Posted on - 4 Comments on The return of the Point-of-View Nazis, Part II: ve haf veys of making your POV singular

The return of the Point-of-View Nazis, Part II: ve haf veys of making your POV singular

Spanish inquisition drawing

Last time, I re-introduced the Point-of-View Nazi, that fine ilk of professional reader who positively insists that the only way to conduct a third-person narrative is to focus upon a single protagonist for the entire duration of the book. Since tight third-person (also known as close third-person) was very much the dominant voice for about ten of the last fifteen years POVNs still have a lot of backing. Because of their long reign — and, as I mentioned on Thursday, the fact that they were disproportionately represented amongst composition teachers in the post-war era — an aspiring writer is still very likely to encounter authoritative-sounding voices eager to tell aspiring writers that their work is going down in flames if they take the smallest step toward omniscience or multiple protagonists.

To paraphrase my last post: piffle.

Not that there is anything inherently wrong with a super-tight third-person narrative, naturally — stylistically, there is much to be said for it as a storytelling device. However, perspective choice is a matter of writing style, not formula, is it not?

That deafening roar you’re hearing is not the ride of the Valkyries, but a chorus of dissent from POVNS. To them, the only proper writing perspectives are the first person singular and a tight third person singular, where the narration remains rigidly from the point of view of a single actor in the drama, usually the protagonist. They may not always state it so baldly, but effectively, that’s their stance.

How do POVNs usually convey this impression? By implying (or even stating as law inviolate) that good writing is always either in the first person or the close third-person — and in fiction, they’re often not all that crazy about the first person. Yet no matter how emphatically someone states these opinions, they are in fact a matter of personal taste.

Because this is only of the most commonly-blurred distinction between Thou Shalt Do This dicta and style tips, I want to devote today to giving you a concrete look at what a difference regarding such advice as absolute can make. This may seem like an odd thing for a professional writing advice-giver to say, but I don’t think that it’s ever a good idea to take ANYONE else’s opinion on your writing style as gospel. Particularly if that advice is, well, sweeping.

Yes, even if the advice in question happened to fall from my fingertips. One of the reasons I go on at such length about the rationale behind industry norms and stylistic tips is so you have enough information to make up your own minds about your writing choices.

I was notorious for this inform-’em-and-let-’em-go attitude back when I was teaching at a certain unnamed university (go, Huskies!). Professors would come fuming (or laughing) into the faculty lounge, exclaiming, “I’ve got another of your old students, Anne!”

“How do you know?” I’d ask, although after the first couple of times, I was pretty sure of the answer.

“She’s questioning EVERYTHING I say.”

“Good. You wouldn’t want it otherwise, would you?”

Some of my former colleagues would want it otherwise, it turns out. And the POVNs definitely would.

Philosophically, I find POVNs’ idea that there are only two ways to tell a story troubling, and not especially conducive to the production of good art. In my experience, there are few real-life dramatic situations where everyone in the room absolutely agrees upon what occurred, and even fewer conversations where all parties would report identically upon every nuance.

Watch a few randomly-chosen days’ worth of any politically-oriented news program, if you doubt this. I think that interpretive disagreement is the norm amongst human beings, not the exception.

And the disagreement amongst writing experts on this point tends to support my argument, doesn’t it?

I also believe that there are very, very few people who appear to be exactly the same from the point of view of everyone who knows them. Most people act, speak, and even think rather differently around their children than around their adult friends, for instance, just as they often have slightly (or even wildly) different personalities at home and at work.

If anyone can find me a real, live person who acts exactly the same in front of his three-year-old daughter, his boss’ boss, the President of the United States, and the lady who leaps out of a cake at a bachelor party, I shall happily eat my hat. Either the person in question has serious social adjustment problems (on the order of Forrest Gump’s), or that perhaps the person who thinks this guy is always the same in every context is lacking in imagination. Or simply doesn’t know the guy very well. Almost nobody and nothing can be completely portrayed from only a single third-person point of view — which is why sometimes narratives that permit the protagonist to be seen from the POV of other characters can be most illuminating.

But that’s just my opinion. Read a bunch of good novels and make up your own mind.

Regardless of your own perspective preferences, it’s important that you know that there are people out there who will want to impose their stylistic preferences upon yours, because they turn up with some fair frequency in agencies, as contest judges, as editors, and as critics. They are statistically more likely to be Baby Boomers than Gen Xers or Gen Yers, however, so they are less likely to be agency screeners than in years past. (Being a Millicent is typically someone’s first job in the business, not one kept for decades, the burnout rate is too high.)

Nevertheless, they do turn up, sometimes in agents’ chairs and behind editorial desks, so it’s best to be prepared for them. When your work is attacked with phrases like, well, it’s more or less impossible to pull off an omniscient narrator in contemporary fiction, you’re going to need to resist the temptation to throw half of Great Books fiction shelf at the speaker, aren’t you?

So how should a prudent writer handle it? Recognize that you are dealing with a POVN, and take everything he says with a gargantuan grain of salt. You can’t convince a true believer; you’ll only wear yourself out with trying. Cut your losses and move on.

But before you do, consider the possibility that the critique may be useful to apply to your manuscript of the moment. Would a more focused narrative perspective add something useful to your story? If not, is the narrative completely free of head-hopping?

That switcheroo caused a few double-takes, didn’t it? POVNs do occasionally have a point: too-frequent perspective switches can be perplexing for the reader to follow. Take, for instance, the following mash-up of point of view — and timeframe, while we’re at it — and assuming that the book so far has been primarily from Marybeth’s perspective.

Trevor stormed noisily into the room, causing her to groan and pull her cat, Mergatroyd, from his perch on her head onto her face. The sudden glare of the overhead light was blinding. Criminy, was Marybeth still asleep? He throws a pillow at her disheveled head on his way to his dresser. “Wake up, sleepyhead, if you want a ride.”

Marybeth glances between Mergatroyd’s limp paws at the 1970s-era clock-radio by her bed: she was supposed to be at work ten minutes ago. Oblivious to the long streak of raspberry mousse adorning her cheek, she adopts her best I’m-in-charge-here tone. “How long were you planning to let me sleep? Next Tuesday?”

Ah, there his tie was. He yanks it from between the mattress and box springs, scowling at the back of his boss’ frizzy head. “Hey, for all I knew, you had a bevy of butlers to wake you in the mornings.”

Yeah, right: attempt to take three steps in this bedroom, and you’d either stub your toe on a cast-aside manuscript or catch your toe in a stray t-shirt and go sprawling. Obviously, her domestic staff was crackerjack. “Throw me my robe, will you?”

Did his job depend upon the civility of his answer? Her kitchen didn’t even have any decent coffee, for goodness’ sake. He’d have to stop at Starbucks on the way in — unless today is Millicent’s day to snag the a.m. lattes? Struggling into her robe, Marybeth watched him wade back to the bedroom door, wondering if she would be pressing her luck if she sent him out for coffee.

A tad confusing, isn’t it? It’s possible to follow, admittedly, but is it really the reader’s job to sort this mess out?

Like abrupt switches of tense, unannounced perspective shifts may puzzle even a reader who isn’t skimming. (As Millicent often is, recall, while she’s sipping that latte Trevor just dropped off at her desk.) That’s unfortunate, because, one of the more common first-novel megaproblems is POV switching in mid-paragraph, or even mid-sentence.

And every time that happens, a POVN Millicent gets her wings. Or at least another justification for dismissing all multiple POV narratives as poor writing.

How so? Well, think about it: if Millie’s been assuming for the past 25 pages that she’s reading a tight third person narrative based exclusively upon Marybeth’s perspective (perhaps one written as a not-very-subtle roman-à-clef by her fellow screener, Trevor, who showed up awfully late to work this morning), why WOULDN’T her first question upon reading this excerpt be, “Hey, why is this suddenly from Trevor’s perspective? And if it isn’t, how on earth could a narrative from Marybeth’s perspective mention a smudge she didn’t know was on her face?”

In Millie’s defense, even if the book so far had been in an omniscient narrative voice (where the dominant storytelling voice can adopt any of the characters’ individual perspectives or none of them at will), this excerpt would have been problematic enough to raise her always rejection-ready hackles. The sad thing is, the perspective problems above would be really, really easy to solve. Any guesses how?

A gold star for the day if you shouted, “Why, that’s what the RETURN key is for, to clear up that sort of confusion!” Make it three if you added, “It’s also helpful if a narrative decides whether it’s in the present or the past tense and applies that choice consistently. Get your act together, Trevor.”

Great advice, on both fronts. Let’s take a gander at what this excerpt might look like if Trevor made only those two revisions: (a) rearranged things so each perspective its own paragraph and (b) picked a tense choice and stuck to it.

The sudden glare of the overhead light was blinding. Trevor stormed noisily into the room, causing her to groan and pull her cat, Mergatroyd, from his perch on her head onto her face.

Criminy, was Marybeth still asleep? He threw a pillow at her disheveled head on his way to his dresser. “Wake up, sleepyhead, if you want a ride.”

Marybeth glanced between Mergatroyd’s limp paws at the 1970s-era clock-radio by her bed: she was supposed to have been at work ten minutes ago. She adopted her best I’m-in-charge-here tone. “How long were you planning to let me sleep? Next Tuesday?”

The contrast between her manner and the long streak of raspberry mousse adorning her cheek almost made him giggle. Ah, there his tie was. He yanked it from between the mattress and box springs, scowling at the back of his boss’ frizzy head. “Hey, for all I knew, you had a bevy of butlers to wake you in the mornings.”

Yeah, right: attempt to take three steps in this bedroom, and you’d either stub your toe on a cast-aside manuscript or catch your toe in a stray t-shirt and go sprawling. Obviously, her domestic staff was crackerjack. “Throw me my robe, will you?”

Did his job depend upon the civility of his answer? Her kitchen didn’t even have any decent coffee, for goodness’ sake. He’d have to stop at Starbucks on the way in — unless today is Millicent’s day to snag the a.m. lattes?

Struggling into her robe, Marybeth watched him wade back to the bedroom door, wondering if she would be pressing her luck if she sent him out for coffee.

Clearer, isn’t it? Tense consistency and easily-followed perspective shifts won’t protect you from a POVN’s rage if you choose to write from multiple perspective, of course, but it will make your scene substantially less of a chore for the non-POVN reader.

Because you’ve already given up trying to please a POVN Millicent or contest judge with a multiple-perspective manuscript, right? You know better than to try to battle her personal preferences and the deafening roar of her writing teachers — and perhaps her boss agent’s writing teachers, right? Right? Hello?

I see a few timid hands waving out there in the ether. “But Anne, how can I possibly know before I submit whether the agent of my dreams employs a POVN Millicent — or is one herself, for that matter? Shouldn’t I, you know, just assume that every Millicent and agent out there is a POVN, and make my narrative choices accordingly?”

You could do that, of course; that’s a relatively safe route. You could also go to the agency’s website, find out whom it represents, and spend a fruitful hour in your local bookstore, yanking its clients’ novels off the shelves and checking for narrative voice. At least the ones in your chosen book category. If an agent represents someone who writes from multiple perspectives, you probably don’t need to worry about her Millicents being POVNs. If, however, the agency’s authors seem to make astonishingly similar perspective choices…

Or you could just choose the voice you feel is best for your story and take your chances. Most of the time, submitters don’t know precisely why agents pass on their manuscripts, anyway. In this age of form-letter rejections (and rejecting through silence), it’s unlikely that even the most vitriolic POVN Millicent would reject you by saying, “Great premise, nice writing — but God, I hate omniscient narration!”

Before you commit to any of these three perfectly reasonable strategies, let’s take a look at how knuckling under to the POVNs might conceivably harm a narrative. Suppose that Jane Austen took the following paragraph from PRIDE AND PREJUDICE to her writing group, a cabal of POVNs:

Elizabeth, having rather expected to affront him, was amazed at his gallantry; but there was a mixture of sweetness and archness in her manner which made it difficult for her to affront anybody; and Darcy had never been so bewitched by a woman as he was by her. He really believed, were it not for the inferiority of her connections, he should be in some danger.

As an editor, I might quibble about Austen’s use of semicolons here, but it’s not too difficult to follow whose perspective is whose, right? Yet, as the POVNs in her group would be the first to point out, there are actually THREE perspectives rolling around promiscuously together in this single brief paragraph, although there are only two people involved:

Elizabeth, having rather expected to affront him, was amazed at his gallantry…(Elizabeth’s POV)

…but there was a mixture of sweetness and archness in her manner which made it difficult for her to affront anybody. (the POV of an external observer)

Darcy had never been so bewitched by a woman as he was by her… (Darcy’s POV)

Now, a POVN in our Jane’s writing group would undoubtedly implore her to pick a single perspective (Elizabeth’s would be the logical choice) and stick to it consistently throughout the book; a POVN agent would probably reject PRIDE AND PREJUDICE outright, and a POVN editor would pick a perspective and edit accordingly. (Or, more commonly, send out an editorial memo saying that he might consider acquiring the book, but only if Jane revised it so all of the action is seen from Elizabeth’s perspective only.)

Let’s say that Jane was cowed by the vehemence of the POVNs and scuttled home to take their advice. Inevitably, the resultant passage would necessarily be significantly different from her original intention. It would probably ending up reading rather like this:

Elizabeth, having rather expected to affront him, was amazed at his gallantry. Darcy remained silent.

Comparatively terse, isn’t it? Legitimately, that is all that she could keep, if she were going to please the POVNs completely.

I cannot presume to speak for Aunt Jane, of course, but I suspect she would not be particularly satisfied with this revision, both because some characterization has been lost, as well as some long-term plot clues. At this rate, the reader is not going to know how Darcy feels until Elizabeth learns it herself, many chapters later. This would, of course, mean that his proposal would be a greater plot twist, coming out of the blue, but the reader would also end up with absolutely no idea how, beginning from initial indifference, Elizabeth charms began to steal over Darcy, over his own objections.

Which would mean, really, that the title of the book should be changed to just PREJUDICE. And since PRIDE AND PREJUDICE is a quote from another novel (Fanny Burney’s excellent-but-dark 1782 novel CECILIA, where the phrase appears three times, all in capital letters), I’m inclined to think that Aunt Jane would have disliked that outcome.

Yet if I may pull up a chair in Jane’s writing group for a moment (oh, as if this whole exercise wouldn’t require time travel), allow me to point out how easily the judicious use of space bar would clear up even the most remote possibility of confusion about who is thinking what when:

Elizabeth, having rather expected to affront him, was amazed at his gallantry; but there was a mixture of sweetness and archness in her manner which made it difficult for her to affront anybody.

Darcy had never been so bewitched by a woman as he was by her. He really believed, were it not for the inferiority of her connections, he should be in some danger.

The moral here, my friends, is once again that you should examine writerly truisms very carefully before you accept them as invariably true in every case. Grab that gift horse and stare into its mouth for a good, long while.

You may well find, after serious consideration, that you want to embrace being a POVN, at least for the duration of a particular writing project; there are many scenes and books where the rigidity of a single perspective works beautifully. But for the sake of your own growth as a writer, make sure that the choice is your own, and not imposed upon you by the personal opinions of others.

Now that our collective loins are girded for possible knee-jerk objections to multiple perspective narratives, I feel I can move on to the topic of juggling them with a clear conscience. Tune in next time, and keep up the good work!

Posted on - No Comments on Nobody expects the…oh, heck, we all expect the Point-of-View Nazis by now, don’t we?

Nobody expects the…oh, heck, we all expect the Point-of-View Nazis by now, don’t we?

spanish_inquisition python 2

Remember how I mentioned last week that reality is sometimes a genuinely lousy storyteller, one that often deviates from a nice, dramatic story arc to devolve into low-end comedy or abrupt tragedy? Well, yesterday provided abundant evidence that it can have as heavy a hand with coincidences as any aspiring writer desperately afraid that otherwise, his readers will be too gosh-darned dim-witted to figure out that all of those clues littered liberally throughout the plot might ADD UP TO SOMETHING.

How heavy a hand did reality apply, you ask? How’s this for overkill: an otherwise completely unconnected agent, long-time reader, and my mother all suggested to me within a six-hour period that perhaps my blog posts were a touch on the long side. Not that they didn’t contain good, useful advice, they all hastened to add; the first and third were concerned about the rather significant drain upon my writing time to compose them, the second about the rather significant drain upon his writing time to read them.

Both sides had a point, I must admit. I’ve always been of the school of thought that holds that blogs can’t really be over-fed: since any given post remains here permanently, there’s nothing stopping a time-pressed reader from stopping in the middle of one and coming back later. Yet even I occasionally experience qualms about just how much time a new reader might end up investing in perusing the archives, especially now that we’re heading into conference (and therefore pitching) season.

And let’s face it, as volunteer activities go, blogging is one of the more time-consuming ones. Most freelance editors who want to give back to the writing community volunteer a few hours a year at their local writers’ conference and call it good.

So far, so good: I took a day off (mid-week, even!) and today’s post is going to be a comparatively short one. In the days to come, I’ll try to dial it back a little.

Historically, I haven’t been all that good at giving the time-strapped bite-sized pieces of analysis, rather than a full meal — in my experience, a fuller explanation tends to be more helpful for writers — but hey, I’ll give it the old college try. Although truth compels me to add that my alma mater has never been noted for the brevity of its graduates’ — or professors’ — observations. That’s the problem with complex analysis; it doesn’t really lend itself to bullet-pointed how-to lists.

Word to the wise: a time-strapped individual might want to be cautious about getting any of us started on explaining the quark or deconstructing MOBY DICK unless she has a few hours to kill. I just mention.

But was that perennially insecure storyteller, reality, satisfied with making this suggestion THREE TIMES in a single day? Apparently not: the moment I logged in this evening, my incoming link alert informed me that two readers had also blogged on the subject within the last couple of days. And not precisely in a “Gee, I’m glad she’s explaining it this thoroughly, but where does she find the time?” vein.

If I’d encountered this level of conceptual redundancy in a manuscript, I’d have excised the third through fifth commentaries upon my wordiness. Possibly the second as well, if the writer intended the manuscript for submission.

Why be so draconian, those of you who write anything longer than super-short stories ask with horror? Well, what would you call a protagonist who needs to be given the same piece of advice five times before acting upon it?

Oh, you may laugh, but making the same point made five times is hardly unheard-of in a manuscript. Nor, alas, is ten or twelve. You’d be astonished at just how many writers seem to assume that their readers won’t be paying very close attention to their plotlines.

Not that Millicent the agency screener would know just how common this level of plot redundancy is, mind you; she tends to stop reading at the first paragraph that prompts her to exclaim, “Hey, didn’t this happen a few lines/pages/chapters ago?” She’s less likely to chalk the redundancy up to narrative insecurity, however, than to a simple lack of proofreading prior to submission.

Why would she leap to the latter conclusion? Well, let me ask you: have you ever made a revision in one scene, didn’t have time to go through the entirety of the manuscript, altering each and every scene affected by that change, and forgot to write yourself a note to remind you to do it right away? Or changed your mind about the plot’s running order without immediately sitting down and reading the revised version IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD in order to make absolutely certain that you deleted in Chapter Two what you added to Chapter Six?

Hey, we’re all strapped for time. Things slip through the cracks. Millicent hates when that happens.

Actually, I was thinking about all of you on my day off, contrary to agent’s, reader’s, bloggers’, and mother’s orders. I couldn’t help it: I was watching Absolute Zero, a documentary about a man who froze to death in what he believed to be a refrigerated railway car. (It wasn’t: the chiller wasn’t working properly.) Trapped, with no prospect of escape, he documented his sensations while yielding to apparently psychosomatic hypothermia by writing on the car’s walls at periodic intervals. After it finished, I leaned over to the arty film-loving friend who had dragged me to the flick and whispered, “Now THAT’s an active protagonist!”

See? It can be done.

I had planned to launch into the burning issue of juggling multiple protagonists today, but all of the control issues of that film must have seeped into my consciousness: I had written only a few paragraphs before I noticed that I had already used the term Point-of-View Nazi twice in passing. Rather than making those of you new to this site guess what this means, I thought I might go the wacky route of spending today’s post defining it, and THEN use it in later discussion.

Just in case any of you missed my earlier point about not putting off those follow-up writing tasks until some dim future point when one will magically have more time to devote to them: it’s a really, really good idea to deal with ‘em right way, before one forgets. Because one often does forget, and for the best of reasons: most of the writers I know are perennially swamped, struggling to carve out writing time in already busy lives.

So let’s cut right to the chase: who is the Point-of-View Nazi, and how can he harm those of you who favor, say, the use of multiple protagonists?

A Point-of-View Nazi (POVN) is a reader — frequently a teacher, critic, agent, editor, or other person with authority over writers — who believes firmly that the only legitimate way to write third-person-narrated fiction is to pick a single character in the book or scene (generally the protagonist) and report ONLY his or her thoughts and sensations throughout the piece. Like first-person narration, this approach conveys only the internal experience of a single character, rather than several or all of the characters in the scene or book.

To put it bluntly, the POVN is the Millicent who automatically throws up her hands over multiple protagonist narration REGARDLESS OF HOW WELL IT IS DONE. And while this ilk of screener has been less prominent in recent years than formerly, those of you who play interesting experiments with narrative voice definitely need to know of her existence.

Now, of course, there is absolutely nothing wrong with tight third person narration focused upon a single character, inherently: it combines the advantages of a dispassionate narrator with the plotting and pacing plusses of a single perspective. It permits the author to sink deeply (or not) into the consciousness of a chosen character without losing the emotional distance of an omniscient narrator. Also, since no one else’s point of view is depicted, it can render the later actions of other characters more surprising to the reader, which can in turn help build suspense and conflict on the page.

It is not, however, the only third-person narrative possibility — a fact that drives your garden-variety POVN positively mad with rage. Maybe not I’m-gonna-cause-some-mayhem mad, but certainly I’m-gonna-reject-this-manuscript mad. A little something like this:

spanish-inquisition python

All of us have our own particular favorite narrative styles, naturally, and many of us have been known to lobby for their use. What distinguishes a POVN from a mere enthusiast for a particular narrative style is his active campaign to dissuade all other writers from ever considering the inclusion of more than one perspective in a third-person narrative.

Just ask one — trust me, he would be more than glad to tell you what voice is best for your book. He would like multiple-consciousness narratives to be wiped from the face of the earth with all possible speed, please. He has been known to tell his students — or members of his writing group, or his clients, or the writers whom he edits or represents — that multiple POV narration in the third person is, to put it politely, terrible writing.

It should be stamped out, he feels — by statute, if necessary. And definitely by rejection letter.

So much for the majority of fiction currently being published in the English-speaking world, I guess. And so much for Jane Austen and most of the illustrious third-person narrative-writers of the 18th and 19th centuries, who used multiple perspectives to great effect.

I bring up our forebears advisedly, because one of the reasons that POVNs were so common was that in the post-World War II era, the prose stylings of the 18th and 19th centuries tended to be rejected as old-fashioned (and therefore bad) by writing teachers. “Downright Dickensian,” many a POVN has cried, covering her students’ first forays into fiction with gallons of red ink. “How can we possibly follow the story, with so many characters’ perspectives?”

I should stop here and make a distinction between the POVN and a good professional reader who objects to what’s called in the trade head-hopping: when a narrative that has been sticking to a single point of view for pages or chapters on end suddenly wanders into another character’s perspective for a paragraph or two. That can be genuinely confusing to any reader, regardless of preexisting belief systems.

Think about it: if a book has been looking out of the protagonist’s eyes for 147 pages, it is a little jarring for the reader to be abruptly introduced to another character’s thoughts. The implication is that the protagonist has magically become psychic, and should be benefiting, along with the reader, from hearing the thoughts of others. If it’s an extreme enough perspective shift, the reader can get knocked out of the story to wonder, “Hey, how could Jemima possibly have seen that?”

Sometimes, this is a deliberative narrative choice, naturally, but more often, it’s the remnant of an earlier draft with an omniscient narrator — or one where another character was the protagonist. (I don’t need to reiterate the advice about going through the manuscript to make sure such changes of perspective are implemented universally, do I? I thought not.)

Another popular justification for head-hopping — although I’m sure all of you are far too conscientious to pull a fast one like this on Millicent — is that the strictures of a close third-person became inconvenient for describing what’s going on in a particular scene. “Hmm,” the wily writer thinks, “in this busy scene, I need to show a piece of action that my protagonist couldn’t possibly see, yet for the past 57 pages, the narration has presumed that the reader is seeing through Jemima’s eyes, and Jemima’s alone. Maybe no one will notice if I just switch the close-third person perspective into nearby Osbert’s head for a paragraph or two, to show the angle I want on events.”

Those of you who have encountered Millicent’s — or indeed, any professional reader’s — super-close scrutiny before: how likely is she not to notice that narrative trick? Here’s a hint:

spanish inquisition python 3

Uh-huh; it’s not worth the risk. In fact, no matter what perspective you have chosen for your book, it would behoove you to give it a once-over (preferably IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD), checking for head-hopping. It drives those of us who read manuscripts for a living batty.

But simple (or even complex) head-hopping is not what’s likely to get you in trouble with your garden-variety POVN. Oh, he hates head-hopping, like most professional readers, but he tends not to be the kind of well-meaning soul who will point out this type of slip to aspiring writers. Nor, indeed, is he the sort at all likely to make a charitable distinction between accidental head-hopping and a misguided narrative choice.

No, a really rabid POVN will jump upon ANY instance of multiple-perspective narration, castigating it as inherently unacceptable, even unpublishable writing — and will rather smugly inform the author that she has broken an ironclad writing rule by doing it. To an aspiring writer expecting to engage in a straightforward, friendly discussion about whether his voice and perspective choices are the most effective way to tell a particular story, this can come as something as a shock.

To be fair, the POVN tends to believe she’s doing aspiring writers a big favor by being inflexible on this point. Remember, many of today’s more adamant POVNs are merely transmitting the lessons they were taught in their first good writing classes: for years, many English professors set it down as a general rule that multiple points of view were inherently distracting in a third-person narrative.

Take that, CATCH-22!

Personally, I think the focus of the narrative voice is a stylistic choice, up to the writer, rather than something that can be imposed like the Code of Hammurabi on every novel wavering on human fingertips, waiting to be written. My primary criterion for judging voice is whether a writer’s individual writing choices serve her story well, rather than rejecting a manuscript outright because of a preconceived notion of what is and isn’t possible.

Call me zany, but I like to think that there’s more than one way to tell a story.

To be fair, though, as an inveterate reader of literary fiction, I have a special affection for authors whose talent is so vast that they can pull off breaking a major writing commandment from time to time. Alice Walker’s use of punctuation alone in THE COLOR PURPLE would have caused many rigid rule-huggers to dismiss her writing on page 1, but the result is, I think, brilliant. (Fortunately, and probably not entirely coincidentally, though, she already had an agent when she wrote it, so she did not have to subject that stylistic choice to the vagaries of Millicent and her ilk.)

I love to discover a writer so skilled at her craft that she can afford to bend a rule or two. Heaven forefend that every writer’s voice should start to sound alike — or that writing should all start to sound as though it dropped from a single pen.

Which is precisely what hard-and-fast rules of narrative style tend to produce, across a writing population. It’s not accidental that a particular perspective choice often dominates a book category for years at a time — agents and editors tend to assume that the narrative choices of the best-selling authors in that category are those that readers prefer. Then some brave soul will hit the big time with a book written from the non-dominant point of view, and all of a sudden, that choice is the new normal.

Like so many other matters of subjective aesthetic judgment, close third-person narration (also known as tight third-person) goes in and out of fashion. But just try pointing that out to a POVN.

One effect of the reign of the POVNs — whose views go through periods of being very popular indeed, then fall into disuse, only to rise anew — has been the production of vast quantities of stories and novels where the protagonist’s point of view and the narrator’s are astonishingly similar. And, wouldn’t you know it, those POVs are overwhelmingly upper-middle class, college-educated, and grateful to teachers who kept barking, “Write what you know!”

The POVNs have also given us a whole slew of books where the other characters are exactly as they appear to the protagonist: no more, no less. No subtext here. The rise of television and movies, where the camera is usually an impersonal narrator of the visibly obvious, has also contributed to this kind of what you see is what you get characterization (if you’ll forgive my quoting the late great Flip Wilson in this context).

The result is a whole lot of submissions that just beg the question, “Why wasn’t this book just written in the first person, if we’re not going to gain any significant insight into the other characters?”

I suspect that I am not the only reader who addresses such questions to an unhearing universe in the dead of night, but for a POVN, the answer is abundantly obvious. The piece in question focused upon a single POV because there is simply no other way to write a third-person scene.

Oh, you disagree with that? Cue the Spanish Inquisition!

As a matter of fact, I disagree with that, but I’m going to sign off now, before the blog-length hard-liners come after me for the sixth time. Should the POVNs come after you before my next set of (comparatively brief) thoughts on the subject, fling some Jane Austen at ‘em; while they’re ripping it apart, you can slip out the back way.

I hate to leave you in the lurch, but…wait, who is that pounding on my door? Pardon me if I run, and keep up the good work!

Posted on - No Comments on Nobody expects the…oh, heck, we all expect the Point-of-View Nazis by now, don’t we?

Nobody expects the…oh, heck, we all expect the Point-of-View Nazis by now, don’t we?

spanish_inquisition python 2

Remember how I mentioned last week that reality is sometimes a genuinely lousy storyteller, one that often deviates from a nice, dramatic story arc to devolve into low-end comedy or abrupt tragedy? Well, yesterday provided abundant evidence that it can have as heavy a hand with coincidences as any aspiring writer desperately afraid that otherwise, his readers will be too gosh-darned dim-witted to figure out that all of those clues littered liberally throughout the plot might ADD UP TO SOMETHING.

How heavy a hand did reality apply, you ask? How’s this for overkill: an otherwise completely unconnected agent, long-time reader, and my mother all suggested to me within a six-hour period that perhaps my blog posts were a touch on the long side. Not that they didn’t contain good, useful advice, they all hastened to add; the first and third were concerned about the rather significant drain upon my writing time to compose them, the second about the rather significant drain upon his writing time to read them.

Both sides had a point, I must admit. I’ve always been of the school of thought that holds that blogs can’t really be over-fed: since any given post remains here permanently, there’s nothing stopping a time-pressed reader from stopping in the middle of one and coming back later. Yet even I occasionally experience qualms about just how much time a new reader might end up investing in perusing the archives, especially now that we’re heading into conference (and therefore pitching) season.

And let’s face it, as volunteer activities go, blogging is one of the more time-consuming ones. Most freelance editors who want to give back to the writing community volunteer a few hours a year at their local writers’ conference and call it good.

So far, so good: I took a day off (mid-week, even!) and today’s post is going to be a comparatively short one. In the days to come, I’ll try to dial it back a little.

Historically, I haven’t been all that good at giving the time-strapped bite-sized pieces of analysis, rather than a full meal — in my experience, a fuller explanation tends to be more helpful for writers — but hey, I’ll give it the old college try. Although truth compels me to add that my alma mater has never been noted for the brevity of its graduates’ — or professors’ — observations. That’s the problem with complex analysis; it doesn’t really lend itself to bullet-pointed how-to lists.

Word to the wise: a time-strapped individual might want to be cautious about getting any of us started on explaining the quark or deconstructing MOBY DICK unless she has a few hours to kill. I just mention.

But was that perennially insecure storyteller, reality, satisfied with making this suggestion THREE TIMES in a single day? Apparently not: the moment I logged in this evening, my incoming link alert informed me that two readers had also blogged on the subject within the last couple of days. And not precisely in a “Gee, I’m glad she’s explaining it this thoroughly, but where does she find the time?” vein.

If I’d encountered this level of conceptual redundancy in a manuscript, I’d have excised the third through fifth commentaries upon my wordiness. Possibly the second as well, if the writer intended the manuscript for submission.

Why be so draconian, those of you who write anything longer than super-short stories ask with horror? Well, what would you call a protagonist who needs to be given the same piece of advice five times before acting upon it?

Oh, you may laugh, but making the same point made five times is hardly unheard-of in a manuscript. Nor, alas, is ten or twelve. You’d be astonished at just how many writers seem to assume that their readers won’t be paying very close attention to their plotlines.

Not that Millicent the agency screener would know just how common this level of plot redundancy is, mind you; she tends to stop reading at the first paragraph that prompts her to exclaim, “Hey, didn’t this happen a few lines/pages/chapters ago?” She’s less likely to chalk the redundancy up to narrative insecurity, however, than to a simple lack of proofreading prior to submission.

Why would she leap to the latter conclusion? Well, let me ask you: have you ever made a revision in one scene, didn’t have time to go through the entirety of the manuscript, altering each and every scene affected by that change, and forgot to write yourself a note to remind you to do it right away? Or changed your mind about the plot’s running order without immediately sitting down and reading the revised version IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD in order to make absolutely certain that you deleted in Chapter Two what you added to Chapter Six?

Hey, we’re all strapped for time. Things slip through the cracks. Millicent hates when that happens.

Actually, I was thinking about all of you on my day off, contrary to agent’s, reader’s, bloggers’, and mother’s orders. I couldn’t help it: I was watching Absolute Zero, a documentary about a man who froze to death in what he believed to be a refrigerated railway car. (It wasn’t: the chiller wasn’t working properly.) Trapped, with no prospect of escape, he documented his sensations while yielding to apparently psychosomatic hypothermia by writing on the car’s walls at periodic intervals. After it finished, I leaned over to the arty film-loving friend who had dragged me to the flick and whispered, “Now THAT’s an active protagonist!”

See? It can be done.

I had planned to launch into the burning issue of juggling multiple protagonists today, but all of the control issues of that film must have seeped into my consciousness: I had written only a few paragraphs before I noticed that I had already used the term Point-of-View Nazi twice in passing. Rather than making those of you new to this site guess what this means, I thought I might go the wacky route of spending today’s post defining it, and THEN use it in later discussion.

Just in case any of you missed my earlier point about not putting off those follow-up writing tasks until some dim future point when one will magically have more time to devote to them: it’s a really, really good idea to deal with ‘em right way, before one forgets. Because one often does forget, and for the best of reasons: most of the writers I know are perennially swamped, struggling to carve out writing time in already busy lives.

So let’s cut right to the chase: who is the Point-of-View Nazi, and how can he harm those of you who favor, say, the use of multiple protagonists?

A Point-of-View Nazi (POVN) is a reader — frequently a teacher, critic, agent, editor, or other person with authority over writers — who believes firmly that the only legitimate way to write third-person-narrated fiction is to pick a single character in the book or scene (generally the protagonist) and report ONLY his or her thoughts and sensations throughout the piece. Like first-person narration, this approach conveys only the internal experience of a single character, rather than several or all of the characters in the scene or book.

To put it bluntly, the POVN is the Millicent who automatically throws up her hands over multiple protagonist narration REGARDLESS OF HOW WELL IT IS DONE. And while this ilk of screener has been less prominent in recent years than formerly, those of you who play interesting experiments with narrative voice definitely need to know of her existence.

Now, of course, there is absolutely nothing wrong with tight third person narration focused upon a single character, inherently: it combines the advantages of a dispassionate narrator with the plotting and pacing plusses of a single perspective. It permits the author to sink deeply (or not) into the consciousness of a chosen character without losing the emotional distance of an omniscient narrator. Also, since no one else’s point of view is depicted, it can render the later actions of other characters more surprising to the reader, which can in turn help build suspense and conflict on the page.

It is not, however, the only third-person narrative possibility — a fact that drives your garden-variety POVN positively mad with rage. Maybe not I’m-gonna-cause-some-mayhem mad, but certainly I’m-gonna-reject-this-manuscript mad. A little something like this:

spanish-inquisition python

All of us have our own particular favorite narrative styles, naturally, and many of us have been known to lobby for their use. What distinguishes a POVN from a mere enthusiast for a particular narrative style is his active campaign to dissuade all other writers from ever considering the inclusion of more than one perspective in a third-person narrative.

Just ask one — trust me, he would be more than glad to tell you what voice is best for your book. He would like multiple-consciousness narratives to be wiped from the face of the earth with all possible speed, please. He has been known to tell his students — or members of his writing group, or his clients, or the writers whom he edits or represents — that multiple POV narration in the third person is, to put it politely, terrible writing.

It should be stamped out, he feels — by statute, if necessary. And definitely by rejection letter.

So much for the majority of fiction currently being published in the English-speaking world, I guess. And so much for Jane Austen and most of the illustrious third-person narrative-writers of the 18th and 19th centuries, who used multiple perspectives to great effect.

I bring up our forebears advisedly, because one of the reasons that POVNs were so common was that in the post-World War II era, the prose stylings of the 18th and 19th centuries tended to be rejected as old-fashioned (and therefore bad) by writing teachers. “Downright Dickensian,” many a POVN has cried, covering her students’ first forays into fiction with gallons of red ink. “How can we possibly follow the story, with so many characters’ perspectives?”

I should stop here and make a distinction between the POVN and a good professional reader who objects to what’s called in the trade head-hopping: when a narrative that has been sticking to a single point of view for pages or chapters on end suddenly wanders into another character’s perspective for a paragraph or two. That can be genuinely confusing to any reader, regardless of preexisting belief systems.

Think about it: if a book has been looking out of the protagonist’s eyes for 147 pages, it is a little jarring for the reader to be abruptly introduced to another character’s thoughts. The implication is that the protagonist has magically become psychic, and should be benefiting, along with the reader, from hearing the thoughts of others. If it’s an extreme enough perspective shift, the reader can get knocked out of the story to wonder, “Hey, how could Jemima possibly have seen that?”

Sometimes, this is a deliberative narrative choice, naturally, but more often, it’s the remnant of an earlier draft with an omniscient narrator — or one where another character was the protagonist. (I don’t need to reiterate the advice about going through the manuscript to make sure such changes of perspective are implemented universally, do I? I thought not.)

Another popular justification for head-hopping — although I’m sure all of you are far too conscientious to pull a fast one like this on Millicent — is that the strictures of a close third-person became inconvenient for describing what’s going on in a particular scene. “Hmm,” the wily writer thinks, “in this busy scene, I need to show a piece of action that my protagonist couldn’t possibly see, yet for the past 57 pages, the narration has presumed that the reader is seeing through Jemima’s eyes, and Jemima’s alone. Maybe no one will notice if I just switch the close-third person perspective into nearby Osbert’s head for a paragraph or two, to show the angle I want on events.”

Those of you who have encountered Millicent’s — or indeed, any professional reader’s — super-close scrutiny before: how likely is she not to notice that narrative trick? Here’s a hint:

spanish inquisition python 3

Uh-huh; it’s not worth the risk. In fact, no matter what perspective you have chosen for your book, it would behoove you to give it a once-over (preferably IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD), checking for head-hopping. It drives those of us who read manuscripts for a living batty.

But simple (or even complex) head-hopping is not what’s likely to get you in trouble with your garden-variety POVN. Oh, he hates head-hopping, like most professional readers, but he tends not to be the kind of well-meaning soul who will point out this type of slip to aspiring writers. Nor, indeed, is he the sort at all likely to make a charitable distinction between accidental head-hopping and a misguided narrative choice.

No, a really rabid POVN will jump upon ANY instance of multiple-perspective narration, castigating it as inherently unacceptable, even unpublishable writing — and will rather smugly inform the author that she has broken an ironclad writing rule by doing it. To an aspiring writer expecting to engage in a straightforward, friendly discussion about whether his voice and perspective choices are the most effective way to tell a particular story, this can come as something as a shock.

To be fair, the POVN tends to believe she’s doing aspiring writers a big favor by being inflexible on this point. Remember, many of today’s more adamant POVNs are merely transmitting the lessons they were taught in their first good writing classes: for years, many English professors set it down as a general rule that multiple points of view were inherently distracting in a third-person narrative.

Take that, CATCH-22!

Personally, I think the focus of the narrative voice is a stylistic choice, up to the writer, rather than something that can be imposed like the Code of Hammurabi on every novel wavering on human fingertips, waiting to be written. My primary criterion for judging voice is whether a writer’s individual writing choices serve her story well, rather than rejecting a manuscript outright because of a preconceived notion of what is and isn’t possible.

Call me zany, but I like to think that there’s more than one way to tell a story.

To be fair, though, as an inveterate reader of literary fiction, I have a special affection for authors whose talent is so vast that they can pull off breaking a major writing commandment from time to time. Alice Walker’s use of punctuation alone in THE COLOR PURPLE would have caused many rigid rule-huggers to dismiss her writing on page 1, but the result is, I think, brilliant. (Fortunately, and probably not entirely coincidentally, though, she already had an agent when she wrote it, so she did not have to subject that stylistic choice to the vagaries of Millicent and her ilk.)

I love to discover a writer so skilled at her craft that she can afford to bend a rule or two. Heaven forefend that every writer’s voice should start to sound alike — or that writing should all start to sound as though it dropped from a single pen.

Which is precisely what hard-and-fast rules of narrative style tend to produce, across a writing population. It’s not accidental that a particular perspective choice often dominates a book category for years at a time — agents and editors tend to assume that the narrative choices of the best-selling authors in that category are those that readers prefer. Then some brave soul will hit the big time with a book written from the non-dominant point of view, and all of a sudden, that choice is the new normal.

Like so many other matters of subjective aesthetic judgment, close third-person narration (also known as tight third-person) goes in and out of fashion. But just try pointing that out to a POVN.

One effect of the reign of the POVNs — whose views go through periods of being very popular indeed, then fall into disuse, only to rise anew — has been the production of vast quantities of stories and novels where the protagonist’s point of view and the narrator’s are astonishingly similar. And, wouldn’t you know it, those POVs are overwhelmingly upper-middle class, college-educated, and grateful to teachers who kept barking, “Write what you know!”

The POVNs have also given us a whole slew of books where the other characters are exactly as they appear to the protagonist: no more, no less. No subtext here. The rise of television and movies, where the camera is usually an impersonal narrator of the visibly obvious, has also contributed to this kind of what you see is what you get characterization (if you’ll forgive my quoting the late great Flip Wilson in this context).

The result is a whole lot of submissions that just beg the question, “Why wasn’t this book just written in the first person, if we’re not going to gain any significant insight into the other characters?”

I suspect that I am not the only reader who addresses such questions to an unhearing universe in the dead of night, but for a POVN, the answer is abundantly obvious. The piece in question focused upon a single POV because there is simply no other way to write a third-person scene.

Oh, you disagree with that? Cue the Spanish Inquisition!

As a matter of fact, I disagree with that, but I’m going to sign off now, before the blog-length hard-liners come after me for the sixth time. Should the POVNs come after you before my next set of (comparatively brief) thoughts on the subject, fling some Jane Austen at ‘em; while they’re ripping it apart, you can slip out the back way.

I hate to leave you in the lurch, but…wait, who is that pounding on my door? Pardon me if I run, and keep up the good work!

Posted on - No Comments on Purging the plague of passivity, part VII: raising the stakes for your protagonist, or, wait — wasn’t the baby supposed to STAY in that bath water?

Purging the plague of passivity, part VII: raising the stakes for your protagonist, or, wait — wasn’t the baby supposed to STAY in that bath water?

    

Before I launch into the topic at hand, I have a bit of good news to announce about a long-time member of the Author! Author! community (and sometime guest blogger here): Arleen Williams has been named a quarterfinalist in the 2010 Amazon Breakthrough Novel Competition! Congratulations, Arleen — our fingers are crossed for you!

(If anyone reading this is thinking, “Hey, I made the cut, too — why isn’t Anne congratulating me?” about this or any other literary contest, please leave a comment and let me know. I love announcing my readers’ triumphs, but I cannot do it unless I know about them.)

Should any of you want to take a gander at Arleen’s entry — or, indeed, any of the quarterfinalists’ — Amazon has conveniently provided free downloadable excerpts. (And no, I have no idea how the contests’ organizers decided what or how much to excerpt.) Do a little browsing, perhaps leave a few comments — and, more importantly, get a sense of what kind of prose contest organizers are handing Mehitabel the veteran contest judge these days.

As I have said before, and shall no doubt keep saying until my terminal breath, one of the best crash-courses a writer can have is an opportunity to be a literary contest judge, at least in the early rounds of competition — it’s the closest an aspiring writer can get to replicating Millicent the agency screener’s daily experience. See the same types of manuscript megaproblems turning up in seventeen or eighteen consecutive entries, and you’ll start to gain a pretty concrete sense of why our Millie has developed such a hair-trigger for rejection.

Another means of extracting this kind of practical information: have a nice, long chat with anybody who reviews books for a living. Even long before these dissolute days when newspapers and magazines have been dropping book reviews from their pages like the proverbial hot potatoes, reviewers rejected hundreds of potential review-objects, often using strikingly similar criteria to Millicent’s.

Don’t believe me? Take a peek at the recent confessions of a literature-loving book reviewer — he’s already thinking of tossing that review copy aside by the end of the second sentence.

Yes, of the book. Sound at all familiar?

Which brings me back — and it was a rather circuitous road, wasn’t it? — to the burning question of my last post, just how long a protagonist may safely remain passive (or feeling sorry for himself) before Millicent’s hand begins drifting toward the form-letter rejection pile. Last time, I suggested that since that hand can start drifting after just a few lines, and since that drift is equally likely to occur on page 273 as on page 1, a prudent writer edits with an eye toward keeping that protagonist pretty darned active.

If, as the pros say, there should be conflict on every page, the protagonist should be involved in it as often as possible. Ideally, of course, the bulk of that conflict won’t be merely random — there’s a limit to the number of times a protagonist can stumble down the wrong alley and onto a knife fight, after all — but integrally connected to the ongoing struggle in which Our Hero is engaged.

Was that giant crash I just heard the sound of a thousand eyebrows hitting a thousand hairlines? “But Anne,” writers of comparatively peaceful plotlines protest quaveringly, “what on earth do you mean by ongoing struggle? I don’t think of my protagonist as engaged in a constant struggle. Sure, there are things he wants, but I want to keep this book realistic — he struggles sometimes, but in other scenes, he’s resting, playing softball, tending his rock garden, and other real-world activities. I think this makes him easier for the reader to identify with, dag nab it.”

Easy there, slice-of-lifers — no need to devolve into the aggressive idiom of Yosemite Sam. If I may take the liberty of verbalizing the unspoken question that tends to linger in Millicent and Mehitabel’s minds while perusing, say, the third similar rock-gardening scene in a book, if a scene doesn’t either move the protagonist toward his goal or present a new obstacle, enemy, or ally, does it really belong in the book? Or is it merely marking time until the next action scene?

Hey, they asked it, I didn’t. But I must admit, in most manuscripts — especially overly-long or rather slow ones — they have a point. While off-plot scenes, like pages on end of unbroken interior monologue or clever summaries of what has just occurred, are often abundantly justifiable from the writer’s viewpoint as subtle character development (hey, a protagonist who thinks about things must be smart, right?), from a reader’s point of view, they can start to seem like detours, distractions from what’s going on in the book. As a result, many sagging-in-the-middle manuscript could be firmed up by the simple expedient of trimming the scenes that are not integral to the plot.

I know, I know: cutting a scene outright seems like too blunt an editing tool to apply to finely-constructed literary fiction, or indeed, to any nice piece of writing, but remember, in order for an agent to be able to pitch even the most beautifully-written book to an editor, that agent is going to have to be able to say what that book is about. Typically, books are about their plots, not the sentences that are the medium for presenting those plots.

Or, to put it as an agent intending to pitch it might, a good book, whether it’s fiction or nonfiction, is about an interesting person (the protagonist or protagonists) in an interesting situation (the premise) who wants something (the goal), but faces obstacles before she/he/them can obtain it. In confronting and overcoming those obstacles (that struggle I mentioned earlier), the protagonist(s) creates, strengthens, and/or breaks relationships, as well as grows personally/collectively.

Oh, your plot isn’t like that? What are you writing about, a completely antisocial wallaby?

I’ll bet that if you thought about it hard, you’d find that even that wallaby wants something, though, and faces obstacles in getting it. From Millicent’s perspective, that’s the essential story of WALTER THE LONELY WALLABY — and no matter how much she might happen to love wallabies, scenes that are extraneous to that storyline, or seem to slow it down, or appear to be recovering the same territory as a previous scene, are going to have a harder time keeping her interest than those in which Walter is actively engaged in confronting those obstacles.

In other words, the scenes with plot-relevant conflict in them.

Some of you aren’t all that comfortable with the implications, are you? “Wait a minute, Anne,” a few pale wallaby-distracters ask. “What did you mean about scenes that cover the same ground as a previous scene. You couldn’t possibly be referring to — gasp! — scenes where my protagonist tells some other character what’s just happened to her, could you? I’d been thinking of those scenes as active alternatives to internal monologue — dialogue is action, right?”

Well, not necessarily — and dialogue in which all of the parties basically agree with one another and share the same goals tends not to contain much conflict. There’s no denying that such scenes usually recap plot that the reader has already seen first-hand; to Millicent and Mehitabel, they are merely redundant.

Again, they have a point — and not merely because repeating the same information makes some readers feel that their intelligence is being insulted. (“What? This author thinks I’m incapable of remembering what happened ten pages ago?”) Review scenes, whether they take place mentally or via the ever-popular (and plot-stopping) I’ll talk it all over with my best friend/mother/spouse/coworker/fellow foxhole denizen dialogue, seldom add much forward momentum to a plot.

They may appear to do so, by showing how the protagonist comes to a decision about what action to take next, but by definition, such scenes force the reader to travel the same road twice. Like scenes where the protagonist mulls over his options for a few pages, even fairly lengthy let’s talk it over scenes can usually be replaced by a quick Sheila talked it over with George, then they headed out to the abandoned mine to check for ghosts. The reader doesn’t really need to see the recap; most of the time, it may safely be assumed to have occurred offstage.

What’s the inherent risk of keeping such scenes front and center? Pop quiz, to see if you’ve been paying attention throughout this series: is a scene where the protagonist thinks over what has already occurred (perhaps while tending that pesky rock garden) more likely to depict him as active or passive? What about the scene where Sheila and George nurse a few beers while speculating about whether those noises she heard in the abandoned mine were really the restless dead?

Uh-huh. Still want to take your chances that Millicent or Mehitabel will be engaged enough in the plot to plow through ‘em?

If your answer to that last question was a resounding, “Yes, by Jove!” that’s certainly your authorial prerogative, but I would strenuously advise taking some writerly action to increase the reader’s investment in the outcome of the plot — or at least in the protagonist’s overcoming the barriers between herself and her heart’s desire.

How do I know that your protagonist does in fact face barriers to attaining her heart’s desire, you ask? Simple: if she didn’t, you wouldn’t have much of a plot going there, would you?

That does not mean, obviously, that all struggles for all goals are equally engaging for the reader. Generally speaking, the less sympathetic the protagonist, the less worthy her heart’s desire, and the less challenging the obstacles, the harder the narrative must work to keep the reader interested in the outcome. Ditto with clichés and predictable plot twists.

So take a good, hard look at your central conflict: are the stakes for which the protagonist is fighting high enough for the reader to keep rooting for him to win? Are the obstacles he faces serious enough to require some genuine ingenuity, persistence, and/or other character trait you want the protagonist to develop over the course of the book to overcome?

If not, could you ramp up the stakes? Make the obstacles more varied? Have an ally suddenly transform into an enemy — or vice-versa?

And yes, it is possible to pull off all of these feats within any storyline, even the most mundane. Realism need not be the enemy of either complexity or conflict; the writer of the real is merely limited by what’s plausible.

Okay, so that’s a pretty big merely. As an aspiring slice-of-life writer wrote in to point out, it can be difficult to ramp up the stakes for

…a protagonist whose problems are — well, trivial is such a harsh word…shall we say not of life-bending importance? This seems to be the problem I’m having with my work-in-progress. While my readers like it, they’re not thrilled by it. Which makes me wonder if I will ever see it published.

Today, it seems you can’t write about an ordinary person and her troubles, but have to throw earth-shattering obstacles at her. As if life isn’t hard enough already.

I hope you’ll discuss this situation and offer some pearls of wisdom to remedy it, without throwing everything out and starting over. Yikes!

Funnily enough, just a few days before the reader posted this suggestion, I had been discussing this very problem with a literary agent at a book launch. Naturally, when he brought up the issue, he described it from the other side of the submission envelope: “I keep getting manuscripts with good characters and good writing, but there’s just not enough at stake.”

Did that collective harrumph I just heard indicate some disbelief that my commenter and the agent were talking about the same phenomenon? Trust me: I’m fluent in both writer- and industry-speak.

Both parties were referring, you see, to a very common manuscript megaproblem, a little something I like to call the Cinema Verita Dilemma: how does one write truthfully and movingly about ordinary life — which is, at least most of the time, stubbornly resistant to the basic rules of drama — without producing a text that’s too ordinary to excite reader interest?

Would it surprise you to hear that the agent probably wouldn’t agree with the writer’s suggested solution of throwing earth-shattering problems into the protagonist’s path in order to make the piece more marketable? Nor would I, as it happens.

Most of the time, it’s just not necessary. More than that, it’s not always plausible.

But I’m overjoyed that the writer brought up the possibility, because many revisers do go a bit overboard in response to the suggestion that they raise the stakes of their protagonists’ conflicts a little, give them a more complex array of problems, and generally make the journey from Plot Point A to Plot Point Z a bit more circuitous.

How far overboard, you ask? Well, let’s just say that giving the protagonist’s best friend/husband/child a fatal disease, lingering addiction, or propensity to wander out into traffic is all too frequently the FIRST step. From there, the changes can get truly dramatic.

Finding ways to make the ride more interesting is a more useful way to think of adding conflict, perhaps, than simply throwing more obstacles into your protagonist’s way. Most writers are pretty fond of their protagonists — so the notion of making that nice character’s life HARDER can be pretty distasteful.

Especially if, as is often the case with a first novel (and pretty much always the case with a memoir), the protagonist’s original situation was based all or in part upon some aspect of the writer’s life. “Make her life more difficult?” these writers exclaim. “But millions of people struggle with the problems she had in my first draft every day! Surely, that’s important enough to carry a whole book, isn’t it?”

Well, as that agent would have been likely to tell you, it all depends upon the writing. But the fact is, ordinary life tends not to be all that interesting, dramatically speaking.

So whose job is it to make it so on the page? That’s right: the writer’s.

I suspect that pretty much all of us who write about the real are already aware of this on some level. I mean, the fact that we writers tend to describe such stories as ordinary is kind of a tip-off, isn’t it? If the characters are just surviving, rather than engaged in an active story arc, it’s difficult for the reader to feel pulled along with the story.

Let’s face it: the Fates, while unquestionably gifted at producing real-life irony, are not always the best at dramatic timing. So, again, whose job do you think it is to correct for that on the page?

This is equally true of fiction and nonfiction, by the way. Even memoir is seldom just the straightforward reproduction of life as it is actually lived — or, to be more precise, memoirs that sell are seldom just that. In order to make readable stories, memoirists tell their stories through their own individual lenses, selectively, and in a manner that makes a particular point.

Which, if we’re honest about it, is more than whatever deity is in charge of the running order of quotidian life tends to do.

In fiction, simply reproducing one’s diary (or real-life scenes verbatim) doesn’t very often work on the page, either — and, as I mentioned a few days ago, I suspect the fact that most of us were first taught to write short stories, not novels, tends to disguise that marketing reality.

Possibly because good slice-of-life short pieces of the type that most of us were weaned upon in Comp class are usually DESIGNED to disguise that marketing reality.

I’m not joking about that: the essence of slice-of-life literature is conveying the illusion that it is ripped from real life and displayed more or less as is, in much the way that found art is. But actually, considerable craft is required to produce that effect.

What, did you think that David Sedaris just stood in his childhood living room with a tape recorder, writing down transcripts of his family’s hilarity? (Can you believe the ridiculousness of that so-called exposé of Sedaris’ writing, by the way? Some humorlessly anal-retentive researcher went over his books with a fine-toothed comb to try to figure out how much of it was literally true. Apparently, no one involved had noticed that Mr. Sedaris is a COMEDY WRITER — or had heard of poetic license. But I digress, and that’s bad for plot development.)

I’m sensing some disgruntlement out there — and not with the writer of that exposé. “But Anne,” I hear some of you slice-of-lifers protest, “hasn’t there been a lot of great literature that reveals truths about everyday life through closely-examined, beautifully elucidated moments of life as it is actually lived?”

Of course there has been — and still is, amongst each and every year’s crop of literary fiction, memoir, and fiction in every genre. No need to fear that such writing isn’t getting published anymore, because it undoubtedly is. However — and this is one whopper of a however — the reception such a book tends to receive depends almost entirely upon the quality of the writing.

Wait — where have I heard that before?

I’m not going to lie to you: a book that aspires to consist of nothing but such moments and isn’t billed as literary fiction or memoir would probably experience some resistance from Millicent. And before any of you dismiss her taste as philistine-ish, remember that it’s her job to sift through her boss’ submissions, looking for work that has market potential, not just what’s well-written.

Suffice it to say that few agencies are charitable organizations; they exist to sell their clients’ writing, not just to serve the interests of High Art. (Just a quick comprehension check before I move on: everyone out there IS already aware that literary fiction and good writing are not synonyms, right? The former is a marketing category; the latter is a descriptor of work in every book category. If you’re unclear on how to define the former, well, you’re in good company: ask any two agents who represent it for a definition, and you’ll probably get at least two different responses. For more on the ongoing debate, please see the LITERARY FICTION category on the list at right.)

Which brings me back to my little chat with that agent at the book launch: what he was saying, I think, is not that he would like to see writers of books about ordinary people toss them aside in favor of writing something completely different, but rather that he would like to see those ordinary people be a bit more interesting on the page.

As, indeed, my slice-of-life-loving commenter asked me to explain how to do. So I suppose I’d better get around to it.

Unfortunately, like so many good questions about craft, there isn’t a simple answer, or even any single technique to apply. Most of the techniques we’ve discussed in this series would help, to tell you the truth.

But as I am apparently incapable of walking away from a half-answered question (I really do need to work developing that skill, if only so I can get a bit more sleep), here are a few other tricks o’ the trade for pepping up the reality-based — as well as narratives that aspire to hold, as ’twere, the mirror up to nature.

Fair warning, writers of the real: you’re probably not going to like #1.

(1) Give your protagonist a few more problems. Frankly, most novels and memoirs feature characters that are a little too straightforward — and so are their problems. In real life, most people are dealing with a whole rash of issues simultaneously. So why should a novel’s protagonist be luckier?

They don’t need to be big problems to be effective, either. You needn’t cut off her leg, for instance, but how would it complicate the plot to have her sprain her ankle at a crucial juncture? Would it give more scope for character development?

(2) Make solving those problems — and smaller problems along the way — more urgent for your protagonist. Or, to rephrase this in industry-speak, if the protagonist isn’t vitally interested in the outcome, why should the reader be?

A lack of urgency is an unbelievably common problem in slice-of-life submissions. Even if the conflict at hand is quite small, the protagonist’s (and other characters’) involvement in it can make it seem immensely important to the reader.

Again, it’s the writer’s job to make sure that alchemy occurs, not the reader’s job to remain interested in whatever happens to be going on.

(3) Make your protagonist a bit more off-beat. Often, self-described ordinary characters are relatively devoid of quirks — which, again, is not particularly realistic, as anyone who has lived in an ordinary small town can tell you. Almost everybody has at least one or two genuine character oddities; why not let ‘em out for some air?

A very tangible fringe benefit: quirky protagonists tend to be a bit more likeable than salt-of-the-earth nice ones. The former are less predictable. Which brings me to…

(4) Allow your protagonist to act out of character every once in a while. Most aspiring novelists think that keeping a character absolutely true to type 100% of the time is a mark of narrative sophistication — but to tell you the truth, consistency is overrated. (Except, of course, consistent plausibility.)

Why, you ask? If a character isn’t very complex to begin with (see tips 1 and 2), the result can be utter predictability. Especially in a piece that aspires to feel very true-to-life, too much character consistency can sap considerable tension from even a very exciting storyline.

In a flatter story arc, it can take it away entirely.

Think about it: if the reader already has a pretty good idea of how the protagonist is going to react to any given stimulus, and if the storyline self-consciously avoids major twists and turns, what precisely is going to keep that reader turning pages?

(5) Add occasional humor in a serious narrative — and serious moments to a comedy. One-note narration can render even an exciting series of events flatter, yet variation in tone is surprisingly often missing from slice-of-life stories and memoir. Since humor astonishingly seldom plays a major role in memoirs, it can be even more effective to enliven a slow scene.

(6) Allow the external environment to reflect the protagonist’s state of mind. This is an old literary fiction author’s trick: from time to time, instead of showing the protagonist’s mental state through the on-the-nose method of typing her thoughts, why not have a nearby dog growl when she’s angry? Or a sunny day seem made for her alone?

(7) Play to your narrative strengths. Normally, I’m reluctant to give this particular bit of advice, as most writers have particular phrases, sentence structures, types of images, etc., that they would just LOVE to add 400 more times to their current manuscripts. But for quiet books, it honestly is a good idea to figure out what makes the best scenes so good — and to try to replicate that magic in a couple of other instances throughout the book.

Just a couple, mind you. If any of you 400-times-per-manuscipt types claim down the road, “Well, Anne Mini said it was okay to play to my strengths,” I shall deny it vociferously.

(8) Accentuate contrasts. Even in the most prosaic storyline, there are ups and downs, right? Try heightening the joys and deepening the despair.

At first, this may seem as though you’ve made your protagonist bipolar, but a too-even keel tends to reduce a reader’s sense of the importance of that’s going on in a scene. Which leads me to..
.
(9) Raise the stakes of the conflict that’s already there. This need not mean making every conflict a matter of life or death — but if a conflict seems vitally important to the protagonist, it generally will to the reader as well.

It’s harder to make the day-to-day seem vitally important (see comment above about highs and lows), but that’s just another challenge for a talented writer, isn’t it?

Finally — and this is advice that it would do most aspiring writers good to embrace — try to avoid the temptation to blame the publishing industry’s market-oriented tastes for what is very often a narrative problem. Once a writer’s gone there, it’s just a short step to the slippery slopes that lead to deciding that it’s not worth querying (“Agents only want books with non-stop action.”) — or revising (“They’re not publishing books like mine anymore, so I might as well trash this manuscript and start on a potboiler.”).

A warning flare that one might be getting close to that slippery slope: catching yourself speaking about the process in superlative terms. Watch out for words such as never, always, only, and impossible tumbling out of your mouth when you discuss your book’s prospects.

Or, like today’s commenter, thinking that maybe it would be easier just to throw out the current manuscript and start fresh with a new story. Admittedly, sometimes that actually is a good idea — but as writers are rather more likely to produce this sentiment at the beginning of the revision process, rather than at the middle or the end, I tend to regard it as a more reliable symptom of a lack of confidence than a lack of potential in the book.

And when the thought is attached to a manuscript that has yet to be submitted, it sounds as though the author is trying to talk himself out of sending it out at all. Yes, the current literary market is exceptionally tough, but the only book that will certainly never get published is the one upon which the writer has given up.

Or, to translate it so everyone on both sides of the industry can understand: no one really knows for sure whether a book is marketable until its author has tried to market it extensively. So there.

Sure, the obstacles to publication are lofty, but the stakes couldn’t possibly be higher. Like so many factors in the life of the successfully compelling protagonist, these facts may be annoying to struggle against, but you can’t deny that they make the writer’s life interesting. Keep up the good work!

Posted on - No Comments on Purging the plague of passivity, part V: the subtle difference between a passive protagonist and wallpaper

Purging the plague of passivity, part V: the subtle difference between a passive protagonist and wallpaper

bird in a tree

You’re expecting me to open today’s post with a bait-and-switch, are you not? It’s a conditioned response around this time of year — a good 80% of daily and weekly columnists, regardless of their habitual subject matter, may reasonably be expected to open their April 1 posts with an apparently straight-faced telling of an improbable tale, only — surprise! — it turns out not to be true. Har de har har — April fool!

Is anyone over the age of 10 still caught off-guard by this strategy at this point of the calendar? I find it hard to believe, yet much like young men whistling and catcalling after women in the street in order to attract them, I guess we have to assume that it must have worked at least once in human history. Otherwise, it would just be silly to keep doing the same obvious thing over and over again, wouldn’t it?

Why, yes, that does relate to our topic du jour, now that you mention it. How clever of you to notice.

Last time, I began telling you the story of Passive Paul, inert protagonist extraordinaire. Doubtless a charming fellow in real life, Paul is problematic as the center of a book’s interest because his devotion to constant courtesy, never taking even the slightest risk, however trivial, avoiding confrontation of every sort, and extensive internal monologuing render his entrance into virtually any scene of his own book a signal to the reader to start yawning now.

Or, to put it a touch more generously, a reader — particularly a professional one like Millicent the agency screener — might like him to do a bit more and ponder a bit less.

What tends to end up on the page, in short, is a great deal of what we here on the West Coast call processing: lengthy examination of self, loved ones, and/or a situation in order to wring every last drop of psychological import from Paul’s life.

So I repeat my rather disturbing question from last time: why does a character like Paul deserve to have an entire book devoted to him?

This question is infinitely harder to answer in the case of a passive protagonist than an active one. After all, the Pauls of this world almost never cause the central problems of a plot — far from it. He’s usually the guy who tries to get everyone to calm down. Passive Paul has taken to heart Ben Franklin’s much-beloved maxim, “He in quarrels interpose/must often wipe a bloody nose.”

Paul just doesn’t want to get involved, you know?

Oh, he says he does, and certainly thinks he does, often in pages upon pages of unsaid response to what’s going on around him. But deep down, he’s a voyeur — a very specific kind of voyeur who likes to watch the world through a magnifying glass at a safe distance.

Like a bird perched on a tree, peering down at the accident on the street below him, Paul’s basically an observer of the plot, at best. At worst, he’s part of the scenery.

Even when the plot thickens enough to make his life exciting, all he really wants is for the bad things happening to him to be happening to somebody else four feet away. As a result, he watches conflict between other characters without intervening, as if they were on TV. Oh, he may comment vociferously upon what’s going on, especially if he happens to be the narrator, but he seldom takes on the responsibility of making something new happen.

Yes, plenty of people feel that way in real life. We all have our moments of adolescent yearning when we long to have the entire universe rearrange itself around us, in order to get us what we want. But as appealing and universal as that fantasy may be, it is very, very hard to turn into an exciting plot.

But oh, do aspiring writers ever try! Thus the perennial popularity of Ordinary Joes who are unwittingly drawn into Conspiracies Beyond their Ken as protagonists. Yet if Joe simply wanders from scene to scene, observing what’s going on, he runs the risk of becoming set decoration, rather than the primary mover and shaker of the plot.

Do I spot some active hand-waving out there? “But Anne,” creators of sedentary protagonists everywhere exclaim, “surely it’s not an all-or-nothing proposition, either a strong and silent John Wayne type muscling his way from conflict to conflict or a Marcel Proust character lingering in bed for several hundred pages at a time, mentally reviewing his life. If I don’t show my protagonist thinking through his options, I’m afraid he’ll come across as, well, a trifle dim-witted. And my book’s conflicts are too complicated to be resolved without fairly involved thought.”

I’m not sure that there was actually a question in there — passive protagonists are noted for their ability to avoid direct questions, which might be considered confrontational; it’s not called passive-aggressive questioning for nothing — but you’re quite right that protagonists are seldom all active or entirely passive.

What I’m really talking about here is a habitual tendency to slow down a plot and/or minimize conflict by stopping the action cold while the protagonist processes. The danger, from the reader’s perspective, is if he remains still enough for too long at a stretch, the book no longer seems to be about him; it’s about his environment. He might as well be wallpaper on the walls of his life.

Worse than wallpaper, in some cases: while wallpaper is usually pretty innocuous (although admittedly, the 1960s and 70s did produce some aggressively eye-searing patterns), seldom actually interfering with what humans are doing in the room it decorates, Passive Paul does have an effect upon the plot. It’s a negative one: he’s the guy standing in the way of the reader finding out what happens next.

Yes, really. Unlike your average strip of wallpaper, the fact that Passive Paul could make a move to affect the world around him, but apparently chooses not to act to do so, renders him merely obstructive to the reader. However, if he obstructs her view of an interesting plot or characters long enough — or, still more common, if his primary contributions to conflict-ridden scenes are to try to avoid or end the conflict — she may eventually find him downright annoying.

Annoy her enough, and she may find herself pulled entirely out of the story — and once that’s happened, it’s hard for most readers to get back into it. The average Millicent, of course, doesn’t even try: “Next!”

Having trouble picturing how nice, friendly Passive Paul provoked such extreme reactions? Okay, let’s place him in a — sacre bleu! — conflictual situation, to see how he tends to respond to it.

Say, for the sake of argument, that Paul encounters a thorny problem, one that would require him to

(a) make a decision,

(b) take some action that will disrupt the status quo of his life, and frequently

(c) learn an important lesson about himself/love/commitment/life with a capital L in the process.

How does he handle it? Simple: he dons his proverbial thinking cap…

(Insert Musak or other appropriate hold music here. Writers LOVE working through logical possibilities in their heads, so their protagonists seldom lack for mulling material.)

…and two pages later, he’s still running through the possibilities, which are often very interesting.

Interesting enough, in fact, that they would have made perfectly dandy scenes, had the author chosen to present them as live-action scenes that actually occurred within the context of the plot. Instead, they tend to be summarized in a few lines, told, rather than shown, but analyzed to the last drop.

Did that set off warning bells for anyone but me? On about 45 levels, most of which would involve Millicent the agency screener muttering, “Show, don’t tell,” under her breath while perusing a manuscript submission?

“But Anne,” lovers of sedentary protagonists point out, “you’re presenting me with a narrative difficulty. Real-life people are acted upon by forces beyond their control all the time; we don’t need to be in the middle of an economic downturn to notice the difference between being laid off because your company is downsizing and quitting a job the employee never liked very much in the first place. (Possibly because it interfered with his writing time.) Heck, you’re constantly telling us that the best path to writerly happiness is to learn what parts of the querying and submission process are and are not within the writer’s control. So how am I supposed to reflect reality in my writing without depicting my protagonist as caught in the throes of forces beyond her control — or by showing her mulling through what’s going on until she figures out what those forces are?”

Excellent compound question, processing aficionados. Allow me to respond by telling you the story of my all-time least-favorite April fool’s joke, with a passive protagonist in a first-person narrative. Take it away, Paul!

Because the economy wasn’t exactly clamoring for those of us with liberal arts degrees in the mid-1980s — although when has it ever? — half the people with whom I went to college were forced to take up temping after graduation. It was just placeholder employment, we told ourselves, until something better came along. Or until we got admitted to graduate school, whichever came first.

After seven or eight months of only occasional temp assignments and practically no job interviews, I was beginning to doubt that I was employable at all. My girlfriend hadn’t graduated yet, so I was camping out in her dorm room, much to her roommate’s chagrin. So when the lady from Sudden Help called to offer me a one-day job at the aquarium, I snapped it up immediately.

“The regular receptionist refuses to work on April first,” the manager told me, leading me to the telephone bank I was supposed to man until five p.m. “I think you’ll figure out why.”

Scarcely had I seated myself when the phone rang. “New England Aquarium,” I sang out, determined to be chipper at all costs.

“Mr. Fish, please. I’m returning his call.”

I searched through the directory. “I’m sorry, but there’s no Mr. Fish here. Could you tell me which department…”

“Oh, God,” my caller interrupted, beginning to chortle. “Did you say this is the aquarium? I’m going to get Mandy back for this.”

She hung up before I caught onto the joke: Mandy, whoever that was, had left her a message to call not a person, but a fish. And where do you call if you you want to reach a fish? Not bad. I’d have to file that one away for future April Fooling.

I was still giggling when I answered the next call. “New England Aquarium. How may I direct your call?”

“A. Shark, please.”

Oh, dear — was this going to go on all day? It hadn’t occurred to me that it might not be a one-time affair. If I every other call was going to be the same joke, I’d better come up with a way to break it to people gently. “I’m afraid you’ve been the victim of a prank, sir. I’m sure we have sharks, but I can’t connect you to them.”

“Why not? I’ve got a message here to call A. Shark.”

Clearly, the guy wasn’t the brightest bulb in the box. I waited for him to get the joke. “This is the New England Aquarium. Get it?”

“Now, look, Buster…”

“Please lower your voice. I’m just trying to explain…”

“Put my call through, or I’m gonna complain to your manager!”

By the time I had calmed him down, I not only understood how wise the receptionist had been to take the day off annually, but was no longer certain I was coming back after lunch. 725 calls later, I could barely make it to the subway stop at the end of the day.

Okay, how did Paul slow this story down with his passivity? Let me count the ways.

If you said that he spent too many lines explaining what was going on to the reader, give yourself a gold star for the day. First-person narration — and really, tight third-person that lingers to much in the protagonist’s head — is notorious for over-explanation. It tends to slow down the narrative.

Here, it also watered down what could have been quite a funny running bit, had Paul gotten out of its way. The dialogue alone could have made the joke abundantly clear.

Also, Paul was not the character to figure out the joke — the first caller did, right? — that, too, might be construed as being an obstacle to the conflict at hand. Chock up another star if you caught that one. Third, as is so often the case with passive protagonists, his response was redundant, repeating information the reader already knew.

“Yes, yes, we get it,” Millicent mutters. “Fish at an aquarium. Move on with it!”

What’s the problem with conceptual repetition, long-term readers? It’s predictable — as are most passive protagonists, when you come to think about it. (And believe me, Millicent does think about it. All the time.) An unfailingly polite character may be relied upon to be courteous, right? A habitual conflict-avoider will constantly eschew conflict. Someone who never talks back to his boss in pages 1-175 will probably continue to be reticent until the last chapter of the book — and perhaps will keep his trap shut even then.

And so forth. Wouldn’t a more changeable character’s responses surprise readers more?

Award yourself three extra stars if you caught the slightly subtler way that Paul slowed down the narrative here: he’s presented himself as the victim of every external force within this scene. His employment problems are shared by millions, but does he try a different solution than the undifferentiated masses? He even lumps himself in with them, referring to everyone concerned in the first person plural. Outside forces even drove him to say yes to the job in the anecdote — and rather than asking intelligent follow-up questions once he gets there, he plays straight man until the first caller clues him in on what’s happening. And even though he’s not the butt of the joke the second time around, Paul thinks only of how the misunderstanding might affect himself.

That self-centerness isn’t precisely a surprise in a passive protagonist, is it? Characters who feel sorry for themselves are particularly prone to thought-ridden passivity. Life happens to Paul, and he reacts to it.

Does he ever! Oh, how lucidly he resents the forces that act upon him, as he sits around and waits for those forces to strike at him again! How little does the external pressure affect his basic niceness as he mulls over the problems of his life! How redolent of feeling do the juices in which he is stewing become!

This is fine for a scene or two, but remember, professional readers measure their time waiting for conflict in lines of text, not pages. To say that they bore easily is like saying that you might get a touch chilly if you visited the North Pole without a coat: true, yes, but something of an understatement, and one that might get you pretty badly hurt if you relied upon it too literally.

Don’t get me wrong — I’m not saying that Paul could not be written about well, or even that a novel or memoir in which he was the protagonist would necessarily be unmarketable, even in the current super-tight, oh-my-God-when-will-this-recession-end? literary market.

What I am saying is that Paul’s creator would have to work awfully hard to make his story exciting. Just as a reader may guess a passive protagonist’s probable responses half a page away, a pure observer’s storyline tends to be, among other things, predictable.

Yes, yes, there are plenty of good books where the protagonists sit around and think about things for entire chapters at a time. But before you start quoting 19th-century novelists (or memoirists, for that matter) who habitually had their leads agonize for a hundred pages or so before doing anything whatsoever, ask yourself this: how many books of this ilk can you name that were published within the last five years?

Come up with many? Okay, how many of the ones you have in mind were written by first-time novelists or memoirists?

Okay, how about ones not first published in the British Isles or ghostwritten for celebrities?

Think up even one? If you did, could you pass their agents’ names along to the rest of us with all possible speed?

Paul’s creator has a book that might interest ‘em. In the current very tight literary market, there aren’t many North American agents who harbor this preference — and still fewer who act upon it in establishing their client lists.

And no, beautiful writing alone usually isn’t enough to get Millicent to pass a submission featuring a passive protagonist on to her boss. Professional readers see beautiful writing about inert characters more than you might think. Especially if they represent literary fiction or memoir.

Why? Well, unfortunately, there seems to be a sizable and actively writing portion of the aspiring author community that proceeds on the assumption that literary fiction shouldn’t be about anything in particular — except characterization, of course. A plot distracts from the glory of those stellar sentences, I guess. Or if it is about something, it should be about the kinds of moments that work so well in short stories: exquisitely rendered instants fraught with significance.

You know, the type of hyper-examined human interaction that is really, really hard to sustain for longer than 20 pages or so. Partially — and see if this sounds at all familiar — because all of that observation and reaction tends to keep the narrative, if not mostly within the protagonist’s head, then at least within his body, for most of the piece.

Just in case anyone doesn’t already know this, literary fiction refers to the writing style, experimental use of language, and/or the expectation of a college-educated readership, not the plotline. Cormac McCarthy’s hyper-literary recent hit THE ROAD is a reworking of a premise long familiar to any SF/fantasy reader, after all; it’s the writing that makes it literary fiction.

So yes, Virginia, literary fiction can have a plot. It can even move the reader through that plot swiftly.

Memoir submissions often suffer from a similar reluctance to step outside the protagonist’s head into a full and complex world. But while literary fiction submissions tend to hold the magnifying glass up to nature (mostly the nature inside the protagonist’s head, admittedly, but still, nature), memoir manuscripts are frequently collections of loosely-drawn anecdotes.

Why is this problematic, you ask? Well, by definition, most anecdotes are told, rather than shown. Many, many memoir submissions rely so heavily upon the anecdotal style (which seems chattier than a more robust narrative) that they don’t include any fully-realized scenes or fleshed-out characters other than the protagonist.

Which can present a considerable storytelling problem: by definition, anecdotes are one remove away from the reader than a directly-observed scene, right?

Many, if not most, first-time memoirists forget that. In fact, the protagonist’s thoughts tend to be so central to the author’s conception of a memoir that memoirists often act rather puzzled when someone asks them the perfectly reasonable question, “So, what’s your book about?”

“It’s about ME,” they’ll say, astonished that anyone would feel the need to verify anything so obvious. “What else would my memoir be about?”

In a way, they’re right, but in another way, they’re wrong: a good memoir is always about something other than the narrator’s life, at least in part. People don’t grow up in a vacuum, typically, and even anecdotally, most of us will tell the story of our own lives within a context. Which means, in practice, that the memoir can either present the narrator as a mover and shaker within that context, or as a passive (but likeable!) observer of it.

Guess which most memoir submitters pick?

“But wait!” I hear some of you shouting. “Now I’m so paranoid about Passive Paul and his lethargic brethren and sistern that I’m terrified that my book will be rejected every time my protagonist pauses for breath! I’m no longer sure what’s being nice and what’s being passive!”

Never fear, my friends. When you are in doubt about a scene, ask yourself the following series of questions about it, to reveal whether your protagonist is taking an active enough role in, well, his own life. If you can honestly answer yes to all of them, chances are good that you don’t have a passivity problem on your hands. If you find yourself answering no to one or more…well, we’ll talk.

These questions work equally well, incidentally, whether the manuscript in question is a novel or a memoir. (You’re welcome.)

(1) Is it clear why the events being described here are happening to my protagonist, rather than to someone else? (Hint: “Because the book’s about Paul!” is not an insufficient answer, professionally speaking.)

(2) Does the scene reveal significant aspects of my protagonist’s character that have not yet been seen in the book? If it doesn’t, could it? Would having Paul act a little out of character here make the scene more revealing — or more surprising for the reader?

(3) Is there conflict on every page of this scene? If yes, is my protagonist causing some of the conflict? A golden oldie from previous self-editing question lists, admittedly, but always worth asking.

(4) Does the conflict arise organically? In other words, does it seem to be a natural outcropping of a person with my protagonist’s passions, skills, and background walking into this particular situation?

(5) Does this scene change the protagonist’s situation with respect to the plot? Is either the plot or an important interrelationship between the characters somehow different after the scene than before it? If not, is this scene absolutely necessary to keep?

(6) Is my protagonist doing or saying something to try to affect the outcome or change the relationships here? Is the protagonist integrally involved in that change, or merely an observer of it? (Another oldie but goodie.)

(7) If the scene contains dialogue, is my protagonist an active conversational partner? (Hint: if Paul’s linguistic contributions consist of “What?” “What do you mean?” “How is that possible?” and/or “Really?” you should consider tossing out his lines and writing him some new ones.)

(8) If my protagonist is not saying much (or anything), does he honestly care about what’s going on? If he doesn’t feel that the situation warrants intervention yet, are the stakes high enough for the reader to worry about the outcome of this conflict? If not, is this scene necessary to keep?

#8 may seem like a harsh assessment, but make no mistake about it: to the eye of someone who reads hundreds of submissions, a protagonist who observes conflict, rather than getting actively involved in it, seems as though he doesn’t care very much about what’s going on.

Or, to translate this into the language of the industry: if the protagonist isn’t passionate about what’s going on here, why should the reader be?

To be fair, when Millicent asks herself this question, it may not have as much to do with your manuscript as with the last fifty manuscripts the screener read, half of which opened with slice-of-life vignettes that demonstrated conclusively that the protagonist was a really nice person who did everything she could to avoid conflict. After a couple of dozen of these, a rude and pushy Paul can start to seem rather refreshing.

Yes, these are a lot of questions to ask yourself about every questionably-paced scene in the book — but if you don’t plan to implement them right away, there are always those sweltering, sleepless summer nights ahead.

It’s a great alternative to counting sheep, after all, or even birds lingering in the treetops: Passive Paul would never consider using his pondering time to such useful effect. Keep up the good work!

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Purging the plague of passivity, part IV: please, please, please, please, please love me. Please?

prosperity cat, swift

I honestly meant to continue this series yesterday, campers, but I was waylaid by my eye doctor. Those of us who read and write for a living tend not to miss our annual check-ups.

“Now, these dilating drops will leave your vision just a bit blurry for the next three or four hours,” he assured me mid-exam. “Six at the most. I’m sure your blog readers won’t begrudge you a few hours for eye health.”

Okay, so I made up that last part. But Dr. H’s estimate was equally fanciful: nine hours passed, and I was still scowling at the world through the silly eye filter you see above, pupils the size of dimes.

And if that’s not a passive protagonist in an anecdote, I’d sure like to see one.

I’m back on the move today, however. I am delighted to report that I no longer look like a startled mole abruptly dragged out of a nice, comfortable dark hole at noon.

Back to business. Last time, I stirred up the deep waters of controversy underlying the placid surface of many a novel, memoir, and creative nonfiction manuscript by suggesting (and rather forcefully, too) that submissions with scene after scene spent amongst the limpid pools of smooth, conflict-free interaction — particularly if that interaction is merely observed by the protagonist (the boat in the metaphor? A passenger in that boat? A passing seagull?), rather than caused by or integrally involving him — might be less successful, in marketing terms, than ones that set the protagonist adrift amid a storm or two. (Okay, so s/he is IN the boat. Glad we got that settled.)

Oh, heck, I’m going to abandon the metaphor (toss it overboard, as it were) and just say it boldly: passive protagonists tend to bore readers, professional and unprofessional alike. After this many posts in a row on protagonist passivity, I would hope that doesn’t come as a big shock to anybody out there.

Yet in general, aspiring writers do tend to be shocked, or even appalled, at the very suggestion that their protagonists aren’t doing enough. All too often, they hear critique of their protagonists as criticism of themselves, believe it or not — as if a dull character’s appearance in a manuscript must by extension mean its creator is…well, let’s just say non-scintillating, shall we?

Surprised by that reaction? Don’t be. It’s really, really common for writers new to the wonderful world of serious feedback to respond to it as though it were, if not precisely a personal attack, at least unkindly motivated.

Many, if not most, writers have difficulty hearing manuscript critique as critique of — wait for it — their MANUSCRIPTS, rather than of themselves, their self-worth, their talent, and/or their right to be expressing themselves in print at all. (A phenomenon I have dissected at great length in the GETTING GOOD AT ACCEPTING FEEDBACK series, conveniently available under the self-named category on the archive list at right, should anybody be interested.)

This response is equally likely, by the way, whether the manuscript is fiction, memoir, or academic book. I suppose this particular logical leap shouldn’t still give me pause at this late date. Over the years, I’ve seen writers draw similar conclusions from feedback that indicates that their work is slow-paced, too long, hard to market, or even poorly punctuated.

“Why me?” they shriek, rending their garments. “What have I done to deserve this torture?”

Okay, so that was a bit of an exaggeration, but just a bit. And that’s a great pity, because a tendency to take feedback personally is unfortunate in the long-term. As personal characteristics go, it’s a difficult one to reconcile with an author’s work life.

Why? Well, being a professional writer pretty much requires not only getting used to hearing such critiques from one’s agent and editor — yes, Virginia, even an agent who adores your writing style will want you to make revisions from time to time — but being able to incorporate feedback into a manuscript. Often very quickly.

How quickly, you ask with fear and trembling? Well, it varies. Let’s just say that I’ve actually heard my agent utter the words, “Oh, you know that editor who liked your manuscript? She’d like you to give it a different ending, and I told her I could have the revised version to her in three weeks. That’s not going to be a problem, is it?” and leave it at that.

Oh, dear — that wee anecdote made some of you unconsciously clutch your chests, didn’t it? “But Anne,” critique fearers across the globe whisper, darting their eyes thither and yon, “I try to take feedback as constructive criticism, but I like my manuscript as it is. So I worry that when faced with professional critique — i.e., the completely honest examination of every last syllable and comma in a manuscript, that agents and editors convey without pulling any punches — my resolve to act like a pro may wilt a trifle.”

I have faith in you, critique fearers. When the time comes, I’m sure you’ll take it on the chin. (Speaking of unpleasant metaphors…) Unless, of course, the first serious feedback you’ve ever gotten on your work comes from your agent or editor.

Why did half of you just turn pale? You weren’t planning to have the first human eyes to have the pleasure of sliding over your manuscript be Millicent the agency screener’s, were you?

A hint to those of you who are hesitating about how to answer that question: we’re talking about Millicent the Merciless here. You know, the one who just stops reading a query at the second typo — and a requested manuscript at the third? The gal that works for the agent who reserves, “Well, you’re just going to have to rewrite this to this ten-point list of specifications,” for manuscripts she likes?

If you’re thin-skinned about feedback on your writing — and what writer who doesn’t have a lot of experience hearing critique isn’t? — it’s an excellent idea to rack up some experience listening to constructive criticism of your work before you expose your baby to professional critique. Like any other muscle, the part of your psyche that enables you to keep a quiver out of your voice as you say, “Oh, lose my protagonist’s best friend and relocate the whole story from Cleveland to Madagascar? No problem!” gets stronger with practice.

Besides, if you’re going to have a meltdown — and I’ve known many relatively stoic writers who’ve suddenly gone ballistic in the face of their first professional feedback, where nothing goes unnoticed — wouldn’t you rather do it in front of your writers’ group or a trusted first reader, rather than, say, on the phone with the agent of your dreams?

Oh, it hadn’t occurred to some of you that sometimes, the response to a successful submission is, “Yes, I’d love to represent this. Let me just dig out my revision list,” followed by the sound of 17 pages shuffling into place?

While that mental image sinks slowly into your brainpan, let’s try a little critique-desensitization exercise. Close your eyes, breathe deeply, and picture yourself sitting at a table in that bar that’s never more than a hundred yards from any writers’ conference in North America. The agent of your dreams is sitting across from you, about to order a second round.

“Oh, by the way,” he says casually, just as you were thanking your lucky starts that since you’ve already landed an agent, you were not at the conference to pitch, “your protagonist isn’t all that active, and it’s slowing down the book. You can pump up the energy in the next revision, right?”

Quick: how does that make you feel? Like getting right back to work on your manuscript, or as if tossing your half-finished club soda with lime into his smiling face might feel pretty darned good?

If it’s the latter, go punch a sofa cushion until that urge goes away. Repeat the visualization as often as necessary until your gut stops seizing up at the very notion of being on the receiving end of such a sweeping critique.

Or join a good writers’ group and participate like mad. Over time, it can have a similar response-numbing effect.

Your protagonist doesn’t do much, does he? seems to be an especially hard critique for many writers to swallow. I suspect that’s because so many first books, fiction and nonfiction alike, tend to be at least partially autobiographical. Not everyone is thrilled to be told that she would be more interesting (or, heaven help us, more likeable) if she were a more active participant in her own life. Or if her life were more interesting in general.

If she were a rhinoceros-wrestler, for instance, instead of sitting at home and writing a book about it.

In answer to that very loud unspoken question all of your minds just shouted at me: yes, I can tell you from personal experience that memoirists actually are very frequently told by their agents and editors that their books’ protagonists could get into the game more. And yes, even if a writer is experienced at handling critique, that can feel quite a bit like a personal attack.”

“Wait,” I found myself thinking as my editor and I worked on my memoir, “my publisher is allowed to edit my LIFE? What am I supposed to do, travel backward in time so I may pick a few more fights or join the Foreign Legion?”

But I’m getting ahead of myself; writing the real to make it more interesting on the page — without, you know, lying — is near the top of my to-blog list at the moment.

Darn — now I’ve gone and ruined the surprise. And I wanted Flag Day to be so special this year.

A slight case of identification with one’s own protagonist is not the only reason that many aspiring writers squirm at the suggestion that s/he might be a tad on the inactive side, though. Even for non-autobiographical fiction, the very notion that something that one wrote oneself could possibly be less than marvelous seems to come as an immense shock.

I’m quite serious about this. I’m perpetually running into writers in my classes, at conferences, and online who seem to believe that the publishing industry should buy their books simply because they have written them.

“Target market?” these well-meaning souls echo, wrinkling their noses at the inference that a true artiste ever considers why someone out there might want to buy his or her art. “That’s the publisher’s job to figure out.”

Um, yes, in the long term, but in the short term, it’s very much the writer’s job to figure out. How can you revise with an eye to pleasing readers if you have no idea who your ideal reader is? Or what she likes about the kind of book you write?

While writing is unquestionably art — some might argue the most inherently creative one, since the writer uses fewer outside materials than other artists to create her effects — if one has any intention of doing it for a living, it just doesn’t make sense not to think about who might buy one’s books and why.

Why not, you ask? Well, would you expect an aspiring doctor to work all the way through medical school without first ascertaining that there were sick people in the world?

Again, perhaps a too-colorful analogy. But you know what I mean.

Yet many, if not most, aspiring writers seem to have genuine trouble seeing their own books as a third party might. That’s a major stumbling-block to marketing one’s book to agents and small presses, because, let’s fact it, no matter how much a writer adores his manuscript, at least a few people other than one’s mother, spouse, and/or best friend will have to admire it at least at much in order for it to get published.

Again, that’s not too great a shock to any of my long-term readers, is it?

So it is perfectly reasonable, and even necessary, to step outside your role as author to try to view your story as an outside reader might. (If you have trouble pulling this off — and the vast majority of writers do — you might want to take a gander at the GETTING GOOD FEEDBACK category at right.) Specifically, to make a valiant attempt to see your protagonist as a reader might — and from a reader’s point of view, an active, decisive character in the driver’s seat of the plot can be a mighty fine thing.

Why, that’s what we’ve been talking about for the last week, isn’t it? Funny how that worked out.

One of the first things a writer needs to accept in order to read from a reader’s perspective is that conflict is not something to be avoided — it’s to be courted, because moving from conflict to conflict is how the protagonist typically moves the plot along. Protagonists who are purely reactive, as popular as they may be in movies (the trailer for half the dramatic films released within the last few years: “Coming soon to a theatre near you: the story of an ORDINARY MAN drawn against his will into EXTRAORDINARY events…”), are frequently frustrating.

“DO SOMETHING!” Millicent is likely to shout in their general direction.

Of course, in most book categories, you don’t want to go overboard in the opposite direction, driving the plot forward so quickly that there’s little time for character development. (Unless, one presumes, you happened to be writing THE DA VINCI CODE.) Non-stop conflict can result in a one-note narrative, one with very few dramatic highs and lows punctuating the story — but in most genres, if a book is going to be consistent, it’s much better to be consistently exciting than consistently low-key.

I’m going to make some of my higher-brow readers cringe by bringing this up, but one of the best recent examples of a protagonist who ostensibly has little control of the forces controlling his life, yet manages to fight back on practically every page is Harry Potter of the self-named series. (Don’t laugh; many of the English-reading adults currently in their twenties grew up on that series, and thus drew their ideas of exciting pacing from it.)

How did JK Rowling keep the tension high in books that are largely about a child with little autonomy going to school in what frankly seems to be an educational system intent upon punishing students? The old-fashioned way: by including some kind of conflict on every page.

But not all of it has to do with fighting He Who Shall Not Be Named. More than half the time (until the last couple of books in the series, at least), Harry is beset not by the forces of ultimate evil, but by teachers who don’t like him, a crush he doesn’t know how to handle, mixed feelings about his elders, and so forth.

All that’s conflict, too, right?

Rowling also tends to have more than one threat looming over her protagonist at any given time, as well as forces buffeting about his friends, and even his enemies. All of this contributes to a complex plot — and plenty of occasion to introduce conflict on any given page.

If you genuinely feel that it’s important to your story that your protagonist is acted-upon (true in virtually every memoir professional readers see, incidentally, as well as most first novel manuscripts), adding subsidiary action can go a long way toward pepping up the pace. Why not add conflict over something very small and not related to the bigger causes of resentment in a plot, for instance?

For example, consider a story set in an office with an intensely sexist boss of the “Hey, good-looking, why don’t you sit on my lap while I discuss our new policy for file-sharing” variety. Now, our heroine and her cronies could type away in resentful silence while their boss leers at one of them for fifty pages on end, obviously.

But what if, in addition to all of that glorious silent passivity, some of the typers happened to be going through menopause — and started responding to their autocratic boss’ systematic harassment by violently quarreling amongst themselves over where the thermostat should be set during their various hot flashes?

Inherently quite a bit more dramatic, isn’t it? Lots of room for ongoing conflict there.

But not everyone out there is comfortable with this strategy, I’m sensing. “But Anne,” some of you passivity-penners cry, “you told us last time that there were a lot of reasons an agent, editor, or contest judge might take a dislike to a protagonist. Even if mine is just one of several coworkers being nasty to one another, won’t they like her even less?”

Ah, that old bugbear: the belief that a character must be a nice person to be likeable on the page.

Likeability tends to be a sore point amongst fiction writers, especially for those of us who write about female protagonists: when we include characters in our work whose political views are a bit challenging, for instance, or have sexual kinks beyond what the mainstream media currently considers normal, or even pursue their goals too straightforwardly, we fear being told that our characters are not likeable enough. So we tend to self-edit for harmony.

Translation: many writers will deliberately make a protagonist passive, on the theory that if she isn’t, this chick might not play in Peoria, according to someone in a New York agency or publishing house.

Frankly, I think the industry tends to underestimate Peorians, but the fact remains, it actually isn’t all that unusual for an agent or editor to ask a writer to tone down a particular character’s quirks. Usually, though, these requests refer to secondary characters (as in, “Does Tony’s sister really have to be a lesbian?” or “Could the Nazi brother be just a little bit right-wing instead?”) or to specific scenes (“Need she tie Bob down?”).

Occasionally, though, the request is not quite so helpfully phrased: “I liked the story, but I didn’t like the protagonist,” an editor will say. “If you fix her in X, Y, and Z ways, maybe I’ll pick up the book.”

You were hoping my earlier example of an editor asking for revisions prior to offering a book contract was just an anecdotal misstep, weren’t you? How shall I break it to you?

Directly is probably the best way: it has become quite common for editors to ask for major revisions prior to making an offer on a novel. Agents will frequent make similar requests prior to being willing to market a novel to editors. Sometimes several rounds of revisions, even, so the writer is essentially performing rewrites on command for free.

That’s how tight the fiction market is right now; ten years ago, most good agents would have laughed outright at such an editorial request before a contract was signed.

Much of the time, though, the author responds to critique about character likability by making the character more passive — a very bad move, strategically.

So why do they do it? As I mentioned, it’s a common writerly misconception to believe that a passive protagonist is automatically a likeable one. An interesting conclusion, isn’t it, given how often first novels and memoirs feature at least semi-autobiographical protagonists?

Which begs the question: is the common writerly obsession with protagonist likeability at some level a cry to the industry: “Love my character — and me!”?

Bears a spot of thinking about, doesn’t it? Psychology aside, it’s understandable that writers might mistake a propensity for avoiding confrontation for likeability.

Passive Paul the protagonist is a courteous fellow, typically, always eager to step aside and let somebody else take the lead. Courteous to a fault, he’s always doing nice things for others, generally thanklessly. A good employee, fine son/husband/potential partner, he is dependable. Almost all of his turmoil is in his head; he tends to be polite verbally, reserving his most pointed barbs for internal monologue.

Why, his boss/friend/wife/arch enemy can taunt him for half the book before he makes a peep — and then, it’s often indirect: he’ll vent at somebody else. His dog, maybe, or a passing motorist.

Romantically, Paul’s a very slow mover, too; he’s the grown-up version of that boy in your fifth-grade class who had a crush upon you that he had no language to express, so he yanked on your pigtails. Or, better still, silently drew amorous cartoons of you in the margins of his notebook, plotting how he’s going to show up at your 10th reunion as a rock star and sweep you off your wee feet. In real life, it might take this guy until the 20th reunion and after his second divorce to work up the nerve to tell you that he ever had a crush on you at all.

On the manuscript page, Paul’s been known to yearn at the love of his life for two-thirds of a book without saying word one to her. Perhaps, his subconscious figures, she will spontaneously decide she likes me with no effort on my part.

And astonishingly, half the time, his subconscious ends up being right about this! Go figure, eh?

A delightful person to encounter in real life, in short; the kind of person you might like to see serving on your city council, library board, or living next door to you in a time of natural disaster. But think of Paul from a reader’s point of view: he makes so few moves that he’s practically inert.

So why, if you’ll pardon my asking, would someone pay $25 to read a book in which he is the central figure — other than the beauty of the writing, of course?

That may sound like a cruel or dismissive question, but actually, it isn’t — it’s precisely the question that Millicent is going to need to be able to answer if she’s going to recommend that her boss, the agent of your dreams, should read it, right? It’s also the question the agent of your dreams is going to have to make to the editor of your fantasies in order to get her to acquire it.

And isn’t it, ultimately, a question your target reader will, at the very least, find of interest between the shelf and the cash register?

Next time, I shall talk a bit more about Passive Paul — and what, short of challenging him to a duel (for which he would probably not show up, we can only assume), his creator can do to get him into the game of his own life a bit more. In the meantime, keep up the good work!

Posted on - 4 Comments on Purging the plague of passivity, part III: the many, many different translations of aloha

Purging the plague of passivity, part III: the many, many different translations of aloha

palm tree, shadow2palm tree, shadow3
palm tree, shadow5palm tree, shadow
palm tree, shadow4palm tree, shadow6

Can you believe it, campers? I took an entire weekend off. Well, not off, precisely — I edited copy for two wildly different websites, walked a new author through the mysteries of blogging, and threw a gala dinner party — but the point is, I didn’t blog. Not even a little.

Except for very late last night, when I discovered that an apparently well-disposed Russian blogger had tried to leave a comment here. To be specific, I discovered it in my about-to-be-deleted spam. (What, you thought I wouldn’t log on to see if my spam-blocking program hadn’t committed some unanticipated mayhem while I was looking the other way, just because I wasn’t posting? Even when I’m on vacation, I often check in to answer readers’ questions.) Unfortunately, I don’t read Russian, but a friend who does said that it was an interesting comment. Even more unfortunately, neither my blogging program nor I is in a position to provide translation services for the fine folks who read this blog in translation. Which means, I’m afraid, that I can only post comments in English, even on the rare occasion that my spam-screening program allows me to see those in foreign languages.

All of which I felt compelled to mention late last night. What I neglected to mention was (a) the fact that my blogging program requires me to approve every first-time commenter’s post (which is why, in case some of you first-timers had been wondering, your comments may not have appeared on the blog right away) and (b) the reason that this level of scrutiny is necessary. Spamming advertisers often try to post links to their products’ websites as comments on blogs; if I did not employ my dual-level screening system, you would constantly be regaled with 40 or 50 ads, many of which for products and services that do not bear mention on a family-friendly site. (Since it’s important to me that those of you reading on computers with parental controls and/or public computers and/or work computers have unfettered access to the Author! Author! community, I actually do check links.)

So in case I haven’t said it recently: please, keep the conversation G-rated, keep it in the language of the site, and I’ll make a sincere effort to keep my spam screener from eating your thoughts. And if you’re even considering posting a link in my comments, please review the rules for posting comments before tossing ‘em up there.

Thanks tons. Let’s get back to the matter at hand.

Last week, I gave you a heads-up about a bugbear that haunts many a novel and memoir submission, the passive protagonist problem. The dreaded PPP, for those of you who missed my last couple of posts, arises when the action of a book occurs around the main character, rather than her participating actively in it — or (dare I say it?) causing it.

As I intimated last time (and the week before, and a year ago, and…), passive protagonists tend to annoy professional readers. While naturally not every single agent, editor, contest judge, or screener in the biz will instantly stop reading the moment the leading character in a novel stops to contemplate the world around him, at any given moment, thousands and thousands of submissions sitting on professional readers’ desks feature protagonists who do precisely that.

Often for pages and chapters at a time. It’s not necessarily that there’s no action occurring on the page; the protagonist merely seems to be an observer. Unlike the assumed other observer of the plot — the reader — the protagonist is a spectator enjoying the considerable twin advantages of being personally involved in the outcome of the struggle-in-progress and having the capacity to comment upon goings-on for the reader’s benefit. (In the language of the prevailing narrative, presumably.)

Yes, yes, I know: the latter practice is a necessity in a first-person narrative. The nature of the beast, really — when the narrator and the protagonist are one and the same, it’s pretty hard to keep the protagonist’s thoughts and feelings out of the narrative. (Although you’d be surprised at how many memoir submissions seem devoted to the losing battle of trying to keep the narrative impersonal. Just the facts, ma’am.) And in a close third-person narrative, the reader if often treated to glimpses of the protagonist’s internal mutterings.

All of that’s perfectly appropriate, of course — although as Millicent the agency screener would be only too happy to tell you, the proper proportion of internal monologue to external activity varies wildly by genre. An unusually chatty protagonist of a Western would be practically silent by the standards of most science fiction subcategories, for instance, and even a relatively reticent memoir narrator would strike the average thriller’s protagonist as living almost entirely inside his own head.

I’ve said it before, and I shall no doubt say it again: there’s just no substitute for being conversant with the norms of your chosen book category. And there’s just no other way of becoming conversant with the current market than sitting down and reading books like yours that have been released within the past few years.

Category-appropriate levels of internal monologue is not what I mean by a passive protagonist problem, though. I’m talking about the kind of protagonist who watches intently what is going on around him — sometimes letting the reader in on his thoughts on the subject, sometimes not — but does not speak or act in a way that is in any way likely to change what’s going on.

The plot just carries him along, a leaf tossed into a river.

Nothing against a little quiet contemplation, but if you were screening 50 manuscripts a day, and 30 of them featured passive protagonists, it would start to annoy you eventually, too. (And in response to what half of you just thought: no, that’s not an exaggeration; if anything, the 30 out of 50 estimate is on the low side. Just ask any experienced contest judge.)

Given the extreme popularity of the passive protagonist, perhaps it’s understandable that the average Millicent’s reaction to encountering inert characters tends to be a trifle, well, negative, almost to the point of being reflexive. One doesn’t need to pull all that many pans out of hot ovens without using mitts to start snatching one’s hands away from blister-inducing surfaces, after all.

Already, I see a forest of raised hands. “But if the pros dislike character passivity so much,” some of you call out, and with excellent reason, “why don’t they just tell writers so? How hard would it be to post on their websites or include in their agency guide listings, ‘No passive protagonists, please?'”

Excellent point, thought-huggers: that would indeed be a spectacularly good plan. However, as is the case with so many basic facts of publishing, many agents and editors are under the impression that they do tell aspiring writers about it — in fact, even form-letter rejections tend to contain some reference to the phenomenon, but not in so many words. Usually, it’s cast in terms that you’d have to read many manuscripts a week to translate accurately.

I couldn’t identify with the main character, for instance, is a fairly common euphemism for Passive Protagonist Syndrome.

Was that giant thump I just heard a thousand jaws hitting the floor? Let me guess: you thought you were the only submitter who had ever heard gotten this response, right?

Would you be surprised to learn that variations on this sentiment are the most common pieces of rejection feedback writers receive? So I would imagine that quite a few of you — at least, the ones who have been querying and submitting diligently, bless your intrepid hears — have seen at least one iteration of this little number in at least one rejection letter.

Let’s take a little informal poll to see how effective this common form-rejection phraseology has been at making its point. Hands up, anyone who received such a response and instantly thought, “Oh, I’d better make my protagonist more active, by gum.”

Anyone? Anyone?

To be fair, there are other a million reasons a screener (who is usually the one weeding out submissions at a big agency, by the way, rather than the agent) might not have identified with a protagonist other than passivity. But it is one of the more common. Other rejection-speak that might translate as an appeal for more activity: I didn’t like the main character enough to follow him through an entire book, There isn’t enough conflict here, and the ever-popular I just didn’t fall in love with the protagonist enough to pick up the book.

Since this last euphemism has about as many meanings as aloha, however, it’s often difficult to translate exactly. I have seen it mean everything from, The first paragraph bored me to I hate books about brunettes. You’d be amazed what a broad range of issues folks on the business side of the biz will lump under the general rubric of writing problem.

“But Anne,” I hear some of you slice-of-lifers fume, “this is grossly unfair! Surely, this is not a reaction that every reader would have to a slightly lackadaisical character — and in case you haven’t noticed, the world is stuffed to the gills with people who do not rush headlong into conflict at the slightest provocation. Haven’t any of you professional readers ever heard of REALISM?”

Oh, I think that this problem is all about realism — I suspect that writers tend to identify with passive protagonists far, far more than other readers do. (And just to give you a heads-up, imaginary protestors: professional readers generally HATE it when aspiring writers accuse them of having invented the marketing reality that certain books are harder to sell than others. Really.)

There’s good reason that writers tend to root for the quiet types, of course: we writers spend a lot of time and energy watching the world around us, capturing trenchant observations and seeing relationships in ways nobody ever has before. Small wonder, then, that writers often think of people who do this as likeable, charming, interesting people, well worth knowing — and certainly lovable enough to warrant following all the way to the end of a book, thank you very much, Millicent..

So it often comes as a great shock to these writers that the average fiction or memoir agent, to put it mildly, does not share this opinion. Nor does the average editor of same; even those who publish books by journalists — who are, after all, trained to be primarily observers — want the subjects of those stories to be active.

For one simple reason: because such stories are, by and large, infinitely easier to sell to readers.

Yes, really — remember, we writers are far from normal readers. We buy a disproportionate share of any year’s crop of literary fiction, for instance, as well as much of the short story collections and masses of poetry. We pore over books in our chosen book category — at least I hope you do; I certainly recommend it often enough — following our favorite authors’ careers with a loyalty and intensity that others reserve for sports stars.

We are, in fact, an extremely specific niche market of book purchasers. It would be interesting to try to make the case that a particular piece of literary fiction could be marketed successfully to writers-who-read, specifically on the grounds that its protagonist does think like a writer: observing, observing, observing.

However, if you are writing in most of the established book categories, I can virtually guarantee that writers will not be your primary target audience.

And that’s something of a pity, because from a writer’s point of view, one of the great fringe benefits of the craft is the delightful ability to make one’s after-the-fact observations on a situation appear to be the protagonist’s first reactions — and one of the simplest ways to incorporate our shrewd observations on the human condition seamlessly into a text is to attribute them to a character.

Writers who read LOVE that.

Which is fine, until the protagonist becomes so busy observing — or feeling, or thinking — that it essentially becomes his full-time job in the book. Since in the two of the three most common fictional voices — omniscient narrator, first person, and tight third person, where the reader hears the thoughts of the protagonist — the observing character is generally the protagonist, this propensity sometimes results in a book centered on someone who is too busy observing others to have a life of his or her own.

Yes, you did just draw the correct conclusion there: on the page, being purely reactive seldom comes across as all that fascinating a life.

That sentiment just stirred up some pretty intense reactions out there, didn’t it? “But Anne,” I hear some reactivity-lovers cry, “my protagonist enjoys a rich and full emotional life by responding to stimuli around him. His mental activity is prodigious. If that was good enough for Mr. Henry James, why shouldn’t it be good enough for me?”

Well, for starters, have you taken a gander at some of Mr. Henry James’ sentences lately? Some of them are two pages long, for heaven’s sake; even Dickens would have blushed at that.

More to the point, from a regular reader’s point of view, a protagonist’s being upset, resentful, or even wrestling within himself trying to figure out the best course of action is not automatically dramatic. To compound that blasphemy, allow me to add: thought about interesting matters does not necessarily make interesting reading.

In the throes of eliciting solid human emotion or trenchant insight, writers can often lose sight of these salient facts.

Why aren’t internal dynamics inherently dramatic, you ask? Because whilst the mind is churning, the entirety of protagonist’s glorious energy expenditure typically is not changing the world around her one iota. At the risk of sounding like a constructor of form-letter rejections, it’s substantially more difficult to identify with a protagonist who diagnoses the problems around her with pinpoint accuracy, yet does not act upon these insights in order to rectify the situation, than one who jumps into the conversation or does something to disturb the status quo.

I’ll go even farther than that: the character who speaks up in the face of what she perceives to be injustice, even if it’s very quietly, or who takes a concrete step to gain what she wants, even if it’s a very tiny or largely symbolic one, is usually more likable than one who remains inert and resents. And before any of you creators of anti-heroes scoff at the very concept of protagonist likability, let me whip out yet another of the great form-letter euphemisms: I didn’t care enough about the character to keep turning the pages.

Harsh? You bet, but not entirely unjustified, from Millicent’s point of view. Here’s how the passive protagonist phenomenon generally plays out in otherwise solid, well-written manuscripts:

(1) The protagonist is confronted with a dilemma, so she worries about for pages at a time before doing anything about it (If, indeed, she elects to do anything about it at all.)

(2) If it’s a serious problem, she may mull it over for entire chapters. (Or entire volumes of a trilogy, in an 18th-century novel.)

(3) When the villain is mean to her, instead of speaking up, she will think appropriate responses. Should the mean person be her love interest, she must never, ever ask him to explain himself; much better to mull his possible motivations mentally, and proceed upon those assumptions.

(4) At some point, she will probably talk it all over with her best friend(s)/lover(s)/people who can give her information about the situation before selecting a course of action. (See parenthetical disclaimer in #1.)

(5) If she is confronted with a mystery, she will methodically collect every piece of evidence before drawing any conclusions that might require action. Frequently, this requires tracking down interested parties, asking a single question, and listening passively while those parties provide her with the necessary clues.

(6) However, if the problem to be confronted is relationship-based, she must on no account simply ask any of the parties involved how they view the situation, or reveal her own feelings on the subject to them. Avoidable guesswork may in this manner frequently supply suspense.

(7) Even in the wake of discovering ostensibly life-changing (or -threatening) revelations, she takes the time to pay attention to the niceties of life; she is not the type to leave her date in the lurch just because she’s doomed to die in 24 hours.

(8) When she has assembled all the facts and/or figured out what she should do (often prompted by an outside event that makes her THINK), she takes swift action, and the conflict is resolved.

Is it me, or is this progression of events just a tad passive-aggressive? Especially in plotlines that turn on misunderstandings, wouldn’t it make more sense if the protagonist spoke directly to the person with whom she’s in conflict at some point?

Gee, one might almost be tempted to conclude that writers as a group are confrontation-avoiders. Maybe we should all retreat into our individual corners and mull that one over.

Up those hands go again. “But Anne, I’m worried about the opposite problem: if I send my protagonist barreling into every available conflict, won’t that make readers dislike her, too? Not to mention getting her into all kinds of trouble — if she said out loud precisely what she thought of the people around her, they’d bludgeon her to a pulp within fifteen minutes.”

I’m glad you brought this up, hand-raisers: often, writers will have their protagonists keep their more trenchant barbs to themselves in order to make them more likable, especially if the protagonist happens to be female. The logic behind this choice at first glance seems solid: in real life, very aggressive people don’t tend to work and play as well with others as gentle, tolerant, accommodating sorts.

But as we’ve discussed before, what’s true in real life isn’t necessarily true on the page. An inert character who is nice to all and sundry is generally less likable from the reader’s point of view than the occasionally viper-tongued character who pushes situations out of the realm of the ordinary and into the conflictual.

Because, as I MAY have mentioned before, conflict is entertaining. On the page, if not in real life.

More to the point, lack of conflict can slow a narrative practically to a standstill. So can conflict in which the character the reader is supposed to care most about is not integrally involved, or conflict where the outcome doesn’t matter much to the protagonist — because if the protagonist doesn’t care enough to get involved, why should the reader?

“But Anne,” the hand-raisers protest, “my protagonist cares deeply about what’s going on; that’s why she thinks about it all so much, Besides, my villains are based upon people who are just awful in real life, so it’s impossible that the reader won’t automatically root against them, no matter whether my protagonist leaps into the fray or not. So what’s wrong with letting her sit back while the bad guys expose their true colors?”

Ooh, that’s a tough one. Not the question, necessarily, but pulling off plopping characters ripped from real life into a narrative where a comparatively virtuous protagonist stands back and observes their bad behavior. While pitting kindly and forbearing protagonists against aggressive bad folks (who often bear suspicious resemblances to the writer’s “ex-friends, ex-lovers, and enemies,” as the bard Joe Jackson likes to call them) is probably a pretty healthy real-world response, emotionally speaking, it can be deadly on a page.

Why? Well, the reader’s sense of dramatic fitness, for one thing: while it may be realistic to show a character confronting the same intractable problem or awful co-worker day after day, the mere fact of bringing the problem up generates an expectation that something will happen to change that status quo, doesn’t it? If the narrative violates that expectation, not only is the reader likely to become impatient — he’s likely to get bored.

It’s difficult to keep a reader interested indefinitely in a repeating pattern of events, no matter how beautifully they may be described. Then, too, sitting around and resenting, no matter how well-justified that resentment may be, is awfully darned hard to convey well in print.

But that doesn’t stop most of us from trying from time to time, does it?

Come on — ‘fess up; we all do it. We writers are notorious for taking revenge on the page, Rare is the creative writer who does not blow off the occasional real-world resentment, angst, or just plain annoyed helplessness by having his protagonist think pithy comebacks, uncomfortable reactions, pointed rhetorical questions, and/or outraged cris de coeur against intractable forces. Instead of, say, uttering these sentiments out loud, which might conceivably provoke a confrontation (and thus the conflict so dear to Millicent’s heart), or doing something small and indirect to undermine the larger conditions the protagonist is unable to alter.

Yes, people mutter to themselves constantly in real life; few of us actually tell of the boss in the way s/he deserves. However, at the risk of sounding like the proverbial broken record, just because something actually occurs does not necessarily mean that it will make good fiction.

What does make good fiction is conflict. Lots of it. On every page, if possible.

This is not to say, of course, that every protagonist should be a sword-wielding hero, smiting his enemies right and left — far from it. But even the mousiest character is capable of acting out from time to time.

And yes, I am about to give you another homework assignment. How clever of you to see it coming.

Whip out those Post-It notes and highlighting pens and start running through your manuscript, seeking out silent blowings-off of emotional steam. Whenever you find them, check to see if there is conflict on the rest of the page — and if your protagonist is taking part in it actively, only in thought, or simply as an observer.

Depending upon what you find in each instance, here are some possible next steps. (Fair warning: some of these are going to sound a wee bit familiar from last week’s assignment, as we’re talking about fixing the same phenomenon.)

(1) If there’s not conflict on the page in front of you, ask yourself: how could I add some? Or, if you’re trying to avoid adding length to the manuscript, are there elements slowing down the scene that you could cut? Does this interaction add enough to the plot or character development that it actually needs to be there?

(2) If your protagonist is active, pat yourself on the back. Then ask yourself anyway: is there something even more interesting s/he could do here? Something less predictable? A way that her reaction could surprise the reader a little more, perhaps? Small twists go a long way toward keeping a reader involved.

(3) If your protagonist is merely thinking her response, go over the moments when she is silently emoting. Is there some small tweak you could give to her response that would make it change the situation at hand? Or — and it’s astonishing how infrequently this solution seems to occur to most aspiring writers — could she say some of the things she’s thinking OUT LOUD?

(4) If your protagonist is a pure observer in the scene, sit down and figure out what precisely the observed interaction adds to the book. Are there ways that you could achieve the same goals in scenes where your protagonist is a stronger player? If not, could there be more than one conflict in the scene, so your protagonist could be involved in the lesser one?

If you find yourself worrying that these textual tweaks may cumulatively transform your protagonist a charming, well-rounded lump of inactivity into a seething mass of interpersonal problem generation, consider this: many agents and editors like to see themselves as people of action, dashing swashbucklers who wade through oceans of the ordinary to snatch up the golden treasure of the next bestseller, preferably mere seconds before the other pirates spot it. Protagonists who go for what they want tend to appeal to them.

More, at any rate, then they seem to appeal to most writers. In fact, this whole argument may well seem glib and market-minded to some of you, and frankly, from an artistic perspective, that’s completely understandable.

That’s not the only perspective that’s relevant here, though, even for the artist. Remember, a submitted manuscript does not need to speak only to its author, or even to other writers: its appeal needs to translate into other mindsets. It’s the writer’s job to make sure that the manuscript can speak to both the business side of the publishing world and the artistic side.

Before your work can speak to your target market of readers, it has to please another target market: agents and editors. Even if you have good reason to keep your protagonist from confronting his challenges directly — and you may well have dandy ones built into your plot; look at Hamlet — he will still have to keep in motion enough to please this necessary first audience.

So while you’re revising, ask yourself: how can I coax my protagonist out of his head, and into his story? How can his actions or words alter this particular moment in the plotline, if only a little?

As individuals, we can’t always more mountains, my friends; we can, however, usually kick around a few pebbles. Give it some thought under those swaying palms, people — but not too much. Keep up the good work!

Posted on - 6 Comments on Spicing up your plot, or, that’s the way the fortune cookie crumbles

Spicing up your plot, or, that’s the way the fortune cookie crumbles

fortune side onefortune side two

These, believe it or not, are the two sides of the single fortune I found tucked into my end-of-the-meal cookie last night: a tactfully-phrased prediction of my future happiness — by mail, no less! — accompanied by a terse statement about my general standing in the world. Had I been a less secure person, I might have taken umbrage at my dessert’s presuming to judge whether I counted or not, but since I had already sent back my census form, I found the symmetry very pleasing: clearly, Somebody Up There (or at any rate, Somebody Working in a Cookie Factory) was planning to reward the civic virtue of my outgoing mail with something fabulous in my incoming mail.

Imagine how dismayed I would have been, though, had I not yet popped my census form into the mail — or, even worse, if I had not yet received my census form. As I rearranged vegetables and yogurt containers in preparation for fitting my leftover asparagus in black bean sauce and Hunan pork into my overstuffed refrigerator, I would have kept wondering: is the census form the mail I’m supposed to find so darned pleasant? I mean, I understand the Constitutional obligation to be counted every ten years, but who is this fortune cookie to order me to enjoy filling it out?”

Admittedly, in a real-life fortune cookie-consumption situation, this might have been a bit of an overreaction. (Although what’s next, I wonder? Miranda warnings printed on Mars bars, for easy distribution at crime scenes? The First Amendment immortalized in marzipan, lest bakery patrons temporarily forget about their right to freedom of assembly whilst purchasing fresh macaroons?) Had the protagonist in a novel or memoir stumbled upon this chatty piece of paper, however — and let’s face it, less probable things turn up on the manuscript page all the time — it would have seemed pretty significant, wouldn’t it?

Any thoughts on why that might be the case? Could it be that this bizarre means of communication is one of those telling details I keep urging all of you to work into the opening pages of your manuscripts, as well as the descriptive paragraph in your queries, synopses, verbal pitches, and contest entries? Could the paragraphs above be crammed with the kind of fresh, unexpected little tidbits intended to make Millicent the agency screener or Mehitabel the contest judge suddenly sit bolt upright, exclaiming, “My word — I’ve never seen anything like that before.”

Hint: since I’m opening our foray into craft with it, chances are pretty good that I’m showing you some telling details. Or, to put it in terms the whole English class can understand, choosing to incorporate that wacky fortune cookie into the narrative shows, rather than tells, something about the situation and character.

How can a savvy self-editing writer tell whether a detail is, in fact, telling? Here’s a pretty reliable test: if the same anecdote were told without that particular detail, or with it described in (ugh) general terms, would the story would be inherently less interesting?

Don’t believe that so simple a change could have such a dramatic subjective effect? Okay, let me tell that story again with the telling details minimized. To make it a fair test, I’m going to keep the subject matter of the fortunes the same.

These, believe it or not, are the two sides of the single fortune I found inside a fortune cookie last night: a prediction of my happiness, accompanied by a statement about my standing in the world. Had I been a less secure person, I might have taken umbrage at my dessert’s presuming to judge whether I counted or not, but since I had already sent back my census form, I found the symmetry very pleasing: clearly, Somebody Up There was planning to reward the civic virtue of my outgoing mail with something fabulous in my incoming mail.

Imagine how dismayed I would have been, though, had I not yet popped my census form into the mail — or, even worse, if I had not yet received my census form. As I worked my Chinese food leftovers into my refrigerator, I would have kept wondering: is the census form the mail I’m supposed to find so darned pleasant? I mean, I understand the legal obligation to be counted every ten years, but who is this fortune cookie to order me to enjoy filling it out?”

Admittedly, this might have been a bit of an overreaction. (Although what’s next, I wonder? Police advising the arrested of their rights by given them candy? The First Amendment immortalized in baked goods, lest bakery patrons temporarily forget about their right to freedom of assembly?)

It’s not as funny, is it, or as interesting? I haven’t made very deep cuts here — mostly, I’ve trimmed the adjectives — and the voice is still essentially the same. But I ask you: is the story as memorable without those telling details? I think not.

Some of you are still not convinced, I can tell. Okay, let’s take a more radical approach to cutting text, something more like what most aspiring writers do to the descriptive paragraphs in their query letters, the story overviews in their verbal pitches, and/or the entirety of their synopses, to make them fit within the required quite short parameters. Take a gander at the same tale, told in the generic terms that writers adopt in the interests of brevity:

Last night, I cracked open a fortune cookie at the end of my meal and discovered something I had never encountered before: a two-sided fortune, one side predicting I’d receive something good in the mail, the other reminding me that it was important that everyone be counted for the census. Since I had already sent back my census form, I found the symmetry very pleasing: clearly, Somebody Up There (or at any rate, Somebody Working in a Cookie Factory) was happy that I’d already filled it out.

Imagine how dismayed I would have been, though, had I not yet done so — or, even worse, if I had not yet received my form. As I rearranged food containers in my refrigerator, so I could fit my leftovers inside, I would have kept wondering: is the census the mail I’m supposed to find so darned pleasant? I mean, I understand what the census is for, but who is this fortune cookie to order me to enjoy filling it out?” Admittedly, this might have been a bit of an overreaction. (Although what’s next, I wonder)

Not nearly as much of a grabber as the original version, is it? Or the second, for that matter. No one could dispute that it’s a shorter version of the same story, but notice how in this rendition, the narrator seems to assume that the reader will either picture the incident so clearly that no details are necessary — or, even more common in memoir manuscripts and comic scenes in novels, presume that it’s the reader’s job to fill in the details, not the writer’s.

If you ever plan to submit your writing to Millicent or Mehitabel, there’s something you need to know: as far as professional readers are concerned, it’s the writer’s responsibility to tell the story in a way that provokes the intended reaction in the reader, not the reader’s to guess what the writer meant.

In other words, a professional reading is seldom anywhere near as charitable as the average submitter or contest entrant hopes it will be. Blame it on the intensity of competition created by literally millions of aspiring writers seeking to get published: Millicent knows that if the well-written submission in front of her does not provide her with the reading experience her boss the agent believes will sell right now, chances are good that one of the next thousand submissions will.

According to her, then, it’s your job to draw her into your story so completely that she forgets about all of that. It’s your job to wow her with your storytelling, regardless of the category of your book.

As some of you may already have suspected, I am not bringing this up at the beginning of our discussion of craft by accident: being aware of the imperative to tell the story well, rather than merely present it in a series of well-written sentences, gives an aspiring writer a significant advantage in preparing a submission or a contest entry. Heck, I’ll go even further: one of the best rules of thumb an aspiring writer can adopt is construct and revise your manuscript assuming a critical reader who wishes to be entertained, rather than an indulgent reader who is looking for writing potential.

This is particularly good advice — and I suspect that this will come as a surprise to some of you — if you happen either to be writing memoir or a novel with scenes based upon your personal experience. All too often, reality-based narrators rely upon the fact that something really happened to render it interesting to a reader, regardless of how skillfully that story may be told. All that’s really necessary is a clear telling, right? Or that the kind of terse narrative that works so well in a verbal anecdote will inspire the same reaction if reproduced verbatim on the page.

How well do either of these extremely common theories work out in practice? Well, let me ask you: did you prefer the first version of the fortune cookie story, the second, or the third?

More importantly for submission purposes, which do you think would grab Millicent the most as the opening of a manuscript? Or Mehitabel as the first few paragraphs of a contest entry?

Uh-huh. As we’ve seen, the difference between those three renditions was not the voice (although a case could be made that part of the voice of the first was created through the selection of the details) or even the writing quality (although the last version did get a mite word-repetitive), but the narrative’s willingness to include telling details — and unusual ones at that.

Allow me to suggest a radical interpretation of these facts: what if the entertainment differential between the three lay not in an authorial failure of imagination in composing the last version, but in a failure to recognize that the point of including this anecdote is presumably to entertain and inform the reader? In telling the story as quickly as possible, can a writer sometimes defeat the purpose of including it at all?

Ponder those questions for a moment, novelists who make things up from whole cloth. I’m going to take a moment to address the billows of anxiety wafting from those who write the real.

“But Anne!” memoirists and reality-based novelists protest nervously. “The things I write about actually happened — I can’t just make up pithy little details, can I? I have to stick to what happened!”

True enough, anxious truth-tellers: if you are writing the real, you cannot control the facts. What you can control, what any writer must control, is how you present them to the reader. No matter what you write, the success of your narrative is going to depend largely upon your storytelling skills — they’re what separates your account of a particular incident from anybody else’s, right?

Frankly, this isn’t an easy task, even if dear self doesn’t happen to be the protagonist; it’s hard to represent the real world well on the page. And let’s face it, reality is sometimes a lousy storyteller.

Oh, your life has never been trite or obvious or just plain perplexing, even for a minute? Okay, all of you English and Literature majors, tell me, please, how the following 100% true anecdote rates on the symbolism front.

A couple of years ago, I was scheduled to give a eulogy for a dead friend of mine — a writer of great promise, as the pros used to say — at our college reunion. Because several of my classmates had, unfortunately, passed away since our last get-together, eight of us were to give our eulogies at the same event. Because I am, for better of worse, known to my long-time acquaintances as a teller of jokes, I was under substantial pressure to…how shall I put this?…clean up the narrative of my late friend’s life a little. Or at least tell a version that might not offend the folks who didn’t happen to know him.

No, that’s not the symbolic part; that’s all backstory. Here’s the symbolism: my throat was annoyingly, scratchily sore for the entire week that I was editing the eulogy.

Now, if I saw a parallel that obvious in a novel I was editing, I would probably advise cutting it. “No need to hit the reader over the head with it,” I’d scrawl in the margins. “Yes, it’s showing, not telling, but please. Couldn’t you come up with something a bit more original?”

(And yes, now that you mention it, I am known for the length of my marginalia. Brevity may be the soul of wit, but explanation is often the soul of clarity.)

Now, if my life were a short story written for a high school English class, the voice loss in that anecdote might pass for legitimate symbolism — or even irony, in a pinch. A bit heavy-handed, true, but certainly situationally appropriate: outsiders move to silence protagonist’s voice through censorship = protagonist’s sore throat. Both New Age the-body-is-telling-you-something types and postmodern the-body-is-a-text theorists would undoubtedly be pleased.

But the fact is, in a novel or memoir, this cause-and-effect dynamic would seem forced, or even trite. Certainly, it’s unlikely to make Millicent drop her latte and scream, “Wow, I never saw that coming!”

As I believe I may have mentioned, oh, four or five hundred times before in this very forum, just because something happens in real life doesn’t necessarily mean that it will make convincing fiction. My sore throat is precisely the type of symbolism that comes across as ham-handed in a novel. It’s too immediate, for one thing, too quid pro quo.

Dramatically, the situation should have taken time to build — over the years since my friend’s death, perhaps — so the reader could have felt clever for figuring out why the throat problem happened. Maybe even anticipated it.

How much better would it have been, in storytelling terms, if our protagonist had dealt with all the different input with aplomb, not coming down with strep throat until scant minutes before she was to speak? That way, in fine melodramatic style, she would have to croak her way through her speech, while her doctor stood by anxiously with antibiotics.

The possibilities make the writerly heart swoon, don’t they?

Just think how long it would extend a funeral scene if a eulogizer were unable to speak more than a few emotion-charged words before her voice disappeared with a mouse-like squeak. Imagine the deceased’s secret admirer creeping closer and closer, to catch the muttered words.

Heck, just think of the dramatic impact of any high-stakes interpersonal battle where one of the arguers cannot speak above a whisper. Or the comic value of the persecuted protagonist’s being able to infect her tormenters with strep, so they, too, are speechless by the end of the story.

Great stuff, eh? Much, much better than protagonist feels silenced, protagonist IS silenced. That’s just so…literal.

Besides, readers like to see a complex array of factors as causes for an event, and an equally complex array of effects. Perhaps if our protagonist had been not spoken about her friend since he passed away (which, in a sense, is quite true: I was unable to make it across the country for his memorial service — that could be transformed into an interesting flashback), then she would be fictionally justified in developing speech-inhibiting throat problems now. Or if he and she had shared deep, dark secrets she had sworn never to reveal (no comment), how telling a slight sore throat might be on the eve of spilling the proverbial beans, eh?

But a single event’s sparking a severe head cold? Dramatically unsatisfying. Taken too far, it might even make the protagonist seem like a wimp.

Readers, like moviegoers, like to see protagonists take a few hits and bounce up again. Even better is when the protagonist is beaten to a bloody pulp, but comes back to win anyway.

One of the great truisms of the American novel is don’t let your protagonist feel sorry for himself for too long — at least, not if his problems rise to the level of requiring action to fix. Simply put, most readers would rather see a protagonist at least make an attempt to solve his problems than spend 50 pages resenting them.

I can feel authors of novels and memoirs where characters sit around and think about their troubles for chapters on end blanching, can’t I?

Frankly, you should, at least if you intend to write for the U.S. market. Domestic agents and editors these days expect first-time author’s plot to move along at a pretty good clip — and few characteristics slow a plot down like a protagonist’s tendency to mull. Especially in a first-person narrative, where by definition, the reader must stay within the worldview of the narrator.

Some of you blanching souls have your hands raised, I see. “But Anne,” these pale folks exclaim, “I’ve always heard that the real key to keeping a reader’s interest is to introduce conflict on every page. Well, most of my protagonist’s conflict is internal — she can’t make up her mind where to turn. Surely,” the pallor deepens, “a professional reader like Millicent wouldn’t dismiss this kind of thinking as whining, right?”

That’s a good question, blanchers, and one that fully deserves an answer. The short one is that it all depends on how long the equivocation goes on, how repetitive the mulling ends up being — and whether the protagonist (or the plot, for that matter) is doing anything ELSE whilst the wheels in her brain churn.

The long answer, of course, is that in order to formulate a really good answer to that particular question, you would need to go out and read a hefty proportion of the tomes released in your book category within the last couple of years. Not EVERY book, mind you: those by first-time authors, because the already-established have to impress fewer people to get a new book into print.

In recent years, most fiction categories have moved pretty firmly toward the action end of the continuum. As opposed to, say, virtually any novel written in English prior to 1900, most of which hugged the other, pages-of-mulling end of the continuum.

This preference isn’t limited to the literary realm, either — we often see this philosophy in movies, too. Don’t believe me? Okay, think about any domestic film with where an accident confines the protagonist to a wheelchair.

No examples springing to mind? Okay, how about if the protagonist is the victim of gratuitous discrimination, or even just simple bad luck? I’m talking about serious drawbacks here, not just everyday annoyances, of course. ( For some reason, whining about trivial problems — “But I don’t have the right shoes to wear with a mauve bridesmaid’s dress!” — seems to be tolerated better by most readers and audience members, provided that the whine-producer doesn’t bring the plot to a screeching halt until she finds those shoes.)

Got a film firmly in mind? Now tell me: doesn’t the film include one or more of the following scenes:

(a) some hale and hearty soul urging the mangled/unemployed/otherwise unhappy protagonist to stop feeling sorry for himself,

(b) a vibrantly healthy physical therapist (job counselor/spouse/friend) telling the protagonist that the REAL reason he can’t move as well as he once did is not the casts on his legs/total paralysis/missing chunks of torso/total lack of resources/loss of the love of his life, but his lousy ATTITUDE, and/or

(c) the protagonist’s lecturing someone else on his/her need to stop feeling sorry for himself and move on with his/her life?

In fact, don’t filmmakers — yes, and writers of books, too — routinely expect their characters to become better, stronger people as the result of undergoing life-shattering trauma?

Now, we all know that this is seldom true in real life, right? Generally speaking, pain does not make people better human beings; it makes them small and scared and peevish. That sudden, crisis-evoked burst of adrenaline that enables 110-pound mothers to move Volkswagens off their trapped toddlers aside, few of us are valiantly heroic in the face of more than a minute or two of living with a heart attack or third-degree burns.

Heck, even the average head cold — with or without a concomitant voice loss — tends to make most of us pretty cranky. Yet dramatically, we as readers accept that the little irritations of life might seem like a big deal at the time, even in fiction, because these seemingly trivial incidents may be Fraught with Significance.

Which often yields the odd result, in books and movies, of protagonists who bear the loss of a limb, spouse, or job with admirable stoicism, but fly into uncontrollable spasms of self-pity at the first missed bus connection or hot dog that comes without onions WHEN I ORDERED ONIONS.

Why oh why does God let things like this happen to good people?

One of my favorite examples of this phenomenon comes in that silly American remake of the charming Japanese film, SHALL WE DANCE? After someone spills a sauce-laden foodstuff on the Jennifer Lopez character’s suede jacket, she not only sulks for two full scenes about it, but is later seen to be crying so hard over the stain that the protagonist feels constrained to offer her his handkerchief.

Meanwhile, the death of her dancing career, the loss of her life partner, and a depression so debilitating that she barely lifts her head for the first half of the movie receive only a few seconds’ worth of exposition. Why? Because dwelling on the ruin of her dreams would be wallowing; dwelling on minor annoyances is Symbolic of Deeper Feelings.

So where does that leave us on the telling detail front — or the storytelling front, for that matter? Should we all shy away from giving our protagonists big problems, in favor of more easily-presented small ones?

Well, I’m not going to lie to you: there are plenty of writing gurus out there who would advise you to do precisely that. Edith Wharton remarked in her excellent autobiography (which details, among other things, how terribly embarrassed everybody her social circle was when she and Theodore Roosevelt achieved national recognition for their achievements, rather than for their respective standings in the NYC social register. How trying.) that the American public wants tragedies with happy endings. It still seems to be true.

So why, you may be wondering, am I about to advise you not only to depict your protagonists (fictional and real both) with many and varied problems, as well as significant, realistic barriers to achieving their goals? Have I merely gone telling detail-mad?

Not by a long shot. I have heard many, many agents and editors complain in recent years about too-simple protagonists with too-easily-resolved problems. In conference presentation after conference presentation, they’ve been advising that writers should give their protagonists more quirks.

It’s an excellent way to make your characters memorable, after all — and it enables the inclusion of lots and lots of luscious telling details. Give ’em backstory. If you want to make them sympathetic, a hard childhood, dead parent, or unsympathetic boss is a great tool for encouraging empathy.

Provided, of course, that none of these hardships actually prevent the protagonist from achieving his or her ultimate goal. Interesting delay creates dramatic conflict; resignation in the face of an insuperable barrier, however, is hard to make entertaining for very long.

In other words, feel free to heap your protagonist (and love interest, and villain) with knotty, real-life problems. Just make sure that the protagonist fights the good fight with as much vim and resources as someone who did not have those problems — or show her coming up with clever ways to make those liabilities work for her.

Again, this is not the way we typically notice people with severe problems acting in real life, but we’re talking writing that people read for pleasure here. We’re talking drama.

We’re talking, to put it bluntly, about moving a protagonist through a story in a compelling way, and as such, as readers and viewers, we have been trained to regard the well-meaning soul who criticizes the recently-bereaved protagonist by saying, “Gee, Erica, I don’t think you’ve gotten over your father’s death yet,” as a caring, loving friend, rather than as a callous monster incapable of reading a calendar with sufficient accuracy to note that Erica buried her beloved father only a couple of weeks before.

While a sympathetic soul might reasonably ask, “Um, why should she have gotten over it already, if she’s not completely heartless?”, strategically, even the deepest mourning should not cause the plot to stop moving altogether.

Don’t get me wrong: I don’t think that professional readers who resent characters who linger in their grief are inherently unsympathetic human beings. They just see far, far too much wallowing in submissions and contest entries.

Why is that a problem, you ask? Well, in a short story or novel or screenplay, people who feel sorry for themselves (or who even possess the rational skills to think at length over the practical ramifications of obstacles in their paths) tend to be passive, from the reader’s point of view. They don’t do much, and while they’re not doing much, the plot grinds to a screaming halt. Yawn.

Or to express it in Millicent’s parlance: next!

The plague of the passive protagonist is a very, very common manuscript megaproblem, one about which agents and editors complain loudly and often. What’s a passive protagonist, you ask? One who habitually stops the plot in order to think things over, rather than taking swift action. Or who stops to talk the problem over with another character, rehashing the background information that the reader already knows.

Whenever you spot these pondering scenes in your own work, even if the project in question is the most character-driven literary fiction imaginable, pause and consider: could the piece work without the pondering scene?

Often, it can, and brilliantly.

A more subtle form of this megaproblem is the protagonist who waits patiently for all of the pieces of the mystery to fall into to place before taking action. Why, the reader is left to wonder, did the protagonist NEED to know the entire historical background of the problem before doing something about it?

Because the author thought the background was interesting, that’s why. Longtime readers of this blog, chant with me now: from a storytelling point of view, “because the plot requires it” should never be the only reason something happens in a story.

Wouldn’t it be more interesting, and substantially more active, if the protagonist acted on partial information, and then learned from the results of what she had done that she needed to learn more? In the midst of manuscripts where 2/3rds of the book is spent hunting down every last detail before the protagonist acts, I often find myself wondering: is it really such a good thing that HAMLET is so widely taught in high schools?

Yes, yes, many of the speeches are mind-bogglingly lovely, but here is a protagonist who more or less sits around feeling sorry for himself and not acting until the final act of a very, very long play — is this really the best exemplar of how to construct a plot, sometimes the sole example shoved under the eyeballs of high school students? Yes, it’s beautifully written, but honestly, by the middle of Act III, don’t you just want to leap onto the stage, shake Hamlet, and tell him to DO SOMETHING, already?

Oh, yeah, right, as if I’m the only one who’s had that impulse…

Don’t panic, please, if in the dead of night you suddenly find yourself thinking, “Hey, Anne raised a whole lot of troubling points today — but what about strategies for dealing with them?” You may sleep peacefully, knowing that next week of posts is going to be devoted to precisely that.

Today was just to whet your appetite — a fortune cookie at the beginning of the meal, as it were, rather than the end. Keep those protagonists active, my friends, and of course, keep up the good work!

Posted on - No Comments on The mysteriously mysterious strictures of standard format, part XIX: the end of the line this time, really. Unless anyone has any more questions?

The mysteriously mysterious strictures of standard format, part XIX: the end of the line this time, really. Unless anyone has any more questions?

Poet Wislawa Szymborska clutching her Nobel Prize for literature medal

Poet Wislawa Szymborska clutching her Nobel Prize for literature medal

Sincere congratulations, campers, for making it all the way through this extended series on standard format for manuscripts — book manuscripts, that is; once again, let me remind you that short stories, magazine articles, theses, dissertations, and other types of writing are subject to other restrictions — as well as January and February’s intensive examination of how a manuscript moves from a writer’s fingertips all the way to publication. We’ve been tackling the big stuff so far this year, and I’m proud of all of you for having the gumption, not to mention the faith in your writing, to work through it with me.

Next week, it’s back to craft, after a brief stopover in the hows and whys of partials. We’ve earned a respite from hard-and-fast rules, I think.

Besides, you won me a nickel. It’s not the Nobel Prize, but hey, I’m grateful.

Yes, an entire nickel: an agent of my acquaintance, a tireless advocate for my giving up this blog in order to rechannel the considerable time and energy I devote to it into my other writing, My readers’ consistent devotion to improving both their writing skills and ability to present them professionally, wagered that you would be so tired of formatting after my revisiting repeatedly it for four and a half years that the posts this time around would pass relatively uncommented-upon.

Actually, he didn’t suggest betting on it until after I stopped laughing at his contention. “What’s so funny?” he demanded. “It’s not as though your past posts on the subject aren’t well-marked. Why can’t readers just go there to find out what to do?”

Because I like the guy and I’m not in the habit of lecturing agents, I restrained myself from suggesting that he just didn’t understand how a blog works. “Some will, but many of my readers don’t have the time to comb the archives.” (See? I honestly am aware of that.) “And the writers brand-new to the game may not yet know that there is a standard format at all. By going over it two or three times a year, I’m doing my part to make sure that everyone’s writing can look its best for you. You should be grateful.”

He was not. “Did you spend your last three lifetimes blithely violating the rules of grammar and structure, condemning yourself to the Sisyphean task of explaining them over and over again this time around? You’re dreaming, my friend — your readership doesn’t need this. I’ll bet you twenty bucks that you get fewer comments this time than last.”

Well, great as my faith in my readers undoubtedly is, I seldom bet more than a nickel (although I did win a quarter off my mother during the last campaign season for predicting the vice presidential nominees correctly), so he had to settle for that. “You’ll see,” I told him. “Not only will readers comment more than usual, but they’ll come up with questions neither you nor I would have thought of addressing.”

He handed over the nickel after Part III. One of you asked a perfectly reasonable about indentation he’d never heard before.

So now I’m jangling a nickel happily in my pocket, and I have yet another convert to what I have long held is the truth about aspiring writers: contrary to practically universal opinion amongst professional readers, deviations from standard format are not usually the result of writers’ being too lazy to find out how to present a manuscript. Most of the aspiring writers I encounter are downright starved for accurate information on the subject; the underlying problem is that there isn’t enough authoritative information out there to combat all of the inaccurate rumors.

I’ve always been a big proponent of agency websites simply posting a page with the formatting rules, in fact, so I could devote our shared time here to craft. Which is why, in case any of you long-term readers have been speculating on the subject, I used to end extended series on standard format with a rather peevish little discussion about why, in the face of so much conflicting information about submission requirements floating around these days, professional advice-givers like me don’t either:

(a) check out every other source out there to make sure that we’re all saying precisely the same thing (which would be so time-consuming that none of us would have time to give any further advice),

(b) take it upon ourselves to force every single individual who is empowered to pass judgment upon a manuscript within the confines of North America to agree upon a single (and preferably single-page) set of rules to which everyone without exception would adhere (which would require a convention so large that the framers of the U.S. Constitution would turn pale at the very thought), or

(c) shut up entirely and let those new to the biz try to figure out some genuinely counter-intuitive rules all by themselves.

I can’t speak for everyone currently giving advice on the subject, of course, but in my own case, the answer is really pretty straightforward: the norms I’ve been explaining throughout this series are in fact the ones I have used successfully myself for many, many years. Since neither I, any of my editing clients, or (as far as I know) any reader of this blog who has followed this advice to the letter has ever been asked by an agent or editor to make a single purely formatting change to his/her manuscript (with the sole exception of the few agents who are now post clear instructions to submitters not to use the requisite two spaces after periods, but we’ve already talked about that, right?), I feel quite confident in continuing to give this particular set of advice.

But I will say something that one seldom hears advice-givers say: whether you choose to adhere to the rules of standard format I’ve set out here is ultimately up to you. But once you choose to follow a particular rule, you must obey it 100% of the time in your manuscript.

Let me repeat that, because it’s monumentally important: it’s not enough to adhere to a formatting rule most of the time; you must cleave to it in every single applicable instance in the text.

Why? You should know the words to the song by now: because inconsistency isn’t going to look professional to people who read manuscripts for a living.

I used to think that I didn’t actually need to state this requirement, as did the agent who lost the nickel to me. After all, isn’t the part of the point of a rule that it should be followed on a regular basis, rather than just periodically? However, I’ve seen enough manuscripts and contest entries (yes, I still judge from time to time) by good writers who sometimes use a single dash and sometimes a doubled one (if you’re not absolutely certain which is correct, I can only suggest that you reread this post from earlier in this series), or whose Chapters 1-3, 6, and 17 have a (ugh) single space after periods and colons, whereas Chs. 4, 5, and 10-12 have two, and the rest feature both…

Well, you get the picture. Apparently, the need for consistency is not as self-evident as I — or certainly my friend, the agent — had previously believed.

I would point the finger at a few culprits for this astonishingly pervasive problem. First — and I’m quite positive that those of you who have been hanging around Author! Author! for a while have felt this one coming practically since the top of this post — the vast majority of aspiring writers simply do not reread their own work enough.

I’m not talking about revision here (although most submissions could use more liberal helpings of that, frankly), but rather actually sitting down and reading a manuscript IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD.

What tips me off that very few writers actually do this before submitting their pages to an agent or a contest? Well, for starters, inconsistent formatting. And spelling errors. And repeated words. And scenes where characters do or say things that they’ve done or said half a page before.

You know, the kind of stuff that any reader would catch if she sat down with the actual pages and read them closely.

Often, such errors are not the result of compositional carelessness, but of repeated revision –the second culprit I’m dragging before the court in irons today. Zeroing in on the same page, paragraph, or even sentence over and over again without re-reading the entire section can easily result in what I like to call a Frankenstein manuscript, one that reads in hard copy as though it were cobbled together from the corpses of several drafts, sometimes ones written in different voices.

Come closer, and I’ll let you in on a secret of good writing: it flows smoothly.

A sure narrative voice is a consistent one. That’s why writers brand-new to the writing game so often labor under the quite mistaken impression that their favorite books were their respective authors’ first drafts, and thus (one assumes) that their own first drafts should be marketable without further revision: because a the author of a well-crafted narrative works hard to create the illusion of spontaneous consistency.

Awfully hard. Seamlessness is no accident, you know.

So what do you think a professional reader like Millicent the agency screener, her cousin Maury the editorial assistant, or their aunt Mehitabel the veteran contest judge thinks when they encounter, say, one sentence that’s in the past tense, followed by three that are in the present? Or a character named George on page 8 and Jorge on page 127?

“Inconsistency,” they breathe in unison. “This manuscript needs more work.”

Or at least a good authorial read-through IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD. If not after every major revision, then at least prior to submitting it.

There’s just no substitute for this. Sorry about that.

Third, all of us simply see a great many more grammatical errors and formatting oddities than we did, say, ten years ago. Remember back when everyone thought it was so funny that the vice president at the time (I didn’t call that one) corrected a child at a spelling bee who had spelled potato correctly, causing him to change it to potatoe?

At the time, the literate world rocked with laughter over it. Now, we routinely see supermarket signs advertising potatoe and tomatoe prices. And that’s a bad thing for literacy, because the more you see the error, the more likely is to make it yourself.

Why? Like Millicent and standard formatting, sheer repetition makes it start to look right to you.

Especially when you spot such errors in ostensibly credible sources. It used to be a rarity to see a spelling mistake in a newspaper or magazine article, because they were so closely edited; since the advent of on-screen editing, it’s now not uncommon to see a misspelling or grammatical error in a published book.

Had I mentioned that there’s just no substitute for reading a piece of writing IN ITS ENTIRETY, IN HARD COPY, and OUT LOUD? The eye is simply too likely to skip an error on-screen, partially because people read about 70% faster.

Then, too, AP standards — i.e., what governs what is considered correct in a newspaper or magazine — have, as we have discussed, recently adopted a number of practices that would not be kosher according to the dictates of standard format. The aforementioned single space after the period or colon, for instance, or capitalizing the first word after a colon.

All together now: sacre bleu!

While eliminating the extra space has been seen in published books for a while (but that doesn’t mean it’s necessarily proper in a manuscript, right?), post-period capitalization was practically unheard-of in published books until just a couple of years ago. Now, one sees it periodically (often, not entirely coincidentally, in books by journalists), along with some rather peculiar interpretations of the semicolon and the ellipsis.

And what happens, class, when you see rules routinely bent in this manner?

That’s right: confusion. Inevitably resulting, no matter what my agent friend says, in good writers raising questions like this:

I tried searching for this, but didn’t find an answer. Ellipses! Is the proper format:?.[space].[space].?or … with no spaces? Thanks as always.

This is a perfectly reasonable question now, of course, but it’s not one that was at all likely to come up even five years ago. Prior to that, pretty much any printed source would have adhered to the traditional rules governing ellipses, with the natural result that fewer writers were confused. Heck, they might even have learned the contextual rules governing ellipses in school.

Oh, you want to know what those rules are, since I’ve brought them up? An excellent thought.

1. Ellipses are most commonly used mid-sentence, to mark a pause in speech. In this context, the periods in the ellipse should appear without spaces between them — and without spaces between them and the surrounding words, either. In other words, they should look like this:

“I’m appalled,” Jennifer said. “More than appalled. I’m…horrified.”

2. Ellipses are also used to alert the reader to skipped text in the middle of a quote. In these instance, whether an ellipse should have a space between its end and the end of the next word is entirely dependent upon whether the beginning of the next quoted part is a new sentence. Thus, if the original quotation was,

“I am in no way endorsing this policy or any other, because I feel it would be bad for the nation. I cannot be held responsible for its unhappy results.”

It would be proper to reproduce excerpts as:

The prime minister’s statement was unequivocal: “I am in no way endorsing this policy…because I feel it would be bad for the nation.”

And as:

The prime minister’s statement was unequivocal: “I am in no way endorsing this policy… I cannot be held responsible for its unhappy results.”

3. Ellipses are also used to show where the narration expects the reader to fill in the subsequent logic, as well as when speaker’s voice has trailed off into silence. As in:

Jeremy smiled, slipping one arm out of a sleeve that didn’t cover too much of his arm in the first place. A quick wiggle, and the rest of his shirt was off. Then he reached for his belt…

As much as some of you might want me to complete that paragraph, this is a family-friendly website. Besides, you’re perfectly capable of imagining the rest for yourself, are you not? In this case, the ellipse indicates my faith in your imaginative powers. As would this, if I were writing dialogue:

“My, it’s hot in here.” Coyly, Jeremy shrugged his Flashdance-style sweater off one shoulder. “If only there were a way we could cool off…”

4. In reproducing a quote, an ellipse can tell the reader that the quote continued, despite the fact that the writer chose not to show it in its entirety. This can come in handy, especially when writing about the kind of speaker who drones on and on:

“I deny the allegations,” the senator said. “I deny them absolutely, unequivocally, and in every other way. I deny that I cavorted in the House; I deny that I cavorted with a mouse. I deny that I cavorted in socks; I deny that I cavorted with a fox…”

Makes sense, doesn’t it? (And just between us, wasn’t this a clever way of me to answer a reader’s question in a post that’s really about a larger issue?)

The fourth culprit — yes, I’m back on my justifying the confusion kick — may surprise you a little. As so often happens, I have excellent reader questions to thank for reminding me to bring it to your attention: as nit-picky as all of these rules are, sometimes, good writers over-think them. So much so that they sometimes extrapolate extra rules of their own.

Yes, you read that correctly. In my experience, most aspiring writers are very good about following the rules, once they know about them. In fact, really conscientious writers are quite a bit more likely to subject their manuscripts to extra restrictions than to ignore any of the established rules.

What kind of extra rules, you ask? Well, I can give you a great example from this time around the standard format merry-go-round. Two different readers — my agent friend still can’t get over the fact that even one brought it up — asked how to format apostrophes and quotation marks. Ripped ruthlessly from their original context:

Could you in one of your really wonderful (and I really mean wonderful) posts on standard manuscript formatting devote a paragraph to quote marks and apostrophes? Times New Roman can have them both straight and curly, so which should I use? Or should I just make sure I’m consistent and leave it at that?

and

A related problem I have is in trying to place an apostrophe at the beginning of a word, particularly when writing dialogue and attempting to add a bit of the vernacular. To just type it, the apostrophe ends up being a “front-end” single quotation mark. I have to resort to some spacing and deleting shenanigans to get to appear correctly.

I freely admit it: I’m always a bit nonplused when I get a question like this, one that assumes a rule that just isn’t observed in professional manuscripts. As tempting as it might be to dust off my personal preferences on the subject and present them as a binding rule — which, as we’ve discussed before, is not an unheard-of thing for either a professional reader or a writing advice-giver to do — but the fact is, the expectations about both apostrophes and quotation marks in manuscripts have remained unchanged since the days when every submission was produced on a manual typewriter.

Which, in case you haven’t seen one lately, provided precisely one option for an apostrophe (‘) and exactly one for a quotation mark (“). On the same key, on most typewriters.

What does this mean for manuscript format? Good news, insofar as it translates into less work for writers: as long as the format is consistent, Millicent’s not going to care one way or the other. Pick the one you prefer, and stick to it.

I can completely understand why the two writers who brought it up — or any aspiring writer — would have wondered about this point: as readers, we do see various styles of apostrophe and quotation mark turning up in published books. And given how counter-intuitive some of the rules of standard format are, it would not, let’s face it, be at all astonishing if the publishing industry harbored some formatting preference that half of the writers in the world had heard nothing about.

But that’s not the case here. You have my full permission never to think about it again. Go sleep the undisturbed sleep of the just.

Before you go, though, one more piece of formatting advice: as you make your way through the bewildering forest of advice out there, toting your massive grain of salt, be aware of the fact that many seemingly authoritative sources out there disagree on certain points for the very simple reason that they’re talking about different things, although they often do not say so explicitly. Bear in mind that because such a high percentage of the aspiring writers’ market wants easy answers, preferably in the form of a single-page list of rules universally applicable to every writing venue, the temptation to produce a short, one-size-fits-all list of rules is considerable.

That doesn’t mean you should disregard such lists entirely, of course. Just keep in mind that any list that purports to cover every type is necessarily going to run afoul of some established standard somewhere — and that occasionally, rules pop up online and at conferences that would make my agent friend’s eyes pop out of their sockets with astonishment.

Which is why, in case you’ve been curious, I have been going over even the simplest of the actual rules in such great detail, and with practical illustrations; I want all of you not only to adhere to the strictures of standard format, but to understand why each rule is to your advantage to embrace. That’s why I keep asking (and asking, and asking) if anybody has any questions. I just don’t think handing creative-minded people a brief list of mysterious orders is the best means of helping you become comfortable with the industry’s expectations.

So if anyone is looking for terse, bullet-pointed to-do lists for writers, I think any of my long-term readers can tell you that this blog is NOT the place to start. As the thousands of pages of archived posts here can attest, I am the queen of elaboration. Lots and lots of elaboration.

Speaking of elaboration, there’s a final formatting issue I should address before I draw this series to a close.

While we’re on the subject of unnecessary doohickeys writers are sometimes told to shoehorn into their book manuscripts and proposals, let’s talk about what should happen on the last page. Here, too, aspiring writers often give themselves extra trouble.

For a book manuscript, the proper way to end it is simply to end it. No bells, no whistles, no # # #, no -86-. Just stop writing.

Even the ever-popular THE END is not needed. In fact, I know plenty of Millicents (and their bosses, and editors, and contest judges) who routinely giggle at the use of THE END to indicate that a manuscript is not, in fact, going to continue. “What is this writer thinking?” they ask one another, amused. “That I’m going to keep reading all of that blank space after the last paragraph, wondering where all of the ink went? That I’m incapable of understanding why there aren’t any more pages in the submission? Please!”

Remember what I was saying earlier in this series about professional critique being harsh? Don’t even get me started on professional ridicule.

Personally, I have sympathy for how confusing all of the various advice out there must be for those who have never seen a professional manuscript up close and personal. But honestly, some of the rules that commenters have asked about over the last three years must be from sources that predate World War II, or perhaps the Boer War. I’ve been editing book manuscripts for most of my adult life (and proofing galleys since early junior high school), and I have to say, I’ve literally never seen a single one that ended with “-86-”

So truth compels me to admit that I can sort of see where Millicent might find it amusing to see in a submission.

But you can sort of see her point of view here, can’t you? To people who read book manuscripts for a living in the US, the very notion of there NOT being a consensus is downright odd: why, the evidence that there is a consensus is sitting right in front of them. The mailman brings stacks of it, every single day.

“Oh, come on — everyone doesn’t already know these rules?” my agent friend asked, incredulous. “This information is widely available, isn’t it?”

That’s a quote, people — but as someone who regularly works with folks on both sides of the submission aisle, I have come to believe that the wide availability of the information is actually part of the problem here. The rules governing book manuscripts haven’t changed all that much over the years, from an insider’s perspective, but from the point of view of someone new to the game, the fact that they have changed at all, ever — coupled with these rules not being applicable to every conceivable type of professional writing — can look an awful lot like inconsistency.

And we all know how Millie, Maury, and Mehitabel feel about that, don’t we?

If the flurry of rules starts to seem overwhelming, remind yourself that although submissions do indeed get rejected for very small reasons all the time, it’s virtually unheard-of for any manuscript to have only one problem. Like ants, manuscript red flags seldom travel alone.

So I would caution any aspiring writer against assuming that any single problem, formatting or otherwise, was the only reason a manuscript was getting rejected. Most of the time, it’s quite a few reasons working in tandem — which is why, unfortunately, it’s not all that uncommon for Millicent and her cohorts to come to believe that an obviously improperly-formatted manuscript is unlikely to be well-written. The notion that changing only one thing, even a major one, in the average manuscript would render it rejection-proof is not particularly easy for a professional reader to swallow.

There is no such thing as a rejection-proof manuscript, you know. While it would indeed be dandy if there were a magical formula that could be applied to any manuscript to render it pleasing to every Millicent out there, that formula simply doesn’t exist; individual tastes and market trends vary too much. Not to mention the fact that the slow economy is making most agents and editors really, really cautious about picking up any manuscript at all right now.

This is vital to understand about standard format: it’s not a magic wand that can be waved over a submission to make every agent, editor, and contest judge on the face of the earth squeal with delight at the very sight of it. But it is a basic means of presenting your writing professionally, so your garden-variety Millicent will be able to weigh it on its non-technical merits.

All I can claim for standard format — and this isn’t insignificant — is that adhering to it will make it less likely that your submission will be rejected on a knee-jerk basis. However, I’m not going to lie to you: even a perfectly-formatted manuscript is going to garner its share of rejections, if it’s sent out enough.

Why? Because every agent out there, just like every editor, harbors quirky, individuated ideas about how the perfect book should be written.

Sorry. If I ran the universe…

Well, you know the rest. Try not to lose too much sleep through trying to second-guess what Millicent and her ilk want to see. Just do your best: writing well and presenting a clean manuscript honestly is how pretty much all of us landed our agents.

Keep moving ahead — the Nobel committee is counting upon all of us to provide the laureates of tomorrow. Keep up the good work!

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Entr’acte: how not to win friends and influence people, or what good writers can learn from bad author interviews

only a flesh wound

I hope you will pardon a brief digression from the topic at hand — standard format for manuscripts — but something I saw on television last night was such a marvelous example of what not to do in an author interview that I couldn’t resist seizing the opportunity to talk about how to do it better. So while I very rarely comment on pop culture in this forum, I am breaking into our series already in progress to spend a day chatting about what does and does not work in an author interview.

I’m thinking ahead, you see. When you give your first filmed or recorded interviews, I’d like to see you pull it off effectively — and, if possible, in a manner that might conceivably help you sell a few books. (I’m funny that way.)

The interview I saw last night did not, in my opinion, meet those minimal criteria for interview success. For the sake of those who do not have time or be in a space that allows for running acrimonious video clips, though, I shall give a general description of what happened before starting to talk theory.

Basically, this author (who shall remain nameless throughout, as I have not read his book, and I don’t want any of this to be construed as a review of it) fell into a trap that book-promoting authors — particularly first-time authors — tumble into all the time: he seemed to forget that what he was doing there was promoting his book.

Oh, you may laugh, but it happens all the time. In the excitement of dealing with public attention, it’s very, very easy to forget that the person in front of you — be it talk show host (as in this instance), radio host, a freelancer who picks up extra cash by interviewing authors, or even a question-asking audience member at a book reading — did not walk into the room because you’re a fascinating person. If you’re an author booked for an interview, the interviewer is there to talk about your book.

As, incidentally, are you, if you’re on a book tour. If you should also happen to be a fascinating person, well, that’s just icing on the cake.

The cake itself is your book and your ability to talk about it in such a way that readers, hearers, and/or audience members will remember your name and the book’s title after the interview ends. If you can also manage to talk about your subject matter in such a way that it causes these people to murmur, “My, but that sounds like an interesting book; I think I shall check it out,” well, let’s just say that your publisher will be grateful.

True, your mother may wonder why you didn’t mention your fourth-grade softball team, but trust me, everyone else who participated in your book’s road to publication will be happy that you remembered that the author’s job in the interview is to make the book, not himself, look good.

I can say it in three or four more ways, if it’s still not sinking in. Trust me on this one: if you have any significant success in a writing career — and I sincerely hope that you do — it’s advice that will serve you well.

Seriously, if you take nothing else from this post, please, I implore you, cling like a leech to the notion that a book-promoting author is first and foremost a marketer. That way, you’ll never find yourself in the hideously embarrassing (yet disturbingly common) position of realizing after an interview is over — or, sacre bleu! after it’s already aired or been published in a magazine — that you were chatting away as if everyone in the audience were waiting breathlessly to hear your opinion on everything but your subject matter.

“Book?” audience members and readers say after such interviews. “What book? I just thought that guy was there as a pundit. Was I supposed to remember anything else but what side he took in the debate?”

Speaking of erring on the side of punditry, as you may already have gathered from my vehemence on this particular point, the author in today’s example did not, in my opinion, consistently bear in mind that he was at least ostensibly there to promote his newly-released book. Stepping almost completely into the role of opinion-giver, he got into an argument with the interviewer, not a bad strategy for a pundit, but almost always a losing proposition for an author promoting a book.

The result: the author lost his cool during a nationally televised interview, so much so that by the time the segment ended, he was actively arguing that the host should waive the length restriction and allow him to keep talking uninterrupted “to make the points I came here to make.”

As someone who has both conducted and given many, many interviews, I’m here to tell you: that’s not a request that’s at all likely to be granted by a friendly interviewer. The chances of an interviewer the interviewee has already insulted agreeing to such an arrangement are roughly equivalent to the probability that dinosaurs will spontaneously appear in each of our back yards first thing tomorrow morning, bearing gift baskets of freshly-baked croissants.

Let’s just say that your flowerbeds are safe from dinosaur-trampling.

The weird thing, from a book-promotion perspective, was that in promoting this book on this particular talk show, an argument was 100% predictable, and thus could have been prepared for with ease. The author was promoting an overtly political book on a television show whose host (and studio audience, apparently) did not concur with his political opinions. Which happens all the time, right? Surely, anyone who had watched the show before — as any reasonably prudent author should always do before giving an interview on it — would have been able to predict the likelihood of a political debate ensuing.

As, indeed, an author of any kind of controversial book might reasonably expect in any interview situation. If one of your book’s selling points is its potential to spark debate, you would walk into any interview prepared for a debate to be sparked, right?

But as so often occurs in both television and radio interviews, the author in this case did not seem particularly well prepared for this contingency. Or so I surmise from the fact that by roughly a minute and 45 seconds into the 11-minute interview, the author clearly began to become flustered by the host’s wanting to have a political debate.

On a show that takes as its daily subject matter political news. Who could have seen that coming, eh?

So already, we should be grateful to this author, for he has taught aspiring authors everywhere something about preparing for an interview: watching (or in the case of radio, listening) to at least a handful of episodes of the show is essential to the preparation process. For print interviews, there’s no substitute for reading some recent articles by the interviewer.

Why? Well, can you think of a better way to become aware of any slant the interviewer might have? Or — and this is even more important for an author promoting a book — any particular kind of response that interviewer’s established audience might expect?

As today’s example illustrates so beautifully, it’s really not a good idea to wait until the interview is actually in progress before finding out these things. By 1:45 in, what had been a fairly intelligent exchange of ideas directly related to the topic of this poor author’s book began to degenerate into just another political argument of the type that anyone who has turned on a cable news program within the last couple of years has seen a dozen times over.

Hey, I have nothing against political debates — although I hasten to add that my point here is not to prompt my readers to start arguing about who was right and wrong politically in this instance; we’re here to talk about how to present and promote writing, right? — but in this case, allowing the interview to devolve into one cost the author rather dearly: in the minds of the viewers (who are, he hopes, his potential readers, right?), his book has become just another argument for his side of a political debate, rather than a book about his subject matter.

In other words, his message became generic, rather than book-specific, and therefore much, much easier for potential readers to tune out.

Now, as I mentioned above, I have not read this book; I have no idea how it does or doesn’t resemble other books produced by authors of a similar political stripe. But as someone who frequently promotes books, I can say for certain that when an author presenting himself as an expert on a particular topic stops talking about that particular topic in an interview, it’s usually harder for potential readers to remember what the book’s about after the interview ends.

Tell me: would you feel that was an effective use of your book’s promotional time?

Let’s return to the arguing author — who, regardless of how one might feel about his politics, was by this juncture in an exceptionally hard position for a book-promoting writer. There were 8 minutes and 15 seconds remaining in the televised interview, the argument in progress was veering farther and farther away from the subject matter of his book, and in order to make his book sound authoritative, he needed to make sure viewers understood just how and why he was a credible expert — or, to put it in terms the whole industry could understand, to establish his platform.

Which, frankly, I’m still rather at a loss to explain — and I re-watched this interview three times, in preparation for writing this post. From what I saw in the first 1:45 of this interview, it wouldn’t even have occurred to me that in order to understand his particular corner of the political world, I should rush right out and buy his book.

In other words: the interview up to that point had failed the litmus test of any author interview. It did not interestingly promote the book he was there to promote.

How, then, could he have turned the interview around? What would you have done in his place?

Since my readers are a pretty savvy bunch, I’m guessing that your first answer to that question was not, “Why, I’d start talking over the host, in order to win the argument, with an eye toward talking about my book after I had reduced the host to silence.” That would be a strategically poor choice, right? Not only would virtually any interviewer resent it, but since it renders both sides of a discussion substantially harder for onlookers or listeners to follow, it tends to annoy even a sympathetic audience.

But guess what our exemplar du jour did?

Uh-huh. For most of the rest of the interview. Punctuated, unwisely, by statements like, “Let me get a word in edgewise,” and “Let me make my point.”

Not the best way to endear oneself to any interviewer, and usually not a particularly effective means of garnering sympathy from an audience. Audiences are smart: they can tell for themselves when an interviewee is being bullied.

Which was not, to my eye, the case here, incidentally; I could be wrong about the motivation here, but as nearly as I could tell the author merely seemed to be unused to making his case to people who did not already agree with his political views. Again, rather strange, given that even a passing familiarity with the show would have lead him to expect that.

Here again, though, we writers can learn something from this situation: in preparing for any interview situation, an author should always practice in mock interviews with both friendly and hostile interviewers.

Established authors do this all the time, and for very good reason: if they’re not prepared to parry wittily off-camera and off the record with someone they already know, experience tells them that making being grilled by a total stranger under a studio’s worth of bright lights look easy is going to be, well, hard. Hey, being urbane requires some serious practice.

Besides, it’s a great way to get your more passive-aggressive kith and kin involved in promoting your book. Come on — don’t you have a cousin or former college roommate who wouldn’t just love the opportunity to try to get your goat under the guise of interview prep? Right before you embark on a book tour is a dandy time to put ‘em to work.

Do I see a few hands raised out there in the ether? “But Anne,” some timid souls point out, “what makes you think that last night’s interviewer was not trying to be a bully? I’ve just watched the interview, and the host kept firing questions at the author.”

Good point, timid souls — but if a writer is going on a book tour, or even talk to readers at a book signing, he’s going to need to steel himself to the possibility of being asked questions related to his book. Especially in an interview, because, let’s face it, it’s the interviewer’s job to keep asking questions.

In this case, though, I have another reason for thinking well of the interviewer’s motivations: after the frustrated author had been increasingly talking over him, even mid-question, for quite some time, at 6 minutes and 10 seconds into the interview, the host changed the subject rather pointedly back to, you guessed it, the general subject matter of the book. Which, considering that both parties were visibly annoyed by that point, was actually rather generous of him.

Need I even say that the author did not respond to it that way? Having gotten into an argumentative rhythm, he reacted not by eagerly seizing the opportunity to talk about his book — the reason he had come on the show in the first place, lest we forget — but as an invitation to further debate. But by then, the author was clearly in it to win the argument, period.

Always a bad move in an interview, by the way, even if you’re 100% positive that you are right and the interviewer is wrong. Why? Well, think about it: even in a televised or radio interview, the host is inevitably going to have the last word, right? He can talk about you after you have left; the show’s directors, producers, and editors are going to have the power to edit what you said. And in print, an unfriendly interviewer can simply not reproduce what you said correctly.

Tell me, would you rather have these people on your side, or to win the argument?

Before you answer that, allow me to add that I’m not asking your heart here; I’m asking your head. Specifically, the part of your brain that wants to convince potential readers to go out and pick up a copy of your book.

Winning a short-term argument at all costs no longer sounds like the best long-term strategy, does it? Again, we can extrapolate a general rule: feel free to make your case in an interview, but if the discussion gets nasty or personal, turn the talk back to the book. Remember, your goal here is to get the interviewer to help you promote it, not beat him in an argument.

What can happen if an interviewee loses sight of that goal? Fortunately for our learning curve, today’s example shows us a frequent outcome: about a minute after the host threw the author that lifeline, he visibly gave up on trying to talk about the book. For the next several minutes, the interview once again devolved into a political debate between two people who do not agree about politics.

Good television? Perhaps, but again, I ask you: is this the most efficient use of televised promotional time, from the author’s point of view?

Obviously, this interview was not going well, either on a promotional or personal level, and time was running out. The author had things he wanted to say, so he kept speaking faster and faster, reacting to questions as distractions, rather than invitations to elaborate. Whenever the host tried to jump in, the author kept repeating that he wasn’t being allowed to talk — and kept right on talking.

Sometimes, an author being interviewed in front of a studio audience (as was the case in our example) will respond to conflict by trying to appeal to the audience, rather than the interviewer. Sometimes this works, sometimes it does not. In this case, the latter. Unfortunately — yet absolutely predictably, to anyone who had ever seen the show before — the audience sided with the host, not the author.

How did the author respond to that? Not in a manner at all likely to win any member of that audience over as a potential reader: at one point, he held up his hand to stop the audience from applauding something the host said.

Oh, dear. Need I even tell you how that went over with the audience?

Because I know all of you are kind people and sensitive souls, I tremble to relate what happened in the minute or so that followed this imperious gesture. Suffice it to say that voices were raised, and the host had to hush him in order to announce that they were going to have to break for a commercial. The author made fun of the host for wanting to break for a commercial, wasting still more time that he could have used for, say, making one last attempt to sell his book.

Since the interview had, in fact, already worn on longer than average for this show, the host apparently did need to wrap things up, so as interviewers tend to do, he gave a brief summary of his last point in order to round out the segment. Throughout, the author just kept calling the host’s name, trying to get him to stop.

And then it got worse, from a book-promoting perspective. No, really.

Since the scheduled interview time was over, the host did something he had frequently done before with problematic interviews: told the author and audience that although he had to break here, they would continue to tape the interview and post it in its entirety, unedited, on the show’s website. (As indeed they did: roughly 30 minutes of footage of this interview is posted there, should you wish to see it.) Again, even a fairly cursory review of past interviews on this show would have led a well-prepared book-promoting author to expect this move.

You can feel it coming, can’t you?

The author began protesting posting the rest of the interview, instead of televising it in its entirety. “So I can’t make my points on the air?” he demanded, as if the show — or indeed, any television or radio show — would have had infinite time at its disposal. (Word to the wise: any taped interview will need to fit within a pre-scheduled segment. If you talk longer, it will have to be edited down, so either limiting the length or editing are the two available options.) To bolster his case, he revisited his earlier mantra about not being allowed to speak uninterrupted: “You did most of the talking,” he said — unwisely, I thought, because any viewer at home with TiVo would not be able to go back and check the veracity of this statement. “I didn’t get a chance.”

What happened next was something that I have actually never seen, heard, or read before in any author interview — which, considering that I have listened to authors talk about their promotional interviews before, after, and sometimes even during them since before I could talk myself, is genuinely saying something. (Hey, you didn’t think I would have interrupted our ongoing series for a merely pedestrian example of an interview snafu, did you?)

What happened next was this — and I swear I’m not making this up: the author and interviewer spent over a minute of air time debating about who had talked more during the interview. The author kept claiming that the host had “talked right through me”; the host was so astonished that he apologized, then said, “Geez, I’m just trying to think of a way…can I remove what I said and just have you speak.”

The audience laughed, of course: no one seriously believes that the proper definition of an interview is an uninterrupted monologue by the interviewee. Although that was precisely the implication of the author’s protests, wasn’t it?

I’m not bringing this up to castigate the author or the interviewer — as I said, I have not read the guy’s book, and I have no wish to say anything that might lead any potential reader to eschew his book, or indeed, any fellow author’s book. I suppose, too, that a case could be made that by engaging in an unseemly public fight, an author of a political book is promoting his work, although personally, I seldom see someone being rude on TV and immediately think, “Wow, I’m finding that fellow strangely credible. Bring me any books he may have happened to have written, and pronto, that I may imbibe more of his point of view!”

But none of that is why I decided to devote today to what in all honesty was a pretty annoying interview to watch. This is: of all of the interesting things a habitual viewer of that particular program could have taken away from this interview, very few of them would, in my opinion, have made the book more memorable. And that, in my opinion, is a wasted book promotional interview.

“But Anne,” some of you point out, and who could blame you? “From what you’ve said here, the author made himself plenty memorable. Isn’t that, you know, good enough for a book tour stop?”

It might have been enough — barely — if the televised interview had seared the author’s name into the viewer’s consciousness by its end; it is indeed true that an intelligent viewer is perfectly capable of typing an author’s name into a search engine, coming up with the title of his book, and ordering it. But I’d be kind of surprised if most viewers found the author’s name the most memorable thing about this interview. More importantly from a promotional perspective, it’s almost certainly not what they’ll mention first about this interview if they talk to their kith, kin, and/or coworkers about it.

You know what they’ll say? “This guy was interviewed on the Daily Show, and there was this incredible fight.”

Correct me if I’m wrong, but isn’t the Daily Show being promoted by interpersonal communications like this, not the book the author went on the show to push?

Sadly, this outcome is far from rare; even Q&As at book signings occasionally go hideously wrong. So much has been written about the culture of celebrity and the mixed blessing of punditry that I’m sure all of you are more than capable of drawing your own conclusions about why authors so frequently confuse presenting their viewpoints — or personalities — with promoting their books.

But please, when your time comes, don’t make that mistake. Yes, the book is your baby, but the goal of any book-promotion exercise is to interest potential readers in the book, not just the author. If you can’t make the darned thing sound fascinating, who can?

In other words, respect your writing enough to be willing to talk about it in a way that will attract readers. On TV, on the radio, in print, at public readings, at book signings, online, and anywhere else anyone’s willing to listen. Because that, my friends, is how effective book promotion is done.

Oh, and when that happy day comes, humor me: do your homework about anyone who might conceivably interview you; remember, you’re trying to turn at least some of that person’s audience into yours. You’d be surprised at how far just research can go toward charming a potentially hostile interviewer.

Don’t believe me? Okay, go out and find me an interviewer who would not be pleased to hear her next subject say, “Oh, I just loved your interview with X, and here are the 14 reasons why,” and then we’ll discuss the matter further.

In the meantime, isn’t it about time that we got back to the pressing matter of manuscript format? Join me next time for more close examination of technicalities — and as always, keep up the good work!

Posted on - 15 Comments on The mysteriously mysterious strictures of standard format, part XVIII: wrapping up the proposal neatly and tying it with a big red bow (not literally, of course; as you may see, it would not only look a tad silly, but would be difficult to mail without crushing the bow)

The mysteriously mysterious strictures of standard format, part XVIII: wrapping up the proposal neatly and tying it with a big red bow (not literally, of course; as you may see, it would not only look a tad silly, but would be difficult to mail without crushing the bow)

gift-wrapped proposal

As that rather cumbersome title implies, I’m going to be finishing up my whirlwind overview of book proposal formatting today. This exciting development (hey, everything’s relative) is, of course, merely a plateau in our continuing climb toward mastery of standard format for book manuscripts. Over the days to come, I shall be wrapping that up, too, via my favorite means: answering readers’ burning questions.

So if you’ve been holding back any, waiting for someone else to ask, now would be a dandy time to leap into the fray. The comments on today’s post would be a dandy place to bring up any lingering concerns.

While I’m trolling for commentary, would anybody be interested in my following this series with a short overview of what a query letter and synopsis should look like? Please weigh in, if so — or if not, for that matter. Personally, I kind of like the idea of having all of the formatting posts back-to-back in the archives, but as I’ve dealt with query letters fairly recently, I fear to bore the masses.

Which is a rather interesting statement for someone who’s just spent weeks on end meticulously detailing small formatting distinctions to make, come to think of it. Apparently, my faith in my own writing’s inherent fascination is boundless.

As is today’s intended subject matter, as it happens. I’m determined to polish off the proposal today, so this is bound to be a long one, folks.

Before we launch into this last installment, let’s recap, shall we? (Yes, yes, I know, I’ve covered all this before, but you’d be surprised at how many writers in a hurry will read only the most recent post in a series like this.) Here, once again, are the constituent parts of the book proposal, in the order they should appear:

1. The title page

2. The overview, a comprehensive document that leaves Maury with no doubt whatsoever about how to answer the following questions:

(a) What is the proposed book will be about, and why are you the single best being with an operational circulatory system and fingers to write about it?

(b) What is the central question or problem of the book? Why the topic is important, and to whom?

(c) Why is this book needed now, as opposed to any other time in literary history?

(d) Who is the target audience for this book?

(e) Why will this book appeal to the target audience as no book currently on the market does?

(f) How will your platform enable you to reach this target audience better than anyone else who might even think about writing this book?

(g) How strong a writer are you, and is this voice appropriate to the proposed book’s subject matter and target audience?

3. The competitive market analysis

4. The annotated table of contents

Everyone relatively happy about all of those? Again, please pop a question into the comments, if not. Moving on:

5. The sample chapter(s)
Generally speaking, professional proposals use Chapter 1 as the sample, rather than one from farther into the storyline or argument, for the exceedingly simple reason that it’s usually easier for the reader to follow that way. However, that’s not strictly necessary: in a cookbook proposal, for instance, Chapter 7′s Thanksgiving feast may well wow Millicent more than Chapter 1′s general introduction to baking techniques.

Use your best judgment — but as always, be open to your future agent’s informing you that you judged wrong and that you must write another sample chapter before she submits it to editors at publishing houses. (Yes, it happens. Quite a lot, in fact.)

When making the decision about which chapter to include here, bear in mind that this section is where you’re going to provide the most direct evidence of the voice and writing style of the proposed book. Neither of which, in a good proposal, will come as a surprise to Millicent, because the entire proposal should be written in the voice of the book.

Yes, even the dry marketing parts. Hey, you’re a writer — it’s your job to make even unquestionably dull stuff interesting to read.

A whole lot more work than simply throwing the necessary materials together and hoping that the sample chapter alone is enough to convince Millicent that your voice is right for this project? Undoubtedly. But a better marketing strategy than the far more common approach of composing the rest of the proposal in the faintly exasperated tone of the jumper through unnecessary hoops? Absolutely.

On the brighter side, for a well-prepared writer, the labor involved in incorporating the sample chapter into the proposal is comparatively light. Hold your applause, but in a proposal, the sample chapter is formatted precisely like a chapter in a manuscript.

Okay, you can clap now. You know you want to.

That’s right — provided that as much of the book as you’ve written so far is already in standard format, you can simply copy and paste it into your book proposal at the proper juncture. This means, of course, that the first page of the sample chapter will have more white space at the top than any other page of the proposal. (And if you found that last statement mystifying, may I suggest that you review my earlier post on chapter openings and how they should look on the page?)

I hear some of you muttering and shuffling your feet. You want to see the difference between the first page of the sample chapter and any old page of the proposal, don’t you? Good plan.

Here, for your comparing and contrasting pleasure, is a properly-formatted first page of a proposal. (You do remember, right, that the title page is neither numbered nor included in the page count?)

overview1

That looks familiar by now, right? Because the sample chapter is a major section of the proposal, let’s review how a major section change would be designated in a proposal:

competitive market analysis3

Now take a peek at a minor topic change — which, again, should be old hat by now. (Where on earth did that perverse little expression originate, I wonder?)

subheading in proposal

As I would devoutly hope would be abundantly clear to you by this late point in a series on standard formatting, none of the above remotely resembles the first page of a manuscript. The first page of a manuscript should, of course, look like this:

first page of text

Quite a difference, is it not? Millicent could tell which was a page from a proposal and which had fluttered free of a manuscript from ten paces away.

Now take a gander at the first page of the sample chapter in a proposal:

sample chapter opening

Those last two are remarkably similar, aren’t they? Pop quiz: see any formatting differences between this and the same chapter opening in the manuscript?

If you immediately leapt to your feet, exclaiming, “By Jove, Anne, the slug line clearly demonstrates that rather than starting pagination over again at page 1, the sample chapter’s first page shows where it falls within the book proposal,” congratulations: you have the eye of an editor. As you so astutely pointed out, the page numbers don’t start over at the beginning of the sample chapter; the entire proposal is numbered consecutively. For extra credit, would anyone care to guess why?

If you shouted, “To make it easier for Millicent to put the always unbound pages of the proposal back in order after she collides with someone in the hallway!” you’re really on a roll today. Help yourself to a gold star out of petty cash.

Otherwise, though, the sample chapter and the same chapter in manuscript form should be formatted identically. Realizing that, need I even add that part of what the writer is demonstrating in this section of the proposal is a familiarity with the standards of this industry?

Not to mention the tone and vocabulary norms of your chosen book category. I probably should mention it, though, because many a well-argued and even well-written book proposal has gotten rejected because the prose in the sample chapter just didn’t sound like, well, a book in that category.

As always, if you’re not familiar with what’s currently being published in your chosen book category, why not? And how on earth did you manage to write a convincing competitive market analysis without being up on all the recent releases, anyway?

I’m most emphatically not kidding about this: from an agent or editor’s point of view, a book proposer’s being conversant with the norms, trends, and current market for the type of book she’s proposing is not an optional extra — it’s a basic requirement. It comes standard with the professional nonfiction writer package.

Don’t tell me you can’t afford to buy everything that comes out in your category, either; that’s what libraries and bookstores with comfortable reading chairs are for.

One final word about the sample chapter before I move on to the remaining bits of the proposal: make absolutely sure that the sample chapter delivers on the promise of that chapter’s summary in the annotated table of contents. If there’s any doubt whatsoever in your mind about whether it fulfills that promise — or if it does not represent your best writing — either pick another chapter to use as your sample or start revising.

Cursory sample chapters are the bane of any proposal-reading Millicent or Maury’s existence, and for good reason: if their attention has been sufficiently grabbed by the overview and maintained throughout the middle part of the proposal, it’s a genuine disappointment to discover a sample chapter that just lies there. If they’ve read that far, trust me, they want — and expect — to be wowed.

They also expect that the sample chapter will demonstrate how you intend to flesh out the brief chapter summaries in the annotated table of contents, and rightly so. If the two parts of the proposal appear to be out of sync, M & M are going to wonder if your writing skills are up to the task of producing a consistent final manuscript.

Don’t tempt them to speculate on that score. Call me cynical, but I’ve seldom seen that type of speculation end well for the proposer. It’s not a screener’s job to give proposers the benefit of the doubt, after all.

Speaking of doing one’s job, it’s about time that I talked about the remaining elements of the proposal, isn’t it? Don’t worry; there aren’t many.

6. The author bio
Since writing a stellar author bio is an art form of its own, I’m not even going to attempt to describe here how to write one. For an in-depth discussion of the subject, please consult the aptly-named HOW TO WRITE AN AUTHOR BIO category on the archive list at right.

Seriously, go consult it. Again, this is a place where many first-time proposers skimp, thinking (erroneously, alas) that since they’ve already talked about their platforms earlier in the proposal, all that’s really necessary in the author bio is the kind of bare-bones, just-the-facts-ma’am author bios they’re accustomed to seeing inside the dust jackets of hardcover books. Do not, I implore you, be fooled by those brief paragraphs going by the same moniker as what’s required in a book proposal.

The purpose of an author bio in a book proposal is to provide a handy single-page summary of the writer’s platform for writing this particular book. That means, in practice, that a savvy writer may choose to use different author bio text — or even author photos — in proposals for different books.

Not sure why? Okay, tell me: if you were vacillating between acquiring two books on dog breeding, which bio would appeal to you more, one that simply lists the writer’s previous publications and credentials under a smiling head shot — or one that listed eight dog-related credentials under a snapshot of the writer with his arm around a happy Dalmatian?

No contest, is there?

Do not, for the sake of your own happiness, leave constructing your bio to the end of the proposal-writing process. It’s hard; budget time for it. Why? Well, really apt author bios are hard to write — and most of us go through quite a few photos before we find one of ourselves that we like.

Don’t believe me? Okay, care to guess how many shots my quite gifted photographer friend Marjon Floris took before she caught the one in my bio?

Somewhere in the neighborhood of 800. With two cameras. (Thank goodness for digital technology, eh?) Admittedly, my whole family is pretty camera-shy — my brother’s wedding photographer actually burst into tears during the reception, so frustrated was he at the difficulty of catching candids of any of us wily Minis — but still, a good author photo often takes a lot of trial and error.

Speaking of the camera-shy, am I seeing some of you waggling your fingertips in my peripheral vision? “But Anne,” the photography-averse murmur, making faces at the camera, “I don’t want to include a picture of myself in my bio; believe me, my book’s appeal would in no way be enhanced by a photo of me clutching a Dalmatian, or indeed, any creature whatsoever, warm- or cold-blooded. Can’t I, you know, skip it?”

You’re not going to believe this, but the answer is yes.

At least in a book proposal; it’s more or less de rigueur these days in a bio accompanying a manuscript submission. (Hey, both Millicent and Maury will want to be able to tell their bosses if the new writer they’ve just discovered is photogenic — like it or not, it does sometimes make a difference in marketing these days.)

Without an author photo, a proposal bio is simply another double-spaced single page of text with a title at the top. Here, for instance, is the super-serious bio I used a few years ago in the proposal for the political book I’ve been using as an example all day:

author bio

7. Relevant clippings, if any
This is another platform-proving exercise: if you have written articles, or even other books, it’s customary to include beautifully sharp photocopies of a few of them at the end of your book proposal. Similarly, if you happen to be famous enough for articles to have been written about you and your subject matter, feel free to include ‘em here — provided, in this second case, that they relate to your platform for this particular book.

Since our primary concern in this series is formatting (although I suspect that salient fact may have slipped all of our minds while I’ve been chatting at length about the content of a good book proposal; hey, I’m chatty), I’m going to leave to another time in-depth discussion of how to generate clippings. For now, I’ll content myself with urging you to make sure that the copies are pristine, with nice, clear, readable type.

Oh, and one other thing: do yourself a favor and scan each of the clippings, or have a computer-savvy someone do it for you. Not only will this enable you to submit your proposal to agents and small publishers who prefer online submissions (still relatively rare for nonfiction, but growing in popularity by the day), but it will also save you quite a bit of time down the line, once you’re working with an agent.

Why? Well, it has become quite common for agents to submit book proposals electronically to editors. Unscanned clippings can’t go into a virtual proposal, right?

Pant, pant, pant. Don’t stop running now — we’re practically at the end.

8. The proposal folder
I’ve written about this fairly extensively in the HOW TO WRITE A BOOK PROPOSAL series (conveniently gathered under the category of the same name on the archive list at right), so I’m not going to delve too deeply into the particulars. Except to say: in the United States, book proposals are presented in plain black folders.

Period. Don’t even consider trying to get fancy — and whatever you do, do not bind your proposal in any way. Let those pages flap around loose, just as they do in a manuscript.

Well, not quite the same: tuck the pages (neatly please) into the folder, items 1-4 on the left-hand side (i.e., everything prior to the sample chapter), items 5-7 (the sample chapter and beyond on the right).

Don’t label the folder on the front, either; keep it plain. What Millicent, Maury, and everybody else in the industry expects to see coming out of a submission envelope is this:

book proposal folder1

I know: boring. That’s the way they like it.

The folders in question, by the way, are the ones with horizontal pockets inside, not the ones with brads in the middle. The latter are for high school book reports, the former for book proposals, and ne’er the twain shall meet. So if the folder in your hand does not look like this when you open it:

book proposal photo 2

scuttle on back to the office supply story and pick up one that does. Seriously, proposals in the wrong kind of folder will just look unprofessional to the pros.

And that — whew! — is a lightning-swift (for me) discussion of how to format a book proposal. Congratulations on absorbing so much practical information so rapidly, campers, and keep up the good work!

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The mysteriously mysterious strictures of standard format, part XVII: excuse me — you’re proposing WHAT?

marriage-proposal1

For the last couple of posts, we have bent our collective gaze — steely, to be sure — away from the green pastures of manuscript formatting to turn our attention to the wind-swept plains of book proposals and their proper formatting. As we have seen in our brief sojourn amid the majestic buffalo and skipping lambs, while the text of a book proposal is formatted largely in the same matter as a manuscript’s, the various headings and subheadings are often different.

Before I move on, allow me to digress: did you notice how I dropped that running metaphor when it became apparent that it wasn’t working? That’s a good editing tip for any kind of writing: don’t force it if it doesn’t fly. An even better one: while proofing you work, make sure you read all the way to the end of every sentence; it’s the only way to catch metaphors abandoned mid-stream. (And yes, Virginia, I do see orphaned metaphors wandering about ostensibly well-revised manuscripts. All the time.)

As we saw last time, a professional book proposal contains a wide range of marketing materials, all written in the proposer’s best possible prose, cleverly fitted together in a manner to convince an agent or editor that not only is the proposed book an interesting idea that will appeal to a very specific (and, ideally, well-established) target audience, but that the proposer is the best (and, ideally, the only) conceivable person currently drawing breath to write this particular book. Or, to put it in the language of the industry, it’s a marketable concept presented by a writer with a great platform.

A thousand hands just shot into the air mid-paragraph, didn’t they? “Um, Anne?” many would-be proposers inquire nervously. “You didn’t really mean that bit about the proposal written in the proposer’s best possible prose, did you? After all, the proposal is just a formality, a series of hoops through which I have to jump before a publisher buys my book, right?”

Actually, no — although I can certainly see why you might think so. Unlike novels, nonfiction books (yes, even most memoirs) are sold not because someone falls in love with the manuscript, but because a prospective author has made a convincing case in a proposal that a book that does not yet exist will be marketable to a specific audience and that s/he is the right person to write it. Since the book concept and the argument for it are the primary sales pitch, most first-time proposers conclude that the writing in a proposal is of secondary importance.

They’re absolutely wrong. Every syllable of a book proposal is a writing sample — the only writing sample, in fact, upon which an agent or editor will base his or her conclusions about whether to pick up the book.

If you’ll join me in a wee flight of fancy, I think you’ll see why that absolutely must be the case.

Picture, if you will (and you will, right?), Maury the editorial assistant, diligently scanning the day’s submissions from agents for the next promising nonfiction project. He has reason to be careful: he needs to be very, very selective about what he passes on to his boss, the editor of your dreams. (Let’s call her Ermintrude, just for giggles.) If he simply sends Ermintrude every proposal that sounds as if it might make a good book, he’s not really doing his job, is he? It’s not as though she can offer a publication contract to every interesting-sounding project, after all; at most, even an extremely busy editor might be able to take on somewhere between one and ten a year.

Yes, you read that correctly.

It’s Maury’s job to prevent Ermintrude’s desk from becoming so over-stacked with proposals that she can’t find her phone. So yes, he’s going to weed out any proposal that doesn’t sound interesting right off the bat. He’s also going to reject those that don’t have a clearly-defined concept — which, in a screener’s world, means one that’s both grabbed his attention instantly and is comprehensible within the first few pages of the proposal — as well as those that either don’t define their target market well or do not strike him as likely to appeal to the readers already buying such books. Not to mention those that don’t seem to have a well laid-out marketing plan or chapters likely to deliver fully upon the premise of the proposal, or those proposed by writers who haven’t made a good case for their platforms to write the book.

That’s going to weed out most of ‘em. (I hate to be blunt about it, but because the book proposal is such a widely misunderstood marketing tool, Maury sees a whole lot of rambling proposals. And rambling, unprofessional proposals are most of what Millicent, his cousin who screens agency submissions, sees on a weekly basis.) But let’s be generous and assume that Maury’s had an unusually strong selection of proposals submitted this week: out of 300, 10 are fascinating ideas for books aimed for a well-established audience.

He can’t possibly send them all — ten is Ermintrude’s entire year’s allotment of books, even if she works nights, weekends, and funds the last two herself. So how does he decide which one or two to send upstairs to his boss?

Uh-huh. The ones where the writing screams, “Excuse me, but had you noticed that there’s some talent here?”

Think about that, any of you who were planning to toss together your book proposals over the next long weekend, or stuff them into the mailbox without running the text by another literate human being not already familiar with your book’s concept. (Word to the wise: if that literate human can’t tell you what the book is about and why you’re the best person on earth to write it by the time she is halfway through page 4, you might want to think about some serious revision. And if she doesn’t want to read the book by the middle of page 2, run, don’t walk, back to the drawing board to work on your prose and presentation.)

Now that I’ve scared the living daylights out of you, let’s review the constituent parts of the book proposal — at least, the ones we have covered so far:

1. The title page

2. The overview, a comprehensive document that leaves Maury with no doubt whatsoever about how to answer the following questions:

(a) What is the proposed book will be about, and why are you the single best being with an operational circulatory system and fingers to write about it?

(b) What is the central question or problem of the book? Why the topic is important, and to whom?

(c) Why is this book needed now, as opposed to any other time in literary history?

(d) Who is the target audience for this book?

(e) Why will this book appeal to the target audience as no book currently on the market does?

(f) How will your platform enable you to reach this target audience better than anyone else who might even think about writing this book?

(g) How strong a writer are you, and is this voice appropriate to the proposed book’s subject matter and target audience?

Okay, okay, so I kind of slipped that last one up the back staircase, but it’s a great asset to a book proposal if it is written in the same voice (and with the same vocabulary) as the eventual book.

Those aren’t the kind of things you want to leave to Maury’s imagination, are they? As we discussed last time, a fantastic way to establish authorial voice and interest in the subject matter is to open with a vividly illustrative anecdote or other method of direct appeal to the reader’s reason and emotions. Opening with dry marketing material tends not to grab Maury’s attention anywhere near as well.

3. The competitive market analysis
This section, as I hope you will recall from last time, is a brief examination of similar books that have come out within the last five years, accompanied by an explanation of how the book being proposed will serve the shared target audience’s needs in a different and/or better manner. Not intended to be an exhaustive list, the competitive market analysis uses the publishing successes of similar books in order to make a case that there is a demonstrable already-existing audience for this book.

Sound familiar? It should here is where the proposer proves the contentions he made in the overview with hard data.

Which of the many, many contentions, you ask, and how does talking about your competition prove them? Well, for starters, who the target audience is for your book? Answer: the readers who have already bought the books listed in the competitive market analysis. (The implicit logic: if those books sold well, that means these people buy a lot of books — and might be eager to buy more.)

Yet another reason that you might want to say something nice about your competition, eh?

You can also use this section to demonstrate how your book is different and better than what’s already on the market — and yes, that can (and should) be done without running down the competition, as long as you’re specific. Think about it: if you mention the best points of the other books and can still make the case that your proposed volume will either do what they do, only more effectively (do you have a stronger platform than another author, for instance, or is the other book outdated now?) and/or not in the same way (what does your take on the subject offer that those other books do not?), your book is going to end up looking better by contrast than if you merely say that everything else is terrible.

Trust me on this one. If you can’t say something nice about a particular comparable book, consider contrasting yours to one that you can praise with a straight face.

Some of you have had your hands raised since yesterday, have you not? “But Anne,” proposers everywhere exclaim, rubbing circulation back into their exhausted arms, “one of the reasons I wanted to write my book in the first place is that there isn’t another recent book on the subject. So how do I come up with a list for the competitive market analysis? Make things up?”

Glad you asked, patient arm-raisers — there’s a pro’s trick to this. But first, indulge me in a short exercise in understanding your book’s appeal.

First, equip yourself with some scratch paper (the back sides of earlier drafts of your proposal, perhaps?) and a comfortable pen. I would suggest selecting a comfortable chair, too, because you’re not to budge until you come up with five different ways to describe your proposed book. And I’m not talking about descriptors like well-written, either — describe your book the way a clerk in a bookstore might to a potential reader.

Got that list firmly in hand? Good. Now hie yourself and your list hence to the nearest well-stocked brick-and-mortar bookstore. (Seriously, what I’m about to suggest is considerably harder to pull off online.)

Standing in the store, feeling silly for carrying that list around. Excellent. Ready, set — don’t find a book like yours.

Yes, really. Instead, go to the first descriptor on your list and find several books that could be described the same way. Proposing a memoir, for instance? Stand in front of the memoir section and keep pulling books off the shelves until you discover a few that are similar in some way to yours.

It can be a very, very small way. Is it a childhood memoir by someone who grew up in the same part of the country as you did? Start taking notes. Is another by a dog-lover, while two chapters of your proposed book cover your relationship with beloved Fido? Sounds close enough to me.

After you’ve ferreted out a few useful titles, move on to the next descriptor on your list. If your memoir set in the mid-1960s, find a few good nonfiction titles that cover similar aspects of the period. If your cookbook is for vegans, how about including as few of the well put-together vegetarian cookbooks out recently? Not too hard to see how your book would be different and better for vegan readers than those, right?

And so forth. The goal here is not necessarily to find a dozen books exactly like yours; it’s also perfectly permissible to devote a paragraph or two each to several different book categories into which your unique book might conceivably fall. By demonstrating that there is already a market for books that match your five descriptors — as there must be, according to industry logic, or those recently-released books would not be on the shelves* — the implication is that past readers of each of those types of book will be interested in yours.

(* Don’t waste your energies questioning this quite questionable assumption; you’ve got a proposal to write.)

Everyone clear now on the purpose and proper formatting of the competitive market analysis? If not, now would be a fabulous time to shout out a question or two. While I’m waiting with my hand cupped around my ear, let’s move on to the next section.

4. The annotated table of contents
This section has some odd conventions, ones that tend to come as a surprise to most first-time proposers, so before I launch into a discussion, let’s take a gander at out example from the other day.

Notice anything here that might offend the muses of standard format? How about the fact that the title of the book appears at the top of the page, as if Annotated Table of Contents were a subtitle? Or the phenomenon of adding a section break between each chapter’s description? Or that the descriptions were in the present tense, like a synopsis?

Actually, there’s a pretty good explanation for the first two of these conventions. (Sorry; you’re on your own for the last.) Remember how I mentioned earlier in this sub-series that unlike a manuscript, book proposals are often broken up into their constituent parts on the reading end, so folks working in different departments at publishing houses may take a gander at ‘em? Titling the annotated table of contents renders it easier to get those pages back into the right proposal. And skipping a line between chapters makes it simpler for an editor to find the chapter she is seeking when she’s in an editorial committee meeting or arguing with your agent about what will be in the final book.

Oh, you weren’t aware that editors often ask writers to change the proposed chapters? Happens all the time, so gird your loins and prepare to play ball.

If the very notion of being asked to remove your meticulously-researched chapter on steam engines (in order to replace it with a similar section on cotton gins, about which the acquiring editor did her undergraduate thesis at Columbia) or to reduce your seven intended chapters on your life prior to the age of 17 into as many paragraphs (so you may concentrate at greater length on your four subsequent years as a sword-swallower) causes your skin crawl in revulsion, do not despair. You actually do have a means of making sure your favorite chapters pass the editorial test: write about them brilliantly in the annotated table of contents.

Seriously, if ever there was a time to show, not tell, this is it.

Why, you ask? Because the vast majority of first proposals just summarize what’s going to be in each chapter, instead of using each chapter to tell a compelling separate story. Because you’re selling your talents as a storyteller here, as well as the subject matter of the book, right?

It’s not surprising that this section falls flat in so many proposals; again, many, if not most, proposers don’t seem to understand the purpose of the annotated table of contents. As we discussed the other day, many, many proposers labor under the misconception that what agents and editors expect to see in this section is simply a list of chapter titles, accompanied by guesstimated page numbers. Many, many other proposers assume that they should devote a page to each chapter.

Or even several. For my sins, I’ve seen proposal drafts with 20-page annotated tables of contents. Believe me, Maury was far from pleased.

Avoid that dreadful fate in yours; keep it brief, but substantial. One to two paragraphs on each envisioned chapter is about right — remembering, of course, that everything in a book proposal is a writing sample. At the risk of repeating myself, show, not tell.

How does one pull that off when covering so much territory in so short a space as a paragraph or two? The same way you came up with the summary paragraph of your query letter, ideally: instead of trying to summarize everything that happens in a chapter in general terms, pick a particularly interesting scene or argument and present it in vivid terms.

In other words: be specific, not general. If you can possibly manage it, try to include details that Maury is unlikely to see in another proposal.

If you just muttered to yourself, “Hey, might this not be an amazingly good place to demonstrate just how my book is different and better than the ones I was discussing in the last section?” congratulations — you’re thinking like a pro. Especially in a memoir or cookbook proposal, this is the precise spot to work in mention of how your book is uniquely yours:

annotated table of contents2

And if you eagerly shot your hand into the air as you glanced over that last example, eager to point out that this example was formatted slightly differently than the one before it, congratulations again — your eye is sharpening. The last version is in the version my agency prefers; the desire for bolding and all caps is not universal.

Just thought you might like to see both. And if I haven’t said it often enough yet: if the agent of your dreams wants you to format your proposal differently from what I advise here — in, for example, clearly laid-out guidelines on the agency’s website — for heaven’s sake, give him what he wants. In the book proposal as well as the manuscript, the average agent is looking for evidence that a potential client can follow directions.

Don’t see why that would be an essential quality in a book-proposing client? Okay, let me ask you: if you were an agent, would you rather represent the writer who says, “Lose my Chapter 13 and dumb down the book’s vocabulary to an 8th-grade reading level? Can do, Editor!” or the one who flies into an uncontrollable fury?

Oh, come on — you didn’t really hesitate over that choice as long as you pretended, did you?

I’ll be wrapping up book proposal formatting next time — literally: I’ll be talking about the folders that encase them. Until we meet again in that happy, not-too-distant future, keep up the good work!

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The mysteriously mysterious strictures of standard format, part XVI: how to format a book proposal, revisited

star magnolia blooms

Our star magnolia has finally come back to life! I can’t even begin to tell you how much the sight cheered me up — even after more than a decade and a half in the Pacific Northwest, my native Californian synapses droop drastically during the long, gray winters here. So hooray for an early spring-blooming tree that goes from dead-looking to beflowered in three days flat.

Speaking of lengthy periods of anticipation, way back in early February, eagle-eyed reader Kim pointed out a fairly extensive omission in my twice-yearly examinations of standard format for manuscripts: although I have been providing illustrations of same for several years now, I’d never shown the innards of a properly-formatted book proposal. In fact, as Kim explained,

Anne — Thank you for this glorious blog. It is a wealth of information. I am putting together a submissions package (requested materials, yea!), which includes a book proposal. After searching through your site, I still can’t find a specific format for the thing. For example, should the chapter summaries be outlined? double-spaced? Should I start a new page for each subheading? Also, my book has several very short chapters (80 in total). Should I group some of them together in the summaries, lest it run too long? Or is it better to give a one sentence description of each? Thanks again.

My first response to this thoughtful set of observations, I must admit, was to say, “No way!” After all, I had done a fairly extensive series entitled HOW TO WRITE A BOOK PROPOSAL (beginning here) as recently as…wait, does that say August of 2005?

As in within a month of when I started this blog? More to the point, since before I sold my second nonfiction book to a publisher? (No, you haven’t missed any big announcements, long-time readers: that one isn’t out yet, either.)

Clearly, I have a bit of catching up to do. Equally clearly, I am deeply indebted to my intrepid readers for telling me when they cannot find answers to their burning questions in the hugely extensive Author! Author! archives.

In the interests of responding to Kim’s quite legitimate concerns, let’s continue the page-level look at a professional book proposal we began yesterday. Rather than assume, as I apparently have for the last four and a half years, that merely saying that book proposals should be in standard manuscript format (with certain minimal exceptions), let’s see what that might look like in action. In fact, since I’ve been going over the constituent parts in order, let’s go ahead recap from the beginning, talking a little about what purpose each portion of it serves.

Here, ladies and gentlemen of the Author! Author! community, are the building blocks of a professional book proposal, illustrated for your pleasure. As you will see, much of it is identical in presentation to a manuscript.

1. The title page
Like any other submission to an agent or editor, a book proposal should have a title page. Why? To make it easier to contact you — or your agent — and buy the book, of course.

proposal title

2. The overview
First-time proposers often shirk on this part, assuming — usually wrongly — that all that’s required to propose a nonfiction book is to provide a 4-6 page synopsis of it. In practice, however, a successful overview serves a wide variety of purposes:

(a) It tells the agent or editor what the proposed book will be about, and why you are the single best person on earth to write about it. (Pretty much everyone gets that first part, but presenting one’s platform credibly is often overlooked in an overview. If an agent or editor makes it to the bottom of page 3 of your proposal without understanding why you are a credible narrator for this topic, your proposal is going to fall flat.)

(b) It presents the central question or problem of the book, explaining why the topic is important and to whom. (Amplifying on the argument in (a), couching it in larger terms and trends. Or, to put it another way: why will the world be a better place if this book is published?)

(c) It demonstrates why this book is needed now, as opposed to any other time in literary history.

(d) It answers the burning question: who is the target audience for this book, anyway? (To reframe the question as Millicent’s boss will: how big is the intended market for this book, and how do we know that they’re ready to buy a book on this subject?)

(e) It explains why this book will appeal to the target audience as no book currently on the market will. (In other words, how are potential readers’ needs not being served by what’s already on the market, and why will your book serve those needs in a better, or at any rate different, manner?)

(f) It shows how your platform will enable you to reach this target audience better than anyone else who might conceivably write this book. (Tying together all of the foregoing, adding your platform, and stirring.)

(g) It makes abundantly clear the fact that you can write. (Because lest we forget, a book proposal is a job application at base: the writer’s primary goal is to get an agent or editor to believe that she is the right person to hire to write the book she’s proposing.)

In the interest of establishing points (a), (b), and (g) right off the bat, I like to open a book proposal with an illustrative anecdote or direct personal appeal that thrusts the reader right smack into the middle of the central problem of the piece, reducing it to an individual human level. Basically, the point here is to answer the question why would a reader care about this? within the first few lines of the proposal, all the while showing off the writer’s best prose.

For a general nonfiction book — particularly one on a subject that Millicent might at first glance assume to be dry — this is a great opportunity for the writer to give a very concrete impression of why a reader might care very deeply about the issue at hand. Often, the pros open such an anecdote with a rhetorical question.

overview NF page 1

The opening anecdote gambit works especially well for a memoir proposal, establishing both the voice and that the memoir’s central figure is an interesting person in an interesting situation. While it’s best to keep the anecdote brief — say, anywhere between a paragraph and a page and a half — it’s crucial to grab Millicent’s attention with vividly-drawn details and surprising turns of event. To revisit our example from yesterday:

overview1

overview2

As we saw in that last example, you can move from the anecdote or opening appeal without fanfare, simply by inserting a section break (in other words, by skipping a line). While many book proposals continue this practice throughout the overview, it’s a good idea to mark its more important sections with subheadings, like so:

subheading in proposal

As you may see, incorporating subheadings, while not strictly speaking necessary, renders it very, very easy for Millicent to find the answers to the basic questions any book proposal must answer. If the text of the proposal can address those questions in a businesslike tone that’s also indicative of the intended voice of the proposed book, so much the better.

Please note, however, that I said businesslike, not in business format: under no circumstances should a book proposal either be single-spaced or present non-indented paragraphs.

This one confuses a lot of first-time proposers, I’ve noticed. “But Anne!” they protest, and not entirely without justification. “A book proposal is a business document, isn’t it? Doesn’t that mean that it should be in business format?”

The short answer is no. The not-so-short answer is: not if you want Millicent to read it. To the fine folks in the publishing industry, a writer who does not indent her paragraphs is presumed illiterate.

Long-time readers, chant it with me now: the publishing industry does not use business format, even in its business letters; always, always, ALWAYS indent your paragraphs.

3. The competitive market analysis
The competitive market analysis is probably the most widely misunderstood portion of the book proposal. What the pros expect to see here is a brief examination of similar books that have come out within the last five years, accompanied by an explanation of how the book being proposed will serve the shared target audience’s needs in a different and/or better manner. Not intended to be an exhaustive list, the competitive market analysis uses the publishing successes of similar books in order to make a case that there is a demonstrable already-existing audience for this book.

But that’s probably not how you’ve heard this section described, is it? Let me take a stab at what most of you have probably heard: it’s a list of 6-12 similar books. Period. The result usually looks like this:

competitive market analysis bad

Makes it pretty plain that the writer thinks all that’s required here is proof that there actually have been other books published on the subject, doesn’t it? Unfortunately, to Millicent’s critical eye, this doesn’t just seem like ignorance of the goal of the competitive market analysis — it appears to be proof positive of the authorial laziness of a writer who hasn’t bothered to learn much about either how books are proposed or the current market for the book he’s proposing.

To be fair, this is the section where first-time proposers are most likely to skimp on the effort. Never a good idea, but a particularly poor tactic here. After all of these years, the average Millicent is awfully darned tired of proposers missing the point of this section — and it’s hard to blame her for being miffed, considering how often first-time proposers assume that it has no point, other than to create busywork. As you may see above, the bare-bones competitive market analysis makes the writer seem as if he’s gone out of his way to demonstrate just how stupid he thinks this particular exercise is.

That’s because he’s missed the point of the exercise. The goal here is not merely to show that other books exist, but that the book being proposed shares salient traits with books that readers are already buying. And because the publishing industry’s conception of the current market is not identical to what is actually on bookstore shelves at the moment, the savvy proposer includes in his competitive market analysis only books that have been released by major houses within the last five years.

That last point made some of you choke on your tea, didn’t it? Don’t you wish someone had mentioned that little tidbit to you before the first time you proposed?

Even when proposers do take the time to research and present the appropriate titles, a handful of other mistakes tend to mark the rookie’s proposal for Millicent. Rather than show you each of them individually, here’s an example that includes several. Take out your magnifying glass and see how many you can catch.

competitive market analysis 2

How did you do?

Let’s take the more straightforward, cosmetic problems first, the ones that would immediately leap out at anyone familiar with standard format. There’s no slug line, for starters: if this page fell out of the proposal — as it might; remember, proposals are unbound — Millicent would have no idea to which of the 17 proposals currently on her desk it belonged. It does contain a page number, but an unprofessionally-presented one, lingering at the bottom of the page with, heaven help us, dashes on either side.

Then, too, one of the titles is underlined, rather than italicized, demonstrating formatting inconsistency, and not all of the numbers under 100 are written out in full. Not to mention the fact that it’s single-spaced!

All of this is just going to look tacky to Millie, right?

Okay, what else? Obviously, this version is still presented as a list, albeit one that includes some actual analysis of the works in question; it should be in narrative form. Also, it includes the ISBN numbers, which to many Millicent implies — outrageously! — a writerly expectation that she’s going to take the time to look up the sales records on all of these books.

I can tell you now: it’s not gonna happen. If a particular book was a runaway bestseller, the analysis should have mentioned that salient fact.

There’s one other, subtler problem with this example — did you catch it?

I wouldn’t be astonished if you hadn’t; many a pro falls into this particular trap. Let’s take a peek at this same set of information, presented as it should be, to see if the problem jumps out at you by contrast.

competitive market analysis3

Any guesses? How about the fact that the last example’s criticism is much, much gentler than the one before it?

Much too frequently, those new to proposing books will assume, wrongly, that their job in the competitive market analysis is to make the case that every other book currently available has no redeeming features, as a means of making their own book concepts look better by contrast. Strategically, this is almost always a mistake. Anybody out there have any ideas why?

If it occurred to you that perhaps, just perhaps, the editors, or even the agents, who handled the books mentioned might conceivably end up reading this book proposal, give yourself three gold stars. It’s likely, isn’t it? After all, agents and editors both tend to specialize; do you honestly want the guy who edited the book you trashed to know that you thought it was terrible?

Let me answer that one for you: no, you do not. Nor do you want to insult that author’s agent. Trust me on this one.

No need to go overboard and imply that a book you hated was the best thing you’ve ever read, of course — the point here is to show how your book will be different and better, so you will need some basis for comparison. Just don’t go overboard and use phrases like terrible, awful, or an unforgivable waste of good paper, okay?

I had hoped to get a little farther in the proposal today — at least farther than we got yesterday — but as I’m already running long, I’m going to sign off for the day. But since you’re all doing so well, here’s one final pop quiz before I go: what lingering problem remains in this last version, something that might give even an interested Millicent pause in approving this proposal?

If you immediately leapt to your feet, shouting, “I know! I know! Most of these books came out more than five years ago, and of those, The Gluten-Free Gourmet is the only one that might be well enough known to justify including otherwise,” give yourself seven gold stars for the day.

Heck, take the rest of the day off; I am. Keep up the good work!

Posted on - No Comments on The mysteriously mysterious strictures of standard format, part XV: tables of contents, book proposals, and some terms that do not mean precisely the same thing in every conceivable context

The mysteriously mysterious strictures of standard format, part XV: tables of contents, book proposals, and some terms that do not mean precisely the same thing in every conceivable context

revealed wisdom drawing

Still hanging in there, gang? For the last couple of weeks, I’ve been showing you how to format a manuscript professionally, and I’m beginning to fear that in my eagerness and vim, I may have scared some of you a little. Or a whole lot.

My vehemence is kindly-motivated, I assure you: contrary to popular opinion amongst aspiring writers, how a submission is presented can indeed make a very great difference in how it’s received. Yes, yes, I hear you, those of you who have been running around to writers’ conferences in recent years: you can hardly throw a piece of bread at an agent or editor’s forum without hitting a pro saying, “It all depends upon the writing.”

They tend to spout this aphorism for a very good reason — it is in fact true. But as we discussed earlier in this series, that doesn’t mean that the quality of the writing is the only criterion agents, editors, contest judges, or any of the rest of us who read manuscripts for a living use when deciding whether to read beyond the first page of a submission. Professional presentation plays a role, as does marketability, a story’s probability of appealing to its target audience (not exactly the same thing), what happens to be the surprise bestseller of the moment — and yes, that whole slew of intangibles that make up personal taste.

There is, in short, no such thing as a foolproof formula for producing the perfect manuscript for submission. Sorry to be the one to break that to you.

As I’ve been arguing throughout this series on formatting, however, agents, editors, contest judges, screeners, and other professional readers develop an almost visceral sense of when a manuscript is properly formatted. So rather than screening submissions with a list of don’t by their sides, they more or less automatically discount pages that are cosmetically incorrect.

This is most emphatically not the same thing, though, as rejecting such pages on the spot because, say, an aspiring writer underlined a foreign-language word on page 1 instead of italicizing it. (I know, I know: sacre bleu!) Much as a reader with impeccable grammar will not necessarily throw down a book that misuses semicolons, most professional readers will not instantly reject an improperly-formatted submission without SOME further provocation.

But believe me, the writer in both cases is going to have to work a whole lot harder to impress the reader as literate.

Unfortunately, the prevailing standards for printed books — which, as we have seen, differ in many significant respects from manuscripts — often lead innocent writers astray. Case in point: including a table of contents in a manuscript submission.

That seems as if it would be a helpful page to tuck in there, doesn’t it? One can make an argument for it, certainly: in fiction, including it would enable an agent to go back and re-read the submission easily; in nonfiction, it would permit an editor to skip ahead to a chapter of particular interest. And heck, if the manuscript fell upon the floor in the kind of you got chocolate in my peanut butter!/you got peanut butter in my chocolate! we witnessed with horror earlier in this series, a well-organized table of contents might render it a trifle easier to reassemble, right?

Wrong. Including a table of contents in a manuscript submission is a notorious rookie mistake, the kind of stunt that makes Millicent the agency screener huff with displeasure.

Why is it such a serious strategic error? Well, in a published book, a table of contents, like an index, is a courtesy to browsers trying to get a feel for the contents and buyers who do not necessarily want to read the entire book. In order to serve this function well, however, the pages listed would have to match up with the beginnings of the relevant sections, right?

This is difficult in a manuscript for several reasons. First, Millicent doesn’t expect a table of contents to be there, particularly in a novel submission; it just won’t look right to her. Second, since a published book is typically about 2/3rds the length of its original manuscript (documents shrink in the transition to the printed page), the pages listed on a manuscript table of contents would ultimately be inaccurate, anyway.

Third — and perhaps most pertinent at the submission stage — including a table of contents implies that the author does not expect the reader to read the manuscript in its entirety, merely to flip to the pages that interest him most. From the publishing industry’s point of view, that’s a pretty jaw-dropping assumption — why, they wonder, would an agent or editor be interested in acquiring a book if he doesn’t like it well enough to read it in its entirety?

So really, a table of contents in a manuscript is just a wasted page. Do not include it in a manuscript submission, any more than you would include an index or those boxes around text that magazines are so fond of printing. To professional eyes, it looks unprofessional, especially in fiction.

It’s also an inconvenience — and yes, Virginia, to someone who has to skim as quickly as Millicent to get through the day’s reading, having to turn over an extra page actually is an inconvenience.

Don’t believe me? Okay, think about our time-strapped friend’s expectations when opening a submission envelope: when she turns over the title page, she is looking forward to finding the first page of text there waiting for her, all ready to be judged in a flash. If instead she finds a table of contents, something she would only find helpful if she were to read the entire manuscript, she may well be a trifle miffed. Given that she tends to reject most submissions somewhere between paragraph 1 and page 5, the information that Chapter 8 begins on page 112 will most likely strike her as at best gratuitous — and at worst presumptuous.

“What gives?” she’ll say, taking an extra sip of her too-hot latte as she impatiently gets the table of contents out of her way. “Doesn’t this writer know the difference between a manuscript and a book?”

‘Nuff said, I think.

Or maybe not — do I hear some aspiring nonfiction writers clamoring for my attention? “But Anne,” these excellent souls point out, “a book proposal is supposed to include a table of contents for the planned book, isn’t it? I read it in an article on how to write a book proposal.”

Ah, I’m glad that you brought this up, nonfictionists, because this is a very common misconception amongst first-time proposers. They fall into the classic mistake of assuming that because a term means something in one context, it must necessarily mean exactly the same thing in another context.

In this case, it most definitely does not.

When hyper-literal proposers hear the term table of contents, they assume, wrongly, that an agent or editor is simply asking to see what the writer thinks the table of contents in the published book will look like, presumably as an exercise in guessing how many pages each of the proposed chapters will contain. As a result, first-time proposals tend to include a section that looks a little something like this:

Leaving aside for the moment the fact that Millicent simply would not expect to see this page in a book proposal, do you see any problems with this as a marketing document intended to convince an editor to pay the writer to write the proposed book?

Actually, I’m sure that some of your hands shot into the air even before I showed this example, in your eagerness to take issue with the notion that a submission should resemble a published book in the first place — and thus that the kind of table of contents one might expect to see in a nonfiction book would clearly be out of place in a submission.

Well caught, eager wavers. Spot any other problems?

If you said that the example above doesn’t include information that could possibly be either accurate or useful to an editor, give yourself a gold star for the day. Obviously, it would be impossible for a proposer to state with certainty where the chapter breaks would fall in the proposed book when published; all the information s/he could reasonably offer in this sort of table of contents, then, would be educated guesses about how long each chapter might be. Or perhaps a list of where those breaks fall in the draft manuscript.

But that’s not the information nonfiction agents and editors want to see in the book proposal; they’re perfectly aware that since the book in question has not yet been written (or needn’t be), any length estimates must be just that, estimates, not fact. The information they do want to see in the annotated table of contents section of a book proposal is a brief description of the CONTENTS of each chapter.

The word annotated should have been a clue, I guess.

Typically, each proposed chapter is summarized in one or two paragraphs. Actually, typically is a bit of an exaggeration; what’s actually typical in a first time proposer’s book proposal is either the information-light version we saw in today’s first example or an entire page devoted to each chapter.

Neither is what is expected, however. The typical form I am talking about here is what professional nonfiction authors use.

And like so many other differences between professional formatting and, well, everything else they see in submissions, it’s really, really obvious at first glance to someone who has seen a book proposal before whether the submitter du jour has followed the rules. Compare what the first page of a correctly put-together annotated table of contents looks like with the truncated version above:

See the difference? I assure you, Millicent will. From ten paces away.

Hey, while we’re on the subject, why don’t we take a quick gander at all of the constituent parts of a book proposal, so all of you nonfiction writers out there may be sure that Millicent will like the look of yours? To make the overview even more useful, let’s run through the sections in the order they would appear in the proposal.

First, let’s take a peek at the title page. See if you notice anything distinctive about it:

proposal title

If you immediately cried, “Why, unlike a title page for a novel, the proposal’s title page does not include a word count,” give yourself another gold star for the day. (You’re racking them up today, aren’t you?) The length of a nonfiction book is a contractual matter, typically; since what a proposal is offering is not the finished book, but a book concept and an author to write it to the specifications desired by the publisher, it does not make sense for the writer to guesstimate the length up front.

Award yourself yet another if you also mentioned that the contact information listed here is Scaredy’s agent’s, not Scaredy’s. Naturally, if Scaredy does not yet have an agent, naturally, he would list his own contact info in the bottom-right corner. Any guesses why his address would be replaced by his agent’s down the line?

The reason’s pretty straightforward: no agent in his right mind would allow his clients to circulate their proposals (or manuscripts, for that matter) without his contact info on them. After all, if an editor falls in love with the proposal, it’s the agent she’s supposed to be contacting, not the writer.

What follows next in a book proposal is the overview, a brief description of what the book is about and why the writer proposing it is the best person on earth to write it. (Never, ever forget that this is both a marketing document and a job application, people — you’re trying to get the publisher to hire you to write this book, right?)

Most first-time proposers just include the bare bones here, leaping right into the description, but I like to open with a little sample of the type of writing the editor may expect to see in the completed book. To this end, I always advise starting a proposal with a vividly-told illustrative anecdote.

The first page of the proposal, then, would look like this:

overview1

As you may see, like everything else in the book proposal, the overview should be in standard format: double-spaced, indented paragraphs, 12-point Times, Times New Roman, or Courier. Unlike the opening of a chapter, however, each new section is simply titled, a line skipped, and the text begun. Since this is a nonfiction document, whether to place OVERVIEW in boldface is up to you; my agency happens to like it, as well as the all-caps titling.

Notice, please, that because this is a memoir, the anecdote, like the rest of the proposal, is written in the first person singular. Many memoirists mistakenly believe that writing about their books in the third person is more professional, but that’s simply not the case.

Back to formatting. Just as a simple section break is sufficient to separate scenes in a novel or memoir, all that’s required in a proposal to differentiate the opening anecdote from the description of the proposed book is a skipped line:

overview2

Since the overview typically covers a broad range of topics, I like to break it down into several smaller sections, to make it easier for an agent or editor to find the answers to the pertinent questions any good book proposal must answer. Every proposal is slightly different, of course, but typically, apart from the opening anecdote and the book’s description, I advise including subsections on why the proposed book will appeal to readers (this is a great place to bring up any demographic information you may have collected on your readership), why the book is needed now (as opposed to any other time in publishing history; this provides an excellent opportunity to bring up any relevant trends), and how to convince the target readership that this is the book for them (not a specific marketing plan, mind you — that comes later in the proposal — but a brief explanation of who the target reader is and why that reader might pick it up).

Nit-picky? Sure. But that’s the nature of a book proposal.

How does one mark each of these subsections? You already know how to do this one, actually: as is permissible in a nonfiction manuscript, to differentiate between topics within sections — to alert the reader to the start of the subsection on why you’re the best person currently gracing the crust of the earth to tell this particular story, for instance, or to usher onstage your explanation of precisely why the literate world needs this story right now — you may insert a subheading. Since we discussed this just the other day, I’m going to reuse the example.

Wharton subheading example

When moving between major sections of a book proposal, however, convention dictates inserting a page break between sections. Why? Because unlike a novel manuscript, proposals are often broken apart, with one section going to a publisher’s marketing department and another going to legal.

It’s also customary to begin a new major section with a centered title. For example, when moving from the overview to the competitive market analysis (i.e., the section of the proposal where the writer lists similar books currently on the market, then explains why his proposed book is different and better), the latter section would begin like this:

comp market analysis

I’ve written at some length about how to construct a competitive market analysis — contrary to popular opinion, it’s not just a list of similar books currently on the market — so I shan’t go into the ins and out of creating this narrative here. (But if you’d like to hear more, please check out the posts collected under the aptly-named HOW TO WRITE A BOOK PROPOSAL category on the archive list at right.)

There are a couple of formatting curiosities I would like to point out, however. First, this section is written in a narrative style, not as a list. Second, it does not include all of the bibliographic information for the book. Just the author and title — in italics, as is appropriate for a book title in standard format — with the publisher and year of publication following in parentheses, will generally suffice. (Although if the agent of your dreams asks for something more, like the ISBN, for heaven’s sake, give it to her!)

Is that all there is to a book proposal, you ask hopefully? Heavens, no: there are several more vital sections. As usual, I have a great deal to say about each, so I am going to sign off for today and pick it up next time.

Keep coming up with those great book concepts, everyone, and keep up the good work!

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The mysteriously mysterious strictures of standard format, part XIV: contested real estate, or, the battling schools of thought on chapter headings

Dempsey fight drawing

“In all matters of opinion,” Mark Twain tells us, “our adversaries are insane.”

Nowhere in modern life is this axiom more apt than in the vicious battleground that is airline seating. In recent years, most airlines have opted to make the space between rows of passengers smaller; in order to cram more seats per plane, many have also quietly made the window seats and even the seatbelts on window seats slightly smaller as well. (Try comparing sometime.)

The result for anyone who, like your humble correspondent, enjoys glancing out a window from time to time, is a seat tray rammed directly into one’s solar plexus if one happens to be trying to, say, use a laptop in flight. And that’s if the window-lover in the row ahead of me decides not to recline his seat.

On the particular flight upon which I am typing this, the last condition did not, alas, apply. A honeymoon couple — he awash in some pepper-based cologne, she beamingly bouncing her ring upon every row she passed, so all might see it glimmer in the light — evidently mistook their seats for two single beds. Not only were their activities in them not, as my grandmother would have said, appropriate for every audience, but they seemed disappointed — nay, convinced — that their seats would not recline into a completely flat position, presumably so they could (ahem) elevate their performance art piece to the next level.

After the first time the lady in question caused my laptop to emit a loud crack of protest, I politely explained through the crack in the seats (now about five inches from my face) that the nearness of the rows rendered their desired level of reclining impossible. Even if I had not needed to be working on my computer throughout the flight — an absolute necessity, I assured them, due to the standard formatting educational needs of all of you fine people waiting impatiently for me to land — the only way I could possibly accommodate the angle they desired would involve my balancing my paperback on the bride’s forehead as it hovered a few inches above my lap.

Apart from the book part, the honeymoon couple thought that would be just fine. How nice of me to suggest it.

The hard-argued subsequent compromise involved my turning sideways, twisting one of my legs underneath me while resting, if it could be called that, my back against the window-side armrest. If I gingerly balanced my laptop on the tray table of the seat to my left, I could barely manage to type. My left hip and elbow swiftly fell asleep, and the position required my staring fixedly at the profile of the guy in 23C (whose wife, you will be astonished to hear, apparently doesn’t understand him), but that was a small price to pay for the approximately 19 degree incline my gymnastics permitted the honeymooners.

At least for the first twenty minutes or so. After that, they kept trying to recline their seats farther. Apparently, I was being unreasonable to expect enough personal space to keep my laptop open the 90 degrees recommended by the manufacturer for optimal screen visibility. I can now tell you from personal experience that while it’s still possible to read the screen down to roughly 49 degrees, the lower the lid, the less accurate the typing.

Also, the lower the lid, the more one is tempted to draw conclusions about the fundamental difference between content producers and content consumers. To the recliners, the notion that I would so need to express myself on any subject that it could not wait until after we had landed was, I gathered, completely incomprehensible.

Oh, wasn’t I done yet? They’d like to lean back and enjoy themselves properly.

As much as I would like to blame the honeymooners’ frankly not-very-neighborly attitude upon either a poor set of upbringings (raised by airline-phobic wolves, perhaps?) or some bizarre wedding-induced solipsism that made them sincerely believe that no other human happiness was important compared to theirs, I suspect something very simple was happening here: all three of us were basing our expectations of personal space not upon the current lay-out of the airplane, but our sense memories of what air travel had been in the past.

My body remembers fondly being able to operate a laptop in comfort on an airplane, and not all that long ago. And I can only assume that somewhere deep in the honeymooners’ musculature, their forms remembered equally well being able to flop backward with impunity, without violating anyone else’s space bubble.

Or they were appallingly brought up. Either way, nobody was happy with the outcome.

A similar failure to communicate often characterizes the initial interactions between an aspiring writer and those he hopes will help his work get into print: agents, editors, contest judges, freelance editors, and of course, our old pal, Millicent the agency screener. From the new writer’s point of view, many of the hoops through which he’s expected to jump seem arbitrary, if not actively hostile to his progress; from the other side of the divide, it’s practically incomprehensible that any serious writer would not be aware of prevailing standards.

Each side, in short, typically expects something different from the other than what the other believes he is expected to provide. If the communication gap is severe enough, each may even begin to suspect the other of violating expectations on purpose, just to be annoying.

But that’s very seldom the case, on either end. The expectations are simply different, as often as not because each side has in mind some mythical period when perfect communication was the norm, rather than the exception. Millicent sighs for the days when the truly gifted tumbled out of the womb with a complete understanding of both standard format and changing market conditions; the aspiring writer longs for the era when every submission was read in its entirety, every time, and editors took the time to work with promising new authors.

Both sides are perfectly at liberty to sigh nostalgically, of course. But the fact is, none of these conditions ever prevailed on a large scale.

Oh, well-advertised submission standards used to render looking professional a trifle easier, admittedly; back when the slush pile still existed at major publishers, a new author could occasionally leap-frog over a few levels of testing. And undoubtedly, editors formerly had more time to work with writers. Things change. But contrary to what many an aspiring writer would like to think, there’s never been a point in publishing history when mainstream publishers were purely non-profit enterprises, devotes solely to bringing new voices to the admiring masses, nor have the bulk of submissions ever been completely professional and market-oriented.

Those seats never reclined as fully as you remember them doing, either. And those tray tables have never been particularly spacious.

All of which, I devoutly hope, will place you in the right frame of mind for confronting what seems to be a perennial controversy amongst aspiring writers: whether to place a chapter title (or just “Chapter One”) on the first line of a page or twelve lines below that, on the line just above where the text proper starts.

Don’t laugh, those of you who are new to this particular debate: this one has generated quite a body count over the years. Former comrades in arms, veterans of the writing trenches, have ceased speaking altogether over this issue; even judges within the same literary contest have been known to differ sharply on the subject.

Which is a trifle puzzling to those of us who deal with professional manuscripts for a living, frankly, because there actually isn’t a debate on our end. Nor do the Millicents gather over steaming lattes to debate the niceties of labeling a chapter. One way looks right to us for a book manuscript, period: the first page of a chapter should be formatted

What does that mean in practice? The chapter title belongs at the top of the page (centered) if the manuscript is a book; as with the first page of a manuscript, the title appears at the top, with the text beginning twelve lines below. In a short story or article, by contrast, the title belongs ten lines from the top of the page, on the double-spaced line above the text.

So yes, the spacing honestly does matter to the pros. As always, it’s to an aspiring writer’s advantage to use the format appropriate to the type of writing because it will look right to the Millicent screening it.

The answer really is as simple as that. Why, then, the rampant confusion? And why, given that the difference is a relatively small one not necessarily reflective of the quality of the writing involved, might a professional reader like Millicent or Mehitabel the contest judge particularly care if a talented aspiring writer chose the wrong version?

As is my wont, I shall let you see for yourselves. To place the two vitriol-stained possibilities before you in all of their lush magnificence, the question here is should the first page of a book chapter look like this:

Or like this:

Quite a visceral difference, no? The first version is in standard format for a book manuscript; the second is for a short story or article.

Oh, how tempting it is to leave it at that…but truth does compel me to tell you that Millicents, the agents who employ them, and contest judges see far, far more examples of version #2 than #1 in book submissions. Many, many times more. So much so that — prepare to rejoice, because I haven’t said this very often throughout this series — although an agent would almost certainly make you move a low chapter title aloft, at this point in publishing history, you could probably get away with either in a book submission.

I know — it sort of creeps me out to hear myself saying such a thing, too.

I hasten to add, though, that I would be reluctant to buy into the astonishingly pervasive theory that if masses and masses of people do something, it automatically becomes correct. No matter how many times all of us see apostrophe + s used to make a noun plural, it’s just not proper — unless, of course, we’re talking about the Oakland A’s, where the erroneous apostrophe is actually part of the proper name.

Ditto with manuscript submissions: as anyone who screens manuscripts for a living could tell you, a much higher percentage of them are incorrectly formatted than presented properly. But that doesn’t make improper formatting right, does it? Nor does it render it reasonable to expect that Millicent will be pleased to see a chapter title lolling about just above the text.

As everyone’s mother was wont to say (at least on the West Coast), if everybody else jumped off the Golden Gate Bridge, would you, too?

I was delighted to discover when I moved to the East Coast for college that the moms out there were prone to asking the same question with reference to the Empire State Building. There must be something about that particular period of architecture (the GGB was built in 1933-37, the ESB in 1930-31) that promotes suicidal ideas.

Speaking of body counts.

The weird thing about this particular formatting oddity — I’m back to talking about chapter titles now, not suicide attempts, in case you found that last segue a mite confusing — is how often the incorrect version appears in otherwise perfectly presented manuscripts. That fact sets Millicent’s little head in a spin. As, I must admit, it does mine, as well as the brainpan of virtually every other professional reader I know.

Why is it so very puzzling to us, you ask? Because at least in my case — and I don’t THINK I’m revealing a trade secret here — although I have literally never seen an agent submit a manuscript to a publishing house with format #2, I’m constantly meeting aspiring writers who have been told by writing teachers and even contest judges that #2 is the only acceptable version. And that’s just weird to me, as I have literally never even heard of an agent, editor, or anyone else in the publishing industry’s asking for a chapter heading to be moved from the top of the page to just above the text. Although as I said, I do know agents who routinely ask for the shift in the other direction.

And believe me, I’ve heard some pretty strange requests from agents and editors in my time; I’m not easily shocked anymore. But to hear a professional reader insist upon placing the chapter heading where you have to skip down a third of a page to read it…well, that would have me reaching for my smelling salts.

(Do they even make smelling salts anymore? And if everyone else jumped off the Golden Gate Bridge clutching them, would I?)

Clearly, somebody out there is preaching the place-it-just-above-the-text gospel, because agents, editors, and contest judges are simply inundated with examples of this formatting anomaly. We see bushels of ‘em. Hordes of aspiring writers are apparently absolutely convinced that the sky will fall in if that chapter heading is located anywhere but immediately above the text. Sometimes, when those die-hard advocates become contest judges, they even dock correctly-formatted first pages for having the title in the right place.

In fact, many aspiring writers are so convinced of the rightness of the drooping title heading that it’s not all that uncommon for an editor to find that after she has left a couple of subtle hints like this that the writer should change the formatting…

…the subsequent drafts remain unchanged. The writer will have simply ignored the advice.

(A word to the wise: editors universally HATE it when their advice is ignored. So do agents. Contest judges probably wouldn’t be all that fond of it, either, but blind submissions mean that in order to get dunned for brushing off a judge’s feedback, a writer would have to submit the same chapter two years running to the same contest, have the entry land in the same judge’s pile — in itself rather rare — and the judge would have to remember having given that feedback. Oh, and for the entrant to hear about it, the contest would have to be one of the few that gives editorial feedback.)

The up v. down debate may seem like a rather silly controversy — after all, in the cosmic scheme of things, why should it matter if the white space is above or below the title? — but sheer repetition and writerly tenacity in clinging to version #2 have turned it from a difference of opinion into a vitriol-stained professional reader pet peeve.

See earlier comment about how we tend to react to our advice being ignored; it’s seldom pretty.

Which, unfortunately, tends to mean that in discussions of the issue at conferences degenerate into writing-teacher-says-X, editor-at-Random-House-says-Y: lots of passion demonstrated, but very little rationale produced, beyond each side’s insisting that the other’s way just looks wrong.

However, there is a pretty good reason that moving the chapter heading information to just above the text looks wrong to someone who edits book manuscripts for a living: short stories’ first pages are supposedto look quite, quite different from those belonging to book manuscripts or proposals. Take a gander:

As you may see, for a short story like this one, there’s a mighty fine reason to list the title just above the text: a heck of a lot of information has to come first on the page, because short stories, unlike book manuscripts, are not submitted with a title page.

But that would not be proper in a book-length manuscript, would it? Let’s see what Noël’s editor might have said upon viewing this as the first page of a book:

Ouch. (That last bit would have been funnier if the entire page were readable, by the way, but my camera batteries were running low. Sorry about that.) Yet you must admit that at some level, the editor’s ire would have been justified: as Millicent and that angry mob of pitchfork-wielding ignored editors would be only too happy to tell you, short stories don’t HAVE chapters, so who on earth are they to be telling those of us in the book world how to format our manuscripts?

So I say it again: for a book manuscript, stick with version #1.

Which is not to say, of course, that this particular small deviation will automatically and invariably result in instantaneous rejection. It won’t, even in the latté-stained hands of the most format-sensitive Millicent. (See, she spilled coffee on her hands after she took a sip while it was still too hot — and if you didn’t get that joke, you probably haven’t been reading this blog for very long.) If a submission is beautifully written and technically correct in every other respect, she might only shake her head over the location of the chapter heading, making a mental note to tell you to change it between when her boss, the agent, signs the writer and when they will be submitting the manuscript to editors at publishing houses.

But if you don’t mind my saying so, that’s a mighty hefty set of ifs.

While I’ve got the camera all warmed up (and miles to go before I’m ready to let the honeymooners recline into my lap), this would probably be a good time to illustrate another ubiquitous agent and editor pet peeve, the bound manuscript — and you’re going to want to pay close attention to this one, as it is almost universally an automatic-rejection offense.

Manuscript submissions, and I don’t care who hears me say it, should not be bound in any way. Ditto with book proposals.

There’s an exceedingly simple reason for this: binding renders it impossible (or at least a major pain in the fingertips) to pull out a chapter, stuff it in one’s bag, and read it on the subway. Hey, paper is heavy. Would you want to lug home ten manuscripts every night on the off chance you’ll read them?

As with other ploys to make a manuscript appear identical to a published book, binding the loose pages of a manuscript for submission will not win you friends in the publishing world. Not only does this not look right (I spared you the chanting this time), but it seems so wrong that Millicent will be positively flabbergasted to see a submitter to do it.

She might, for instance, forget that her latte is still too hot to drink, take a sip, and scald her tongue. It’s been known to happen.

Seriously, the unbound manuscript is one of those rules so engrained in the professional reader’s mind that it seldom even occurs to authors, agents, or editors to mention it as a no-no at writers’ conferences. Heck, I’m not sure that I’ve mentioned it once within the first two years I was writing this blog — and by anyone’s standards, I’m unusually communicative about how manuscripts should be presented.

Talk about it all day, I will.

So I’m going to repeat myself, because you’re not going to hear this very often: by definition, book manuscripts should NEVER be bound in any way. Not staples, not spiral binding, not perfect binding. If you take nothing else away from this series, binding-lovers, I implore you to remember this.

Why am I making you swear to follow my advice this time around? Well, in practice, I’m sorry to report, a bound manuscript will seldom survive long enough in the screening process for the chapter-separation dilemma to arise, because — and it pains me to be the one to break this to those of you who’ve been submitting bound manuscripts, but if I don’t tell you, who will? — those pretty covers tend never to be opened at all.

Did you just exclaim, “Ye gods, WHY?” again? I can’t say as I blame you, but try for a moment to envision what a bound manuscript might look like from Millicent’s perspective.

To ramp up your stress levels to the proper level to understand her, envision a desk simply smothered with an immense pile of submissions to screen before going home for the day. Envision further that it’s already 6:30 PM, and eyeballs already dry as dust from a long, hard day of rejecting query letters.

Just lost your sympathy, didn’t she? Try, try again to place yourself in her proverbial moccasins.

Picturing that immense pile of envelopes clearly again? Okay, now slit open an envelope that reads REQUESTED MATERIALS on the outside. (You do know that you should ALWAYS scrawl that in two-inch letters in the lower left-hand corner of a submission envelope, don’t you, so your requested materials don’t get buried in the slush pile?)

If you’re Millicent — and right now, you are, singed tongue and all — you fully expect to see something like this lurking between the cover letter and the SASE tucked underneath:

But in the case of the bound manuscript, you would instead encounter something like this:

Kind of hard to miss the difference, isn’t it? Unfortunately, 999 times out of 1000, the next sound a bystander would hear would be all of that nice, expensive binding grating against the inside of the SASE, just before Millicent tucks a photocopied form rejection letter on top of it.

Honestly, it’s not that she is too lazy to flip open the cover; she just doesn’t see why she should.

Her logic may not seen particularly open-minded, from a writerly perspective, but it’s a fairly common argument throughout the industry: if this submitter does not know this very basic rule of manuscripts, how likely is he to know the rules of standard format? And if he does not know either, how likely is he to be producing polished prose? If he hasn’t taken the time to polish his prose, is this manuscript really finished?

And if it isn’t finished, why should I (you’re still Millicent, remember?) bother to invest my time in reading it before it is?

I know, I know — this logic may well not hold water when it comes down to an individual case. Despite my best efforts over the last few years, there are plenty of good writers out there who happen to be clueless about the rules of standard format.

But even if they all jump off the Golden Gate Bridge, you shouldn’t.

Here’s why: this is yet another expectation-differential problem. From Millicent’s perspective, the fact that good writers aren’t necessarily born aware of the norms of the industry matters less than we writers would like — because, as unpleasant as it is for aspiring writers to realize, her agency is going to see enough technically perfect submissions this week to afford to be able to leap to unwarranted conclusions about this one.

The moral: don’t waste your money on binding.

Seem arbitrary? From a professional reader’s point of view, it isn’t — the enforcement of standard formatting isn’t actually any more complicated than the simple axiom that any game has rules, and you will play better if you take the time to learn them.

Think about it: if you saw a batter smack a baseball, then dash for third base instead of first on his way around the diamond, would you expect his home run to count? Would an archer who hit the bulls-eye in her neighbor’s target instead of her own win the grand prize? If you refused to pay the rent on Park Place because you didn’t like the color on the board, would you win the Monopoly game?

I can go on like this for days, you know. Please, I beg you, say that you are getting the parallels, so I may move on. The flight attendant’s about to tell me to shut off my computer in preparation for landing.

Submitting art to the marketplace has rules, too, and while your fourth-grade P.E. teacher probably did not impart them to you (as, if I ran the universe, s/he would have), you’re still going to be a whole lot better at playing the game if you embrace those rules, rather than fight them.

You’ll also, in the long run, enjoy playing the game more. It may not seem that way the first time one is struggling to change an already-written manuscript into standard format, but trust me, it will be much more fun when you finish your next manuscript and realize that there’s nothing that needs to be changed.

Let all of those other folks jump off the Golden Gate Bridge without you, I say. Remember, you’re playing this game by choice: you could, after all, make your own rules and publish your book yourself. If you want to play with the big kids, you’re going to need to abide by their rules.

At least at the submission stage.

Until you know the expectations of the lovely folks seated in the row behind you, don’t assume you can recline all the way back into their laps. Everyone on the plane is trying to get to the same place, after all. By following the rules, you can make it a more enjoyable trip for all concerned.

Okay, okay, flight attendant; I’ll stop milking that metaphor and shut down my laptop. Just promise me that you’ll make the honeymooners straighten up their seats for the trip to the ground.

Keep up the good work!

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The mysteriously mysterious strictures of standard format, part XIII: letters, diary entries, and what on earth is this hotel’s wifi doing to my coding?

the places youll go cover

That was an unusually long break between posts, wasn’t it? By my hyper-communicative standards, at least. Honestly, I didn’t mean for it to be. I’ve been on business trip to someplace small, and, as often seems to be the case when conducting novel research, getting there required several airplanes each way. While you intrepid readers have been twiddling your thumbs, breathlessly awaiting another discussion of standard format, I’ve been busily tapping away at my keyboard, wedged between a window and a man who claimed his wife didn’t understand him.

Yes, on every leg of the flight. Either air flight is the haven of the misunderstood husband, or these guys’ wives understand only too well how they act while traveling.

So why, given how hard I was trying to ignore the small army of fellow flyers wishing to discuss their failing marriages with me, was I not posting constantly throughout the trip? Oddly, my hotel’s wifi seemed to have a penchant for scrambling the coding on such blogging decorations as photographs and italics; when I tried to post, the result looked as though it had been designed by Dr. Seuss.

And not in a good way, I’m afraid.

Not posting seemed to be the better part of valor, then, yet since my typing speed was directly proportional to just how much those fellows wanted to tell me about their wives (does that ever work as a pick-up technique, by the way?), I returned to Seattle up to my ears in post material. Seldom has so much been written on formatting in so short a time.

So fasten your seatbelts and extinguish all smoking materials, everybody — it’s going to be an extra-long post. As will tomorrow’s, and probably the day after’s, because frankly, the misunderstood men weren’t the only irritant spurring my fingers to fly.

As someone who travels a lot (I teach all over the place, should anyone be interested in flying me someplace to hear me talk about, say, querying or pitching), I’ve become accustomed, if not precisely resigned, to the fact that pretty much every airport in the country has slightly different security regulations. Even within any given airport, enforcement is variable. What is required in, say, Los Angeles will sometimes get you scolded in Duluth — and sometimes even in Los Angeles, if a new manager happens to come on shift.

Seriously, I’ve seen lipstick confiscated as a potential liquid in Seattle (yes, really), but been chided in Newark for cluttering my requisite 1-quart bag of carried-on liquids with Perky Passion. New Orleans seems to harbor an antipathy against pointy tweezers, a fear apparently reserved in Boston for the smallest gauge of knitting needles. In Chicago, I heard a lady screamed at because it hadn’t occurred to her to place her asthma inhaler in the plastic bag with her carried-on liquids; in Newark, the same poor woman was permitted to retain her inhaler, but was grilled mercilessly about the glass jar of seasoned salt that she was taking to her sister. And if there is any sort of national standard about whether shoes should be placed in a box or directly upon the conveyor belt, it must change at least twice weekly.

Like all of us, I try to be flexible, open-minded, cooperative, reminding myself that the person chiding me for doing precisely what the official in the last airport told me to do four hours ago is merely enforcing the rules as she understands them, and that alerting her to the fact that she is apparently the only security officer in the continental U.S. that genuinely believes that socks, as well as shoes, need to be removed and run through the scanner is unlikely to improve the situation. Chances are, she’ll only get miffed, and I’ll still end up strolling through the metal detector barefooted except for the Perky Passion on my toes.

Coming home this time, however, I received an instruction that left me dumbfounded. After I scurried, shoeless, through the metal detector, the security officer made a grab at my skirt. “I have to pat it down,” she told me when I snatched it back. “New regulation.”

New, as in it had apparently been made up on the spot; even as she said it, beskirted women were passing unmolested through the three other security stations. As were men in baggy pants, priests in vestments, and bagpipers in kilts. “I flew wearing this skirt two days ago,” I told her politely, “and nobody ran his hands over it. Is the regulation new as of today?”

She looked at me blankly. “I suppose,” she said after a moment’s thought, “I could have you turn around while I did it, to make it less embarrassing.”

A brief, enlightening chat with her very apologetic supervisor later, she still apparently didn’t understand just how she had misinterpreted the latest instructions. “But the skirt’s below her knee,” she kept saying, as if a strumpet in a miniskirt on this 27° day would have been substantially less suspect than a lady dressed for the weather. “I have to pat her down, don’t I?”

As I reclaimed my hem from her grasp, I thought of you, my friends. Honestly, I did. There’s a moral here, one’s that’s highly applicable to any aspiring writer’s attempt to navigate all of the many conflicting pieces of formatting advice out there: while the rules themselves do not change, interpretations do vary. In situations where the deciding party holds all the power, it’s best not to quibble over even the wackiest interpretations.

Or, to put it in the terms we use here at Author! Author!: if the agent of your dreams has just tweeted angrily that she just HATES seeing a second space after a period, don’t waste your time pointing out that those spaces are in fact proper in English. You’d be right, of course, but if she’s sure enough of her interpretation to devote 140 words to it, you’re not going to win the fight.

Give her what she wants — yes, even if finding out what she wants involves checking her agency’s website, guide listing, and her Twitter account. (I know, I know — that’s pretty time-consuming, but remember, it has probably never occurred to her that the good writers querying her are probably also trying to discover similar information for twenty or thirty other agents. She’s just trying to come up with something interesting to tweet.)

But don’t, whatever you do, assume that particular agent’s pet peeve is shared by everyone else in the industry. As we’ve seen earlier in this series, not only are some of the newer standards far from standard — adhering to some of them might actually alienate more traditional agents and editors.

In fact, when trying to decide whether to follow any new guideline, it’s always prudent to consider the source. Someone new to the rules — who, for instance, is simply passing along a list he discovered somewhere — is far more likely to apply offbeat interpretations than someone who has had a great deal of practical experience with professional manuscripts, and advice heard first-hand from an agent or editor at a conference may alter considerably by the time it becomes fourth- or fifth-hand news. All it takes to skew the message is one link in the chain to get a tiny detail wrong in the retelling, after all.

Or, as with my would-be groper, to misunderstand a key word or phrase in the original instructions. One person’s suspiciously bulging fabric below the waistband is another person’s skirt.

Unfortunately, offbeat interpretations of the rules of standard format are not the exclusive province of fourth-hand advice-givers. Sometimes, newly-minted contest judges and even freshly-trained Millicents can give a tried-and-true rules a mighty original twist. In a contest that gives entrants critique or an agency that permits its screeners to scrawl individual observations in the margins of its form-letter rejections (as some do), even a small misunderstanding on the reader’s end has resulted in perplexing feedback for many an aspiring writer.

Even more unfortunately, the Mehitabels and Millicents producing this feedback seldom think to phrase their understanding of the relevant rule tactfully. To them, the rule’s the rule, just as calf-length skirts were security threats to my airport guard; why not just bark it?

The cumulative result of all of that barking of all of those interpretations of all of those rules: writers often end up feeling scolded, if not actually yelled at and shamed. Hands up, if this has ever happened to you.

My hand is raised, by the way. I’ve received snarling admonitions from contest judges for formatting that my agency flatly requires all of its clients to follow. Then, too, back in my querying days, a West Coast Millicent once huffily informed me that he’d hated my premise when he’d first read my query three months before at his previous job in an East Coast agency. Evidently, I should have been following his movements closely enough not to have run my query under the same person’s eye twice.

Shame on me for not having read his mind correctly.

But realistically, what good would it have done my manuscript to argue with him? It was indeed absurd of a faceless, anonymous Millicent to expect any aspiring writer to know anything about who is working behind the scenes at any agency, much less who is moving from one agency to another and when. It was also misguided of the contest judge to tell me that I should put my chapter heading where the title of a short story should be — a common judge’s misconception, by the way, since those with the publication credentials to be literary judges are more often successful short story writers than novelists. (And if that last sentence was mystifying to you, run, don’t walk to the discussion earlier in this series on the dos and don’ts of chapter openings.)

But do you know what would have been even more absurd and misguided? My automatically assuming that these barkers were right, simply because they were speaking from an apparent position of authority and with vehemence.

Contrary to popular opinion, being right and sounding insistent have no necessary relationship to each other. Had I automatically followed their advice without double-checking its soundness, I simply would have been compounding their interpretive missteps. (And my current agent would have been pretty annoyed with me about my chapter headings, because as it happens, I was already constructing them in the manner my agency prefers.)

I’m bringing this up not because it is integral to understanding today’s foray into the complexities of formatting — it isn’t, especially — but to reiterate the importance of not simply adopting every formatting and writing tip you hear. Look those gift horses very closely in the mouth before you ride any of ‘em home.

Yes, even the ones grazing in my pasture. Many a soi-disant writing guru has ultimately proven to be factually wrong, and when that happens, it’s not the guru that gets hurt; it’s the aspiring writers who blithely follow his advice because it sounds authoritative. Ditto, unfortunately, when aspiring writers misinterpret agents’ pronouncements of their personal preferences as iron-clad rules of the industry.

Remember: when in doubt, the smart thing to do is ask follow-up questions; many an aspiring writer has run afoul of Millicent simply because he didn’t fully understand Rule #10 on an under-explained list of 27.

I hear some of you tittering. Okay, so by my exhaustive standards, practically all of the advice out there is under-explained — but that’s precisely why it’s important not to accept any one interpretation blindly. If an advice-giver can’t (or won’t) answer questions, don’t just get a second opinion (or third or fourth or eighteenth); keep asking until you find an explanation that makes sense to you.

Isn’t that a better use of your energies than feeling crushed because some yahoo contest judge barked at you? Or fighting with an agent who cares enough about her personal hatred of italics to tweet about it every other month?

Personally, I love it when readers post questions; it helps everyone learn. For instance, here’s a terrific formatting question inveterate commenter Dave posted some time back:

While I have your attention, it seems that some time ago you were going to mention something about manuscript format. To be exact, I think you were going to tell us how to format longer passages that a character is voicing or reading, those that in published form are often printed with wider margins, in italics, or even with a different font. As a more concrete example, I’m thinking of a letter the protagonist might receive that is presented to the reader in its entirety.

The short answer is, as it so often is in this game, it depends.

Upon what, you ask? Well, upon the length of the letter one wants to include, for one thing. Also, if we want to get technical about it (and the masses cry, We do! We do!), it depends upon whether the manuscript in question is an academic work or not — or is a nonfiction work of the type often produced by academics.

That last declaration left some of you scratching your heads, didn’t it? And like sensible writers, you formulate a follow-up question: “Why on earth would it make a difference whether a professor — or someone else who aspired to that level of expertise — wrote the darned thing? Standard format is standard format, isn’t it?”

Well, it is and it isn’t. Long-time readers, chant it with me now: what is proper in a book manuscript is not necessarily what’s proper in a short story manuscript; what’s expected in a book proposal is not precisely what’s expected in a novel submission; contests often have specific rules that run contrary to the prevailing rules of standard format. And as we have so often discussed, if an individual agent or editor publicly expresses a personal preference, anyone who submits to him should honor it. It’s the writer’s responsibility to check what’s appropriate for the submission at hand.

In other words, sometimes a skirt is just a skirt. And maybe the guy in seat 27D’s wife actually doesn’t understand him. Exceptions do exist.

As much as aspiring writers would love it if all written materials were subject to the same standards, assuming that any writing, anywhere, anytime should be formatted identically, or that any stack of papers called a manuscript will look the same, is simply wishful thinking. True, life would be a whole lot easier for writers everywhere if that particular wish came true, but in case you hadn’t yet noticed, the publishing world isn’t really set up with an eye to making things more convenient for those just breaking into the biz.

So how might a scholar handle this problem? A university press — or college professor reading a thesis, for that matter — would expect any quotation longer than 3 lines of text to be offset, devoid of quotation marks, and single-spaced, provided that the quote in question is not longer than a page; quotes less than three full lines long are simply placed within quotation marks. Offsetting, for the benefit of those intrepid readers who did not automatically skip the rest of this paragraph immediately after the words university press, is achieved by skipping a line, then indenting the quoted material five spaces (or half an inch, using Word’s standard tabs) on both the left and right margins. After the quote comes another blank line, then the text resumes normally.

In practice, then, a page featuring quotations in an academic manuscript might look a little something like this:

academic example

Why do scholars mark quotes from other works so VERY well? That way, there can be absolutely no question about when a professor is borrowing material from somebody else’s published or unpublished work. (There tends to be a lot of unpublished work floating around the average university at any given time, after all.)

In a book proposal or nonfiction manuscript that isn’t a memoir, it’s perfectly permissible to present long quotes tend to be in this manner — although in non-academic nonfiction, the quote would be double-spaced. It’s clear, it’s direct, and most important of all, Millicents who work for NF-representing agents will get it. (Although most ultimately published memoirs begin life as book proposals, at least in the U.S., memoir manuscripts follow the formatting conventions of novels. Hey, I don’t make the rules; I just tell you about ‘em.)

“That’s all very well and good,” enough of you to get together and raise a barn are probably muttering, “but this doesn’t really address Dave’s question, does it? You’ve told us that a letter in a novel or memoir manuscript should not be treated like a quote one academic lifted from another and stuffed wholesale into her dissertation, but you don’t tell us how it should be handled. And how about showing us a practical example of that double-spaced offset quote you mentioned above?”

Don’t worry: a concrete NF example follows below. (Hey, I wasn’t kidding about the length of this post!) On the other front, patience, my friends, patience — because, again, it depends.

If the letter in question is short (or the excerpt being reproduced in the narrative is), there’s no need to treat it as anything but a regular old quote, like any other in the novel:

novel-letter-example1

Perfectly obvious what’s going on here, isn’t it? It doesn’t require special formatting for the reader to understand that this is an excerpt from a letter.

For short letters — say, under a page — some writers prefer to use italics (probably because, as Dave pointed out, they’ve seen them used that way in published books), but frankly, I wouldn’t recommend it in a novel or a memoir manuscript; it implies an ignorance of the fact that the editor, not the author, is always the one who makes decisions about how text will appear in a published version.

You don’t want to induce barking on the subject, do you?

However, since some of you are undoubtedly not going to listen to me on this one, here is how to use italics properly in this context:

novel-letter-example2

I sense some of you shaking your heads. “But Anne,” epistle-lovers everywhere cry in protest, “that doesn’t LOOK like a letter. I like a letter to look like a letter on the page; that’s part of its charm. So how do I convey that without seeming as though I’m usurping editorial authority?”

I had a feeling I would be hearing from you folks: there’s no shortage of writers who feel very strongly that every single syllable of every note passed between characters must be reproduced faithfully and its entirety in the text, as if the average reader had never seen a letter before and thus could not even begin to imagine what one might look like.

Frankly, it’s seldom actually necessary to a plot to include the parts of a letter that would be hard to squeeze within the strictures of standard format: the letterhead, if any; the date; the salutation; the signature. Within the context of a novel (or memoir), some or all of these are often self-evident — honestly, if the heroine is addressing her long-lost lover by, say, his given name and signs with her own, what additional insight could even the most imaginative reader derive from reproducing those salutations and signatures for each and every letter they right? Or even just one?

Even if she habitually opened with, “Dear Snotnose,” and signed off with, “Your affectionate bedbug,” that would only be character-revealing the first time she did it, right?

But you head-shakers are not convinced by that, are you? And I’m not going to be able to blandish you into believing that the 15-page letter starting on pg. 82 might work better simply broken off into its own chapter entitled The Letter, am I? (A fabulous solution with very long letters, by the way.)

Okay, here are the two acceptable ways of formatting a letter like a letter in a manuscript — which, not entirely coincidentally, will also work beautifully for letters that go on for pages and pages. First, unsurprisingly, it may be presented like dialogue, within quotes:

novel-letter-example-long

As with any other multi-paragraph quote, quotation marks do not appear at the end of a paragraph if the opening of the next paragraph is still part of the letter. They do, however, show up at the beginning of each paragraph within the letter, to alert the reader that this is not normal text.

The other option — and this will work with long quotes in nonfiction as well — is to offset the letter text, as one would with a long quote in an academic work. In a non-academic manuscript, however, the offset quote should be double-spaced, like the rest of the text:

novel-letter-example-long2

See? I told you that I’d give you a practical example.

Although this format does work well for long quotes, I’m not a huge fan for letters in fiction or memoir, I must admit. To my eye, it’s not as distinctive as the first option, and there’s always the off chance that a rapidly-skimming reader (like, say, Millicent) might not realize that the salutation is the opening of an offset section.

Don’t laugh; it happens, and not for reasons that necessarily reflect negatively upon the average Millicent’s intelligence. She’s got hundreds of pages to get through in any given day, and skimming eyes can miss details. Don’t fall into the extremely common aspiring writer’s trap of believing that every reader will read — and more importantly, absorb — every single syllable on every page of your entire manuscript.

Sometimes, being obvious is a really, really good idea, especially in a situation where a part of the text is deliberately in a different voice than the rest of the narrative, as is almost always the case with a letter. Bear in mind that the goal here is not to reproduce the letter exactly as it appeared in the story, or as you would like to see it in the published book — it’s to make it absolutely clear when the text is an excerpt from a letter and when it is not.

Like academic publishers, Millicents don’t like to leave such things open for interpretation; it tends to make her bark-prone. Don’t make her guess where a letter — or any other long quote — begins or ends.

That last format would also work for a diary entry — and that’s fortuitous, as it happens, because intrepid commenter Icy was asking about how to format a diary entry just the other day. Again, though, if all the reader needs to know could be summed up in a few short sentences, why not quote the diary entry within the regular text, just as you would an excerpt from a letter?

“But Anne!” diary-lovers exclaim. “I like to see entire diary entries in novels or memoirs! Even if some of the material in the entry is off-topic or even a trifle dull, that just adds to the sense of realism!”

Okay, okay — I know an idée fixe when I hear one; I’m not even going to try to talk you out of that one. (Except to remind you: Millicent’s threshold of boredom is quite a bit lower than the average reader’s. So’s Mehitabel’s; edit accordingly.) Let’s take a gander at all four types of diary entry format on the manuscript page.

Yes, I did indeed say four — because, again, it depends on the type of manuscript in which the diary entry appears. In a scholarly work, it would look like this:

academic diary entry

That’s not a tremendous surprise, right? In a nonfiction book on the subject not aimed at the academic market, however, Nellie’s diary would look like this on the page:

NF diary entry 1

No chance of Millicent’s not spotting the difference between the academic version and the standard format version, is there? To her eye, only the latter is formatted for professional consideration.

If the nonfiction writer preferred not to introduce the date of the entry in the paragraph preceding the diary entry, she could use a NF convention we discussed last week, the subheading. For many writers, there’s a distinct advantage to presenting a diary entry this way: a subheading, the entry would more closely resemble the way a reader might find it in a published book:

NF diary entry b

As you may see, this format takes up more room on the page — not always an inconsiderable matter, to a writer who is trying to edit for length. As with a letter, the more of the formal elements the writer chooses to include, the more space it will take. (Which often begs the question: is verisimilitude it worth taking up an extra few lines of text in a manuscript that’s already a bit on the long side? If so, a less literal rendering of frequent letters and diary entries can be a quick, easy way to reclaim a page or two of lines over the course of an entire manuscript.)

For fiction or memoir, a similar format should be used for diary entries longer than a few lines but less than a couple of pages long — unless several diary entries appear back-to-back. (But of that, more below.) A novelist or memoirist faces a structural problem: it can be considerably harder in fiction to work the entry’s date into the preceding text (although many a fine writer has managed it with such sterling phrases as The minute volume trembled in Gerald’s hand. On May 24, 1910, his mother had written:), so the subheading is a popular choice for indicating the date.

As with other subheadings in fiction, the date should not be in boldface. Let’s take a peek at what the resultant short diary entry would look like on the page.

diary fiction 1

Still clear what is and is not diary entry, isn’t it? By offsetting the text, even a swiftly-skimming Millicent would find it easy to figure out where Nellie’s words end and Gerald’s thoughts begin.

But how, you may well be wondering, would a writer present several short diary entries in a row? If the diary did not go on for more than a couple of pages, all that would be necessary would be to insert a section break between each.

In other words, by skipping a line between ‘em. Like so:

diary fiction 2

If a series of diary entries goes on for pages at a time, however, offsetting them makes less sense; the point of offsetting is, after all, to make a clear distinction between the offset text and the regular text. After the third or fourth page of offsetting in a row, a skimming Millicent (or, more disastrous, an agent flipping forward in the manuscript) might leap to the incorrect conclusion that the margins just aren’t consistent in this manuscript.

May I suggest an elegant alternative, one that would side-step the possibility of this type of misinterpretation entirely? Consider devoting an entire chapter to them, titling that chapter something descriptive and unprovocative like Nellie’s Diary, and formatting all of the entries as regular text with subheadings.

Curious about what that might look like? You’re in luck; here are the first two pages of Chapter Eight:
diary chapter 1

diary chapter 2

Lovely and clear, isn’t it? It’s also, in case those of you who are trying to shorten your manuscripts happen to be interested, the most space-efficient means of presenting these diary entries on the page. What a difference a half an inch of margin on either side makes, eh?

Oh, dear: I can’t justify saying anything more on the subject, and there are still twenty minutes of the flight to go. Maybe if I surreptitiously slip my paperback out of my computer bag, I can have it in front of my face before the misunderstood husband next to me notices I’ve turned off my computer.

Oh, the places I go. Keep up the good work!

Posted on - 10 Comments on The mysteriously mysterious strictures of standard format, part XII: the little things that matter (honest), and what happens when a writer tries to make things too little

The mysteriously mysterious strictures of standard format, part XII: the little things that matter (honest), and what happens when a writer tries to make things too little

Before…gulliver astride
…and after incredible shrinking man 2

Now that we’ve been comparing manuscripts in standard format with improperly-formatted ones for a few posts now, are you starting to feel a few glimmerings of sympathy for Millicent the agency screener?

Admittedly, she is also the one who rejects the vast majority of queries and submissions sent to her agency — remember, at a US agency of any size, a manuscript typically has to make it past one or two Millicents before getting anywhere near an agent’s desk; that’s one reason average turn-around times have risen in recent years from weeks to months. However, given what a small percentage of these documents are properly formatted and spell-checked and original and book category-appropriate, much less well-written, it’s hard to blame her eye for becoming a trifle jaded over time. As enviable as her job sounds (Reading for a living! Sign me up! many writers think), reading for errors is actually not very pleasurable, usually.

And make no mistake: it’s a screener’s job to read for technical errors, with an eye to weeding out the aforementioned vast majority of submissions. Unfortunately, as a group, aspiring writers make that easier than it should be to reject a promising voice. Technical mistakes are so common that the lack of them is sometimes the difference between a well-written manuscript that strikes Millicent as well-written enough to keep reading beyond the first page or two and one that makes her exclaim, “Oh, too bad — this writer isn’t ready yet. Next!”

Way back in the dim days of yesteryear, before you had been initiated into the mysteries of standard format, that peculiarity of the system probably annoyed you just a bit, didn’t it? Now that you’ve passed the Rubicon and are formatting your manuscripts like a pro, you can afford to smile compassionately at both Millicent and the literally millions of queriers and submitters who ply her with unprofessional-looking pieces of paper, right?

Or does that smirk off your face mean that I’m once again overestimating my readers’ saintly willingness to walk a mile in the moccasins that routinely kick aspiring writers’ dreams into the rejection pile?

Okay, let me speak to the more practical side of your collective psyche: even if you aren’t in the habit of empathizing with people who reject writers for a living, there’s a good self-interested reason you should care about her state of mind — or an agent, editor, or contest judge’s, for that matter. Simply put, Even with the best will in the world, grumpy, over-burdened, and/or rushed readers tend to be harder to please than cheerful, well-treated, well-rested ones.

And she does tend, alas, to fall in the former categories on more days than the latter. Millicent is the Tiny Tim of the literary world, you know; at least the Bob Cratchits a little higher up on the office totem pole uniformly get paid, but our Millie often gets a paycheck that’s more an honorarium than a living wage. Heck, some Millicents are not paid at all. Some even do it for college credit.

Phenomena that one might reasonably expect to become increasingly common, by the way: the worse a bad economy gets, the better an unpaid intern is going to look to a cash-conscious agency. Or, heaven help us, a worried publishing house that’s been laying off editors.

Fortunately, literary contests in the U.S. are almost exclusively judged by volunteer Mehitabels, at least prior to the finalist round, so they continue to be judged very much as they ever were. The Hitties of the world tend to be public-spirited authors, freelance editors, writing teachers, etc. who honestly are in it to help discover exciting new voices. If anything, however, that let’s-improve-the-literary-world orientation usually renders them less tolerant of technical errors in entries than Millicent is, not more.

Hard to imagine, isn’t it? Which is why — you can hear this coming, can’t you? — a wise writer always reads her ENTIRE manuscript IN HARD COPY and OUT LOUD before submitting it to anyone even vaguely affiliated with a literary contest or the publishing industry. It’s much, much easier to catch formatting issues, typos, and logic problems that way.

But I digress, don’t I?

Even if Millie’s not an intern, she’s still unlikely to be paid very much, at least relative to the costs of living in the cities where the major publishers dwell. Her hours are typically long, and quite a lot of what she reads in the course of her day is, let’s face it, God-awful. Not to mention poorly formatted.

Oh, wait; I have mentioned it. Repeatedly.

“So why are you bringing it up yet again?” you shout indignantly.

On the outside chance that I’m being too subtle here: it’s vital to any aspiring writer’s happiness to be aware that while God-awful manuscripts and book proposals are, naturally, inherently rejectable, every year, thousands upon thousands of otherwise well-written manuscripts get rejected on technical grounds.

Millicent’s job, in short, is not the glamorous, power-wielding potentate position that those who have not yet passed the Rubicon of signing with an agency often assume it to be. Nor, ideally, will she be occupying the position of first screener long: rejecting queries and manuscripts by the score on-the-job training for a fledgling agent, in much the same way as an editorial assistant’s screening manuscripts at a publishing houses is the stepping-stone to becoming an editor.

You didn’t think determining a manuscript’s literary merits after just a few lines of text was a skill that came naturally to those who lead their lives right and got As in English, did you? To be good an their jobs, agents and editors have to learn to spot professional writing in the wild — which means, in part (out comes the broken record again) having to recognize what a properly-formatted manuscript should look like.

Actually, the aspiring writer’s learning curve is often not dissimilar to Millicent’s: no one tumbles out of the womb already familiar with the rules of manuscript formatting. (Okay, so I practically was, growing up around so many authors, but I’m a rare exception.) Like Millicent, most of us learn the ropes only through reading a great deal.

She has the advantage over us, though: she gets to read books in manuscript form, and most aspiring writers, especially at the beginning of their journeys to publication, read only books. So what writers tend to produce in their early submissions are essentially imitations of books.

The problem is, the format of the two is, as I believe that I have pointed out, oh, several hundred times before in this very forum, quite different — and not, as some of you may have been muttering in the darkness of your solitary studios throughout this series, merely because esoteric rules render it more difficult for new writers to break into the biz.

A few things that many an aspiring writer often does not know before submitting for the first time: manuscripts should be typed (don’t laugh; it’s not unheard-of for diagrams to be hand-drawn, hand-number, or for late-caught typos to be corrected in pen), double-spaced, and have 1-inch margins all the way around. Let’s see why all of those things are necessary, from a professional point of view.

You had hoped that I’d gone too far afield to get back to the topic at hand, didn’t you? Not a chance. Let’s call upon our old friend Charles Dickens again to see what a page of a manuscript should look like:

Nice and easy to read, isn’t it? (Assuming that you find it so, of course. If it’s too small to read easily on your browser, try double-clicking on the image.)

To give you some idea of just how difficult it would be to read, much less hand-edit, a manuscript that was NOT double-spaced or had smaller margins, take a gander at this little monstrosity:

I believe the proper term for this is reader-hostile. Even an unusually patient and literature-loving Millicent would reject a submission like this immediately, without reading so much as a word. As would, more often than not, Mehitabel.

Did I hear a few spit-takes during that last paragraph? “My goodness, Anne,” those of you who are wiping coffee, tea, or the beverage of your choice off your incredulous faces sputter, “why would any sane person consider it THAT serious an offense? It is, after all, precisely the same writing.”

Well, think about it: even with nice, empty page backs upon which to scrawl copy edits, trying to cram spelling or grammatical changes between those lines would be well-nigh impossible. Knowing that, Millicent would never dream of passing such a manuscript along to the agent who employs her; to do so would be to invite a stern and probably lengthy lecture on the vicissitudes of the editorial life — and that fact that, despite impressive innovations in technology, most line editing a single-spaced document in either hard or soft copy is well-nigh impossible.

Too hard on the eyes — and where on earth would the comments go on the hard copy?

Don’t tempt her to reject your submission unread — and don’t even consider, I beg of you, providing the same temptation to a contest judge. Given the sheer volume of submissions Millicent reads, she’s not all that likely to resist — and the contest judge will be specifically instructed not to resist at all.

Yes, really. Even if the sum total of the provocation consists of a manuscript that’s shrunk to, say, 95% of the usual size, Hitty is likely to knock it out of the running on sight.

Some of you are blushing, aren’t you? Perhaps some past contest entrants and submitters who wanted to squeeze in a particularly exciting scene before the end of those requested 50 pages?

No? Let me fill you in on a much-deplored practice, then: faced with a hard-and-fast page limit, some wily writers will shrink the font or the margins, to shoehorn a few more words onto each page. After all, the logic runs, who is going to notice a tenth of an inch sliced off a left or right margin, or notice that the typeface is a trifle smaller than usual?

Millicent will notice, that’s who, and practically instantly. As will any reasonably experienced contest judge; after hours on end of reading 12-point type within 1-inch margins, a reader develops a visceral sense of when something is off.

Don’t believe me? Go back and study today’s first example, the correctly formatted average page. Then take a gander at this wee gem of tricky intent:

I shaved only one-tenth of an inch off each margin and shrunk the text by 5% — far, far less than most fudgers attempt. Admit it, though: you can tell it’s different, can’t you, even without whipping out a ruler?

So could a professional reader. And let me tell you, neither the Millicents of this world nor the contest judges appreciate attempts to trick them into extraneous reading. Next!

The same principle applies, incidentally, to query letters: often, aspiring writers, despairing of fitting a coherent summary of their books within the standard single page, will shrink the margins or typeface on a query. Trust me, someone who reads queries all day, every day, will be able to tell.

The other commonly-fudged spacing technique involves skipping only one space after periods and colons, rather than the grammatically-requisite two spaces. Frequently, writers won’t even realize that this is fudging: as we’ve discussed, and recently, ever since published books began omitting these spaces in order to save paper, there are plenty of folks out there who insist that skipping the extra space in manuscripts is obsolete. Frequently, the proponents will insist that manuscripts that include the space look old-fashioned to agents and editors.

Well, guess what, cookie — standard manuscript format IS old-fashioned, by definition; that fact doesn’t seem to stop most of the currently-published authors of the English-speaking world from using it. In fact, in all of my years writing and editing, I have never — not once — seen an already agented manuscript rejected or even criticized for including the two spaces that English prose requires after a period or colon.

I have, however, heard endless complaint from professional readers — myself included — about those second spaces being omitted. Care to guess why?

Reward yourself with a virtual box of chocolates if you said that cutting those spaces throws off word count estimation; the industry estimates assume those doubled spaces. (If you don’t know how and why word count is tallied, please see the WORD COUNT category on the archive list at Author! Author!)

And give yourself a nice bouquet of violets if you also suggested that omitting them renders a manuscript harder to hand-edit. We all know the lecture Millicent is likely to get if she forgets about that, right?

Again, a pro isn’t going to have to look very hard at a space-deprived page to catch on that there’s something fishy going on — and again, we’re going to take a gander at why. Since Dickens was so fond of half-page sentences, the examples I’ve been using above won’t illustrate this point very well, so (reaching blindly into the depths of the bookshelf next to my computer), let’s take a random page out of Elizabeth Von Arnim’s VERA:

There are 310 words on this page; I wasn’t kidding the other day about how far off the standard word count estimations were, obviously. Now cast your eye over the same text improperly formatted:

Doesn’t look significantly different to the naked eye, does it? The word count is only slightly lower on this version of this page — 295 words — but enough to make quite a difference over the course of an entire manuscript.

So I see some hands shooting up out there? “But Anne,” I hear some sharp-eyed readers exclaim, “wasn’t the word count lower because there was an entire line missing from the second version?”

Well spotted, criers-out: the natural tendency of omitting the second spaces would be to include more words per page, not less. But not spacing properly between sentences was not the only deviation from standard format here; Millicent, I assure you, would have caught two others.

I tossed a curve ball in here, to make sure you were reading as closely as she was. Wild guesses? Anyone? Anyone?

The error that chopped the word count was a pretty innocent one, almost always done unconsciously: the writer did not turn off the widow/orphan control, found in Word under FORMAT/PARAGRAPH/LINE AND PAGE BREAKS. As we discussed only the other day, this insidious little function, the default unless one changes it, prevents single lines of multi-line paragraphs from getting stranded on either the bottom of one page of the top of the next.

As you may see, keeping this function operational results in an uneven number of lines per page. Which, over the course of an entire manuscript, is going to do some serious damage to the word count.

The other problem — and frankly, the one that would have irritated a contest judge far more than Millicent — was on the last line of the page: using an emdash (“But—“) instead of a doubled dash. Here again, we see that the standards that apply to printed books are not proper for manuscripts.

Which brings me back to today’s moral: just because a particular piece of formatting looks right to those of us who have been reading books since we were three doesn’t mean that it is correct in a manuscript.

Or book proposal. Or contest entry.

Remember, Millicent reads manuscripts all day; contest judges read entries for hours at a time. After a while, a formatting issue that might well not even catch a lay reader’s attention can begin to seem gargantuan.

Please don’t dismiss this as unimportant to your success as a writer. If writing is solid, it deserves to be free of distracting formatting choices. You want agents, editors, and contest judges to be muttering, “Wow, this is good,” over your manuscript, not “Oh, God, he doesn’t know the rules about dashes,” don’t you?

Spare Millicent the chagrin, please; both you and she will be the happier for it. Believe me, she could use a brilliantly-written, impeccably-formatted submission to brighten her possibly Dickensian day.

Be compassionate toward her plight — and your submission’s, proposal’s, and/or contest entry’s. Pay close enough attention to the technical details that yours the submission that makes her say, “Oh, here is good writing, well presented.” And, of course, keep up the good work!

Posted on - 10 Comments on The mysteriously mysterious strictures of standard format, part IX: and then there are the rules that are sort of bendy sometimes

The mysteriously mysterious strictures of standard format, part IX: and then there are the rules that are sort of bendy sometimes

ice dancers

I’m posting a trifle later than usual tonight, campers, resulting in more of a Tuesday morning post than my planned Monday evening billet-doux to standard format for manuscripts. I blame the Olympics; does the coverage ever stop? Just when I manage to tear my weary eyes away from ice dancing, three hours of curling magically appear after midnight. It’s as if somebody in the programming department said, “You know what I’d really like to do this year? Schedule seven-hour blocks of competition in events where the athletes wear jewelry on ice.”

Oh, you may laugh, but have you taken a gander at the wrists, earlobes, and/or necks of the women curlers over the last few days? My eyes may be bleary from overuse, but I could have sworn that the U.K.’s wunderkind was sporting a charm bracelet today. On her throwing hand.

Enough frivolity. Back to business.

A few days ago, I introduced something that Millicent the agency screener just loves to see, a properly-formatted first page of a manuscript. It looked, if you will recall, a little something like this:

good example

This is also, in case you had been wondering, what the opening of each subsequent chapter should look like as well: on a fresh page, 14 single lines from the top. Or, to put it another way, 6 double-spaced lines under the chapter title. (For those of you who do not know how to insert a hard page break into a Word document, it’s located under the INSERT menu. Select BREAK, then PAGE BREAK.)

Not certain what that might look like in practice? Okay, here’s an example I have ready to hand: the first page of the sixth chapter of my memoir might conceivably look like this:

Memoir wo title

I said might, because actually, I’m not a big fan of chapters named Chapter Six, even if they happen to be the sixth chapter in the manuscript. It’s sort of like dubbing a suburban street lined with elm trees Elm Street: there’s nothing inherently wrong with a straightforward descriptive title, of course, but you must admit, it’s not precisely going to come as a shock to many readers when Chapter Six appears immediately after Chapter Five.

All of which is a rather heavy-handed lead-in (inevitable, perhaps, after having spent so many hours watching curling) to a question I’m sure many title-namers out there have been harboring: how should a titled chapter be formatted? Specifically, if a chapter has a title, should it also be numbered?

In a word, yes. The chapter title appears, centered, on the first double-spaced line under the chapter number, also centered.

As, indeed, we’ve already seen in today’s first example. But in furtherance of my ongoing mission to place so many examples of correctly-formatted manuscript pages in front of your weary eyes that you’ll start automatically recoiling from pages in published books, muttering, “Well, that wouldn’t work in a manuscript submission, let’s take a gander at another one:

memoir w ch title

Actually, I had an ulterior motive in showing you that last example: in comparing it to the example just before it, do you notice anything about the amount of space between the chapter number and the beginning of the text?

If you immediately shot your hand into the air, exclaiming, “By gum, Anne, the area between the two appears identical! You’ve simply placed the chapter title within it, you clever lady,” award yourself 1700 Brownie points. (Or a bronze medal — there seem to be an awful lot of them lying around these days.) Regardless of whether a chapter’s opening page contains a chapter designation, a title, or both, the text begins the same distance from the top of the page.

The same logic would apply, of course, to any other section-breaking information you might care to include at the beginning of a chapter — alerting the reader to a break between Part I and Part II of a book, for instance. While we’re at it, let’s take a look at that in practice: if Chapter 6 were the beginning of Part II of the book (it isn’t, but we aim to please here at Author! Author!), I would have formatted it thus:

memoir w part break

Starting to get the hang of this?

Not yet completely comfortable? Okay, let’s try inserting another common piece of introductory information: identifying a narrator-du-chapter in a multiple point-of-view novel.

If the switch comes at the beginning of a chapter, it couldn’t be easier: it’s simply another reader-signal that belongs above the pre-text white space, right? To see this principle in action, let’s pretend our ongoing example is fiction (which it isn’t; my middle school honestly was pelted with migratory spiders) and place the narrator’s name in the traditional spot:

new chapter with name

That’s the way one would handle the matter in a manuscript like, say, Barbara Kingsolver’s THE POISONWOOD BIBLE, where the narrator changes with the chapter. If there were also a chapter title (perhaps not advisable in this case, as there’s already significant information at the top of that page for the reader to absorb), it would go between the chapter heading and the narrator identifier.

I would show you an example of that, but it’s late; there’s curling on, and I’m positive that you can extrapolate.

You’re thinking that there must be an easier way to format the first page of a chapter than to memorize the way it should look and reproduce it from scratch each time, aren’t you? You’re not alone, if so; most seasoned authors probably wouldn’t appreciate my revealing a working secret, but pretty much everyone worries that someday her will forget to hit return one of the necessary times, so that Chapter 5 will begin — gasp! — ten lines from the top, while Chapter 1-4 and 6 on will begin twelve lines down.

I know: gives you the willies even to contemplate how Millicent might react to that level of formatting inconsistency, doesn’t it? Double-check each and every chapter opening before you submit; trust me, you’ll be happier in the long run.

Ooh — that was an unpopular suggestion, wasn’t it? Fully a third of you have your hands waving impatiently in the air. “That’s an absurdly time-consuming suggestion, Anne,” the irate third huff. “Oh, I understand that the chapter number or title needs to appear at the top of the first page and each subsequent chapter; I’m perfectly happy to leave five double-spaced blank lines between it and the first line of text, so the first paragraph starts six lines down. But surely there’s an easier way to do this — a template or something? Perhaps Word has some sort of default setting I can employ so I need never worry about the issue again as long as I live?”

Standard format templates do exist, now that you mention it, but frankly, Word is already equipped with two perfectly dandy features for reproducing formatting exactly in more than one place in a document: COPY and PASTE.

The easiest way to make sure from the outset each chapter opening is identical is to create your own template. It’s very simple to do: just copy from “Chapter One” down through the first line of text, then paste it on the first page of chapter 2, 3, etc. Once the format is in place, it’s a snap to fill in the information appropriate to the new chapter.

Easy as the proverbial pie, right?

Oh, dear — now another group of you have raised your hands. Yes? “But Anne,” exclaim those of you who favor switching narrator — or place, or time — more often than once per chapter, “we are, as we believe the tag line identifying us as speakers just mentioned, advocates of those nifty mid-chapter signposts that we see all the time in published books, boldfaced notifications that the time, place, or speaker has just changed. How would I format that in a manuscript?”

You’re basically talking about incorporating subheadings into a novel, right? Or at least what would be a subheading in a nonfiction manuscript: a section break followed by a new title.

I’m fully prepared to answer this question, of course, if only to show all of you nonfiction writers out there what your subheadings should look like. Before I do, however, I’d like to ask fiction writers interested in adopting this strategy a quick question: are you absolutely positive that you want to do that?

That’s not an entirely flippant question, you know. There are plenty of Millicents out there who have been trained by old-fashioned agents — and even more editorial assistants who work for old-fashioned editors. And that’s important to know, because even in an age when mid-chapter subheadings aren’t all that uncommon in published books, there are still plenty of professional readers whose knee-jerk response to seeing ‘em is invariably, “What is this, a magazine article? In my day, fiction writers used language to indicate a change in time or place, rather than simply slapping down a subheading announcing it; if they wanted to indicate a change of point of view, they would either start a new chapter, find a graceful way to introduce the shift into the text, or have the narrative voice change so markedly that the shift would be immistakable! O tempore! O mores!”

I just mention.

To pros of this ilk, the practice of titling a section, or even a chapter, with clear indicators of time, place, or speaker will always seem to be indicative of a show, don’t tell problem. And you have to admit, they sort of have a point: novelists have been indicating changes of time and space by statements such as The next day, back at the ranch… ever since the first writer put pen to paper, right?

As a result, fiction readers expect to see such orienting details emerge within the course of the narrative, rather than on top of it. Most of the time, this information isn’t all that hard to work into a narrative — and if a novelist is looking to please a tradition-hugging agent or editor, that’s probably a better strategy to embrace, at least at the submission stage. As with any other authorial preference for how a published book should look, you can always try to negotiate an editorial change of heart after a publisher acquires your novel.

At least if you don’t happen to write in a book category that routinely uses such subheadings. If recent releases in your book category are crammed with the things, don’t worry your pretty little head about editorial reaction to ‘em. An editor — or agent, Millicent, or contest judge — who routinely handles books in that category may be trusted to realize that you’re simply embracing the norms of your genre.

Millicents tend to approve of that. It shows that the submitter has taken the time to become conversant with what’s being published these days in the category within which he has chosen to write.

Which is to say: these days, plenty of very good fiction writers prefer to alert the reader to vital shifts with titles and subheadings. And nonfiction writers have been using them for decades; in fact, they’re more or less required in a book proposal. (Of those, more follows later in this series, I promise.) I just didn’t want any of you to be shocked if the agent of your dreams sniffs in the early days after signing you, “Mind taking out these subheadings? Seven of the editors to whom I’m planning to submit this hate them, and I’d rather be spared yet another lecture on the pernicious influence of newspapers and magazine formatting upon modern literature, okay?”

All that being said — and now that I’ve completely unnerved those of you who are considering submitting manuscripts with subheadings — you do need to know how to do it properly.

It’s quite straightforward, actually: a subheading is just a section break followed by a left-justified title. The text follows on the next double-spaced line.

Want to see that in action? Okay. Just to annoy traditionalists who draw a sharp distinction between fiction and nonfiction writing, let’s take a peek at a nonfiction page by a well-respected novelist:

Wharton subheading example

That caused some weary eyes to pop wide open, didn’t it? “But Anne!” the sharper-eyed exclaim, “that subheading is in BOLDFACE! Didn’t the rules of standard format specifically tell me never, under any circumstances, to boldface anything in my manuscript?”

Well caught, sharp-eyed ones: boldfacing the subheading does indeed violate that particular stricture of standard format. However, since nonfiction manuscripts and proposals have been routinely boldfacing subheadings (and only subheadings) for over a decade now — those crotchety old-fashioned editors are partially right about the creeping influence of article practices into the book world, you know — I thought that you should know about it.

It’s definitely not required, though; Millicent is unlikely to scowl at a nonfiction submission that doesn’t bold its subheadings. Like font choice, you make your decision, you take your chances.

In a fiction submission, though, I definitely wouldn’t advise it; those traditionalists I was talking about lurk in much, much higher concentrations on the fiction side of the industry, after all. Here’s the same page, formatted as fiction — and since we’re already talking about exceptions to the rules, let’s make this example a trifle more instructive by including a date and time in the subheading:

Wharton example2

Unsure why I used numerals in the subheading, rather than writing out all of the numbers under a hundred, as standard format usually requires? Full dates, as well as specific times, are rendered in numeric form in manuscripts. Thus, 12:45 a.m. on November 3, 1842 is correct; twelve forty-five a.m. on November three, eighteen hundred and forty-two is not. (It would, however, be perfectly permissible to include quarter to one in the afternoon on November third.)

Everybody clear on that? Now would be a dandy time to raise your hand, if not. Or perhaps engage in some ice dancing; I like watching that.

I have quite a bit more to say on the subject of first pages of chapters, but I’ve just noticed the clock: I seem to have written straight through the curling match! If only I had reason to believe a similar match would be televised in the wee hours of tomorrow night…oh, wait; one is.

Who could have predicted that, eh? Keep up the good work!

Posted on - 8 Comments on The mysteriously mysterious strictures of standard format, part X: a place where the slugs run free

The mysteriously mysterious strictures of standard format, part X: a place where the slugs run free

flower in France

Have we been talking so intensely about the first couple of pages of your manuscript — the title page, the first page of text — that standard format has invaded your dreams yet? Yes, yes, I know: this series on what professional manuscripts look like has been both example-ridden and extraordinarily nit-picky, even by my standards of detail-orientation. So you probably won’t be altogether astonished to learn that before we move on from the first page of the text (and of each chapter) to considering an ordinary page, I want to devote today to pagination.

Don’t groan; it’s an important issue. Not numbering your manuscript, book proposal, or contest entry’s pages an almost universal instant rejection offense; trust me, Millicent the agency screener is going to notice how and if you do it. In fact, as cosmetic issues go, how and where an aspiring writer chooses to place the page number on the page can tell Millicent a tremendous amount about him.

Specifically, whether he has done his homework about submission, because there is only one place on a manuscript page that it is permissible to place a page number: in the slug line.

(Admit it — you’re relieved that I didn’t festoon the top of this post with a picture of a slug. Although I suppose a slug-minded person might misinterpret that shadow in the lower right of the photo a something crawling. Actually, there was a slug in the immediate environment when I took the pretty photo above, but it was on a leaf below the primary flower, completely hidden from sight. So I feel entirely justified in presenting this as the Official Flower of the Slug Line. It’s certified slug-approved!)

Speaking of relative location, is everybody quite sure where the slug line should be positioned on the page? Just to be on the safe side, let’s take another gander at an example from yesterday’s post:

See it in the upper left-hand margin? Notice, please, that the page number belongs within the slug line, rather than anywhere else on the page. This is as proper on page 139 of a book manuscript as on page one. While you’re going around noticing things, also notice that in each of these examples, the page’s only reference to the author’s name or the title of the book appears in the slug line.

The slug line confuses a lot of aspiring writers; until you have seen piles and piles of professional manuscripts, it looks kind of funny. And when you’ve been told over and over again that a manuscript should have a 1-inch margin on all sides, it can seem counterintuitive to add a line of text, even such a short one, within that margin.

But I assure you, it’s always been done that way. And why? Followers of this series, chant it with me now: because it looks right to professional readers.

Yes, that logic is a trifle tautological, now that you mention it. If you have a problem with that, I would suggest taking it up with the powers that rule the universe. As I believe the fact that my memoir has been in the hands of a reputable publisher for years and still has yet to be released (due to lawsuit threats concerning who owns my memories, believe it or not) makes abundantly clear, I apparently do not rule the universe. If I did, Microsoft Word would be set up to create documents in standard format automatically, Word for Mac and Word for Windows would be set up so those using one could easily give formatting advice to those using the other, air pollution would be merely a thing of distant memory, and ice cream cones would be free on Fridays.

As none of these things seems to be true, let’s get back to business: how does one create that pesky slug line, anyway?

Back in the days when typewriters roamed the earth, it was perfectly easy to add a slug line to every page: all a writer had to do was insert it a half-inch down from the top of the page, left-justified, floating within the 1-inch-deep top margin. For word-processed documents, it’s a trifle more complicated.

The slug line still belongs in the same place, .5 inches from the top of the paper, suspended in the middle of the requisite 1-inch top margin. But instead of laboriously typing it on each page individually as writers did in the bad old days, one simply inserts it in the header. In most versions of Word (I can’t speak for all of them), the header may be found under the VIEW menu.

Before the Luddites out there trot out their usual grumble about tracking down the bells and whistles in Word, think about this: placing the slug line in the header also enables the writer to take advantage of one of the true boons of the advent of word processing, pages that number themselves.

As opposed to having to do it manually, laboriously retyping the slug line in its entirely on each and every page of the manuscript. Oh, you may laugh, but every so often, I will receive a manuscript constructed by a writer who was not aware that Word would do this for her. Instead of utilizing the header function, the poor writer will have elected to include the necessary information on the first line of text on the page.

Not only does this unfortunate misconception involve an absolutely monumental and ultimately unnecessary effort, but the result doesn’t pass the all-important does it look right? test. Take a peek for yourself:

See how pulling the slug line down into the text messes with the spacing of the page? Here, an entire line of text is sacrificed to it — and let me tell you, that line is not going to go quietly.

How so, you ask? Well, think about it: what’s inevitably going to happen if new writing is inserted on a page formatted this way? That’s right: the writer is going to have to go back and move each and every one of those slug lines to match the NEW pagination.

I’d show you a practical example of this, but it’s just too sad to contemplate. Trust me, it would be a heck of a lot of work, and writers who do it are likely to end up beating their heads against their studio walls.

Take a moment to peruse that last example again. See any other problems with the slug line? How about the fact that it includes the word page? Shouldn’t be there; just the numbers will suffice.

Did I just hear some huffs of indignation out there? “But Anne,” I hear the formatting-ambitious cry, “I think it looks kind of nifty to include page before the page number? It’s kinda stylish. If it’s just a matter of personal style, who could possibly be hurt by including it, if I like the way it looks?”

Well, you, for starters. And why? (Chanters, ready your lungs.) Because it just would not look right to someone who reads manuscripts, book proposals, or contest entries on a regular basis.

No kidding — I’ve seen screeners get quite indignant about this one. “Does this writer think I’m stupid?” Millicent is prone to huff. (Don’t bother to answer that question; it’s rhetorical.) “Does she think I don’t know that the numeral that appears on every page refers to the number of pages? Does she think I’m going to go nuts and suddenly decide that it is a statistic, or part of the title? Or maybe a wayward date that’s wandered off to the wrong part of the page?”

Don’t bait her; the lady has a hard life. Do it the approved way.

Okay, did you spot any other problems? What about the fact that the first character is in a different typeface from the rest of the text? Or the equally disturbing fact that the first paragraph of the chapter is not indented?

Again, the writer may consider this stylish, but I can assure you, Millicent won’t. Fortunately for her blood pressure, the odd typeface for the first letter, in imitation of the illuminated texts hand-written by monks in the Middle Ages, doesn’t turn up all that often in manuscripts other than fantasy and YA, for one simple reason: books in that category are more likely to feature this it’s-a-new-chapter signal than others. But once again, what an editor may decide, rightly or wrongly, is appropriate for a published book has no bearing upon what Millicent expects to see in a manuscript.

Save the manuscript illumination for someone who will appreciate it. Hop in your time machine and track down a medieval monk to admire your handiwork, if you like, but in this timeframe, keep the entire manuscript in the same typeface and size.

The non-indented first paragraph of a chapter is fairly common in mystery submissions, I have noticed, and starting to become more prevalent in other kinds of fiction as well of late. (For an interesting discussion about why, please see the comments on this post and this one.) In fact, I’ve been told by many mystery writers — and rather tersely, too — that eschewing indentation in this context is an homage to the great early writers in the genre, an echo of their style, so who is yours truly to try to talk them out of that gesture of respect?

Well, not to put too fine a point on it, I’m someone familiar with what Millicent expects to see on a page — as well as someone who is aware that almost without exception, in Edgar Allan Poe’s time all the way down to our own, the editor has determined the formatting that appeared on any given printed page, not the author. To professional eyes, especially peevish ones like Millicent’s, a manuscript that implicitly appropriates this sort of decision as authorial might as well be the first step to the writer’s marching into Random House, yanking off a well-worn riding glove, and striking the editor-in-chief with it. It’s just not a good idea for someone brand-new to the biz to do.

Yes, you read that correctly: it’s sometimes seen as a challenge to editorial authority. And while we could speculate for the next week about the level of insecurity that would prompt regarding a minor formatting choice as a harbinger of incipient insurrection, is the manuscript of your first book really the right place to engender that discussion amongst Millicent and her cronies?

Exactly. Save the formatting suggestions for a long, intimate discussion over coffee with your editor after she acquires the book. You’ll probably lose any disagreement on the subject, but at least you will have made your preferences known. Until that happy, caffeine-enhanced day, just accept that the industry prefers to see every paragraph in a manuscript indented the regulation five spaces.

It just looks right that way.

While we’re at it, how about the bolded chapter number and title in that last example? Nothing in a manuscript should be in boldface. Nothing, I tell you. Uh-uh. Not ever. (Except for that nonfiction exception we talked about yesterday. And I have seen authors get away with the title itself on the tile page, but frankly, I wouldn’t chance it on a first book.)

Nor should anything be underlined — not even names of books or song titles. Instead, they should be italicized, as should words in foreign tongues that are not proper nouns. Yes, Virginia, back in the day when typewriters roamed the earth, underlining was the norm, for the simple reason that most typewriters did not have italic keys. So if you consult an older list of formatting restrictions or one intended solely for short story formatting — both of which seem to be circulating at an unprecedented rate on the web of late, pretty much always billed as universally-applicable rules for any type of writing, anywhere, anyhow, a phenomenon which simply does not exist — you might conceivably be told that publications, song titles, and/or foreign words (sacre bleu!) should be underlined. But trust me on this one: any agent is going to tell you to get rid of the underlining, pronto.

And why? All together now: because it just doesn’t look right that way.

All right, campers, do you feel ready to fly solo into a critique of a first page? Here are two pages of text, studded with standard format violations for your ferreting-out pleasure:

How did you do? Are those problems just leaping off the page at you now? If not, ask yourself: does that first page contain information that ought to be on the title page instead? Are the margins even? Are the paragraphs formatted correctly? And so forth.

In fact, it’s a terrific idea for any aspiring writer to get into the habit of asking those types of questions immediately after clapping eyes upon any manuscript, his own or anybody else’s. Why? Because that’s Millicent’s first instinct. However literature-loving a she may be, she sees so many incorrectly-formatted submissions that a properly-formatted one automatically looks at first glance like more professional writing to her.

As, with practice, it will to you. I promise. To get that ball rolling, as well as to reward you for so much hard work — or to provide you with some helpful comparison, depending upon how you did on that last little test — here are a couple of correctly-formatted pages, to soothe your tired eyes:

Whenever you start finding yourself chafing at the rules of standard format, come back and take a side-by-side gander at these last sets of examples, to regain perspective on what standard format is and why it’s important in a submission, proposal, or contest entry. I assure you, after a professional reader like Millicent has been at it for even a couple of months, every time she sees the bad example, mentally, she’s picturing the good example right next to it.

Which is why, as we have discussed, manuscripts that look right get taken more seriously than those that don’t. And regardless of how you may feel about Millicent’s literary tastes, isn’t a serious read from her what you want for your book? Or your book proposal? Or your contest entry?

Did you notice that I snuck us from the first page of the text into the second in my last example? Next time, we’ll continue delving into the mysteries of the mid-manuscript page. Keep up the good work!

Posted on - 2 Comments on The mysteriously mysterious strictures of standard format, part VII: where you stand depends on where you sit. Or read, as the case may be.

The mysteriously mysterious strictures of standard format, part VII: where you stand depends on where you sit. Or read, as the case may be.

sagrada familia ceiling3

We begin today with a pop quiz, inspired by sharp-eyed reader Jinnayah’s comment on yesterday’s post. Quick, tell me: did I take the photo above while looking down into an abyss, sideways into an alcove, or up at an impossibly high ceiling?

Hard to tell which way is up, isn’t it? (But here’s a hint: the purple stuff is flying dust.) Without some orienting landmarks, it’s difficult even to know for sure what you’re looking at, or from what direction.

That’s more or less the same problem the average aspiring writer faces when looking at her own first manuscript or book proposal with an eye to figuring out whether it is formatted correctly, right? Let’s face it, very, very few as-yet-to-be-published writers have ever seen a professional manuscript up close and personal; still fewer have had the opportunity to glance through a professional book proposal. Oh, there’s plenty of advice out there on how it should be done, of course, but as many of you have no doubt noted with chagrin, sources differ.

So how on earth is someone new to the game supposed to figure out which end of the manuscript is up, figuratively speaking?

The trick lies in remembering that the principles governing manuscript formatting are practical and historical, not aesthetic. Thus, while two-inch margins and a cursive typeface may strike a writer as the perfect expressive extension of the spirit of his novel, to someone who reads manuscripts for a living, they’re just puzzling. And distracting.

Where you stand, in other words, depends on where you sit. From where Millicent is sitting, deviation from standard format demonstrates a lack of knowledge about how the industry works, not creativity. She has good reason to feel that way: because professional manuscripts and book proposals are formatted in a particular way, she knows that her boss, the agent of your dreams, would have a hard time convincing an editor at a major publishing house to read even the first page of an unprofessional formatted manuscript.

Which brings be back to where we left off last time, right? For the past couple of posts, we’ve been engaging in compare-and-contrast exercises, showing common examples of title pages and fine-tuning your binoculars so you might see how our old friend Millie — or her boss, or an editor, or a contest judge — might view them. As I sincerely hope those of you who read the post can attest, it was pretty obvious that the professionally-formatted title page won the beauty contest hands-down. Or, if the bulk of you aren’t yet willing to attest to that, may I at least hope that everyone is now aware that as far as presentation goes, where you stand depends upon where you sit?

Case in point: a choice as small as a typeface can make an astonishingly great difference to how professional your work looks to the pros. That comes as something of a surprise to most aspiring writers — who, not entirely surprisingly, tend to regard that particular decision as a purely aesthetic one. “Why,” they ask, and not unreasonably, “should it even matter to Millicent? Good writing’s good writing, isn’t it?”

Well, yes and no. Yes, good writing is a thing of beauty and a joy forever. No, insofar as good writing tends to have less impact on the average Millicent when it’s presented in an unusual typeface.

Yes, really. To see why, let’s once again start at the top of the submission packet, taking a gander at the same title page in three different typefaces. Here it is in 12-point Times New Roman, one of the two preferred typefaces:

Austen title good

That’s what anyone sitting in Millicent’s seat would expect to see. Now let’s look at exactly the same information, assuming that Aunt Jane favored 12-point Helvetica:

Austen title helvetica

The letters appear quite a bit bigger, don’t they? Not enough so to appear to be, say, 14-point font, but large enough to make Millicent wonder whether the word count is accurate. (Estimated word count does, after all, vary by typeface: Times New Roman is estimated at 250 words/page, Courier at 200. More on that below.) And do you really want her speculating about your credibility before the first page of your manuscript?

So if we seat ourselves in Millicent’s office chair, we can see that Aunt Jane’s choice of Helvetica, while not a deal-breaker, does not necessarily present her manuscript to its best advantage. And now you want to see a typeface that might be a deal-breaker, don’t you? Happy to oblige.

Austen title brushscript

Can’t really blame Millicent for not wanting to turn the page on that one, can we? Despite containing all of the information that a title page should include, in the right places and in the right order, it’s unprofessional-looking. Not to mention hard to read.

Got Millicent’s perspective firmly imbedded in your mind? Excellent. If you want to switch back to the writer’s point of view, all you have to do is remember that the manuscript that follows even this last title page is SENSE AND SENSIBILITY.

The moral: even the best writing may be placed at a competitive disadvantage by unprofessional presentation.

I assume that all of that clanking is a thousand writers’ hackles being raised. “But Anne,” outraged voices thunder “aren’t you assuming that Millicent’s pretty shallow? Whenever I’ve heard agents and editors asked at conferences or on their websites about whether cosmetic issues can get a manuscript rejected, they often disclaim the notion with scorn. I’ve even heard a few of them say that they don’t care about issues like typeface, spaces after periods and colons, or where the chapter title lies — and that strikes me as significant, as I’ve never, ever heard one say it was okay to let a query letter run longer than a single page. Isn’t it the writing that matters in a submission, ultimately?”

Again, yes and no, hackle-raisers. Yes, the writing matters — but it’s not all that matters.

Naturally, the writing matters most in a submission, with freshness, audience-appropriateness, marketability, and fit with the agent or editor reading it jostling for second place. Equally naturally, and something that I often point out here, individual agents, editors, and even contest judges harbor individual preferences as well and have been known to express them at conferences. Or on their blogs, Twitter feeds, and over drinks at that bar that’s never more than 100 yards from any literary conference in North America.

One person’s pet peeve, however, may not be another’s, and since few aspiring writers of my acquaintance either take the trouble or have the information required to find out the preferences of every agent to whom they are submitting, adhering to standard format minimizes the probability of running afoul of unknown annoyance-triggers. Because, honestly, trying to apply every single one of the expressed opinions floating around out there to your manuscript will drive you 100% nuts. The pet peeves are too often mutually contradictory, for one thing.

Which is to say: if an agent to whom you are submitting asks for something different, for heaven’s sake, give it to her; if, as is almost always the case, you just don’t know, keep the presentation unprovocative and professional so that your writing may shine.

In other words, adhere to the strictures of standard format, rather than assuming, as so many aspiring writers do to their cost, that the writing is the only thing that matters.

Remember, where you stand depends on where you sit. And from both Millicent and the aspiring writer’s perspective, taking the time to present writing professionally is honestly worth it.

Yes, admittedly, one does hear of cases where a kind, literature-loving agent has looked past bizarre formatting in order to see a potential client’s, well, potential, one also hears of isolated cases where a manuscript rife with spelling and grammatical errors gets picked up, or one that has relatively little chance of selling well in the current market. The age of miracles has not entirely passed, apparently.

But — and this is a BIG but — these cases get talked about because they are exceptions, and rare ones at that. 9,999 times out of 10,000, any of these problems will result in, if not instantaneous rejection, then rejection upon Millicent’s lighting upon the next problem in the manuscript.

Those hackles are clacking again, aren’t they? “Okay,” the hackled admit, “I can understand how Millicent would be tempted to skip reading a submission like #3 above, where she’s likely to strain her eyes. I can seen see why she might leap to some negative conclusions about #2, since, as you have mentioned before, she knows that it’s going to be more time-consuming, and thus more costly, to take on a client who needs to be trained how to present her work professionally. But if presentation is so darned important, why don’t aspiring writers hear about it more often at conferences, in articles about submission, or even just in discussions amongst ourselves?”

Excellent question, h-raisers. I can’t say for sure, but I suspect that’s not just because a sane, sensible individual with a reputation to protect is unlikely to stand up in front of 500 eager potential submitters and say, “Look, if you’re planning to submit a grimy photocopy of your book, or insist upon presenting it in 10-point type, or not indenting your paragraphs, just don’t bother to query me.”

Having actually seen a well-meaning agent tell an indignant crowd that he really only took seriously query letters from writers he met at conferences (yes, really; there were many, many witnesses), I can tell you precisely what would happen if some honest soul did take this astounding step: instantly, 500 pens would scrawl on 500 programs, DO NOT QUERY THIS ONE; HE’S MEAN.

Which would rather defeat the agent’s purpose in coming to the conference to recruit new clients, wouldn’t it?

As someone who frequently teaches writing and formatting classes, I can think of another reason that a speaker might want to be careful about such pronouncements: an agent or editor doesn’t have to speak at many conferences (or blog for very long) before recognizing that anything she says about submissions is likely to be repeated with the éclat of a proverb for years to come amongst the writing community.

Seriously, it’s true. I’ve heard offhand comments made from the dais, or even jokes, being debated for hours in conference hallways, particularly if those comments happen to relate to the cosmetic aspects of querying and submission. 5-4 Supreme Court decisions are routinely discussed with less vim and vitriol. Some of Miss Snark’s pronouncements have been more commented upon than St. Paul’s second letter to the Corinthians.

Okay, so that last is a slight exaggeration. My point is, the very notion of from-the-horse’s-mouth rightness carries such a luster that such speakers are constantly in extreme danger of having everything they say quoted back to them as an inflexible rule.

Which is why, I must admit, I occasionally experience qualms about presenting the rules of standard format as inflexible rules. On the pro-regulation side, we are talking, after all, about an industry that both values creativity and considers submitting a book proposal in anything but a black folder dangerously radical. (Yes, really.) On the con side, literally nothing else I talk about here consistently raises as much writerly ire.

The very topic of presentation seems to be emotionally trying for a lot of writers — disproportionately so, from where Millicent is sitting. Tell an aspiring writer that his dialogue is turgid, or his pacing drags, or that he’s left a necessary section out of his book proposal, and most of the time, he’ll be at least curious about why you think so. (If a bit defensive.) Yet suggest to the same writer that he might be better off reformatting his manuscript to include such niceties as paragraph indentation or moving his page number to the slug line, and a good quarter of the time, he’ll look at you as though you’d just kicked his grandmother. Thrice.

Go figure, eh?

Presentation issues definitely do matter — which is, again, not to say that the quality of the writing doesn’t. But — and again, this is a BIG but — as we’ve discussed, rejection decisions are often made on page 1 of a manuscript. Sometimes even within the course of the first paragraph. And if the manuscript is hard to read, due to a funky typeface or odd spacing or just plain poor print quality, it may not be read at all.

While these phenomena are, in fact, quite widely recognized as true, the person who announced them this baldly from the dais at a literary conference would be covered head to foot with flung tomatoes in twenty seconds flat. Metaphorically, at least.

Which is why I’m going to keep saying it until I’m blue in the face and you die of boredom: from the perspective of someone who reads manuscripts for a living, professional formatting is simply the least distracting way a book can possibly be presented. Perversely, adhering to the industry’s cosmetic expectations renders it MORE likely that an agent or editor will concentrate upon the beauty of the writing, not less.

Think about it: they can’t fall in love with your good writing until they read it, can they? So don’t you want to do everything within your power to convince them that your manuscript is the one that deserves more than a cursory glance?

Of course you do; if you didn’t, you would have given up on this series a paragraph into it, right? Instead of thinking of the rigors of standard format as a series of unimportant (or even silly) superficial choices, try regarding them as translating your calling card, a means of catching Millicent’s tired eye and informing her that this is a manuscript that should be taken seriously.

Have I got you sufficiently fired up about superficial manuscript prettiness yet? Grand; let’s get back to the incredibly nit-picky issue of typeface.

As I mentioned earlier in this series, I would highly recommend using either Times, Times New Roman, or Courier typefaces, both on the title page and in the manuscript as well. These are the standards of the industry, and thus the least likely to raise Millicent’s ever-knitted eyebrows. But like some of the other strictures of standard format, there’s a pretty good reason for this one: from where she is sitting, word count estimation is always predicated upon one of these typefaces.

Why is the question of estimating relevant on a title page? Again, we must look to Millicent’s perspective: word counts in book manuscripts are generally estimated, not the actual count; for short stories and articles, use the actual count.

Was that giant gust of wind that just knocked my desk over your collective gasp of astonishment? I’m not entirely surprised; a lot of aspiring writers are confused on this point. “But Anne,” they protest, and who can blame them? “My Word program will simply tell me how many words there are in the document. Since it’s so easy to be entirely accurate, why shouldn’t I be as specific as possible? Or, to put it another way, why would an agent or editor ask for the word count, then expect me to guess?”

Would you throw something at me if I said once again that this is a matter of perspective? From Millicent’s seat, the answer is pretty obvious: industry practices dictate how manuscripts are handled, not the whims of the fine folks at Microsoft. I mean, the Microsofties I know are sterling human beings to a man, but hardly experts on the publishing industry’s requirements. And really, why should they be?

Contrary to popular opinion amongst aspiring writers, just because Word is set up to allow certain things — giving you an exact word count, for instance, or access to 200 typefaces — doesn’t mean that the publishing industry wants writers to do things that way. (And if you doubt that, consider the doubled dash vs. the automatic emdash Word favors.) Word processing programs came into use long, long after standard format for manuscripts, after all; why should agents, editors, and Millicents allow computer programmers to dictate what strikes them as professional?

Perspective, people: which makes more sense, assuming that the word count on your title page will be read by Millicent, or Bill Gates?

I cannot, naturally, speak to Mssr. Gates’ point of view on the subject, but here is why Millicent would care on the estimation front. The Times family is estimated at 250 words/page; Courier at 200. So a 400-page manuscript in Times New Roman is estimated to be roughly 100,000 words if it’s in Times — something Millicent should be able to tell as soon as she claps eyes on the submission’s title page, right? — and 80,000 if it’s in Courier. (If the logic behind that is at all confusing, please see the WORD COUNT category on the archive list at right for further explanation.)

Now, in actual fact, a 400-page manuscript in TNR is probably closer to 115,000 words; as any writer who has compared the estimated word count for her book with the total her word processing program so kindly provides, they tend to differ wildly. But word count, like beauty, is in the eye of the beholder: a novelist whose title page reported, accurately, that her 400-page novel was 115,000 words might well see it rejected out of hand on the grounds that it was too long.

Why? Well, math may not have been Millicent’s best subject (as one might expect, the inmates of agencies tend overwhelmingly English majors), but she can do third-grade multiplication in her head: 115,000 words at 250 words/page would equal a 460-page manuscript. That’s quite a bit longer than editors tend to expect first novels in most genres to be these days; at around 450 pages, binding costs rise significantly.

In other words, next!

Boy, those hackles are getting a workout today, aren’t they? “But Anne, why is Millicent estimating at all? If she wants to know how long it is, why doesn’t she just flip to the last page and check the page number, for heaven’s sake?”

I could give you a long song and dance about how much her wrists hurt from opening all those query envelopes all day, or how her secret midnight e-mail orgies have rendered pinching a torture, but in practice, the answer is far less personal than practical: because the word count is right there on the title page.

Tell me, oh submitters: why on earth should she doubt its accuracy? Unless, say, the title page were in a non-standard typeface like Helvetica, she’s going to assume that an aspiring writer familiar enough with standard format to include the word count on the title page would also know how to estimate it accurately.

I know, I know: from a writerly perspective, that’s kind of a wacky assumption. But her chair boasts a different view than ours.

Besides, how exactly could she manage to turn to page 400 of a manuscript, when her boss requested that the writer send only the first 50, without resorting to some pretty impressive maneuvering through time and space?

I’m aware that I’m running quite long today, but in the interest of clarity, let’s invest another few minutes in turning to the first page of the submission, to see how much of a difference font and typeface make at first glance. Here’s a correctly-formatted page 1 in Times New Roman. Just for giggles, I’m going to use that notorious editor’s nightmare, the opening paragraphs of A TALE OF TWO CITIES:

Pretty spiffy, eh? And definitely not how this opening would appear in a published book, right?

Now let’s take a peek at the same page, also correctly formatted, in Courier. Note how many fewer words per page it allows:

Got both of those firmly imbedded in your brainpan? Good. Now format your first pages that way for the rest of your natural life.

Well, my work here is obviously done.

Just kidding — you want to see why it’s a good idea, don’t you? Okay, take a gander at the SAME first page, not in standard manuscript format. See how many differences you can spot:

Fascinating how just a few small formatting changes can alter the presentation, isn’t it? It’s exactly the same WRITING — but it just doesn’t look as professional. To Millicent, who reads hundreds of pages per day, the differences between the last three examples could not be clearer.

And yet, if we’re going to be honest about it, there were really very few deviations from standard format in the last example. For those of you playing at home, the typeface is Georgia; the chapter title is in the wrong place, and there isn’t a slug line. Also, the page is numbered in the wrong place — the default setting, incidentally, in many word processing programs.

Again, in all probability, none of these infractions against the rules of standard format are serious enough to cause Millicent to toss a submission aside as soon as she notices them. But when poor formatting is combined with literary experimentation — like, say, that paragraph-long first sentence ol’ Charles managed to cough up — which do you think she is going to conclude, that Dickens is a writer who took the time to polish his craft, or that he just doesn’t know what he’s doing?

Don’t tempt her to draw the wrong conclusion. Remember, where a manuscript stands depends upon where the reader sits.

Before any hackles start heading skyward again, I hasten to add: where the submitting writer sits often makes a difference to Millicent’s perception, too. Millicent’s reception of that last example is very likely to be different before Dickens became a household name or after, although once he was established. Unless you happen to be famous, I wouldn’t advise taking the risk.

And if you do happen to be famous, could I interest you in writing a back jacket blurb?

In fairness to Millicent, though, it’s highly unlikely that it would even occur to our Charles to deviate this markedly from standard format, if he already had experience working with an agent or editor. The longer you remain in the business, the more those little things will strike you as just, well, matters of right and wrong. As, fortunately or not, they do Millicent and her ilk.

Come to think of it, that sense of fitness may well be the reason that discussions of formatting tend to become so vitriol-stained: we all like to be right, and after all, propriety is in the eye of the beholder. After all, each of us is most familiar with the view from her own chair.

Pulling back from one’s own perspective can be most helpful. There’s a reason that it’s called the bigger picture, people. In that spirit, let’s take a longer view of the photo above, to situate ourselves:

sagrada familia ceiling

Easier to tell up from down, isn’t it? With a broader perspective, you can see that the green light on the left is coming from a stained-glass window; on the left, there’s a decorative support beam. From a myopic tight shot, we can now tell that this is a picture of a ceiling — as it happens, in the cathedral whose photo graced my last post. (Hey, Jinnayah said she liked the building.)

More show-and-tell follows next time, of course. Keep up the good work!