out that the narration switched tenses between the first and second paragraphs, congratulations! Paragraph #1 is in the present tense; paragraph #2 is in the past. Submissions and contest entries do that all the time. Sometimes, they even switch back within a paragraph or two.

Already, I can spot some raised hands out there. “But Anne,” adherents of variable tenses point out, and with some reason, “Paragraph #1 describes an ongoing condition, while paragraph #2 on focuses upon one-time events. Doesn’t that mean that the tense choices here are appropriate, or at least defensible?”

Good question, tense-switchers. Remember how I mentioned earlier in this series on self-editing that professional readers — agents, editors, contest judges, writing teachers, etc. — are trained to spot redundancies in a manuscript? They’re also taught to leap upon inconsistencies.

In other words, Millicent is likely to assume that the change of tense is not the result of well thought-out authorial choice, but simply a mistake that did not get caught in the proofreading process. And, like other commonly-made errors, the tense inconsistency may well jar her out of the flow of the story. Next!

You habitual tense-switchers are not particularly happy with that answer, are you? “Okay, so she’s detail-oriented, but this isn’t a writing mistake; this is a stylistic choice. So why would Millicent be annoyed by it?”

On its face, your logic is pretty sound, tense-switchers: it would indeed be possible, within the context of a civil conversation between author and reader, to justify the tense choices in the example above. A writer could very likely win an argument with, say, a writing teacher, critique group, or even an editor about keeping the switch in the text. But that doesn’t mean it would be a good idea to submit pages with tense inconsistencies to Millicent — or to her aunt Mehitabel the contest judge, for that matter.

Why, you ask? Long-time readers of this blog, chant it with me now: because the writer is seldom present when an agency screener, editorial assistant, or contest judge encounters his manuscript for the first time. Successful manuscripts and contest entries are thus those that do not require additional verbal explanation.

So even if the writer is technically correct, if a tense switch seems unjustified to Millicent — if it appears to be, say, an incomplete revision between a manuscript originally in the present tense and a subsequent draft in the past, or vice-versa — that’s usually the ball game. Why risk it?

Especially when, as in this case, making the tense consistent does not detract at all from either the meaning or the voice of the section. Lookee:

Curly the camel, Moe the donkey, and, to mix Christmas traditions as thoroughly as possible, Donner the reindeer had been on tour together, strip mall manger scene after strip mall manger scene, since they were just small, furry refugees from the petting zoo where they were born. Despite their years of entertainment experience, my local nursery — plants, not animals — plastered the six-foot wire fence around their enclosure with warnings to wreath-buying patrons about keeping their fingers, gloves, hat pom-poms, scarf tassels, and bundled-up infants away from Curly’s long reach, Moe’s strong teeth, and Donner’s oddly-shaped antlers.

I watched scores of children fling hay at them, shouting, “Hey, Reindeer!” (or “Hey, Dog,” from those who had never seen a miniature donkey before), but the trio just stood there, blinking slowly, eyes glazed. Most of the time, the parents would intervene before the children grew too frustrated with their passivity and rushed the pens.

That’s as painless a revision as you’re ever likely to see, folks. It just requires a good proofreading eye to catch — and need I even add that this variety of inconsistency is easiest to catch if one reads one’s submission or contest entry IN HARD COPY, IN ITS ENTIRETY, and OUT LOUD?

I thought not. Let’s move on with the story, to see if we can catch any other Millicent-displeasers.

Delicately, politely, as if he were extracting an egg from beneath a mother hen, Curly took the man’s fingers into his gargantuan mouth. The hand did not budge. Curly paused meditatively for a few seconds, tasting, then sucked the hand into his mouth up to the elbow.

Instinctively, I took a step toward the child: if the object lesson about the dangers of violating animals’ personal space was about to go horribly awry, the least I could do was shield her from seeing the bloody denouement.

The man waved me back with his free hand. “See, Tanya?” he told the saucer-eyed girl. “They like people. If you treat them nicely, they’ll treat you nicely.”

“That’s right, sweetie.” A stringy-haired woman called from the nearby wreath display. “Be nice to the animals, and they’ll never hurt you.”

“You just have to learn what they like.” A helpful bystander kicked a crate toward the man’s feet, so he could follow his arm skyward. “Camels love sucking on things.”

Mentally, I began taking notes, in preparation for my inevitable testimony at a lawsuit. “I think she’s got the point. Maybe it’s time to back off now?”

Okay, what’s the problem this time? Hint: it’s even more subtle than the last.

No? What about all of that redundancy in the dialogue?

That made some of you do a double-take, didn’t it? “But Anne,” several exclaim, “that’s how people talk in real life! You’re not gearing up to tell us that Millicent finds realistic dialogue annoying, are you?”

Um, sort of. At least the parts of real-life speech that are redundant. Or not germane to what’s going on. Or just plain boring.

Oh, how often writers forget that real-life dialogue generally does not reproduce well on the page! If I had a nickel for every time I’ve heard a writer say, “But s/he really said that!” or “But that’s what people really sound like!” I would buy my own Caribbean island and send the entire Little Old Lady Mafia on annual vacations there.

Do I see a raised hand or two out there? “But Anne,” I hear some of you protest, “haven’t we already talked about this in this series? Just as absolutely faithful recreations of real-life events often don’t translate well into fiction, neither does most dialogue. Am I missing a nuance here?”

Perhaps one: aspiring writers also tend to forget that real-life dialogue is seldom character-revealing — and thus reproducing it in a manuscript will often not convey as much about a character as we sometimes expect.

Or, as Millicent likes to put it, “Move ON with it!”

Take, for instance, the oh-so-common writerly habit of placing the speeches of an annoying co-worker, relative, ex-lover, nasty dental receptionist, etc. into fictional mouth of a minor novel character as a passive-aggressive form of revenge. (Come on, every writer’s at least thought about it.) To a professional reader, the very plausibility of this type dialogue often labels it as lifted from real life:

“Oh, wait a minute, Sarah.” Pausing in mid-gossip, Theresa picked up the overturned plastic cup before anyone else could step on it, placing it neatly on the dining hall checker’s desk.

Dina the checker glared at it as if it was covered in baboon’s spit. “Don’t you dare leave your trash on my desk. Do you think I have nothing to do but clean up your messes?”

“It was on the floor,” Theresa stammered awkwardly.

“Don’t you give me your excuses.” Dina grew large in her seat, like a bullfrog about to emit a great big ribbet. “You walk that right over to the trash can. Now, missie.”

“I thought you had dropped it.”

“Go!”

“I’ll save you a seat,” Sarah offered, embarrassed.

Inwardly seething and repenting of her Good Samaritanism, Theresa obediently gave up her place in the block-long lunch line in order to take the walk of shame to the garbage receptacles on the far end of the dining hall. How quickly a good mood could evaporate.

Tell me: what about this scene would tip off Millicent that this really happened, and that Dina is a character from the author’s past? And why would her being able to tell this be a liability? Why, in fact, would Millicent be surprised if Dina ever showed later in the book any side other than the touchy one displayed here — or, indeed, if she ever appeared again?

Actually, that was a trick set of questions, because the answer to each part is the same: because the narrative doesn’t provide enough motivation for the intensity of Dina’s response. Fairly clearly, the writer doesn’t think that any such explanation is necessary. That’s usually an indication that the writer has a fully-formed mental image (negative, in this case) of the villain in question.

In other words, this is a rather subtle manifestation of the telling, rather than showing phenomenon: because the writer experienced this exchange as nasty because Dina was nasty, she has assumed that the reader will perceive it that way as well.

But without more character development for Dina — or indeed, some indication of whether this kind of insistence was typical for her — the reader isn’t really getting enough information to draw that conclusion…or any other. It’s just an anecdote.

Most self-editing writers wouldn’t notice this narrative lack — any guesses why?

If you said it was due to the fact that his memory of Dina the real person is so strong, run out and get yourself a chocolate sundae with jimmies on top. In his mind, her character is so well established that he can just write about her, rather than helping the reader get to know her.

The other tip-off that this was a real exchange, in case you were wondering, is that Theresa is presented as a completely innocent victim of an unprovoked attack. The pure villain vs. completely blameless protagonist is a dead giveaway that dear self is concerned.

And yes, I WAS darned annoyed when Dina — in real life, a very nice woman named Ellen who happened to be having a spectacularly bad day — misinterpreted my act of good citizenship. But if I crave well-deserved vindication from the total strangers who might conceivably read this story, I’m going to have to do quite a bit more character development.

Not to mention integrating the incident into the storyline well enough that it’s actually interesting to read.

Of course, we want to be true-to-life in our dialogue: as Virginia Woolf wrote, “fiction must stick to the facts, and the truer the facts, the better the fiction.” But let’s not forget that in order to maintain a reader’s interest, a book has to have entertainment value, too — and that however amusing a verbal tic might be in person, repetition is often annoying in on the page.

This is especially true when a character is tired, angry, or in pain, I notice: all of a sudden, the dialogue sounds as though all of the characters are trapped in one of those interminable Samuel Beckett plays where the people are doomed to move immense piles of sand from one end of the stage to the other with teaspoons. See if this dialogue sounds familiar, theatre-goers:

A: “Oh. You’re home.”

B: (nursing the thumb the elephant trod upon in the last scene) “Yeah.”

A: “Have a nice day?”

B: “Um-hm.”

A: “I was cleaning out the attic today, and I came across that picnic blanket we used when we went out to Goat’s Rock Beach to scatter Father’s ashes. How it rained that day, and then the sun broke out as if Father and God had joined forces to drag the clouds aside to smile upon our picnic.”

B: “Yeah. “

A: “Ham sound good for dinner?”

B: “Yeah.”

A good third of the dialogue Millicent sees runs approximately like this. Understand now why she might become just a tad touchy at the sight of dialogue that provides neither character development nor moves the plot along?

As a general rule of thumb, I like to flag any piece of dialogue that contains more than one use of yeah, really, yes, no, uh-huh, or, often, um. Almost invariably, these are an indication that the dialogue could either be tightened considerably or needs to be pepped up.

Similarly, anyway and however in dialogue are pretty reliable flares, indicating that the speaker has gotten off-topic and is trying to regain his point — thus warning the manuscript reviser that perhaps this dialogue could be tightened so that it stays ON point.

My fictional characters tend to be chatty (dialogue is action, right?), and I was once taken to task for it by a fairly well-known writer of short stories. She had just managed to crank out her first novella — 48 pages typeset, so possibly 70 in standard manuscript format — so perhaps unsurprisingly, she found my style a trifle generous with words.

“Only show the dialogue that is absolutely necessary,” she advised me, “and is character-revealing.”

Hard to argue with that, eh? Yet, like most writers receiving critical feedback, I fought it at first. Since the dialogue in my advisor’s published works has seldom, if ever, strayed beyond three lines, regardless of situation or character, I was not particularly inclined to heed this advice — have you noticed how often it’s true that established writers with little or no teaching background spout aphorisms that all boil down to “Write as I do”? — but I have to say, it has been useful in editing, both for others’ work and my own.

I can even derive an axiom of my own from it: if a person said it in real life, think twice before including it. If it isn’t either interesting or character-revealing, does it really need to be there?

One more insight, then I’m done for the day: you’ve been having just a little trouble paying attention to my arguments, haven’t you? Some part of your mind has been distracted, wondering what happened to the arm in the camel’s mouth?

That, my friends, is how Millicent — and most other readers, professional and non-pro alike — feels when an interesting one- or two-paragraph teaser, the kind that aspiring writers so love placing within italics, gives way to an apparently or only tangentially unrelated second scene. “Hey!” Millicent cries, spitting out her mouthful of scalding latte, “what happened to that darn interesting plot I’d gotten absorbed in? What’s this writer trying to do, hook me with something exciting, then drop me into a comparatively mundane storyline?”

Let’s be honest, folks: that’s precisely what most writers who use this trick are trying to do. Professional readers are wise to it by now.

Remember, part of being a good storyteller involves knowing when to relieve the suspense. In the case of my camel story, now would be a good time.

“Give me a boost,” the man asked calmly, but his eyes were beaming panic over his daughter’s head. Curly’s lips were exploring the first few inches of his t-shirt sleeve.

The crate-kicker and I complied. With his uneaten hand, he began tickling the camel’s lips, rubbing the gums as if he were a mammalian dentist. Curly face elongated, as though he were going to sneeze. A loud pop, a slurp, and the man was freed.

He strutted his way down from the crate. “See?” he told the girl. “If you know what you’re doing, they won’t hurt you.”

“Yes, Daddy,” she whispered, staring aghast at his friction-reddened arm.

The moral, if I may venture one: just because something seems like a good idea at first blush doesn’t mean that it’s worth stubbornly adhering to it. One of the keys to successful self-editing is flexibility.

That, and keeping any parts of your body involved in typing out of animals’ mouths. Keep up the good work!